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United States v. Simmons, 97-40678 (1998)

Court: Court of Appeals for the Fifth Circuit Number: 97-40678 Visitors: 18
Filed: Apr. 24, 1998
Latest Update: Mar. 02, 2020
Summary: IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT No. 97-40678 Summary Calendar UNITED STATES OF AMERICA, Plaintiff-Appellee, versus CHARLES STEPHEN SIMMONS, Defendant-Appellant. _ Appeal from the United States District Court for the Eastern District of Texas USDC No. 1:92-CR-7-9 _ April 21, 1998 Before JONES, SMITH and STEWART, Circuit Judges: PER CURIAM:* Charles Stephen Simmons appeals the district court’s denial of his motion to vacate, set aside, or correct sentence pursuant to 28
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                        IN THE UNITED STATES COURT OF APPEALS
                                 FOR THE FIFTH CIRCUIT



                                            No. 97-40678
                                          Summary Calendar



UNITED STATES OF AMERICA,

                                                                          Plaintiff-Appellee,

versus

CHARLES STEPHEN SIMMONS,

                                                                        Defendant-Appellant.

                          _______________________________________
                            Appeal from the United States District Court
                                 for the Eastern District of Texas
                                      USDC No. 1:92-CR-7-9
                          _______________________________________

                                            April 21, 1998

Before JONES, SMITH and STEWART, Circuit Judges:

PER CURIAM:*

         Charles Stephen Simmons appeals the district court’s denial of his motion to vacate, set aside,

or correct sentence pursuant to 28 U.S.C. § 2255. A § 2255 motion “‘may not do service for an

appeal.’” United States v. Shaid, 
937 F.2d 228
, 231 (5th Cir. 1991)(en banc) (citation omitted). A

§ 2255 movant cannot raise jurisdictional or constitutional issues that could have been raised on direct

appeal unless he shows cause for his procedural default and actual

prejudice resulting from the error. 
Id. at 232.
The procedural bar can be applied by this court

because it was raised by the Government in the district court and on appeal. See United States v.

Drobny, 
955 F.2d 990
, 995 (5th Cir. 1992) (Government must raise procedural bar). Simmons

waived his right to appeal, a waiver recognized by this court in his attempted direct appeal. This


         *
           Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not be
published and is not precedent except under the limited circumstances set forth in 5 TH CIR.
R. 47.5.4.
appeal from the denial of § 2255 motion is, for all issues other than ineffective assistance of counsel,

an attempt to circumvent that waiver. Were there no waiver, the following issues raised in this appeal

could have been raised on direct appeal:

         1)     the information did not confer jurisdiction on the court;

         2)     Section 1956(a)(1)(B)(i) is unconstitutional under the Commerce Clause;

         3)     Simmons’ sentence violated the Ex Post Facto Clause;

         4)     Simmons’ plea was involuntary.

         Even without the waiver, these issues are barred from § 2255 review unless Simmons shows

cause and prejudice. 
Shaid, 937 F.2d at 232
. He has not attempted to do so. The combination of

the appeal waiver and the Shaid doctrine makes examination of those issues unnecessary.2 A claim

of ineffective assistance of counsel cannot ordinarily be raised on direct appeal; it is thus not barred

from § 2255 review. See United States v. Higdon, 
832 F.2d 312
, 314 (5th Cir. 1987).

         Simmons was convicted based on a guilty plea. “A plea of guilty admits all the elements of

a formal criminal charge and waives all non-jurisdictional defects in the proceedings leading to

conviction.” United States v. Smallwood, 
920 F.2d 1231
, 1240 (5th Cir. 1991); see United States

v. Owens, 
996 F.2d 59
, 60 (5th Cir. 1993). In general a guilty plea forecloses a collateral attack on

a final judgment of conviction except upon grounds that the plea was not intelligent or voluntary.

United States v. Broce, 
488 U.S. 563
, 569 (1989); Taylor v. Whitley, 
933 F.2d 325
, 327 (5th Cir.

1991).

         Simmons argues that he was denied effective assistance of counsel. This court reviews a claim

of ineffective assistance of counsel de novo. Johnson v. Scott, 
68 F.3d 106
, 109 (5th Cir. 1995). To

prevail on a claim of ineffective assistance of counsel, Simmons must show that his counsel’s

performance was deficient and that he was prejudiced thereby. Strickland v. Washington, 
466 U.S. 668
, 687-88 (1984). To establish prejudice, the defendant must show that but for counsel’s

unprofessional errors, there is a reasonable probability that the result would have been different. 
Id. 2 This
court can affirm the district court on any ground, even if the district court did not
rely on it. United States v. Real Property, 
123 F.3d 312
, 313 (5th Cir. 1997).
at 94. In the context of a guilty plea, defendant must demonstrate a reasonable probability that, but

for counsel's errors, he would not have pleaded guilty and would have insisted on going to trial.

United States v. Kinsey, 
917 F.2d 181
, 183 (5th Cir. 1990). With respect to sentencing, the

defendant must show that but for counsel's errors, his sentence would have been "significantly less

harsh." Spriggs v. Collins, 
993 F.2d 85
, 88 (5th Cir. 1993). A claim may be rejected because of an

insufficient showing of prejudice without assessing the adequacy of counsel’s performance. United

States v. Fuller, 
769 F.2d 1095
, 1097 (5th Cir. 1985).

        Simmons argues that he was denied effective assistance of counsel during the guilty plea

proceeding because his attorney failed to notice that the information was duplicitous and move for

its dismissal, failed to object to the lack of an adequate factual basis for his plea, failed to challenge

the constitutionality of § 1956 on its face and as applied to Simmons’ case, and failed to discuss with

Simmons the jurisdictional defects in the indictment. The district court reached the merits of these

specifications of ineffectiveness. This court can nevertheless affirm for any valid reason. Real

Property, 123 F.3d at 313
. A valid guilty plea waives all nonjurisdictional defects including an

ineffective-assistance-of-counsel claim, unless the ineffective-assistance claim affects the voluntariness

of the plea. Smith v. Estelle, 
711 F.2d 677
, 682 (5th Cir. 1983). Simmons does not contend that his

attorney’s performance affected his decision to plead guilty; thus, his claims are waived.

        Simmons argues that he was denied effective assistance of counsel during sentencing.

Simmons argues that counsel failed to object to the calculations in the PSR holding Simmons

responsible for more that $350,000 in profits from the sale of MDMA. Simmons’ attorney filed

objections to the PSR arguing that Simmons did not launder most of the profits he derived from the

sale of MDMA but instead purchased more drugs. It cannot be said that counsel’s performance fell

below the range of conduct acceptable under Strickland.

        Simmons argues that he was denied effective assistance because his counsel failed to object

to the references in the PSR to the purchase and distribution of MDMA before it became a schedule

I controlled substance. This information in the PSR did not affect Simmons’ sentence; thus, Simmons

has not shown that he was prejudiced by counsel’s failure to object.             Simmons argues that he

was denied effective assistance because his counsel failed to object to his sentence enhancement
pursuant to U.S.S.G. § 3B1.1 for being an organizer or leader by pointing out that Simmons alone

was criminally responsible for the money-laundering offense. The sentencing court may consider not

only the elements and acts of the defendant’s offense conduct cited in the count of conviction, but

also the defendant’s relevant conduct. See § 1B1.3. Simmons admitted at the sentencing hearing that

he played a leadership role in a criminal conspiracy that involved more than five individuals. Counsel

is not required to make wholly frivolous arguments.

       Simmons argues that he was denied effective assistance of counsel because his attorney failed

to call to the court’s attention that the prosecutor broke his promises not to cross- examine Simmons

at the sentencing hearing and not to argue that Simmons was not an organizer or leader. The

prosecutor’s statements were not made before Simmons entered his guilty plea and were not included

in the plea agreement. Counsel’s failure to object was not unreasonable and did not prejudice

Simmons.

       Simmons argues that he was denied effective assistance of counsel on direct appeal because

his attorney failed to argue that although Simmons waived his right to appeal in his plea agreement,

the trial judge issued a "ruling and order" after sentencing Simmons allowing him to appeal his

sentence. The judge’s statement did not influence Simmons’ decision to plead guilty; thus, it had no

effect on the validity of Simmons’ waiver of his right to appeal. See United States v. Melancon, 
972 F.2d 566
(5th Cir. 1992). Counsel is not required to raise frivolous issues on appeal. See Clark v.

Collins, 
19 F.3d 959
, 966 (5th Cir. 1994).

       Simmons also argues that his appellate counsel was deficient for failing to raise the claims

contained this § 2255 motion on direct appeal. Simmons waived his right to appeal in his plea

agreement. Simmons argument is frivolous.

       Simmons’ arguments that trial counsel was deficient for failing to object to the court’s failure

to comply with Rules 11(c) and 11(f) and for failing to seek dismissal based on the statute of

limitations are waived because the claims are not adequately argued in the body of Simmons’

appellate brief. Yohey v. Collins, 
985 F.2d 222
, 224-25 (1993).

       AFFIRMED.

Source:  CourtListener

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