Filed: Feb. 25, 2020
Latest Update: Feb. 25, 2020
Summary: UNPUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT No. 18-1906 KATHY LIVINGSTON, as Administratrix of The Estate of John David Livingston, II; MICHAEL CARDWELL; CHRISTINE BROOM; WESLEY WRIGHT; TYRONE BETHUNE; RYAN HOLLOWAY, Plaintiffs – Appellees, v. NICHOLAS KEHAGIAS, both individually and in his official capacity as law enforcement officer with the Harnett County Sheriff’s Department; JOHN WERBELOW, both individually and in his official capacity as a law enforcement officer with
Summary: UNPUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT No. 18-1906 KATHY LIVINGSTON, as Administratrix of The Estate of John David Livingston, II; MICHAEL CARDWELL; CHRISTINE BROOM; WESLEY WRIGHT; TYRONE BETHUNE; RYAN HOLLOWAY, Plaintiffs – Appellees, v. NICHOLAS KEHAGIAS, both individually and in his official capacity as law enforcement officer with the Harnett County Sheriff’s Department; JOHN WERBELOW, both individually and in his official capacity as a law enforcement officer with ..
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UNPUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 18-1906
KATHY LIVINGSTON, as Administratrix of The Estate of John David Livingston,
II; MICHAEL CARDWELL; CHRISTINE BROOM; WESLEY WRIGHT;
TYRONE BETHUNE; RYAN HOLLOWAY,
Plaintiffs – Appellees,
v.
NICHOLAS KEHAGIAS, both individually and in his official capacity as law
enforcement officer with the Harnett County Sheriff’s Department; JOHN
WERBELOW, both individually and in his official capacity as a law enforcement
officer with the Harnett County Sheriff’s Department; MICHAEL BRANDON
KLINGMAN, both individually and in his official capacity as a law enforcement
officer with the Harnett County Sheriff’s Department, JOHN KNIGHT, both
individually and in his official capacity as a law enforcement officer with the
Harnett County Sheriff’s Department; LARRY ROLLINS, in his official capacity
as Sheriff of Harnett County, North Carolina; WAYNE COATS, in his official
capacities as a Mayor and Sheriff of Harnett County, North Carolina; WESTERN
SURETY COMPANY, as Surety,
Defendants – Appellants.
-------------------------------
NORTH CAROLINA POLICE BENEVOLENT ASSOCIATION; SOUTHERN
STATES POLICE BENEVOLENT ASSOCIATION,
Amici Supporting Appellant,
PUBLIC JUSTICE CENTER; NORTH CAROLINA ADVOCATES FOR
JUSTICE,
Amici Supporting Appellees.
Appeal from the United States District Court for the Eastern District of North Carolina, at
Raleigh. Terrence W. Boyle, Chief District Judge. (5:16-cv-00906-BO)
Argued: October 30, 2019 Decided: February 25, 2020
Before DIAZ, HARRIS, and RUSHING, Circuit Judges.
Dismissed in part; judgment affirmed in part, reversed in part, and remanded by
unpublished opinion. Judge Harris wrote the opinion, in which Judge Diaz and Judge
Rushing joined.
ARGUED: Dan McCord Hartzog, Jr., CRANFILL SUMNER & HARTZOG LLP, Cary,
North Carolina, for Appellants. Matthew David Ballew, ZAYTOUN LAW FIRM, PLLC,
Raleigh, North Carolina, for Appellees. ON BRIEF: Carl M. Newman, Katherine M.
Barber-Jones, James C. Thornton, CRANFILL SUMNER & HARTZOG LLP, Raleigh,
North Carolina; Monica Langdon Jackson, COUNTY OF HARNETT, Lillington, North
Carolina, for Appellants. Robert E. Zaytoun, John R. Taylor, Charles K. McCotter, Jr.,
ZAYTOUN LAW FIRM, PLLC, Raleigh, North Carolina; Jesse Womble Jones,
Lillington, North Carolina, for Appellees. J. Michael McGuiness, THE MCGUINESS
LAW FIRM, Elizabethtown, North Carolina; Megan Milliken, MILLIKEN LAW,
Wilmington, North Carolina, for Amici Southern States Police Benevolent Association and
North Carolina Police Benevolent Association. Ejaz H. Baluch, Jr., Murnaghan Appellate
Advocacy Fellow, PUBLIC JUSTICE CENTER, Baltimore, Maryland; Burton Craige,
Narendra Ghosh, PATTERSON HARKAVY LLP, Raleigh, North Carolina, for Amici
Public Justice Center and North Carolina Advocates for Justice.
Unpublished opinions are not binding precedent in this circuit.
2
PAMELA HARRIS, Circuit Judge:
This appeal arises from five incidents in which police officers are alleged to have
conducted unreasonable searches and seizures, used excessive force, and, in one instance,
used deadly force without justification. The district court denied the officers’ motion for
summary judgment, finding that genuine disputes of fact precluded an award of qualified
immunity at this stage of the litigation.
On appeal, the officers challenge only selected portions of the district court’s ruling,
disputing the court’s resolution of some, but not all, of the claims in question. And the
scope of this appeal is further narrowed by its interlocutory posture: On interlocutory
review of a denial of qualified immunity, we may review legal questions, but not a district
court’s determination that the pretrial record gives rise to genuine disputes of fact.
Consistent with that limit on our jurisdiction, we must dismiss much of the officers’
appeal, as it rests in large part on disagreement with the district court’s assessment of the
record evidence. To the extent the officers have identified legal questions that we may
review on interlocutory appeal, we affirm in part and reverse in part the district court’s
judgment. The district court properly denied qualified immunity on one of the plaintiff’s
excessive force claims, because, as the court explained, on the facts taken in the light most
favorable to the plaintiff, established law would make clear to a reasonable officer that the
non-deadly force used was disproportionate. But the district court erred, we find, in
denying qualified immunity on a different plaintiff’s unreasonable seizure claim, because
clearly established law would not have put the officers on notice that they lacked probable
cause for a mental health seizure.
3
I.
This case began when six plaintiffs sued a group of police officers in Hartnett
County, North Carolina, in connection with five incidents that occurred between January
and November of 2015. Each incident involved different and overlapping groups of police
officers, with one officer – Deputy Sheriff Nicholas Kehagias – present in four of the five
encounters. 1
The “gravamen” of the complaint, as the district court described it, was that the
defendant officers “repeatedly engaged in grossly improper conduct and applied excessive
and unreasonable force.” J.A. 102. According to the plaintiffs, their cases were part of a
larger pattern in which certain officers “brutalized, wrongfully detained, and humiliated”
Hartnett County residents with impunity.
Id. at 108. The plaintiffs’ specific allegations
featured warrantless, unlawful and sometimes forcible or middle-of-the-night home
entries; unlawful seizures and arrests, frequently accompanied by unprovoked excessive
force; and, in one case, the unjustified use of deadly force.
1
The three plaintiffs with claims at issue on appeal are the Estate of John
Livingston; Tyrone Bethune; and Michael Cardwell. The other three plaintiffs in the
underlying action are Ryan Holloway (who sued in connection with Bethune over the same
incident), Christine Broom, and Wesley Wright. In addition to Nicholas Kehagias, the
defendant officers sued in their individual capacities are John Werbelow, Michael Brandon
Klingman, and John Knight. Sheriffs Larry Rollins and Wayne Coats are named as
defendants in their official capacities in connection with the plaintiffs’ claim against the
Hartnett County Sheriff’s Office.
4
The plaintiffs brought their action under § 1983, claiming, inter alia, that the
defendants involved in each of their incidents violated some combination of their Fourth
Amendment rights to be free from unreasonable searches, from unreasonable seizures, and
from excessive force. The plaintiffs also raised state-law claims and, under Monell v.
Department of Social Services,
436 U.S. 658 (1978), a § 1983 claim against the Hartnett
County Sheriff’s Office, alleging that the Office failed to train its deputies and maintained
a policy or custom of condoning misconduct and the unlawful use of force. The district
court denied the defendant officers’ motion to sever the claims of the individual plaintiffs
for trial, and denied most of a subsequent motion for judgment on the pleadings, dismissing
from the case only certain state-law causes of action.
After discovery, the officers filed the motion for summary judgment at issue here,
arguing primarily that they are entitled to qualified immunity on the constitutional claims
against them. In a thorough opinion, the district court denied the motion. The key problem,
as the district court explained, was that “the plaintiffs’ and defendants’ versions of events
are in stark contrast, with defendants disputing much of what plaintiffs contend occurred.”
J.A. 2677. Primarily because of genuine record disputes over facts on which the officers
relied for their qualified immunity defense, the court concluded, qualified immunity could
not be awarded at this stage of the litigation. See, e.g.,
id. at 2699 (“Because the facts relied
on by the defendants to argue that the rights violated were not clearly established are in
dispute, defendants have not” shown an entitlement to qualified immunity as a matter of
law).
5
For the same reason, the district court held that the officers were not entitled to
summary judgment on their claim of state-law public officer immunity against the
plaintiffs’ state-law claims. And “genuine issues of material fact” likewise precluded
summary judgment against the plaintiffs on their Monell claim.
Id. at 2707; see
id. at 2709
(municipal liability under Monell is “properly a question for the jury in this case”).
The officers timely filed this interlocutory appeal, challenging the denial of
summary judgment on their qualified immunity defenses.
II.
We review de novo a district court’s denial of qualified immunity at summary
judgment. Cox v. Quinn,
828 F.3d 227, 235 (4th Cir. 2016). The standard we apply is the
same as that used by the district court: We view the facts in the light most favorable to the
nonmoving party – here, the plaintiffs – and recognize that summary judgment may be
granted only if “no material facts are disputed” and the officers are “entitled to judgment
as a matter of law” on their qualified immunity claim. Ausherman v. Bank of Am. Corp.,
352 F.3d 896, 899 (4th Cir. 2003); see Henry v. Purnell,
652 F.3d 524, 531 (4th Cir. 2011)
(en banc); Fed. R. Civ. P. 56(a).
The posture of this appeal narrows the scope of our review in an important respect.
As a general matter, denials of summary judgment are interlocutory orders not subject to
appellate review. See Williams v. Strickland,
917 F.3d 763, 767 (4th Cir. 2019). There is
an exception, however, for denials of summary judgment as to qualified immunity, which
may be appealed immediately under the collateral order doctrine. See
id. at 768. But such
6
an appeal is limited to legal questions; our jurisdiction extends only to the denial of
qualified immunity “to the extent it turns on an issue of law.” Gould v. Davis,
165 F.3d
265, 268 (4th Cir. 1998) (emphasis added). By contrast, we have no jurisdiction to “review
the district court’s order ‘insofar as that order determines whether or not the pretrial record
sets forth a “genuine” issue of fact for trial.’”
Id. (quoting Johnson v. Jones,
515 U.S. 304,
320 (1995)).
What that means is that we may not consider, in this posture, any argument that the
district court misapprehended the record, finding genuine issues of fact where none exist.
To the extent the officers argue that the plaintiffs have adduced insufficient evidence to
create genuine disputes as to material facts, we have no jurisdiction to address that claim.
See Winfield v. Bass,
106 F.3d 525, 529–30 (4th Cir. 1997) (en banc). “Whether we agree
or disagree with the district court’s assessment of the record evidence,” in other words, “is
of no moment in the context of this interlocutory appeal.” Culosi v. Bullock,
596 F.3d 195,
201 (4th Cir. 2010); see also Hensley ex rel. N.C. v. Price,
876 F.3d 573, 579 (4th Cir.
2017) (“In this procedural posture, we may not credit defendant’s evidence, weigh the
evidence, or resolve factual disputes in the defendants’ favor.”). Rather, our review of the
district court’s judgment is “limited to [one] narrow legal question: if we take the facts as
the district court gives them to us, and we view those facts in the light most favorable to
the plaintiff,” are the defendant officers “still entitled to qualified immunity?”
Strickland,
917 F.3d at 768 (emphasis added).
With the boundaries of our appellate jurisdiction firmly in mind, we turn now to the
arguments on appeal.
7
III.
The defendant officers have chosen to appeal only a limited portion of the district
court’s ruling denying summary judgment on qualified immunity grounds. As to two of
the incidents – those involving plaintiffs Christine Broom and Wesley Wright – the officers
take no appeal on any claim. As to the remaining three incidents, the officers appeal the
denial of qualified immunity on some, but not all, of the plaintiffs’ claims. Specifically,
the officers appeal the denial of qualified immunity on each of the claims raised by the
Estate of John Livingston – unlawful entry and arrest, excessive force in effectuating the
arrest, and unjustified use of deadly force – and on the unreasonable seizure but not the
excessive force claims of plaintiffs Tyrone Bethune and Michael Cardwell. 2 For each
claim on appeal, the officers argue that they are entitled to qualified immunity as a matter
of law.
“The doctrine of qualified immunity protects government officials from liability for
civil damages insofar as their conduct does not violate clearly established statutory or
constitutional rights of which a reasonable person would have known.” Pearson v.
Callahan,
555 U.S. 223, 231 (2009) (internal quotation marks omitted). In practice,
2
With respect to Cardwell’s excessive force claim against the relevant officers, the
district court purported to deny summary judgment on qualified immunity grounds. As the
officers note, however, it appears that they in fact had not moved for summary judgment
as to that claim. Regardless, we have no occasion to consider Cardwell’s excessive force
claim here.
8
qualified immunity “gives government officials breathing room to make reasonable but
mistaken judgments.” Ashcroft v. al-Kidd,
563 U.S. 731, 743 (2011).
As the district court explained, determining whether a state official is entitled to
qualified immunity is a two-step inquiry. See Saucier v. Katz,
533 U.S. 194, 201 (2001);
Pearson, 555 U.S. at 236 (granting courts discretion as to order in which two steps are
addressed). At the first step, the court asks “whether a constitutional violation occurred,”
“viewing the facts and drawing the reasonable inferences in the light most favorable to the
plaintiff.” J.A. 2688 (citation omitted). At the second, the court considers whether “the
right violated was clearly established” at the time.
Id. Courts “do not require a case directly
on point,” as the district court recognized, to conclude that the law was clearly established.
Id. at 2692 (quoting
al-Kidd, 563 U.S. at 742). What matters is that it “would be clear to a
reasonable officer that his or her conduct was unlawful in the particular situation that he or
she confronted,” id.; see Brown v. Gilmore,
278 F.3d 362, 367 (4th Cir. 2002).
We now discuss each of the claims in question. And because this is an interlocutory
appeal of a denial of qualified immunity at summary judgment, we recount the facts as the
district court viewed them, in the light most favorable to the plaintiffs, unless otherwise
noted. See
Strickland, 917 F.3d at 768.
A.
Estate of Livingston
In the predawn hours of November 15, 2015, Deputy Kehagias shot and killed John
Livingston at his home. The events leading up to the shooting began when Kehagias
entered Livingston’s home without a warrant and over Livingston’s objections, allegedly
9
by kicking open the front door. When Kehagias tried to arrest Livingston – because,
Kehagias claims, Livingston had lied to him and then struck his foot with the door while
trying to push it closed – Livingston refused to give his hands to be handcuffed. After a
struggle in which Kehagias and another officer repeatedly used a taser, pepper-spray, and
physical force on Livingston, who in the plaintiff’s telling was offering only passive
resistance, Kehagias fired the shots that killed Livingston.
Livingston’s estate sued, alleging unlawful entry and arrest, excessive force in
effectuating the arrest, and the unjustified use of deadly force, all in violation of the Fourth
Amendment. The officers appeal the denial of qualified immunity on all three of those
claims.
1.
Deputies Kehagias and Werbelow arrived at Livingston’s home at about 3:40 a.m.,
allegedly in search of Lonnie Setzer, an individual suspected of committing a
misdemeanor. Though Setzer was not in the house, three other individuals were present
along with Livingston, and witnessed the events that followed.
According to the plaintiff, when Livingston answered the door, Deputy Kehagias
asked if Setzer was in the home, and Livingston replied truthfully that he was not. Kehagias
remembers it differently, claiming that he asked if anyone else was present, and that
Livingston lied when he answered in the negative. In either event, Kehagias did not believe
Livingston, and asked to come inside – without a warrant – to look for Setzer. Livingston
declined, attempting to close the door, and Kehagias entered anyway, though the details
10
are disputed: Either Kehagias put his foot in the doorway, where it was hit by the door as
Livingston closed it; or Kehagias kicked the door open just before it closed.
Immediately upon entering, Deputy Kehagias went to Livingston, now sitting in a
chair, pulled him up by his arm, and pushed him against the wall to arrest him – for,
Kehagias says, the misdemeanor offenses of hitting his foot with a door and lying to him
at the doorway about the home’s occupants. According to witness Clayton Carroll,
Kehagias then deployed a taser against Livingston for the first time, causing Livingston to
fall to the ground. On the ground with Kehagias on top of him, Livingston refused to give
up his hands. In the course of their minutes-long struggle, Kehagias pepper-sprayed
Livingston, tased him two more times, and put his gun to Livingston’s head and threatened
to kill him. Werbelow participated as well, twice pepper-spraying Livingston. Witness
Carroll also recalls the two officers elbowing Livingston in the head, causing his head to
hit the tile floor and bleed.
The final stage of the struggle took place on Livingston’s front porch, where the
officers had dragged Livingston. After kneeing and kicking Livingston, Kehagias again
used his taser against him. What happened next with respect to the taser is critically
disputed. Kehagias at some point yelled, “he’s got my taser” – referring to Livingston.
J.A. 2685. According to Kehagias, Livingston indeed had taken control of the taser and
deployed it against him. But according to witness accounts, Livingston touched the taser
only in an effort to remove it from his body, and never controlled it or used it against
Kehagias. Kehagias then drew his gun and shot and killed Livingston.
2.
11
Livingston’s estate sued, claiming that the officers violated Livingston’s Fourth
Amendment rights at each stage of their encounter with him: the warrantless home entry
and arrest, the use of force to effectuate the arrest, and the final use of deadly force. On all
three claims, the district court denied the officers summary judgment based on qualified
immunity. Viewing the facts in the light most favorable to the plaintiff, the district court
concluded, the Estate “ha[s] established that [Livingston’s] Fourth Amendment rights . . .
were violated and that the rights as they existed in these circumstances were clearly
established.”
Id. at 2701.
As to home entry and arrest, the district court began, governing law was clear and
undisputed: A seizure or arrest effected without probable cause is unreasonable under the
Fourth Amendment, and a warrantless and non-consensual home entry is presumptively
unreasonable, though it may be excused in certain exigent circumstances. And under that
well-established law, the court found, on the facts as viewed most favorably to the plaintiff,
it was clear at the time that “Kehagias was without justification in his warrantless entry
into Livingston’s home and arrest of Livingston.” Id.; see also
id. at 2705 (finding that
Livingston’s right to be free from the alleged unlawful entry and seizure was “clearly
established” in November 2015).
The officers’ only contrary argument, the district court explained, rested entirely on
disputed factual points. The officers claimed, for instance, that they had probable cause to
arrest Livingston because “he lied to Kehagias about whether there were any other people
in the house.”
Id. at 2701–02. But on the plaintiff’s version of events, there was no lie;
Kehagias had asked only whether Lonnie Setzer was present, and Livingston had truthfully
12
replied that he was not. And the officers’ alternative theory – that there was probable cause
to arrest Livingston for “assaulting an officer” because Kehagias’s foot, in Livingston’s
doorway, was struck when Livingston attempted to close the door – likewise rested on a
disputed factual premise: that Kehagias had put his foot in the doorway before Livingston
tried to close it, rather than kicking the door open after it was almost fully closed.
Id. at
2702. And on no theory, the district court finished, could the officers – who even on their
own account were searching for a person who may have been involved in a misdemeanor
crime, and then developed cause to arrest Livingston for misdemeanor offenses – show,
based on those minor charges, an exigency that would rebut the presumption against
warrantless home entries.
Turning to the use of force, the district court concluded that on the facts construed
in favor of the plaintiff, the officers’ use of non-deadly force to effectuate Livingston’s
arrest was excessive and hence constitutionally unreasonable under the factors laid out in
Graham v. Connor,
490 U.S. 386 (1989). The severity of the crime allegedly at issue – a
misdemeanor – was minor. There was no indication of any immediate threat to the officers
from Livingston, who prior to being “forcibly taken down to the ground by Kehagias []
had offered no resistance whatsoever,” and went on to offer only “passive resistance.” J.A.
2703. Under those circumstances, the district court held, the full array of force used against
Livingston – who, among other things, was “elbowed in the head so that his head hit the
tile floor and began to bleed, [] threatened with Kehagias’s firearm, tased, and pepper
sprayed in the face” – was objectively unreasonable.
Id. at 2704.
13
With respect to the use of deadly force – justified, as the court explained, only where
an “officer has sound reason to believe that the suspect poses a serious threat of physical
harm,”
id. – the court held that factual disputes precluded summary judgment. Kehagias
justified his use of force on one ground: that Livingston “had taken control of the taser and
had in fact tased Kehagias before Kehagias retrieved his gun and shot Livingston.”
Id. But
that account was disputed by the witnesses. Viewing the record facts in the light most
favorable to the plaintiff, the court determined, there was evidence to show that Livingston
never presented a threat that could justify deadly force: Though he touched the taser in an
effort to remove it from his body, he never controlled the taser or used it against Kehagias.
While a jury ultimately might credit Kehagias’s account, the court concluded, the
discrepancy in the evidence precluded an award of qualified immunity on summary
judgment.
Finally, the court applied the second prong of the qualified immunity analysis to the
use of force claims, and found that Livingston’s right to be free from excessive force under
the circumstances, including deadly force, was “clearly established in November 2015.”
Id. at 2705. By 2015, the district court reasoned, case law made clear that on the plaintiff’s
version of the facts, the force used by the officers was “unnecessary [and] disproportionate”
to the need to “seize an unarmed individual for a minor offense.”
Id. The court
acknowledged the officers’ primary argument to the contrary, focused on the initial use of
non-deadly force: that it was not until 2016, in Estate of Armstrong ex rel. Armstrong v.
Village of Pinehurst,
810 F.3d 892 (4th Cir. 2016), that this court established that “a taser
may not be deployed ‘in the face of stationary and non-violent resistance to being
14
handcuffed.’” J.A. 2705 (quoting
Armstrong, 810 F.3d at 909–10). But here, the district
court observed, “the force utilized by Kehagias and Werbelow during the Livingston
encounter was not limited to deploying a taser.”
Id. Considering “all of the facts with an
eye toward the proportionality of the force used,” Livingston’s right to be free of the full
panoply of non-deadly force used against him, “in a circumstance involving a minor
crime[] and no active resistance, and where plaintiffs’ evidence establishes that defendant
Kehagias ‘took an unreasonably aggressive tack that quickly escalated,’ was clearly
established” at the time.
Id. (quoting Smith v. Ray,
781 F.3d 95, 101 (4th Cir. Mar. 2015)).
3.
The officers now appeal the denial of summary judgment based on qualified
immunity as to all three of the Estate’s claims against them. With respect to the claims for
unlawful entry and arrest and for the unreasonable use of deadly force, we must dismiss
the officers’ appeal as outside our limited jurisdiction in this interlocutory posture. With
respect to the claim for the unreasonable use of non-deadly force to effectuate Livingston’s
arrest, we affirm the district court’s denial of summary judgment.
The officers’ appeal of the unlawful entry and arrest claim centers on the same
argument they presented to the district court: that their entry and attempted arrest were
reasonable under the Fourth Amendment because there was probable cause that Livingston
had committed misdemeanor offenses, first by lying to them about the home’s occupants
and then by touching Deputy Kehagias’s foot with the door when he attempted to close it.
The district court, as described above, found that genuine factual disputes precluded an
award of summary judgment on either of these theories. And while the officers argue that
15
the district court was mistaken, and that the record in fact does not give rise to genuine
factual disputes on these points, that kind of fact- and record-based claim falls outside the
scope of our review in this posture. See
Gould, 165 F.3d at 268 (finding absence of
jurisdiction to “review the district court’s order insofar as that order determines whether or
not the pretrial record sets forth a genuine issue of fact for trial”) (internal quotation marks
omitted). Because the officers’ contention that they are entitled to qualified immunity on
this claim rests on disagreement with the district court’s “assessment of the record
evidence,”
Culosi, 596 F.3d at 201, it is not properly before us, and we must dismiss that
portion of the appeal. 3
For the same reason, we also must dismiss the officers’ appeal as to the deadly force
claim. Here again, the officers’ argument is that the district court misapprehended the
summary judgment record, this time by determining that the evidence, construed in the
light most favorable to the plaintiff, supported a finding that Livingston had never
controlled the taser or used it against Kehagias. Parsing the witness statements relied on
by the district court, the officers assert that the pretrial evidence, properly understood, is
not enough to put into genuine dispute their version of the facts, on which Livingston had
3
Likewise, we may not review the officers’ contention that their warrantless home
entry was justified by exigent circumstances because they were in hot pursuit of a
misdemeanor arrest. That argument depends on the existence of probable cause for an
arrest – which, as explained above, itself turns on disputed issues of fact. We have no
jurisdiction to reconsider the district court’s determination that there are genuine issues of
fact for trial as to the existence of probable cause, and therefore dismiss the officers’ appeal
on this claim, as well.
16
gained control of the taser and used it against Kehagias. But considering the record as a
whole and viewing it favorably to the plaintiff, the district court came to a different
conclusion. And in this procedural posture, we must accept the record as the district court
viewed it; our limited jurisdiction does not allow us to address the officers’ contention that
the Estate has not brought forward sufficient evidence to create genuine disputes as to these
critical facts. See
Winfield, 106 F.3d at 529–30. 4
We take a different approach to the officers’ appeal regarding the use of non-deadly
force to effectuate Livingston’s arrest. Here, in contrast to the other claims, the officers
have identified legal issues that we may review in this interlocutory posture: Whether,
accepting the district court’s assessment of the record and view of the facts, the officers are
4
The police officers also argue that even if there is a genuine factual dispute about
whether Livingston actually controlled the taser, it is undisputed that Kehagias thought he
did – given Kehagias’s shout of “he’s got my taser” – and that Kehagias is entitled to
qualified immunity on that ground alone. The district court did not separately address that
argument, probably because it was raised only in passing, at best, before that court. In any
event, to the extent this presents a legal claim that we may review on appeal, we disagree
with the officers. It is true that the Estate appears not to dispute the fact of Kehagias’s
shout. But it does not follow, as the officers assume, that there can be no dispute as to
Kehagias’s actual state of mind; a jury could choose not to credit the statement by
Kehagias, whose reliability as a witness repeatedly has been called into question in this
case, sometimes in directly analogous circumstances. See, e.g., J.A. 2684 (quoting
testimony from Wright in which he said he was handcuffed and not resisting when
Kehagias nevertheless shouted, “Stop. You’re resisting,” before macing and beating him).
And even if Kehagias did believe that Livingston had his taser and posed an immediate
threat to his safety, his use of deadly force would be justified only if that belief was
objectively reasonable. See
Smith, 781 F.3d at 103. On the factual record as viewed by
the district court, a reasonable jury could find that under all the circumstances, Kehagias
had no reasonable basis for fearing that his taser could be used against him by Livingston.
See
id. (officer is not entitled to qualified immunity as a matter of law where, drawing
inferences in favor of the plaintiff, a jury could find the officer’s perceptions unreasonable).
17
entitled to qualified immunity as a matter of law, either because they reasonably used non-
deadly force and so committed no constitutional violation, or because no clearly established
law put them on notice that their use of non-deadly force was constitutionally excessive.
On these questions, we agree with the district court, and thus affirm its ruling denying
summary judgment.
“The Fourth Amendment’s bar on unreasonable seizures prohibits the use of
excessive force by a police officer in effectuating an arrest.” Harris v. Pittman,
927 F.3d
266, 272 (4th Cir. 2019). As the district court explained, whether a use of force is excessive
is an objective inquiry, based on the factors set out in Graham v. Connor: “the severity of
the crime at issue, whether the suspect poses an immediate threat to the safety of the
officers or others, and whether [the suspect] is actively resisting arrest or attempting to
evade arrest by
flight.” 490 U.S. at 396. We “view [the force used] in full context, with
an eye toward proportionality of the force in light of all the circumstances.”
Smith, 781
F.3d at 101 (citation omitted); see J.A. 2705 (quoting Smith). Ultimately, the question to
be decided is “whether the totality of the circumstances justifie[s] a particular sort of . . .
seizure.”
Smith, 781 F.3d at 101 (quoting Tennessee v. Garner,
471 U.S. 1, 8–9 (1985)).
We agree with the district court that on the pretrial evidence, viewed in the light
most favorable to the Estate, the force used by Deputies Kehagias and Werbelow to
effectuate Livingston’s arrest was disproportionate to the circumstances and thus
constitutionally excessive. First, as the district court found and as the officers concede, the
crimes of which the officers allegedly suspected Livingston were minor – which means
that there was no reason for them to believe that Livingston, a suspected misdemeanant,
18
would become dangerous. See
Smith, 781 F.3d at 102. Second, and critically, during this
part of the encounter, Livingston posed no threat to the officers’ safety: There is no
evidence that Livingston physically attacked or attempted to attack the officers, and there
is no suggestion that he was or appeared to be armed with a weapon.
Third and finally, there is the question of Livingston’s resistance. According to the
district court, viewed in the light most favorable to the Estate, the pretrial record supports
a finding that Livingston was neither actively resisting arrest nor attempting to flee. And
while the officers again challenge the court’s reading of the record, as discussed above, we
must in this posture take the district court’s view of the facts as a given: For purposes of
our review, Livingston was not “actively resisting arrest” under Graham.
See 490 U.S. at
396. Indeed, as the district court noted, on the Estate’s account of events, backed by
witness testimony, Livingston was offering no resistance of any kind, passive or otherwise,
until after he was forcibly pulled from his seat and taken to the ground by Kehagias – a
level of force that by itself has been deemed constitutionally excessive when deployed
against a “stationary individual” suspected only of a misdemeanor. J.A. 2703 (quoting
Geba v. Norris,
2016 WL 8730898, at *6 (E.D. Va. Apr. 4, 2016)). And after that point,
Livingston’s only resistance was of the passive variety, in the form of refusing to give up
his hands for handcuffs.
The ultimate question, as the district court recognized, is whether under the Graham
factors and in light of all the circumstances, the officers used proportionate force in what
they allege was an effort to arrest Livingston for two misdemeanor offenses committed
after they attempted to search his home in the middle of the night and without a warrant.
19
On the record as it comes to us on this interlocutory appeal, the officers were faced with
an individual who had committed, at most, minor offenses; did not attempt to attack the
officers; was not and did not appear to be armed; and offered no resistance until after he
was suddenly brought to the ground, and only passive resistance after that. The force the
officers deployed against Livingston included elbowing him in the head, causing it to
bleed; kneeing and kicking him; threatening to kill him with a gun to the head; and
repeatedly pepper-spraying and using a taser against him. Like the district court, we think
the mismatch here between provocation and response is great enough to render the officers’
actions “unnecessary, gratuitous, and disproportionate” in violation of the Fourth
Amendment.
Id. at 2704 (quoting Bailey v. Kennedy,
349 F.3d 731, 744–45 (4th Cir.
2003)).
We likewise agree with the district court that it would have been “clear to a
reasonable officer,” at the time and under the circumstances, that the non-deadly force used
against Livingston was constitutionally excessive.
Id. at 2692. As the officers stress and
the district court recognized, “[w]hether a right was clearly established must be
particularized to the facts of the case and may not be defined at a high level of generality.”
Id. (quoting
al-Kidd, 563 U.S. at 742). It is not enough, in other words, that it was clearly
established in November of 2015 that the Fourth Amendment prohibits the use of excessive
force generally; what matters is whether it was clearly established that the Fourth
Amendment prohibited this use of force under these circumstances. Like the district court,
we think it was.
20
Since at least 1994, when we decided Rowland v. Perry,
41 F.3d 167 (4th Cir.), it
has been clear that serious physical force – there, a wrestling maneuver that cracked a
suspect’s knee – is constitutionally excessive when used against an individual suspected,
at most, of a minor crime, who is unarmed, and who does not attempt to flee or physically
attack the officer – even if the suspect offers passive resistance, struggling with the officer
after an initial use of force against the suspect.
Id. at 174; see Terry v. Yates,
817 F.3d 877,
888 (4th Cir. 2016) (“Even in a case that we decided in 1994, where an individual
committed a minor crime, and there was some evidence of resistance, we denied qualified
immunity to an officer who ‘used a wrestling maneuver, throwing his weight against [the
suspect’s] right leg and wrenching the knee until it cracked.’”) (quoting
Rowland, 41 F.3d
at 174). “[S]uch unfavorable Graham factors,” we held, would allow a jury to find that
“no reasonable officer could have believed his conduct to be lawful in light of the
circumstances known to him at the time.”
Rowland, 41 F.3d at 174.
We relied and elaborated on Rowland in Smith v. Ray, decided in March of 2015,
before the incident here. In that case, we held that it was clearly established in 2006 that
the constitutional line had been crossed when an officer, confronted with an individual
suspected only of a misdemeanor and who passively resisted by refusing to give up her
hands, responded by throwing her to the ground, kneeing her, and twisting her arm.
Smith,
781 F.3d at 102–03. Especially in light of Rowland, we reasoned, no reasonable officer
could have thought that level of force proportionate, as against an unarmed individual who
resisted only passively and without striking at the officer, and who was suspected at most
of a minor offense.
Id. at 103. And notably, we rejected the view that the suspect’s “refusal
21
to submit after [the officer] threw her down” without warning or explanation could justify,
or reasonably be thought to justify, an escalation in force by the officer.
Id.
We think Rowland and Smith made plain enough, in November of 2015, the
excessive nature of the force used here. As in Rowland and Smith, the officers here used
violent force against a person suspected, at most, of minor offenses; who was not armed
and did not strike out at the officers; and who engaged in only passive resistance when the
officers attempted to handcuff him. And by November of 2015, it was clearly established
that Livingston’s struggle with the officers after Kehagias illegally entered his home and
immediately pulled him from his chair, pushed him against a wall, and brought him to the
ground could not justify the officers’ escalating use of force: It was clear from Rowland,
we held in Smith, that when an officer takes “an unreasonably aggressive tack that quickly
escalate[s] to a violent exchange when [a] suspect instinctively attempt[s] to defend
himself,” that passive resistance does not authorize additional violent measures by the
officer.
Id. at 104.
In arguing that the excessiveness of the non-deadly force they used in an effort to
arrest Livingston was not clearly established, the officers point to fine factual distinctions
between this case and Rowland and Smith, as well as other cases relied upon by the Estate.
But as the district court explained, we “do not require a case directly on point” where
existing authority puts a reasonable officer on notice of the relevant constitutional limits.
J.A. 2692 (quoting
al-Kidd, 563 U.S. at 741). And as we explained in Rowland and Smith,
the Graham factors themselves, when they point clearly enough in one direction, can be
enough to give an officer “fair warning,” see Iko v. Shreve,
535 F.3d 225, 240 (4th Cir.
22
2008), that his conduct is unconstitutional.
Rowland, 41 F.3d at 174 (Graham factors may
be so “unfavorable” that a jury could find no reasonable officer could have believed his
use of force to be lawful);
Smith, 781 F.3d at 104 (“[O]ur determination that the officer
was not entitled to qualified immunity in Rowland was not based on any case that was
factually on all fours.”).
In any event, a parsing of the facts is not to the officers’ benefit here. The most
striking distinction between Rowland and Smith, on the one hand, and this case, on the
other, is in the magnitude of the force used: The force ruled excessive, and clearly so, in
Rowland and Smith involved throwing misdemeanor suspects to the ground and punching
or wrestling them; here, on top of that kind of violent physical force, we also have multiple
uses of pepper-spray, multiple uses of a taser, and a gun to the head. For much the same
reason, and like the district court, we are unpersuaded by the officers’ argument that it was
not until 2016 that we established in Armstrong that use of a taser against a non-violent
resister violates the Fourth Amendment. See
Armstrong, 810 F.3d at 907. This case
involves more than use of a taser, and when we look at the force used as a whole – not
element by element or moment by moment, see
Rowland, 41 F.3d at 173 (rejecting
“segmented view of the sequence of events” and considering the total force used “in full
context”) – it is clear, and would have been clear to a reasonable officer at the time, that
23
the cumulative force deployed against Livingston was under the circumstances
constitutionally excessive. 5
B.
Bethune
Here again, Deputy Kehagias, this time accompanied by two officers, is alleged to
have entered a home in the middle of the night and without a warrant, and to have used
excessive non-deadly force while there. This incident began when Kehagias and his
colleagues mistakenly arrived at the home of Tyrone Bethune while attempting to serve a
warrant on a neighbor. Although Bethune and Ryan Holloway, also present, informed the
officers that they were at the wrong address, Kehagias entered the home without a warrant
or consent, pulled both men out of the house, slammed them against the porch, and put
them in handcuffs.
5
The officers also moved for summary judgment on the Estate of Livingston’s state-
law claims, based on state-law public officer immunity. Because it had denied summary
judgment on federal qualified immunity grounds, the district court also denied summary
judgment as to the state-law claims, and the officers now seek to appeal that ruling, as well.
But interlocutory review of a denial of qualified immunity does not automatically confer
jurisdiction over other issues in a case. See Swint v. Chambers Cty. Comm’n,
514 U.S. 35,
43–51 (1995). We may exercise pendent appellate jurisdiction only in limited
circumstances, see Rux v. Republic of Sudan,
461 F.3d 461, 475 (4th Cir. 2006), and even
when pendent jurisdiction is available, “the decision to exercise such jurisdiction is purely
discretionary.” Clem v. Corbeau,
284 F.3d 543, 549 n.2 (4th Cir. 2002) (internal quotation
marks omitted). Here, the officers have not directly asked us to exercise our pendent
appellate jurisdiction over these state-law claims, nor have they given us any reason why
we can and should. Accordingly, we decline to exercise any pendent jurisdiction that may
be available to us, and dismiss the officers’ appeal from the denial of summary judgment
on the Estate of Livingston’s state-law claims.
24
Bethune and Holloway sued the officers for unlawful seizure and for the use of
excessive force. As to both claims, the district court denied the officers summary judgment
based on qualified immunity. The officers now appeal, but only as to Bethune, and only
as to his claim for unreasonable seizure.
1.
At around 2:30 a.m. on July 30, 2015, Deputies Kehagias, Werbelow, and Justin
Thomas arrived at Bethune’s home while attempting to serve a warrant on one of Bethune’s
neighbors, Robert Cox. Through the closed front door, Bethune asked why he needed to
open his door, and Kehagias eventually asked if Cox was there. The two men in the home
– Bethune and Holloway – responded that neither of them was Cox and that the deputies
were at the wrong address. After some discussion, Holloway came out of the house to
convince the officers that he was not Cox.
According to Bethune and Holloway, Deputy Kehagias then followed Holloway
back inside, falsely claiming that Holloway had given him permission to search the house.
After Kehagias admitted that he had no search warrant, Bethune told him to leave.
Kehagias responded by pulling Holloway out of the home by his arm, slamming him into
the porch railing, and handcuffing him as Bethune began to record the incident on his
phone. Kehagias then pulled Bethune outside, pushed him against the side of the house,
body-slammed him face-first into the ground, and handcuffed him, as well, chipping
Bethune’s tooth during the takedown. During the encounter, neither Bethune nor Holloway
offered any physical resistance or attempted to flee.
25
According to Kehagias, he had probable cause to enter Bethune’s home and make
arrests because he smelled marijuana when he was at the door and because he knew that
Bethune had an outstanding arrest warrant. Bethune and Holloway dispute both points,
and although Bethune concedes that there was an arrest warrant outstanding against him at
the time, he alleges that the deputies learned his name and then discovered that warrant
only after he was handcuffed and placed in the officers’ car.
2.
Bethune and Holloway sued the officers, alleging unreasonable seizures and the use
of excessive force in violation of the Fourth Amendment. Viewing the pretrial record and
disputed facts in the light most favorable to the plaintiffs, the district court denied the
officers’ motion for summary judgment based on qualified immunity.
As to the seizure claims, the district court concluded that genuine disputes of
material fact precluded summary judgment. The officers’ proffered justification for
entering Bethune’s home to make arrests, the court explained, rested entirely on “hotly
contested” factual premises: that the officers had smelled marijuana from the doorway,
and that they knew already about Bethune’s outstanding arrest warrant. J.A. 2698. And at
the second prong of the qualified immunity analysis – whether there was a violation of
clearly established rights – the officers relied again on the same two disputed factual
premises. The court concluded: “Because the facts relied on by defendants to argue that
the rights violated were not clearly established are in dispute, defendants have not, based
on plaintiffs’ version of the facts, satisfied their burden to show that the right to be free
26
from arrest without probable cause . . . would not have been clear to a reasonable officer.”
Id. at 2699.
As to the excessive force claims, the district court concluded that on the plaintiffs’
version of the facts, the force used by the officers was constitutionally excessive under
Graham. “Although neither Bethune nor Holloway offered any physical resistance during
the encounter, and there is no indication that either Bethune or Holloway was armed or in
some other way known to the deputies to be dangerous, both were slammed into the porch
resulting in injuries.”
Id. at 2698. And at the “clearly established” stage of the qualified
immunity analysis, the court explained, the officers again relied on a disputed fact – this
time, that Bethune actively resisted arrest – to argue that any Fourth Amendment violation
was not clearly established at the time of the incident. Accordingly, summary judgment
based on qualified immunity was not appropriate at this stage of the proceedings.
3.
We may dispense briefly with the officers’ appeal as to this incident, limited to the
denial of qualified immunity on Bethune’s claim of unreasonable seizure. Again, the
officers’ argument on appeal focuses almost entirely on their disagreement with the district
court’s assessment of the pretrial record: According to the officers, the plaintiffs did not
produce evidence creating a genuine issue of fact as to Kehagias’s knowledge of Bethune’s
arrest warrant. But as we have explained, we have no jurisdiction to consider that kind of
fact-based argument in this interlocutory posture, see
Gould, 165 F.3d at 268 (finding no
jurisdiction to consider “whether or not the pretrial record sets forth a ‘genuine’ issue of
fact for trial”), and so we dismiss this portion of the officers’ appeal. See Witt v. W. Virginia
27
State Police, Troop 2,
633 F.3d 272, 277–78 (4th Cir. 2011) (dismissing appeal for lack of
jurisdiction because officers’ “attempt to rehash the factual disputes below provides no
basis for interlocutory appeal of the district court’s order denying summary judgment on
qualified immunity grounds”) (internal quotation marks omitted). 6
C.
Cardwell
This final incident on appeal raises a new issue: the circumstances that will give
rise to probable cause for a mental health seizure. Sometime after midnight on May 12,
2015, Deputy Kehagias and two other deputies responded to 911 calls made by Michael
Cardwell, which were classified by the 911 dispatcher as related to an attempted suicide.
They found Cardwell in his driveway, where he paced and gesticulated while speaking
about his frustrations with the Department of Veterans Affairs, and threw a beer can toward
the back of his truck and away from the officers. Kehagias tackled Cardwell to the ground
6
The officers also argue on appeal that they are entitled to qualified immunity as a
matter of law because even if Kehagias did not know about Bethune’s warrant when he
seized Bethune, it does not violate the Fourth Amendment – or at least, clearly established
Fourth Amendment law – to seize an individual with an outstanding warrant of which the
arresting officer is unaware. It appears that the officers raised this argument for the first
time before the district court in their reply brief on summary judgment. The district court
did not address it, likely because it deemed the issue waived. See Zinner v. Olenych,
108
F. Supp. 3d 369, 398 (E.D. Va. 2015) (“Typically, courts will not consider an argument
raised for the first time in a reply brief.”). Regardless, it was clearly established at the time
of the incident that “[i]n assessing the existence of probable cause, courts examine the
totality of the circumstances known to the officer at the time of the arrest.” Taylor v.
Waters,
81 F.3d 429, 434 (4th Cir. 1996) (emphasis added).
28
and handcuffed him, breaking Cardwell’s leg and rib. The deputies also pepper-sprayed
Cardwell multiple times, even after Cardwell had been handcuffed and seated in a chair.
Cardwell sued the officers, claiming that he was arrested without the probable cause
necessary for a mental health seizure and subjected to excessive force, both in violation of
the Fourth Amendment. The district court denied the officers’ motion for summary
judgment based on qualified immunity, and the officers appeal, but only as to the
unreasonable seizure claim.
1.
This incident began when, at around midnight, 65-year-old Cardwell made two calls
to 911, telling the dispatcher that he needed help. The 911 call record indicates that the
dispatcher believed that Cardwell may have attempted suicide, but also that Cardwell “just
needed someone to talk to.” J.A. 2696. Cardwell denies telling the 911 dispatcher that he
was suicidal.
When Deputies Kehagias, along with colleagues Michael Brandon Klingman, and
John Knight, arrived at his residence that night, Cardwell was in his driveway with his
truck. According to Cardwell, when he asked the officers their names, Klingman replied,
“Donald Duck.” J.A. 2680. When Cardwell asked them to turn on the video recording
devices in their vehicles, Kehagias responded, “We don’t got no video.”
Id. at 2679.
Cardwell then asked if the officers were veterans, and when they said they were not,
Cardwell picked up a beer can and threw it at the back of his truck, away from the officers.
While pacing back and forth and gesticulating with his hands, Cardwell spoke about his
frustrations with the Department of Veteran Affairs.
29
As Cardwell was speaking, Deputy Kehagias inched his way toward him and,
without warning, “rushed [him] like a linebacker” and slammed him to the ground,
immobilizing him.
Id. at 2680. While Kehagias held Cardwell’s hand over his head,
Klingman pepper-sprayed Cardwell in the face. After being handcuffed, Cardwell recalls
Kehagias pepper-spraying him, too, while pressing a knee into his back. The officers
moved Cardwell to a chair in the driveway, where he sat in handcuffs as Kehagias pepper-
sprayed him again.
The officers called for medical assistance for Cardwell’s leg pain and for pepper-
spray decontamination. After paramedics arrived at the scene and advised that Cardwell
should be taken to a hospital, Cardwell was admitted to a hospital at approximately 2:00
a.m. with a fractured leg and rib. While his blood alcohol concentration was elevated,
Cardwell was alert and not clinically intoxicated. Though Cardwell was charged with
resisting arrest, that charge ultimately was dismissed.
2.
Once again, the district court denied the officers’ motion for summary judgment on
qualified immunity grounds. As to the unreasonable seizure claim, the district court
explained, the Fourth Amendment allows for an arrest for a mental health evaluation when
there is probable cause that an individual poses a danger to himself or others.
Id. at 2695
(citing Cloaninger ex rel. Estate of Cloaninger v. McDevitt,
555 F.3d 324, 334 (4th Cir.
2009)). Here, the court reasoned, although the 911 dispatcher conveyed to the officers a
potential suicide threat, a 911 call reporting a suicide risk has been held insufficient to
establish probable cause for a mental health seizure – a point the officers conceded.
Id. at
30
2696 (citing
Bailey, 349 F.3d at 740). And, critically, the additional information the
officers obtained once they arrived at Cardwell’s house – Cardwell’s pacing in his
driveway, his “speech” about veterans issues, the throwing of the beer can away from the
officers – still fell short of probable cause that Cardwell was a threat to himself or others.
Finally, the court applied the “clearly established” prong of the qualified immunity
analysis, recognizing that “the existence of probable cause for a mental health seizure is
not easily reduced to bright-line rules” but holding that it would have been clear to a
reasonable officer that there was no probable cause to seize Cardwell for a mental health
evaluation.
Id. at 2697.
As to the excessive force claim, the district court applied the Graham factors to the
facts taken in the light most favorable to Cardwell, and concluded that the force used
against Cardwell was disproportionate to the circumstances confronting the officers: an
individual suspected of committing no crime, unarmed, who offered little or no resistance
“even after he had been body-slammed on the driveway.”
Id. at 2696. And Cardwell’s
right to be free of the force deployed against him was “clearly established”: “[I]t was
plainly clearly established that use of force which would result in a broken hip and rib as
well as deployment of a full can of pepper spray to the face of an individual who is not
resisting would be excessive.”
Id. at 2697.
3.
The officers appeal only the denial of summary judgment on Cardwell’s
unreasonable seizure claim. Here, the officers have raised a legal argument that we may
review in this interlocutory posture, contending that on the facts as viewed by the district
31
court, they are entitled to qualified immunity as a matter of law: Either they did have
probable cause to seize Cardwell for a mental health evaluation or, if they did not, then the
lack of probable cause was not “clearly established” at the time of the incident. We agree
with the officers on their second point, and hold that they are entitled to summary judgment
on their qualified immunity defense because it was not clearly established that they lacked
probable cause for a mental health seizure.
In order to undertake a mental health seizure, “an officer must have probable cause
to believe that the individual posed a danger to [him]self or others.” S.P. v. City of Takoma
Park, Md.,
134 F.3d 260, 266 (4th Cir. 1998). That much is clear. But what exactly counts
as probable cause in this context, we have recognized, is less certain: There is a “distinct
lack of clarity in the law governing seizures for psychological evaluations, compared with
the painstaking definition of probable cause in the criminal arrest context.” Raub v.
Campbell,
785 F.3d 876, 882 (4th Cir. 2015) (internal quotation marks and alteration
omitted).
On the one hand, as Cardwell argues, we held in Bailey v. Kennedy, in 2003, that a
call to 911 reporting that a neighbor was suicidal did not by itself justify a mental health
seizure under the probable cause
standard. 349 F.3d at 741. And where the officers were
met on their arrival with an individual sitting at his dining room table having lunch, denying
any thoughts of suicide, there was no other evidence to support probable cause.
Id. at 739–
41. On the other hand, as the officers emphasize, we did find probable cause for a mental
health seizure in Cloaninger v. McDevitt, in 2009, based in part on a call to a veterans’
hospital by Cloaninger; although there was a dispute as to what exactly Cloaninger said, it
32
was reported to the police as a potential
suicide. 555 F.3d at 332. Upon the officers’
arrival, Cloaninger refused to communicate with them.
Id. Based on those facts and the
officers’ knowledge that Cloaninger previously had attempted suicide and was believed to
have firearms in his home, a mental health seizure was justified.
Id. at 332–33.
We think this case falls somewhere between Bailey and Cloaninger, the cases most
directly on point, so that a reasonable officer would be left without clear guidance as to
whether probable cause existed. Some of the indicia on which we relied to find probable
cause in Cloaninger are absent here: Cardwell did not refuse to respond to the officers
when they arrived, and there was no knowledge of a prior suicide attempt or guns on the
premises. But as the officers argue, Bailey, too, is distinguishable: Here, the call that gave
rise to a suicide concern came not from a third party but from Cardwell himself, and when
the officers arrived, instead of a person calmly eating lunch, they were confronted with an
agitated Cardwell pacing his driveway at midnight, venting his frustrations, and throwing
a beer can. We need not decide on what side of the probable-cause line this case falls. It
is enough to say that it was not clearly established, at the time of the incident, that the
officers lacked probable cause for a mental health seizure, and that they therefore are
entitled to qualified immunity as a matter of law. 7
7
The district court identified a dispute of fact as to exactly which officers were at
Cardwell’s house on the night in question: Although the officers argued that it was an
intern, and not Deputy Knight, who accompanied Deputies Kehagias and Klingman,
Cardwell testified that Knight was present during the incident. Accordingly, the court
denied summary judgment to Knight, and because that ruling was based solely on the
existence of a factual dispute, we have no jurisdiction to consider any challenge to it here.
See
Iko, 535 F.3d at 237. But our holding that Kehagias and Klingman are entitled to
33
IV.
For the reasons given above, the appeal is dismissed in part, and the judgment of the
district court is affirmed in part and reversed in part. We remand for further proceedings
consistent with this opinion.
DISMISSED IN PART; JUDGMENT AFFIRMED IN PART,
REVERSED IN PART, AND REMANDED
qualified immunity on the unreasonable seizure claim extends to Knight, as well, assuming
he was present. Cardwell’s excessive force claim against Knight, however, will continue
to go forward in the district court on remand.
34