Filed: Dec. 17, 2003
Latest Update: Feb. 21, 2020
Summary: United States Court of Appeals Fifth Circuit F I L E D IN THE UNITED STATES COURT OF APPEALS December 17, 2003 FOR THE FIFTH CIRCUIT Charles R. Fulbruge III Clerk No. 03-30665 Summary Calendar SANDRA LYNN NOTO Plaintiff - Appellant v. REGIONS BANK Defendant - Appellee Appeal from the United States District Court for the Middle District of Louisiana, Baton Rouge No. 02-CV-207-M1 Before KING, Chief Judge, and DAVIS and BARKSDALE, Circuit Judges. PER CURIAM:* Sandra Lynn Noto brought suit against h
Summary: United States Court of Appeals Fifth Circuit F I L E D IN THE UNITED STATES COURT OF APPEALS December 17, 2003 FOR THE FIFTH CIRCUIT Charles R. Fulbruge III Clerk No. 03-30665 Summary Calendar SANDRA LYNN NOTO Plaintiff - Appellant v. REGIONS BANK Defendant - Appellee Appeal from the United States District Court for the Middle District of Louisiana, Baton Rouge No. 02-CV-207-M1 Before KING, Chief Judge, and DAVIS and BARKSDALE, Circuit Judges. PER CURIAM:* Sandra Lynn Noto brought suit against he..
More
United States Court of Appeals
Fifth Circuit
F I L E D
IN THE UNITED STATES COURT OF APPEALS December 17, 2003
FOR THE FIFTH CIRCUIT Charles R. Fulbruge III
Clerk
No. 03-30665
Summary Calendar
SANDRA LYNN NOTO
Plaintiff - Appellant
v.
REGIONS BANK
Defendant - Appellee
Appeal from the United States District Court
for the Middle District of Louisiana, Baton Rouge
No. 02-CV-207-M1
Before KING, Chief Judge, and DAVIS and BARKSDALE, Circuit
Judges.
PER CURIAM:*
Sandra Lynn Noto brought suit against her former employer,
Regions Bank (“Regions”), claiming that she had been sexually
harassed by her supervisor at Regions, Paula Faron, and that she
had been terminated in retaliation for her complaints about
*
Pursuant to 5TH CIR. R. 47.5, the court has determined
that this opinion should not be published and is not precedent
except under the limited circumstances set forth in 5TH CIR. R.
47.5.4.
1
Faron. Noto also claimed that Regions had intentionally
inflicted emotional distress upon her. A magistrate judge
granted summary judgment to Regions on all claims. For the
following reasons, we AFFIRM.
I. FACTUAL AND PROCEDURAL HISTORY
A. Facts
Sandra Lynn Noto worked for Regions as a Loan Assistant from
1995-1996 and again from 1999 until her termination in June 2001.
In January 2001, Noto was assigned to work under Loan Officer
Paula Faron. Noto describes Faron as a demanding supervisor who
was neither respectful nor professional in her dealings with
Noto.
According to Noto, Faron touched her in ways that made her
uncomfortable. On five or six occasions, Faron hugged Noto with
one arm and, once, Faron hugged her with both arms. Faron also
occasionally kissed Noto on the cheek. Furthermore, Faron would
sometimes end conversations with Noto by saying “I love you.”
Noto admits that she does not know whether Faron is a lesbian,
but says that Faron told her that she had gay friends.
Noto alleges that she informed Faron that Faron’s behavior
made her uncomfortable and embarrassed. Noto also complained
about Faron’s treatment of her to Faron’s superiors and to
Regions’s Human Resources Department. In these discussions,
however, she characterized Faron’s behavior as unprofessional,
2
not as sexual or discriminatory.
Regions presented evidence, which was uncontradicted by
Noto, that Faron is generally an affectionate and demonstrative
person. In affidavits, Regions’s employees--both male and
female--say that Faron hugged them and kissed them on the cheek
from time to time. Furthermore, theses affidavits reveal that
Faron told Loan Assistants of both genders “You’re the greatest”
or “I love you” when the Assistants helped her with job-related
tasks. Faron explains in her affidavit that she is naturally
effusive and that her hugs, kisses, and “love ya’s” are not meant
to be offensive or sexual.
Faron, for her part, found it difficult to work with Noto.
She describes Noto as uncooperative, obstructionist, and
unhelpful. A few days before Noto was fired, Faron suggested to
Noto that she resign. Noto, however, did not want to leave
Regions; according to Noto, she was willing to continue working
with Faron.
Ultimately, Jim Greely, President of Regions, Janet Lucia,
Director of Human Resources, and Faron decided to terminate Noto
from her position at the bank. According to Greely, they made
this decision after Noto refused on several occasions to ensure
that the documentation necessary to close on loans was timely
prepared, and because she demanded twenty-four hours notice from
Faron if Faron needed her to do anything. Greely, Lucia, and
Faron all claim that they did not fire Noto--or take any other
3
action--with the intention of upsetting her.
B. Procedural History
Noto brought suit against Regions for (1) sexual harassment
in violation of both Title VII of the Civil Rights Act of 1964,
42 U.S.C. § 2000e-2 (2000), and LA. REV. STAT. ANN. § 23:332 (West
1998); (2) intentional infliction of emotional distress, in
violation of Louisiana law; and (3) retaliatory discharge, in
violation of LA. REV. STAT. ANN. § 23:967 (West 1998). Both
parties consented to have the case heard by a magistrate judge.
Regions moved for summary judgment, which was granted. In his
ruling, the magistrate judge found that Noto had not offered
sufficient evidence to establish essential elements of her
claims. Noto, now pro se, appeals.
II. DISCUSSION
A. Standard of Review
This court reviews grants of summary judgment de novo. La
Day v. Catalyst Tech., Inc.,
302 F.3d 474, 477 (5th Cir. 2002).
Summary judgment is appropriate if the moving party demonstrates
that there is no genuine issue of material fact and that the
moving party is entitled to judgment as a matter of law. FED. R.
CIV. P. 56(c); see Little v. Liquid Air Corp.,
37 F.3d 1069, 1075
(5th Cir. 1994) (en banc). In analyzing the record, we view the
evidence in the light most favorable to the nonmoving party. La
Day, 302 F.3d at 477.
4
B. Analysis
1. Sexual Harassment
We turn first to Noto’s claim of sexual harassment under
Title VII and LA. REV. STAT. ANN. § 23:332. Because the Louisiana
statute is “substantively similar” to Title VII, the outcome is
the same under both.
Id. at 477 (internal quotation marks
omitted). Thus, we analyze Noto’s claim under the relevant
federal precedents.
Id.
A plaintiff alleging same-sex sexual harassment under Title
VII must demonstrate, first, that she was harassed based on sex.
Id. at 478. If this showing is made, the plaintiff must then
establish that this sexual harassment constituted either quid pro
quo or hostile environment harassment.
Id. As explained below,
Noto has failed to provide sufficient evidence to support a
finding that she was harassed based on her sex, so we find that
summary judgment on this claim was proper.
There are three methods by which a plaintiff alleging same-
sex sexual harassment can show that she was harassed based on her
sex:
First, he can show that the alleged harasser made
“explicit or implicit proposals of sexual activity” and
provide “credible evidence that the harasser was
homosexual.” Second, he can demonstrate that the
harasser was “motivated by general hostility to the
presence of [members of the same sex] in the workplace.”
Third, he may “offer direct, comparative evidence about
how the alleged harasser treated members of both sexes in
a mixed-sex workplace.”
5
Id. (alteration in original) (citations omitted) (quoting Oncale
v. Sundowner Offshore Servs., Inc.,
523 U.S. 75, 80-81 (1998)).
Regardless of which evidentiary route the plaintiff chooses, “she
must always prove that the conduct at issue was not merely tinged
with offensive sexual connotations, but actually constituted
discrimination because of sex.”
Oncale, 523 U.S. at 81 (internal
quotation marks, emphasis, and ellipses omitted).
By alleging that Faron subjected Noto to unwanted sexual
advances, Noto has chosen to prove her sexual harrassment claim
through the first evidentiary route. Accordingly, Noto must
provide evidence that Faron made “explicit or implicit proposals
of sexual activity” and provide “credible evidence” that Faron is
a lesbian. See
id. at 80.
Noto admits that Faron did not make any explicit proposals
of sexual activity, but nevertheless claims that Faron implicitly
indicated that she wanted to have sexual relations with Noto by
telling her that she had gay friends, hugging her, kissing her on
the cheek, and saying “I love you.” These actions, however, must
be placed into context. The evidence demonstrates that Faron
hugged her co-workers and kissed them on the check as a way of
greeting them, regardless of whether they were male or female.
The evidence further shows that Faron would say “You’re the
greatest” or “I love you” when receiving the assistance of either
male or female coworkers. There is no evidence that Faron’s
conduct towards her coworkers, including Noto, was in any way
6
sexually motivated. Moreover, Noto has given no indication that
Faron’s behavior towards her was any different than it was
towards other Regions employees.
Furthermore, there is scant evidence to prove even that Noto
subjectively believed that Faron was propositioning her. When
asked whether she thought Faron was coming on to her by saying “I
love you,” Noto admitted: “I don’t know what that meant.” In her
deposition, Noto also said, regarding Faron’s kisses on her
cheek, “I don’t know why she did that.” Not once during her
deposition1 did Noto actually claim that she had been sexually
harassed by Faron. In fact, Noto admitted that she was unsure
whether Faron was even homosexual.2
Faron’s behavior may have been overly effusive, but Title
VII prohibits discrimination, not overly effusive behavior. See
Oncale, 523 U.S. at 80-81. Noto has simply not presented enough
evidence for a rational jury to conclude that Faron was
homosexual and that Faron was making sexual advances on Noto.
Therefore, we conclude that summary judgment was proper on Noto’s
sexual harassment claim under Title VII and LA. REV. STAT. ANN.
§ 23:332.
2. Intentional Infliction of Emotional Distress
1
Noto’s deposition was the only evidence she submitted
to the court in support of her opposition to summary judgment.
2
Faron clarified in her affidavit that she is not
homosexual.
7
Next, we consider Noto’s state law claim for intentional
infliction of emotional distress. In order to recover for
intentional infliction of emotional distress under Louisiana law,
a plaintiff must show (1) that the defendant’s conduct was
extreme and outrageous, (2) that the plaintiff suffered severe
emotional distress, and (3) that the defendant either desired to
inflict severe emotional distress or knew that severe emotional
distress would be certain or substantially certain to result from
her conduct. La
Day, 302 F.3d at 483-84; White v. Monsanto Co.,
585 So. 2d 1205, 1209 (La. 1991). In considering whether these
elements have been met, Louisiana courts have admonished that,
“[a] plaintiff’s status as an employee may entitle him to a
greater degree of protection from insult and outrage by a
supervisor with authority over him than if he were a stranger.”
White, 585 So. 2d at 1210.
It is true that Noto’s allegations are based on her
supervisor’s behavior and that Noto is therefore entitled to
greater protections under the law. Even so, the evidence
provided is insufficient for a finding in favor of Noto on her
claim of intentional infliction of emotional distress.
First, the evidence does not demonstrate that Faron’s
conduct was “extreme and outrageous.” For conduct to rise to
this level, it “must be so outrageous in character, and so
extreme in degree, as to go beyond all possible bounds of
decency, and to be regarded as atrocious and utterly intolerable
8
in a civilized community.”
Id. at 1209. “[M]ere insults,
indignities, threats, annoyances, petty oppressions, or other
trivialities” do not give rise to liability.
Id. Faron’s
conduct clearly does not reach this level. Hugs, kisses on the
cheek, and other demonstrations of affection seem to be the types
of “annoyances” or “indignities” that the Louisiana courts have
held to be insufficient to support a finding of liability.
Second, there is no evidence in the record that Noto
suffered severe emotional distress as a result of Faron’s
actions. According to the Louisiana courts, the plaintiff’s
distress must be so severe “that no reasonable person could be
expected to endure it.”
Id. at 1210. The evidence shows that
Noto was made uncomfortable and embarrassed by Faron’s behavior,
but there is no evidence that Noto’s discomfort was insufferable.
Noto admits that Faron’s demonstrations did not make her angry
or even cause her to cry. Nor was she in any way incapacitated
by Faron’s behavior. In fact, Noto wanted to continue working
for Faron and contends that she would have done so, had she not
been fired. This evidence does not reveal the kind of severe
emotional trauma necessary to sustain a cause of action for
intentional infliction of emotional distress under Louisiana law.
Third, Noto has presented no evidence that Faron either
desired to inflict severe emotional distress on her or knew that
severe emotional distress was certain or substantially certain to
result from her actions. “[T]he mere fact that the actor knows
9
that the other will regard the conduct as insulting, or will have
his feelings hurt, is not enough. . . . The conduct must be
intended or calculated to cause severe emotional distress and not
just some lesser degree of fright, humiliation, embarrassment,
worry, or the like.”
Id. It is true that Faron knew that her
demonstrations were unwelcome. However, there is no indication
that Faron knew that her actions would cause Noto severe
emotional distress or intended for her actions to do so. Regions
provided evidence, which was not contradicted by Noto, that Faron
took no action with the intention of upsetting Noto.
Furthermore, the types of things Faron was doing--hugging Noto,
kissing her on the cheek, saying “I love you”--are not the kinds
of things one would predict would cause a person extreme
emotional distress.
For these reasons, we hold that the magistrate correctly
dismissed Noto’s state law claim of intentional infliction of
emotional distress.
3. Retaliatory Discharge
Finally, we address Noto’s claim for retaliatory discharge
in violation of Louisiana’s “whistle-blower” statute, LA. REV.
STAT. ANN. § 23:967. The statute provides that:
An employer shall not take reprisal against an employee
who in good faith, and after advising the employer of the
violation of law:
(1) Discloses or threatens to disclose a workplace
act or practice that is in violation of state law.
(2) Provides information to or testifies before any
10
public body conducting an investigation, hearing, or
inquiry into any violation of law.
(3) Objects to or refuses to participate in an
employment act or practice that is in violation of law.
LA. REV. STAT. ANN. § 23:967A. Under this statute, an employee is
protected from reprisal only if the employer actually committed
some “‘violation of state law.’” Nolan v. Jefferson Parish Hosp.
Serv. Dist. No. 2, 01-175, p. 11 (La. App. 5 Cir. 6/27/01);
790
So. 2d 725, 732 (quoting LA. REV. STAT. ANN. § 23:967A).
Noto alleges that she was sexually harassed by her
supervisor at Regions, in violation of Title VII and LA. REV.
STAT. ANN. § 23:332, and that she was terminated by Regions in
retaliation for her complaints about this supervisor. As
explained above, there is insufficient evidence to conclude that
Faron sexually harassed Noto, and thus that Regions is liable
under Title VII or Louisiana law. Noto cannot, therefore,
establish an essential element of her claim under LA. REV. STAT.
ANN. § 23:967. Consequently, we hold that summary judgment on
this claim was proper.
III. CONCLUSION
Accordingly, we AFFIRM the grant of summary judgment in
favor of Regions.
11