Filed: Jul. 25, 1995
Latest Update: Mar. 02, 2020
Summary: United States Court of Appeals, Fifth Circuit. No. 94-40425. STATE OF TEXAS and Texas Department of Transportation, by and through the Texas Transportation Commission, Plaintiffs-Appellees, v. KNIGHTS OF the KU KLUX KLAN, James R. Hall, Jr., individually and as a representative of the Knights of the Ku Klux Klan and Michael D. Lowe, individually and as a representative of the Knights of the Ku Klux Klan, Defendants-Appellants. July 25, 1995. Appeal from the United States District Court for the E
Summary: United States Court of Appeals, Fifth Circuit. No. 94-40425. STATE OF TEXAS and Texas Department of Transportation, by and through the Texas Transportation Commission, Plaintiffs-Appellees, v. KNIGHTS OF the KU KLUX KLAN, James R. Hall, Jr., individually and as a representative of the Knights of the Ku Klux Klan and Michael D. Lowe, individually and as a representative of the Knights of the Ku Klux Klan, Defendants-Appellants. July 25, 1995. Appeal from the United States District Court for the Ea..
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United States Court of Appeals,
Fifth Circuit.
No. 94-40425.
STATE OF TEXAS and Texas Department of Transportation, by and
through the Texas Transportation Commission, Plaintiffs-Appellees,
v.
KNIGHTS OF the KU KLUX KLAN, James R. Hall, Jr., individually and
as a representative of the Knights of the Ku Klux Klan and Michael
D. Lowe, individually and as a representative of the Knights of the
Ku Klux Klan, Defendants-Appellants.
July 25, 1995.
Appeal from the United States District Court for the Eastern
District of Texas.
Before REAVLEY and EMILIO M. GARZA, Circuit Judges, and PRADO*,
District Judge.
REAVLEY, Circuit Judge:
The Knights of the Ku Klux Klan, James R. Hall, Jr., and
Michael D. Lowe (collectively the "Klan") appeal a summary judgment
issued against them and in favor of the State of Texas and the
Texas Department of Transportation (collectively the "State"),
declaring that the State has no legal obligation to grant the
Klan's application to participate in the Texas Adopt-a-Highway
Program (the "Program"). We affirm.
BACKGROUND
Through the Program, a business or organization adopts two
miles of highway and collects litter there. The State posts signs
naming the adopter at both ends of the adopted miles. In December,
*
District Judge of the Western District of Texas, sitting by
designation.
1
1993, the Knights of the Ku Klux Klan, through Michael Lowe as
Grand Dragon and James R. Hall, Jr., filed an application with the
Texas Program to adopt a stretch of state highway on Highway 105 or
Highway 12, in or near Vidor, Texas. Highway 105 runs directly in
front of and provides the primary entrance to the federally
subsidized public housing project in Vidor. Highway 12 is near the
project.
The public housing project in Vidor is under a continuing
order requiring desegregation of the project. See Young v. Pierce,
685 F. Supp. 986 (E.D.Tex.1988). The summary judgment record shows
that efforts to desegregate the housing project have encountered
strong opposition from the Klan. Residents of the housing project
and Vidor public officials have reported numerous threats and acts
of intimidation by the Klan. Black residents who moved into the
project received harassing phone calls and persons tried to break
into their apartment. The mayor of Vidor reported receiving a
warning that the Klan intended to hang her in "black effigy." In
a state court proceeding against the Klan, a witness testified that
a Klan member declared at a rally that "[t]here's going to be blood
in the streets of Vidor." As a result of the attempts by the Klan
to deter desegregation of the project, a Texas district court
deemed it necessary to enter an injunction against the Klan
prohibiting the Klan from intimidating residents, from
demonstrating at the project entrance and from impeding access to
or egress from the project. Hale v. Texas Knights of the Ku Klux
Klan, No. 93-074143 (261st Dist.Ct., Travis County, Tex., Feb. 3,
2
1994).
On January 18, 1994, before taking any action on the Klan's
application to participate in the Program, the State filed suit in
federal district court seeking a declaratory judgment that
rejection of the Klan's application to adopt two miles of highway
near the Vidor housing project would not violate the First
Amendment. The district court granted summary judgment in favor of
the State, and the Klan appeals.
DISCUSSION
We hold that the State will not violate the First Amendment by
rejecting the Klan's application to adopt a portion of highway near
the housing project in Vidor, Texas. Assuming that the Klan's
participation in the Program would constitute speech or expressive
conduct protected by the First Amendment,1 the Program is a
nonpublic forum and the Klan's exclusion from the Program is
reasonable and viewpoint-neutral.
A. Nonpublic Forum
The extent to which the government may limit access to a
forum for purposes of engaging in speech depends on the nature of
the relevant forum. Cornelius v. NAACP Legal Defense and Educ.
1
The district court found that the Klan wishes to have its
name posted and to engage in trash collection on the highway near
the Vidor project in order to send a message of its presence and
its disapproval of desegregation of the project. The Klan
contends it would engage in speech and expressive conduct through
participation in the Program. However, the Klan's conduct would
serve only to threaten and intimidate current and potential
future residents of the Vidor project. We need not decide
whether such speech is protected by the First Amendment. See
United States v. J.H.H.,
22 F.3d 821, 825, 828 (8th Cir.1994).
3
Fund, Inc.,
473 U.S. 788, 800,
105 S. Ct. 3439, 3448,
87 L. Ed. 2d 567
(1985). The government must provide a compelling governmental
interest to restrict access to a traditional public forum or to a
forum designated by the government as public.
Id. The government
may restrict access to a nonpublic forum, though, so long as the
restrictions are reasonable and are " "not an effort to suppress
expression merely because public officials oppose the speaker's
view.' "
Id. (quoting Perry Educ. Ass'n v. Perry Local Educators'
Ass'n,
460 U.S. 37, 45,
103 S. Ct. 948, 955,
74 L. Ed. 2d 794 (1983)).
In pinpointing the relevant forum, we must focus on the
"access sought by the speaker."
Id. We employ a "tailored
approach" in determining what constitutes the forum within the
confines of government property.
Id. In Cornelius, the government
wished to exclude certain groups from participating in a charitable
fundraising drive conducted in the federal workplace. The Supreme
Court defined the forum as the fundraising campaign rather than the
government buildings which housed federal workers.
Id. In Perry
Educ. Ass'n, the Court defined the forum as the internal mail
system of a public school rather than the school
property. 460
U.S. at 44, 103 S.Ct. at 954; see also Lehman v. City of Shaker
Heights,
418 U.S. 298, 302,
94 S. Ct. 2714, 2717,
41 L. Ed. 2d 770
(1974) (defining forum as advertising spaces on the buses).
Similarly, we define the forum in this case as the Program
rather than the public highways. The Klan does not seek general
access to the public highways for speech purposes or even for
litter retrieval purposes. Rather, by participation in the
4
Program, the Klan wishes to put its members on the highway under
the auspices of the State and gets its name on a sign at a
particular location.
The Program is a nonpublic forum. The Program is not a
traditional public forum, as are public streets and parks. Nor has
it been designated by the State as a public forum. There is no
indication that the State intended to open up the Program for
public discourse. See
Cornelius, 473 U.S. at 802, 105 S.Ct. at
3449.
The Program does not have as its purpose the provision of a
forum for expressive activity. See International Soc'y for Krishna
Consciousness v. Lee, --- U.S. ----, ----,
112 S. Ct. 2701, 2707,
120 L. Ed. 2d 541 (1992);
Cornelius, 473 U.S. at 804, 105 S.Ct. at
3450. The stated purpose of the Program is to allow citizens an
opportunity to support the Department of Transportation's efforts
to control and reduce litter. Tex.Admin.Code tit. 43, § 25.801.
Any opportunity for speech provided by the Program is peripheral to
that central purpose. The government does not create a public
forum merely by permitting some speech.
Cornelius, 473 U.S. at
802, 105 S.Ct. at 3449; see also Perry Educ.
Ass'n, 460 U.S. at
47, 103 S.Ct. at 956.
The State restricts and controls the size and content of the
signs posted at the ends of the adopted miles. See Tex.Admin.Code
tit. 43, § 25.807(5). Only the name of the adopting group is
placed on the sign, and no discourse or exchange of ideas is
possible. Persons who are not state officials may not erect their
5
own signs without state authorization. Tex.Rev.Civ.Stat.Ann. §
6674v-7(b) (West Supp.1995). Such limitations on the quantity and
content of speech are indicative of an intent to maintain a
nonpublic forum. See
Cornelius, 473 U.S. at 800,
804, 105 S. Ct. at
3447, 3450.
In addition, the State has made participation in the Program
available only to certain entities. Tex.Admin.Code tit. 43, §
25.803. For example, individuals and political organizations are
subject to exclusion. See Tex.Admin.Code tit. 43, §§ 25.803,
25.807(4). All applications must be approved by the State
Department of Transportation. Similar limitations have supported
determinations that a program is not a public forum. In Cornelius,
the Supreme Court noted that the government's consistent policy had
been to limit participation in the fundraising campaign to certain
voluntary agencies. The Court noted that this practice was
inconsistent with an intent to create a public forum. 473 U.S. at
804, 105 S. Ct. at 3450. In Perry Educ. Ass'n, the Supreme Court
held that the State had shown no intent to create a public forum
where it allowed access to the school's internal mail system only
to those who received permission from the individual building
principal. 460 U.S. at
47, 103 S. Ct. at 956.
B. Reasonable Restriction
The State may refuse to grant the Klan's application to adopt
a section of highway near the Vidor housing project as a reasonable
restriction on speech in a nonpublic forum. The reasonableness of
a government restriction of access to a nonpublic forum is assessed
6
"in the light of the purpose of the forum and all the surrounding
circumstances."
Cornelius, 473 U.S. at 809, 105 S.Ct. at 3453.
The Klan wishes to adopt a portion of highway near a housing
project in Vidor, Texas which is under an order to desegregate.
The Klan has engaged in such virile opposition to the desegregation
of the project that a state court has seen fit to enjoin the Klan
from blocking access to the project and from intimidating
residents. The State provided summary judgment evidence indicating
that the residents of the project would feel fear and frustration
if the Klan were allowed to adopt a highway near the project. The
posting of a sign outside of the Vidor project announcing the
Klan's name would likely cause Vidor residents a great deal of
anxiety. The presence of Klan members on the highway in Klan
attire picking up trash at the entrance to the project would invite
strife and interfere with compliance with court orders.
Given this context, the State could reasonably believe that
the Klan's adoption of a section of highway outside the project
would result in further intimidation of the residents of the
housing project and would create unreasonable conflict.2 The
district court found and the State could reasonably believe that
the Program would be used by the Klan as a subterfuge, particularly
after the state court enjoined various Klan activities in Vidor
relating to the project, allowing the Klan to discourage
2
It has not been shown, in this declaratory judgment action,
that violence or strife would necessarily occur if the Klan
adopted a section of highway near the housing project. However,
the State "need not wait until havoc is wreaked to restrict
access ..."
Cornelius, 473 U.S. at 809, 105 S.Ct. at 3453.
7
desegregation of the project by means that it could not openly
accomplish. The State may conclude that participation by the Klan
in the program would substantially impede the State's ability to
encourage compliance with the federal injunction requiring
desegregation.
The purpose of the Program is to encourage trash removal on
the highways of Texas. The Program was not meant to be used as a
platform for launching a program of intimidation, nor as a means of
inciting tension and possibly even violence. Use of the Program to
thwart a federal court order requiring desegregation is certainly
not consistent with its purposes. The State would act reasonably
in preventing the use of the Program for such purposes by
prohibiting the participation requested by the Klan.
The State may also reasonably conclude that the adoption by
the Klan of a section of highway outside of Vidor would frustrate
the use of the State's public highways. The summary judgment
evidence supports a finding that project residents and their family
members would be reluctant to use highways adopted by the Klan,
particularly if the Klan was present gathering trash. We must
consider the function and nature of the relevant government
property, in addition to the purpose of the relevant forum within
that property, in evaluating the limits that may be imposed on
speech.
Cornelius, 473 U.S. at 800-03, 105 S.Ct. at 3448-49. The
Texas highways exist for the purpose of facilitating movement
around the state. The State does not act unreasonably when it
prohibits speech which would interfere with that function.
8
The State may also reasonably reject the Klan's application to
protect the privacy of project residents in their homes and to
prevent the residents from becoming captive audiences. One of the
portions of highway which the Klan seeks to adopt provides the only
means of entry or exit for the Vidor public housing project. If
the Klan's name were placed on a sign near the entry to the
project, the residents of the project would be forced to receive
the message of the Klan's presence each time they wished to leave
or return to their homes in the project.
In Frisby v. Schultz, the Supreme Court recognized residential
privacy as a significant governmental interest justifying
limitations on speech even in the context of a public forum.
487
U.S. 474, 483-87,
108 S. Ct. 2495, 2502-03,
101 L. Ed. 2d 420 (1988).
In Frisby, the Court emphasized that the speech at issue was
directed at individual residences so that persons became captive
audiences inside their own homes.
Id., 487 U.S. at
485, 108 S. Ct.
at 2502. In this case, the Klan wishes to direct speech at the
project as a whole. Although residents of the project could avoid
the message inside their own homes, they would not be able to leave
or enter the project without encountering the Klan's sign. The
imposition of the Klan's message would affect the privacy of the
residents in the housing project where they live. The State would
act reasonably, then, in seeking to protect the residential privacy
of the residents. The Supreme Court has also recognized that, when
a nonpublic forum is involved, the government may limit speech to
protect against its imposition upon a captive audience, even
9
outside of the home. Lehman v. City of Shaker
Heights, 418 U.S. at
304, 94 S.Ct. at 2718. The State would not act unreasonably in
disallowing the Klan's message to be imposed upon the captive
audience of residents of the Vidor project.
Some residents of the project might be willing recipients of
the Klan's message. Cf.
Frisby, 487 U.S. at 485, 108 S.Ct. at
2503. However, the State is not required to show that its
restriction on speech would limit speech only as to captive and
unwilling recipients of the Klan's message. The State faces no
such requirement that its restraint on speech be "narrowly
tailored." United States v. Kokinda,
497 U.S. 720, 735,
110 S. Ct.
3115, 3124,
111 L. Ed. 2d 571 (1990). The State's restriction on
speech must be reasonable, but it need not be the "most
reasonable."
Cornelius, 473 U.S. at 808, 105 S.Ct. at 3452.
The State has provided adequate justification for the
exclusion of the Klan from the Program under the circumstances of
this case. The State's refusal to allow the Klan to adopt a
section of highway near the public housing project in Vidor, Texas
is reasonable for the above-stated reasons.
C. Viewpoint Neutral
The existence of reasonable grounds for preventing access to
a nonpublic forum will not justify a State's restriction of speech
where the restriction is actually "an effort to suppress expression
merely because public officials oppose the speaker's view." Perry
Educ.
Ass'n, 460 U.S. at 45, 103 S.Ct. at 955. However, the
government is not required to act with content neutrality in
10
limiting access to a nonpublic forum and may make "distinctions in
access on the basis of ... speaker identity."
Id., 460 U.S. at
49,
103 S. Ct. at 957. The State's rejection of the Klan's application
to the Program constitutes a viewpoint-neutral restriction on
speech.
There is no indication in the record that the State's attempt
to prevent the Klan from adopting a section of highway outside of
Vidor is actually motivated by a desire to suppress the Klan's
viewpoint. See
id., 460 U.S. at 49 n.
9, 103 S. Ct. at 957 n. 9.
The fact that the State wishes to exclude only one group with a
certain viewpoint does not alone make the exclusion viewpoint
based. See Madsen v. Women's Health Ctr., Inc., --- U.S. ----, ---
-,
114 S. Ct. 2516, 2524,
129 L. Ed. 2d 593 (1994) (all persons
enjoined were demonstrators against abortion); Perry Educ. Ass'n,
460 U.S. at
49, 103 S. Ct. at 957 (one of two teacher's unions
excluded from internal mail system). The State's desire to prevent
the participation of the Klan in the Program is not due to the
opinions of the Klan, but rather results from the foreseeable
impact of Program participation by the Klan, given the past conduct
of the Klan, upon the peace and privacy of the project residents
and use of the state's highways. Cf. Perry Educ. Ass'n, 460 U.S.
at
49, 103 S. Ct. at 957 (no viewpoint discrimination where the
government excludes a group based on its status rather than its
views); Madsen, --- U.S. at
----, 114 S. Ct. at 2524 (no viewpoint
discrimination where limitations on the speech of persons with
similar viewpoints is based on past conduct of those persons).
11
CONCLUSION
On the specific facts of this case, we conclude that the State
will not violate the First Amendment by refusing to allow the Klan
to adopt a section of highway outside of the housing project in
Vidor, Texas. The State's denial of the Klan's application to the
Project is a reasonable effort to avoid strife and intimidation of
current and prospective residents of the Vidor public housing
project and to promote compliance with a federal desegregation
order. The State's limit on speech is also a reasonable measure to
insure free use of the public highways of the State and to protect
against the imposition of a message on captive recipients.
Finally, the exclusion of the Klan from the Project is viewpoint
neutral.
AFFIRMED.
PRADO, District Judge, concurring:
I concur in the result reached by the majority but I write
separately because I believe a different methodology is
appropriate.
Although I agree that the Adopt-A-Highway program is a
non-public forum, and that the State's offered reasons for
excluding the Texas Knights of the Ku Klux Klan (the "Klan") from
participation in the program are viewpoint-neutral, I do not find
that the traditional test of viewpoint-neutral, reasonable
restrictions is applicable in analyzing a regulatory scheme that
12
lacks restrictions.1
Nevertheless, I find that the state may constitutionally
exclude the Klan from its program under the facts of this case.
Conceding that the Klan has a First Amendment right to participate
in the Program, I find that the Klan's right to express itself in
this non-public forum is surmounted by the State's compelling
interests in ensuring compliance with the state and federal
injunctions affecting the Vidor project, interests which the
majority refers to as "reasonable restrictions."
1
In this case, the statute in question has not been
subjected to a facial challenge, a test this statute may not
survive. See Cox v. State of Louisiana,
379 U.S. 536, 557-58,
85
S. Ct. 463, 466,
13 L. Ed. 2d 487 (1965) (finding "it clearly
unconstitutional to enable a public official to determine which
expressions will be permitted and which will not ... by use of a
statute providing a system of broad discretionary licensing
power").
13