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United States v. Edward Wass, 18-4547 (2020)

Court: Court of Appeals for the Fourth Circuit Number: 18-4547 Visitors: 1
Filed: Mar. 25, 2020
Latest Update: Mar. 25, 2020
Summary: PUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT No. 18-4547 UNITED STATES OF AMERICA, Plaintiff - Appellant, v. EDWARD JAY WASS, Defendant - Appellee. Appeal from the United States District Court for the Eastern District of North Carolina, at Wilmington. Terrence W. Boyle, Chief District Judge. (7:18-cr-00045-BO-1) Argued: January 29, 2020 Decided: March 25, 2020 Before KEENAN, WYNN, and RUSHING, Circuit Judges. Reversed and remanded by published opinion. Judge Wynn wrote the opi
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                                       PUBLISHED

                       UNITED STATES COURT OF APPEALS
                           FOR THE FOURTH CIRCUIT


                                       No. 18-4547


UNITED STATES OF AMERICA,

                     Plaintiff - Appellant,

              v.

EDWARD JAY WASS,

                     Defendant - Appellee.



Appeal from the United States District Court for the Eastern District of North Carolina, at
Wilmington. Terrence W. Boyle, Chief District Judge. (7:18-cr-00045-BO-1)


Argued: January 29, 2020                                        Decided: March 25, 2020


Before KEENAN, WYNN, and RUSHING, Circuit Judges.


Reversed and remanded by published opinion. Judge Wynn wrote the opinion, in which
Judge Keenan and Judge Rushing joined.


ARGUED: Jacob D. Pugh, OFFICE OF THE UNITED STATES ATTORNEY,
Raleigh, North Carolina, for Appellant. Eric Joseph Brignac, OFFICE OF THE
FEDERAL PUBLIC DEFENDER, Raleigh, North Carolina, for Appellee. ON BRIEF:
Robert J. Higdon, Jr., United States Attorney, Jennifer P. May-Parker, Assistant United
States Attorney, OFFICE OF THE UNITED STATES ATTORNEY, Raleigh, North
Carolina, for Appellant. G. Alan DuBois, Federal Public Defender, OFFICE OF THE
FEDERAL PUBLIC DEFENDER, Raleigh, North Carolina, for Appellee.
WYNN, Circuit Judge:

       Defendant Edward Wass was indicted in March 2018 for a violation of the Sex

Offender Registration and Notification Act (“SORNA”), 18 U.S.C. § 2250(a). The

indictment alleged that between September 2016 and February 2018, Wass traveled

interstate and knowingly failed to register as a sex offender as he was required to do

pursuant to SORNA. The district court dismissed the indictment on the ground that

SORNA is unconstitutional under the nondelegation doctrine and the ex post facto clause.

The Government timely appealed.

       Because binding precedent establishes that application of SORNA to Wass does not

violate the nondelegation doctrine or the ex post facto clause, we reverse the dismissal of

the indictment and remand for further proceedings.

                                             I.

       In 1995, Wass was convicted of two sexual offenses in Florida and sentenced to one

year each of custody and community control as well as seven years of probation. His

probation was revoked in 1998, after which he served another year in custody and an

additional fifteen years of probation. 1 He completed his probation in 2014.

       In July 2006—well after Wass’s sex-offense convictions had become final—

Congress enacted SORNA. Sex Offender Registration and Notification Act, Pub. L. No.




       1
           The record does not specify why Wass’s probation was revoked.



                                             2
109-248, 120 Stat. 587 (2006). 2 SORNA requires a sex offender—that is, “an individual

who was convicted of a sex offense,” 34 U.S.C. § 20911(1)—to “register, and keep the

registration current, in each jurisdiction where the offender resides, where the offender is

an employee, and where the offender is a student,”
id. § 20913(a).
The duration of the

registration requirement depends on the severity of the underlying sex offense,
id. § 20915(a),
and whether the offender “maintains a clean record,”
id. § 20915(b)(1).
       Under SORNA, Congress made failure to register a crime. 18 U.S.C. § 2250(a).

Relevant here, that statute provides that “[w]hoever . . . (1) is required to register under

[SORNA]; . . . [(2)] travels in interstate or foreign commerce . . . ; and (3) knowingly fails

to register or update a registration as required by [SORNA]; shall be fined . . . or imprisoned

not more than 10 years, or both.”
Id. In March
2018, a grand jury returned an indictment charging Wass under § 2250(a).

Specifically, the indictment alleged that “[d]uring a period of time beginning at a date

unknown, but no later than September 2016, and continuing through on or about February

27, 2018,” Wass, “being required to register under [SORNA], and having traveled in

interstate commerce, did knowingly fail to register as required by” SORNA. J.A. 6. 3 The

indictment did not specify where Wass allegedly traveled. On Wass’s motion, the district

court dismissed the indictment, citing the nondelegation doctrine and the ex post facto




       2
          SORNA was originally codified at 42 U.S.C. § 16901 et seq. It was later
transferred to 34 U.S.C. § 20901 et seq.
       3
           Citations to “J.A. __” refer to the Joint Appendix filed by the parties in this appeal.


                                                 3
clause. United States v. Wass, No. 7:18-CR-45-BO, 
2018 WL 3341180
, at *2–5 (E.D.N.C.

July 6, 2018).

       “We review a district court’s decision to grant a motion to dismiss an indictment de

novo.” United States v. Saunders, 
828 F.3d 198
, 204 (4th Cir. 2016) (quoting United States

v. Good, 
326 F.3d 589
, 591 (4th Cir. 2003)). Upon de novo review, we reverse.

                                              II.

       The first issue before us is whether the district court correctly found that the

application of SORNA to sex offenders, like Wass, whose offenses predate Congress’s

enactment of SORNA (“pre-SORNA offenders”), violates the nondelegation doctrine

because SORNA improperly delegated to the Attorney General the question of whether the

statute would apply to pre-SORNA offenders.

       “The nondelegation doctrine bars Congress from transferring its legislative power

to another branch of Government.” Gundy v. United States, 
139 S. Ct. 2116
, 2121 (Kagan,

J.) (plurality opinion), reh’g denied, 
140 S. Ct. 579
(2019); see also
id. at 2123
(citing U.S.

Const. art. I, § 1). But Congress “may confer substantial discretion on executive agencies

to implement and enforce the laws” as long as it “has supplied an intelligible principle to

guide the delegee’s use of discretion.”
Id. at 2123
(citing Mistretta v. United States, 
488 U.S. 361
, 372 (1989)).

       When Congress enacted SORNA, it authorized the Attorney General “to specify the

applicability of the [registration] requirements . . . to sex offenders convicted before . . .

[SORNA’s] enactment.” 34 U.S.C. § 20913(d); see also Reynolds v. United States, 
565 U.S. 432
, 435 (2012) (holding that SORNA’s “registration requirements do not apply to


                                              4
pre-[SORNA] offenders until the Attorney General specifies that they do apply”). Pursuant

to this authority, the Attorney General issued regulations, finalized in 2011, applying

SORNA’s requirements to “all sex offenders, including sex offenders convicted of the

offense for which registration is required prior to the enactment” of SORNA. 28 C.F.R. §

72.3 (2011).

      Wass argues that the nondelegation doctrine renders SORNA unconstitutional as

applied to pre-SORNA offenders like himself. Specifically, he contends that § 20913(d)

violates the nondelegation doctrine because he interprets the statute’s language granting

the Attorney General “the authority to specify the applicability” of SORNA’s requirements

to pre-SORNA offenders as meaning that Congress refused to decide the question of

whether SORNA would apply at all to pre-SORNA offenders, instead punting that decision

to the Attorney General. 34 U.S.C. § 20913(d). The district court understood § 20913(d) in

the same way. See Wass, 
2018 WL 3341180
, at *1, *3 (“[SORNA] did not take a position

on what to do with individuals who had been convicted of a registrable sex offense prior

to the law’s passage. Instead, Congress made that responsibility the Attorney General’s.

. . . The Attorney General . . . was granted the freedom to apply SORNA to all pre-

[SORNA] offenders, to draw distinctions between various groups based on no particular

congressional mandate, or to not apply SORNA at all.”).

      But the Supreme Court disagrees: “This Court has already interpreted § 20913(d) to

say something different—to require the Attorney General to apply SORNA to all pre-

[SORNA] offenders as soon as feasible.” 
Gundy, 139 S. Ct. at 2123
(Kagan, J.) (plurality

opinion) (emphasis added) (citing 
Reynolds, 565 U.S. at 442
–43). Thus, the “Attorney


                                            5
General’s discretion extends only to considering and addressing feasibility issues.”
Id. at 2124.
That is, Congress intended to give the Attorney General “the time needed (if any) to

address the various implementation issues involved in getting pre-[SORNA] offenders into

the registration system.”
Id. at 2128.
The plurality in Gundy concluded that such

“delegation easily passes constitutional muster.”
Id. at 2121.
       Wass argues that Gundy is not determinative because it was a split (4-1-3) opinion.

See Response Br. at 8. 4 We cannot agree.

       “It is well established . . . that when a decision of the Court lacks a majority opinion,

the opinion of the Justices concurring in the judgment on the ‘narrowest grounds’ is to be

regarded as the Court’s holding.” A.T. Massey Coal Co. v. Massanari, 
305 F.3d 226
, 236

(4th Cir. 2002) (quoting Marks v. United States, 
430 U.S. 188
, 193 (1977)). Three Justices

joined Justice Kagan in her plurality opinion in Gundy, and Justice Alito concurred in the

judgment, writing:

               If a majority of this Court were willing to reconsider the approach we
       have taken [to the nondelegation doctrine] for the past 84 years, I would
       support that effort. But because a majority is not willing to do that, it would
       be freakish to single out the provision at issue here for special treatment.
               Because I cannot say that [SORNA] lacks a discernable standard that
       is adequate under the approach this Court has taken for many years, I vote to
       affirm.

Gundy, 139 S. Ct. at 2131
(Alito, J., concurring). Thus, “the narrowest common ground

that five Justices stood upon in Gundy is that the SORNA delegation did not violate long-


       4
        Counsel conceded at oral argument that Gundy resolves this question. Oral Arg. at
4:30–5:06, https://www.ca4.uscourts.gov/OAarchive/mp3/18-4547-20200129.mp3. We
nevertheless address it to make this Court’s position clear.


                                               6
standing delegation doctrine analysis.” United States v. Glenn, 786 F. App’x 410, 411–12

(4th Cir. 2019) (per curiam). Accordingly, we hold that Wass’s argument is precluded by

Gundy.

                                               III.

       As to the second issue, Wass’s ex post facto arguments fare no better. The

Constitution forbids Congress or the states from passing any ex post facto law. See U.S.

Const. art. I, § 9, cl. 3;
id. § 10,
cl. 1. An ex post facto law is one that “imposes a punishment

for an act which was not punishable at the time it was committed; or imposes additional

punishment to that then prescribed.” Weaver v. Graham, 
450 U.S. 24
, 28 (1981) (quoting

Cummings v. Missouri, 71 U.S. (4 Wall.) 277, 325–326 (1866)), limited on other grounds

by Cal. Dep’t of Corr. v. Morales, 
514 U.S. 499
, 506 n.3 (1995). The Constitution’s

prohibition on ex post facto laws “ensures that individuals have fair warning of applicable

laws and guards against vindictive legislative action.” Peugh v. United States, 
569 U.S. 530
, 544 (2013) (citing 
Weaver, 450 U.S. at 28
–29).

       Because the ex post facto clause forbids “retroactive punishment,” Smith v. Doe,

538 U.S. 84
, 92 (2003) (emphasis added), a threshold question is whether a statute

challenged on ex post facto grounds in fact authorizes punishment. “If the intention of the

legislature was to impose punishment, that ends the inquiry”; retroactive application of

such a punishment would violate the Constitution.
Id. But if
the legislature’s intention “was

to enact a regulatory scheme that is civil and nonpunitive,” courts must examine “whether

the statutory scheme is so punitive either in purpose or effect as to negate” that intention.




                                                7
Id. (quoting Kansas
v. Hendricks, 
521 U.S. 346
, 361 (1997)) (internal quotation marks

omitted).

       Wass’s ex post facto challenge to SORNA is twofold. First, he challenges the

application of the criminal sanctions of 18 U.S.C. § 2250(a) to pre-SORNA offenders.

Second, he alleges that SORNA’s registration requirement is itself so punitive that it

constitutes punishment that cannot constitutionally be applied to pre-SORNA offenders.

We hold that SORNA does not violate the ex post facto clause under either theory.

                                            A.

       As to Wass’s first challenge—the application of the criminal sanctions of 18 U.S.C.

§ 2250(a) to pre-SORNA offenders—there is no doubt that § 2250(a), which authorizes

imprisonment, is punitive. The question is thus what behavior it punishes. If the statute

punishes pre-SORNA offenders for their underlying (pre-SORNA) sex offenses, it violates

the ex post facto clause. If it punishes post-SORNA conduct, it does not.

       This Court has already answered this question. In United States v. Gould, we

rejected an ex post facto challenge to SORNA. 
568 F.3d 459
, 466 (4th Cir. 2009). The

defendant in Gould was convicted of a sex offense in 1985.
Id. at 461.
In August 2006,

after Congress enacted SORNA, the defendant moved from Pennsylvania to Maryland.
Id. at 462.
He failed to register in Maryland and was indicted.
Id. We held
that § 2250(a)

punishes the failure to register after SORNA’s enactment and therefore that the defendant’s

“punishment does not violate the Ex Post Facto Clause.”
Id. at 466.
       Wass argues that Gould’s reasoning has been undermined by the Supreme Court’s

decision in Carr v. United States. Carr involved a defendant who had been convicted of a


                                            8
sex offense, moved between states, and failed to register in the new state—all before the

enactment of SORNA. 
560 U.S. 438
, 442 (2010) (noting the defendant’s 2004 sex-offense

conviction and 2004 or 2005 interstate move, after which he did not register, either before

or after SORNA’s enactment). The Supreme Court held that § 2250 “does not extend to

preenactment travel” like that of the Carr defendant.
Id. at 458.
       Importantly, in reaching this conclusion, the Supreme Court held that “the elements

of § 2250 should be read sequentially.”
Id. at 446.
The Court also held that the first element

“is not a predicate sex-offense conviction. It is a requirement ‘to register under

[SORNA].’”
Id. at 447
n.4 (quoting 18 U.S.C. § 2250(a)(1)). 5 Thus, “the statutory sequence

begins when a person becomes subject to SORNA’s registration requirements. The person

must then travel in interstate commerce and thereafter fail to register.”
Id. at 446.
And each

of these elements must “necessarily postdate SORNA’s enactment because a sex offender

could not have been required to register under SORNA until SORNA became the law.”
Id. The Supreme
Court therefore concluded that “[l]iability under § 2250 . . . cannot be

predicated on pre-SORNA travel.”
Id. at 442.
6




       5
          These two categories are not coextensive. Having a predicate sex-offense
conviction alone is not enough to be required to register. As noted, for some sex offenders,
the registration requirement is time-limited. See 34 U.S.C. § 20915.
       6
         Because the Court found that “§ 2250 does not extend to preenactment travel,” it
did not reach the question of whether applying SORNA to pre-SORNA travel or to pre-
SORNA offenders would violate the ex post facto clause. 
Carr, 560 U.S. at 458
(emphasis
added); see
id. at 455
n.9.


                                              9
       None of this reasoning undermines the key holding of Gould: that SORNA punishes

conduct that occurs after its enactment. Nevertheless, Wass argues that, after Carr, “Gould

is simply incorrect (or at least incomplete) when it holds that Section 2250(a) punishes

only the failure to register.” Response Br. at 11. We do not read Gould to say that § 2250(a)

punishes only the failure to register, ignoring the other two elements.

       However, it is true that Gould rejected the defendant’s appeal even though the

defendant’s August 2006 interstate travel preceded his February 2007 requirement to

register. 
Gould, 568 F.3d at 462
, 465; see United States v. Hatcher, 
560 F.3d 222
, 229 (4th

Cir. 2009) (“SORNA’s registration requirements did not apply to pre-SORNA offenders

until the Attorney General issued the interim rule on February 28, 2007.”). Under Carr’s

sequential understanding of the § 2250(a) elements, Gould has been limited by Carr,

because an offender’s interstate travel must take place after the offender is required to

register. 
Carr, 560 U.S. at 447
. But for purposes of this case, Gould’s key point—that

SORNA punishes new conduct—still stands after (and is reinforced by) Carr. 
Gould, 568 F.3d at 466
. 7 Carr merely clarified the elements required for a § 2250(a) violation.


       7
         Unsurprisingly, several of our sister circuits have issued decisions after Carr
rejecting ex post facto challenges from pre-SORNA offenders whose interstate travel and
failure to register occurred after they had become subject to SORNA’s registration
requirement. E.g., United States v. Billiot, 
785 F.3d 1266
, 1269 (8th Cir. 2015) (citing the
pre-Carr circuit precedent of United States v. May, 
535 F.3d 912
, 920 (8th Cir. 2008),
abrogated on other grounds by Reynolds, 
565 U.S. 432
); United States v. White, 
782 F.3d 1118
, 1126–27 (10th Cir. 2015) (holding that the panel remained bound by the pre-Carr
decision of United States v. Lawrance, 
548 F.3d 1329
(10th Cir. 2008)); United States v.
Torres, 
767 F.3d 426
, 430 (5th Cir. 2014); United States v. Lott, 
750 F.3d 214
, 220 (2d Cir.
2014) (citing pre-Carr Second Circuit precedent, United States v. Guzman, 
591 F.3d 83
(2d Cir.), as amended (Jan. 8, 2010), and stating that “[t]here is no superseding authority


                                             10
       To the extent there is any doubt about this Court’s position after Carr, we hold that

application of § 2250(a) does not violate the ex post facto clause as long as, after SORNA’s

enactment, the defendant: (1) was required to register, (2) traveled in interstate commerce,

and (3) knowingly failed to register (in that order). See 18 U.S.C. § 2250(a); 8 
Carr, 560 U.S. at 447
& n.4; see also 
Gould, 568 F.3d at 466
.

       Here, “[n]o one disputes that Mr. Wass’s 1995 Florida convictions are of the type

that would require him to register,” Response Br. at 1, and the indictment alleges that his

travel and knowing failure to register occurred well after SORNA’s enactment, see J.A. 6. 9

       Wass’s other argument regarding § 2250(a) is equally unavailing. He attempts to

rely on cases in which this Court found an ex post facto violation when a district court

revoked a defendant’s supervised release and imposed a sentence on the basis of a statute

that changed or was enacted after the defendant committed the underlying offense. See

Response Br. at 12 (citing United States v. Lominac, 
144 F.3d 308
, 312 (4th Cir. 1998),

abrogated by Johnson v. United States, 
529 U.S. 694
(2000); United States v. Parriett, 974



that causes us to revisit that holding”); United States v. Parks, 
698 F.3d 1
, 4–5 (1st Cir.
2012); United States v. Felts, 
674 F.3d 599
, 606 (6th Cir. 2012). Moreover, in unpublished
decisions, this Court has continued to rely on Gould after Carr. E.g., United States v.
Sampsell, 541 F. App’x 258, 260 (4th Cir. 2013) (per curiam); United States v. Burns, 418
F. App’x 209, 212 (4th Cir. 2011) (“[The defendant] overlooks the fact that his failure-to-
register conviction stems from post-enactment conduct.”).
       8
        Of course, the statute provides other means to satisfy the second and third
elements—for example, traveling in foreign rather than interstate commerce. 18 U.S.C. §
2250(a)(2)(B).
       9
       Wass concedes that the alleged travel and failure to register postdate SORNA’s
enactment. See Response Br. at 11–12.


                                            
11 F.2d 523
, 525–26 (4th Cir. 1992)). But supervised release, and any revocation sentence

based on a supervised release violation, is “a component of [the defendant’s] underlying

original sentence.” United States v. Venable, 
943 F.3d 187
, 194 (4th Cir. 2019) (citing

United States v. Ketter, 
908 F.3d 61
, 65 (4th Cir. 2018)); see also 
Parriett, 974 F.2d at 526
(“[T]he revision of the supervised release statute altered the legal consequences of [the

defendant]’s original crime, and therefore . . . the amendment cannot be applied to [the

defendant] without violating the ex post facto clause.”).

       By contrast, as discussed, a SORNA violation constitutes a new criminal offense.

Gould, 568 F.3d at 466
; see 
Carr, 560 U.S. at 447
; cf. United States v. Mitchell, 
209 F.3d 319
, 322 (4th Cir. 2000) (rejecting an ex post facto challenge to a conviction under 18

U.S.C. § 922(g)(9), even though the defendant’s predicate domestic-violence conviction

occurred before the relevant statutory amendment, “because the conduct prohibited by §

922(g)(9) is the possession of a firearm,” which in the defendant’s case came after the

amendment); United States v. Presley, 
52 F.3d 64
, 68 (4th Cir. 1995) (rejecting a similar

ex post facto challenge to an Armed Career Criminal Act sentencing enhancement),

abrogated on other grounds by Johnson v. United States, 
559 U.S. 133
(2010).

       Here, because, after SORNA’s enactment, Wass “bec[ame] subject to SORNA’s

registration requirements,” allegedly “travel[ed] in interstate commerce,” and “thereafter

[allegedly] fail[ed] to register,” he was properly indicted for a violation of § 2250. 
Carr, 560 U.S. at 446
. Accordingly, Wass’s ex post facto challenge to § 2250 is without merit.

                                             B.




                                             12
       Wass alternatively contends that the registration requirement itself is so punitive

that it constitutes punishment for the underlying sex offense, and thus that requiring him to

register violates the ex post facto clause.

       Congress intended SORNA’s registration requirements “to create a non-punitive

regulatory framework to keep track of sex offenders.” United States v. Under Seal, 
709 F.3d 257
, 264 (4th Cir. 2013). But regardless of a legislature’s intention, it may

nevertheless enact a scheme that is “so punitive either in purpose or effect as to negate”

that intention. 
Smith, 538 U.S. at 92
(quoting 
Kansas, 521 U.S. at 361
). The Supreme Court

has clarified that, because courts usually defer to the legislature’s stated intent, “only the

clearest proof will suffice to override legislative intent and transform what has been

denominated a civil remedy into a criminal penalty.”
Id. (quoting Hudson
v. United States,

522 U.S. 93
, 100 (1997)) (internal quotation marks omitted). Wass contends that SORNA’s

registration requirements constitute such a clearly punitive scheme.

       Wass’s argument cannot succeed because this Court has already held that SORNA

is non-punitive, “both in purpose and effect.” Under 
Seal, 709 F.3d at 263
(emphasis

added). 10 Although Under Seal involved an Eighth Amendment cruel-and-unusual-

punishment challenge to SORNA, this Court used the framework that the Supreme Court

established in Smith for ex post facto challenges, since a threshold question for either type



       10
         Several of our sister circuits agree. E.g., 
Parks, 698 F.3d at 6
; United States v.
Elkins, 
683 F.3d 1039
, 1043–45 (9th Cir. 2012); 
Felts, 674 F.3d at 605
–06; United States
v. Young, 
585 F.3d 199
, 204–06 (5th Cir. 2009); 
Lawrance, 548 F.3d at 1333
; 
May, 535 F.3d at 919
–20.


                                              13
of constitutional challenge is whether the statute imposes a punishment. Cf. United States

v. Juvenile Male, 
670 F.3d 999
, 1010 (9th Cir. 2012) (“[O]ther circuits have held that

SORNA’s registration requirement is not even a punitive measure, let alone cruel and

unusual punishment.”).

       In Smith, the Supreme Court evaluated the Alaska Sex Offender Registration Act

and found it to be 
nonpunitive. 538 U.S. at 89
, 105. The Court first concluded that the

Alaska legislature’s intent “was to create a civil, nonpunitive regime.”
Id. at 96.
The Court

then determined that the statute’s registration and notification requirements were not

sufficiently punitive to overcome this legislative intent.
Id. at 105.
In conducting this

analysis, the Court cited five of the seven factors from Kennedy v. Mendoza-Martinez, 
372 U.S. 144
, 168–69 (1963), as providing a “useful”—though “‘neither exhaustive nor

dispositive’”—framework. 
Smith, 538 U.S. at 97
(quoting United States v. Ward, 
448 U.S. 242
, 249 (1980)).

       Under the Smith framework, a court asks “whether, in its necessary operation, the

regulatory scheme:” (1) “has been regarded in our history and traditions as a punishment;”

(2) “imposes an affirmative disability or restraint;” (3) “promotes the traditional aims of

punishment;” (4) “has a rational connection to a nonpunitive purpose;” or (5) “is excessive

with respect to this purpose.”
Id. 11 The
Supreme Court evaluated the Alaska statute using


       11
          The Court noted that the final two Mendoza-Martinez factors, “whether the
regulation comes into play only on a finding of scienter” and “whether the behavior to
which it applies is already a crime,” were “of little weight” because “[t]he regulatory
scheme applies only to past conduct, which was, and is, a crime.” 
Smith, 538 U.S. at 105
.
This Court agreed in Under 
Seal. 709 F.3d at 264
n.5.


                                             14
each of these factors and found that the statute’s challengers could not “show, much less

by the clearest proof, that the effects of the law negate[d] Alaska’s intention to establish a

civil regulatory scheme.”
Id. at 105.
       Using the Smith framework, this Court held in Under Seal that SORNA’s

registration requirements are 
nonpunitive. 709 F.3d at 263
;
id. at 264
(“Appellant cannot

show, much less by the ‘clearest proof,’ that SORNA’s effects negate Congress’ intent to

establish a civil regulatory scheme.”). We analyzed the registration requirements using the

five factors that Smith had found to be the most relevant.
Id. at 265–66.
That analysis

remains the law of this Circuit and compels the conclusion that “SORNA’s registration

requirements, as applied to [Wass], do not violate the” ex post facto clause.
Id. at 266.
12

                                             IV.

       Finally, Wass urges us to employ the doctrine of constitutional avoidance to find

that SORNA cannot apply to pre-SORNA offenders. Constitutional avoidance is, however,

a canon of statutory interpretation.

       Here, our interpretation of the statute is circumscribed by precedent. Accordingly,

the doctrine of constitutional avoidance does not apply. See United States v. Awadallah,

349 F.3d 42
, 55 (2d Cir. 2003) (“Th[e constitutional avoidance] rule, which facilitates a

choice between alternative interpretations of an ambiguous statute, has no bearing if the

meaning of the statute is known.” (citing Dep’t of Hous. & Urban Dev. v. Rucker, 
535 U.S. 12
          Under Seal involved a juvenile defendant, whereas Wass is an 
adult. 709 F.3d at 259
. But Under Seal’s analysis of the Smith factors did not depend on the defendant’s
juvenile status. See
id. at 265–66.

                                             15
125, 134 (2002))); see also Jennings v. Rodriguez, 
138 S. Ct. 830
, 842 (2018) (“In the

absence of more than one plausible construction, the canon simply has no application.”

(internal quotation marks omitted)); cf. United States v. Simms, 
914 F.3d 229
, 252 (4th

Cir.) (en banc) (rejecting the Government’s contention that the Court should adopt a

“reading of [a statute] that directly conflicts with how courts . . . have thoughtfully

interpreted th[e] statute . . . since its enactment three decades ago,” and noting that

“[t]ellingly, the Government has yet to identify any case in which the Supreme Court has

done anything comparable in the name of constitutional avoidance”), cert. denied, 140 S.

Ct. 304 (2019).

                                           V.

      Because binding precedent forecloses Wass’s arguments, we reverse the district

court’s dismissal of his indictment and remand for further proceedings.

                                                       REVERSED AND REMANDED




                                           16

Source:  CourtListener

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