PAMELA HARRIS, Circuit Judge:
In September 2012, officers with the Sheriff's Department of Rowan County, North Carolina, responded to a report that an intoxicated elderly male with a handgun was committing an assault. When police arrived at the scene, they discovered Burleson and asked if he had a weapon. Burleson admitted that he did and produced a Taurus .357 Magnum caliber handgun. Burleson was subsequently indicted by a federal grand jury, charged with possession of a firearm by a convicted felon, see 18 U.S.C. § 922(g), and as an armed career criminal, see 18 U.S.C. § 924(e).
In order to be a felon in possession under § 922(g), a defendant by definition must have an underlying felony conviction on his record. Section 922(g) defines a qualifying predicate conviction as one for "a crime punishable by imprisonment for a term exceeding one year." § 922(g)(1). Violations of § 922(g) ordinarily carry a maximum sentence of ten years' imprisonment and no mandatory minimum. 18 U.S.C. § 924(a)(2). But when a defendant has at least three previous convictions for certain "crime[s] punishable by imprisonment for a term exceeding one year," the ACCA calls for a mandatory minimum sentence of fifteen years. § 924(e).
Burleson and his trial counsel believed that Burleson had no sensible choice but to plead guilty to the § 922(g) offense, agreeing during the plea colloquy that Burleson had at least one prior conviction for a crime punishable by more than one year. Because Burleson's presentence investigation report indicated that he had five such convictions on his record, all from North Carolina and between the years 1964 and 1985, the ACCA's mandatory fifteen-year sentence also appeared to be triggered. At sentencing, Burleson did not object to the treatment of his prior convictions as qualifying felony convictions under § 924(e), and the court was left with "no choice" but to impose the fifteen-year minimum sentence. J.A. 54. Burleson did not file a direct appeal.
A few months after the district court entered its judgment, however, Burleson filed a pro se motion under 28 U.S.C. § 2255, in which he asked the court to vacate his conviction because his prior North Carolina convictions do not qualify as predicate felony convictions under § 922(g).
That exclusion is critical here because, as Burleson explained in his § 2255 motion, his civil rights were fully restored by operation of state law in 1993, almost two decades before the 2012 arrest that led to his federal felon-in-possession charge under § 922(g). In March 1988, Burleson's unconditional discharge from parole on his last state conviction immediately restored his civil rights to vote, hold office, and serve on a jury. See N.C. Gen.Stat. §§ 13-1, 13-2. In March of 1993, after the expiration of a five-year waiting period, Burleson's firearm rights also were automatically and unconditionally restored by operation of North Carolina law. See id. § 14-415.1 (1975). So as of 1993, Burleson argued, his civil rights were restored, and "such restoration" did not provide, "expressly" or otherwise, for any restriction on his firearm rights.
The government did not disagree, or dispute that in 1993, § 921(a)(20) excluded Burleson's prior state convictions from serving as predicates for a federal felon-in-possession charge. But according to the government, what matters under § 921(a)(20)'s "unless clause"—under which a conviction subject to civil rights restoration may continue to serve as a predicate if "such restoration" "expressly provides" for a restriction on firearm rights—is not whether Burleson's firearm rights were restricted at the time his civil rights were restored, but whether they were restricted at the time of his arrest on the § 922(g) charge. And at that time, the government explained, Burleson's firearm rights were indeed restricted, by a state law passed in 1995—two years after full restoration of Burleson's civil rights—that prohibits all people with felony convictions from possessing firearms, regardless of whether they were convicted after the law's effective date or, like Burleson, before. See N.C. Gen.Stat. § 14-415.1(a) (1995). That retroactive 1995 statute, the government argued, activated the unless clause and effectively revived Burleson's prior convictions as predicates under § 922(g) and § 924(e).
The district court referred Burleson's § 2255 motion to a magistrate judge for a report and recommendation. Relying on two unpublished Fourth Circuit decisions analyzing the same 1995 North Carolina statute at issue here, the magistrate judge agreed with the government that in determining whether a restoration of civil rights provides for a firearm restriction under § 921(a)(20)—and thus whether a prior conviction qualifies as a predicate under
Relying, like the magistrate judge, on our unpublished decisions, the district court adopted the magistrate judge's recommendation and denied Burleson's motion to vacate his conviction. But the district court issued a certificate of appealability, recognizing that "Burleson has made a substantial showing of the denial of a constitutional right." J.A. 134. Acknowledging support for Burleson's position in our published decision in United States v. Haynes, 961 F.2d 50 (4th Cir.1992), as well as cases from other federal courts of appeals, the district court questioned "whether . . . Burleson's prior convictions provide a sufficient basis for his conviction under 18 U.S.C. § 922(g)(1)." J.A. 134.
This timely appeal followed.
As all parties agree, this case turns on our interpretation of 18 U.S.C. § 921(a)(20), which limits the class of prior convictions that may serve as predicates for a federal felon-in-possession charge or a sentence as an armed career criminal.
The Firearms Owners' Protection Act defines "crime punishable by imprisonment for a term exceeding one year" as it is used to identify predicate felony convictions for § 922(g)'s felon-in-possession offense, as well as for § 924(e)'s enhanced sentences. See § 921(a)(20). Under the Act, "[w]hat constitutes a conviction" for purposes of those provisions "shall be determined in accordance with the law of the jurisdiction in which the [prior criminal] proceedings were held"—here, North Carolina. Id. And pivotal here, "[a]ny conviction. . . for which a person . . . has had civil rights restored shall not be considered a conviction . . . unless such . . . restoration of civil rights expressly provides that the person may not ship, transport, possess, or receive firearms." Id. (emphasis added).
In this circuit, it is settled that courts must consider the "whole of state law"—not just the face of a certificate granting the restoration of civil rights, but also relevant state statutes—to determine whether the defendant has had his civil rights "restored" and if a firearm restriction is applicable. See United States v. McLean, 904 F.2d 216, 218 (4th Cir.1990). Here, nobody disputes that under the
We think the text of § 921(a)(20) unambiguously answers that question in Burleson's favor, pointing us to the law that governed at the time of restoration. The key statutory phrase is "unless such. . . restoration . . . expressly provides" for a firearm restriction. "Such restoration" plainly "refers back to the restoration of civil rights discussed in the previous clause." United States v. Osborne, 262 F.3d 486, 491 (5th Cir.2001) (holding that law at time of restoration governs § 921(a)(20) inquiry). By stating that firearm restrictions must be linked to the restoration itself, § 921(a)(20) necessarily excludes state-law restrictions enacted after that restoration has been effected. "[I]t cannot be that `such . . . restoration' includes laws that had not been passed at the time the restoration occurred." Id. And that reading is confirmed by use of the present tense in the phrase "expressly provides," the "plain meaning" of which is that courts must determine the effect of a restoration of civil rights "at the time it is granted and cannot consider whether the defendant's civil rights later were limited or expanded." See United States v. Cardwell, 967 F.2d 1349, 1350-51 (9th Cir.1992) (holding that law at time of restoration governs § 921(a)(20) inquiry).
Congress could have enacted a statute effectuating the government's position, providing that restoration of a defendant's civil rights precludes use of a prior conviction "unless current state law expressly provides" for a firearm restriction. But that is not what the statute says. See Osborne, 262 F.3d at 491 (statute "does not read `unless state law expressly provides that the person may not possess firearms'"). Instead, Congress specified that "such restoration" must "expressly provide[]" for a firearm restriction, and that language makes it clear that post-restoration enactments by the convicting state cannot restore a previously negated predicate conviction for purposes of § 922(g) and § 924(e).
The government does not attempt to reconcile its position with the text of the unless clause. Instead, it points to our cases holding that courts must look to the "whole of state law" to determine if a felon's civil rights have been restored fully under § 921(a)(20), see McLean, 904 F.2d at 218, and argues that the "whole of state law" includes the 1995 North Carolina firearm restriction that was in effect when Burleson was arrested in 2012. But that conflates two very different questions. The first is whether courts may consult not only the face of an individualized restoration certificate but also the operation of general state statutes in deciding if civil rights have been "restored" and if a firearm restriction applies. As noted above, our court has answered that question in
The Courts of Appeals for the Fifth, Eighth, Ninth, and Tenth Circuits have considered that question and come to the same conclusion as ours, holding that the text of § 921(a)(20) unambiguously requires courts to "look to the law at the time a defendant's civil rights were restored, without reference to later changes in the law." Osborne, 262 F.3d at 491; see United States v. Norman, 129 F.3d 1393, 1397 (10th Cir.1997); United States v. Wind, 986 F.2d 1248, 1251 (8th Cir.1993); Cardwell, 967 F.2d at 1351. Only the Seventh Circuit appears once to have reached a contrary conclusion, see Melvin v. United States, 78 F.3d 327, 330 (7th Cir.1996), but in a more recent case that court, too, applied "state law and practice at the time of the asserted restoration of civil rights" to the § 921(a)(20) inquiry, see United States v. Adams, 698 F.3d 965, 968-69 (7th Cir.2012). Application of the law in effect on the date of a person's § 922(g) arrest may be "problematic," the court concluded, when, as here, "a state restores a felon's civil rights and then changes its law after the restoration." Id. at 969. We think so, too. North Carolina is entitled, of course, to pass retroactive legislation that alters a felon's right to possess firearms under state law. But under the plain text of § 921(a)(20), once a conviction for which rights have been restored ceases to count as a predicate for federal law purposes, a subsequent change in state law will not revive it.
The magistrate judge and district court reached a different conclusion, in reliance on a pair of unpublished Fourth Circuit decisions taking the government's view of § 921(a)(20). But we have published precedent that directly addresses the question at issue here, and it adopts Burleson's reading of the unless clause, not the government's.
In our 1992 decision in United States v. Haynes, we encountered the same temporal sequence we confront today: A defendant's civil rights were fully restored after he was discharged from parole on a state felony conviction, three years later West Virginia passed a statute barring previously convicted felons from carrying firearms, and one year after that the defendant was discovered in possession of a firearm. See 961 F.2d at 51-52. As here, the government argued that the defendant's prior felony conviction qualified as a predicate offense under § 922(g) because at the time of his arrest on that charge, his firearm rights were restricted by operation of the post-restoration state statute. Id. But we rejected that argument because "at the time that [the defendant's] civil rights were restored, it was not against West Virginia law for a convicted felon to possess a firearm." Id. at 53. West Virginia's "subsequent enactment of [a firearm restriction]," we reasoned, "does not alter the fact that section 921(a)(20) excluded the defendant from the definition of a convicted felon for purposes of section 922(g)(1)." Id. at 52-53.
Although Haynes would appear to foreclose the government's argument, the government contends—and the district court agreed—that the case is distinguishable. According to the government, Haynes rests not on an interpretation of § 921(a)(20)'s unless clause but instead on retroactivity concerns: West Virginia's
To the extent there has been a lack of clarity as to the import of our decision in Haynes, we can resolve it now.
We think the reasoning of Haynes is clear enough. But were there any doubt, it is worth noting that the government's reading would render all but a few sentences of the opinion meaningless. It also would surprise our sister circuits, which have relied on Haynes as among the cases holding that courts must look to the state law in effect at the time a defendant's civil rights are restored in applying § 921(a)(20)'s unless clause. See Osborne, 262 F.3d at 491 & nn. 18, 20 (citing Haynes); Norman, 129 F.3d at 1397 & n. 4 (same); Cardwell, 967 F.2d at 1351 (same).
In short, our decision today is compelled not only by the text of § 921(a)(20) but also by this court's prior decision in Haynes. Under the straightforward text of the unless clause and under Haynes, the result is the same: Burleson's prior North Carolina felony convictions cannot serve as predicates for his felon-in-possession charge under § 922(g) or for his sentence as an armed career criminal under § 924(e). For these federal-law purposes, North Carolina's post-restoration change in state law is of no moment.
Because Burleson did not have a qualifying predicate conviction on his record at the time of the charged offense, it was not illegal under § 922(g) for him to possess a firearm. He cannot remain convicted of a crime of which he is actually innocent. We therefore reverse the judgment of the district court denying relief, vacate Burleson's § 922(g) conviction and attendant sentence, and remand to the district court with instructions to grant Burleson's § 2255 motion.
REVERSED, VACATED, AND REMANDED