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Noto v. Regions Bank, 03-30665 (2003)

Court: Court of Appeals for the Fifth Circuit Number: 03-30665 Visitors: 61
Filed: Dec. 17, 2003
Latest Update: Feb. 21, 2020
Summary: United States Court of Appeals Fifth Circuit F I L E D IN THE UNITED STATES COURT OF APPEALS December 17, 2003 FOR THE FIFTH CIRCUIT Charles R. Fulbruge III Clerk No. 03-30665 Summary Calendar SANDRA LYNN NOTO Plaintiff - Appellant v. REGIONS BANK Defendant - Appellee Appeal from the United States District Court for the Middle District of Louisiana, Baton Rouge No. 02-CV-207-M1 Before KING, Chief Judge, and DAVIS and BARKSDALE, Circuit Judges. PER CURIAM:* Sandra Lynn Noto brought suit against h
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                                                        United States Court of Appeals
                                                                 Fifth Circuit
                                                              F I L E D
                IN THE UNITED STATES COURT OF APPEALS        December 17, 2003

                        FOR THE FIFTH CIRCUIT             Charles R. Fulbruge III
                                                                  Clerk


                            No. 03-30665

                          Summary Calendar



     SANDRA LYNN NOTO

                                Plaintiff - Appellant

     v.

     REGIONS BANK

                                Defendant - Appellee


             Appeal from the United States District Court
          for the Middle District of Louisiana, Baton Rouge
                           No. 02-CV-207-M1


Before KING, Chief Judge, and DAVIS and BARKSDALE, Circuit

Judges.

PER CURIAM:*

     Sandra Lynn Noto brought suit against her former employer,

Regions Bank (“Regions”), claiming that she had been sexually

harassed by her supervisor at Regions, Paula Faron, and that she

had been terminated in retaliation for her complaints about


     *
          Pursuant to 5TH CIR. R. 47.5, the court has determined
that this opinion should not be published and is not precedent
except under the limited circumstances set forth in 5TH CIR. R.
47.5.4.

                                  1
Faron.   Noto also claimed that Regions had intentionally

inflicted emotional distress upon her.    A magistrate judge

granted summary judgment to Regions on all claims.     For the

following reasons, we AFFIRM.

                 I.   FACTUAL AND PROCEDURAL HISTORY

A.   Facts

     Sandra Lynn Noto worked for Regions as a Loan Assistant from

1995-1996 and again from 1999 until her termination in June 2001.

In January 2001, Noto was assigned to work under Loan Officer

Paula Faron.   Noto describes Faron as a demanding supervisor who

was neither respectful nor professional in her dealings with

Noto.

     According to Noto, Faron touched her in ways that made her

uncomfortable.   On five or six occasions, Faron hugged Noto with

one arm and, once, Faron hugged her with both arms.     Faron also

occasionally kissed Noto on the cheek.    Furthermore, Faron would

sometimes end conversations with Noto by saying “I love you.”

Noto admits that she does not know whether Faron is a lesbian,

but says that Faron told her that she had gay friends.

     Noto alleges that she informed Faron that Faron’s behavior

made her uncomfortable and embarrassed.    Noto also complained

about Faron’s treatment of her to Faron’s superiors and to

Regions’s Human Resources Department.    In these discussions,

however, she characterized Faron’s behavior as unprofessional,


                                  2
not as sexual or discriminatory.

     Regions presented evidence, which was uncontradicted by

Noto, that Faron is generally an affectionate and demonstrative

person.    In affidavits, Regions’s employees--both male and

female--say that Faron hugged them and kissed them on the cheek

from time to time.    Furthermore, theses affidavits reveal that

Faron told Loan Assistants of both genders “You’re the greatest”

or “I love you” when the Assistants helped her with job-related

tasks.    Faron explains in her affidavit that she is naturally

effusive and that her hugs, kisses, and “love ya’s” are not meant

to be offensive or sexual.

     Faron, for her part, found it difficult to work with Noto.

She describes Noto as uncooperative, obstructionist, and

unhelpful.    A few days before Noto was fired, Faron suggested to

Noto that she resign.    Noto, however, did not want to leave

Regions; according to Noto, she was willing to continue working

with Faron.

     Ultimately, Jim Greely, President of Regions, Janet Lucia,

Director of Human Resources, and Faron decided to terminate Noto

from her position at the bank.    According to Greely, they made

this decision after Noto refused on several occasions to ensure

that the documentation necessary to close on loans was timely

prepared, and because she demanded twenty-four hours notice from

Faron if Faron needed her to do anything.    Greely, Lucia, and

Faron all claim that they did not fire Noto--or take any other

                                   3
action--with the intention of upsetting her.

B.   Procedural History

     Noto brought suit against Regions for (1) sexual harassment

in violation of both Title VII of the Civil Rights Act of 1964,

42 U.S.C. § 2000e-2 (2000), and LA. REV. STAT. ANN. § 23:332 (West

1998); (2) intentional infliction of emotional distress, in

violation of Louisiana law; and (3) retaliatory discharge, in

violation of LA. REV. STAT. ANN. § 23:967 (West 1998).   Both

parties consented to have the case heard by a magistrate judge.

Regions moved for summary judgment, which was granted.     In his

ruling, the magistrate judge found that Noto had not offered

sufficient evidence to establish essential elements of her

claims.   Noto, now pro se, appeals.

                          II.     DISCUSSION

A.   Standard of Review

     This court reviews grants of summary judgment de novo.        La

Day v. Catalyst Tech., Inc., 
302 F.3d 474
, 477 (5th Cir. 2002).

Summary judgment is appropriate if the moving party demonstrates

that there is no genuine issue of material fact and that the

moving party is entitled to judgment as a matter of law.        FED. R.

CIV. P. 56(c); see Little v. Liquid Air Corp., 
37 F.3d 1069
, 1075

(5th Cir. 1994) (en banc).      In analyzing the record, we view the

evidence in the light most favorable to the nonmoving party.        La

Day, 302 F.3d at 477
.


                                   4
B.     Analysis

       1.   Sexual Harassment

       We turn first to Noto’s claim of sexual harassment under

Title VII and LA. REV. STAT. ANN. § 23:332.   Because the Louisiana

statute is “substantively similar” to Title VII, the outcome is

the same under both.     
Id. at 477
(internal quotation marks

omitted).     Thus, we analyze Noto’s claim under the relevant

federal precedents.     
Id. A plaintiff
alleging same-sex sexual harassment under Title

VII must demonstrate, first, that she was harassed based on sex.

Id. at 478.
   If this showing is made, the plaintiff must then

establish that this sexual harassment constituted either quid pro

quo or hostile environment harassment.     
Id. As explained
below,

Noto has failed to provide sufficient evidence to support a

finding that she was harassed based on her sex, so we find that

summary judgment on this claim was proper.

       There are three methods by which a plaintiff alleging same-

sex sexual harassment can show that she was harassed based on her

sex:

       First, he can show that the alleged harasser made
       “explicit or implicit proposals of sexual activity” and
       provide “credible evidence that the harasser was
       homosexual.”    Second, he can demonstrate that the
       harasser was “motivated by general hostility to the
       presence of [members of the same sex] in the workplace.”
       Third, he may “offer direct, comparative evidence about
       how the alleged harasser treated members of both sexes in
       a mixed-sex workplace.”


                                   5

Id. (alteration in
original) (citations omitted) (quoting Oncale

v. Sundowner Offshore Servs., Inc., 
523 U.S. 75
, 80-81 (1998)).

Regardless of which evidentiary route the plaintiff chooses, “she

must always prove that the conduct at issue was not merely tinged

with offensive sexual connotations, but actually constituted

discrimination because of sex.”        
Oncale, 523 U.S. at 81
(internal

quotation marks, emphasis, and ellipses omitted).

     By alleging that Faron subjected Noto to unwanted sexual

advances, Noto has chosen to prove her sexual harrassment claim

through the first evidentiary route.       Accordingly, Noto must

provide evidence that Faron made “explicit or implicit proposals

of sexual activity” and provide “credible evidence” that Faron is

a lesbian.   See 
id. at 80.
     Noto admits that Faron did not make any explicit proposals

of sexual activity, but nevertheless claims that Faron implicitly

indicated that she wanted to have sexual relations with Noto by

telling her that she had gay friends, hugging her, kissing her on

the cheek, and saying “I love you.”       These actions, however, must

be placed into context.     The evidence demonstrates that Faron

hugged her co-workers and kissed them on the check as a way of

greeting them, regardless of whether they were male or female.

The evidence further shows that Faron would say “You’re the

greatest” or “I love you” when receiving the assistance of either

male or female coworkers.     There is no evidence that Faron’s

conduct towards her coworkers, including Noto, was in any way

                                   6
sexually motivated.    Moreover, Noto has given no indication that

Faron’s behavior towards her was any different than it was

towards other Regions employees.

     Furthermore, there is scant evidence to prove even that Noto

subjectively believed that Faron was propositioning her.    When

asked whether she thought Faron was coming on to her by saying “I

love you,” Noto admitted: “I don’t know what that meant.”    In her

deposition, Noto also said, regarding Faron’s kisses on her

cheek, “I don’t know why she did that.”    Not once during her

deposition1 did Noto actually claim that she had been sexually

harassed by Faron.    In fact, Noto admitted that she was unsure

whether Faron was even homosexual.2

     Faron’s behavior may have been overly effusive, but Title

VII prohibits discrimination, not overly effusive behavior.       See

Oncale, 523 U.S. at 80-81
.    Noto has simply not presented enough

evidence for a rational jury to conclude that Faron was

homosexual and that Faron was making sexual advances on Noto.

Therefore, we conclude that summary judgment was proper on Noto’s

sexual harassment claim under Title VII and LA. REV. STAT. ANN.

§ 23:332.

     2.     Intentional Infliction of Emotional Distress


     1
          Noto’s deposition was the only evidence she submitted
to the court in support of her opposition to summary judgment.
     2
          Faron clarified in her affidavit that she is not
homosexual.

                                   7
     Next, we consider Noto’s state law claim for intentional

infliction of emotional distress.    In order to recover for

intentional infliction of emotional distress under Louisiana law,

a plaintiff must show (1) that the defendant’s conduct was

extreme and outrageous, (2) that the plaintiff suffered severe

emotional distress, and (3) that the defendant either desired to

inflict severe emotional distress or knew that severe emotional

distress would be certain or substantially certain to result from

her conduct.   La 
Day, 302 F.3d at 483-84
; White v. Monsanto Co.,

585 So. 2d 1205
, 1209 (La. 1991).    In considering whether these

elements have been met, Louisiana courts have admonished that,

“[a] plaintiff’s status as an employee may entitle him to a

greater degree of protection from insult and outrage by a

supervisor with authority over him than if he were a stranger.”

White, 585 So. 2d at 1210
.

     It is true that Noto’s allegations are based on her

supervisor’s behavior and that Noto is therefore entitled to

greater protections under the law.    Even so, the evidence

provided is insufficient for a finding in favor of Noto on her

claim of intentional infliction of emotional distress.

     First, the evidence does not demonstrate that Faron’s

conduct was “extreme and outrageous.”    For conduct to rise to

this level, it “must be so outrageous in character, and so

extreme in degree, as to go beyond all possible bounds of

decency, and to be regarded as atrocious and utterly intolerable

                                8
in a civilized community.”     
Id. at 1209.
  “[M]ere insults,

indignities, threats, annoyances, petty oppressions, or other

trivialities” do not give rise to liability.      
Id. Faron’s conduct
clearly does not reach this level.     Hugs, kisses on the

cheek, and other demonstrations of affection seem to be the types

of “annoyances” or “indignities” that the Louisiana courts have

held to be insufficient to support a finding of liability.

     Second, there is no evidence in the record that Noto

suffered severe emotional distress as a result of Faron’s

actions.   According to the Louisiana courts, the plaintiff’s

distress must be so severe “that no reasonable person could be

expected to endure it.”     
Id. at 1210.
  The evidence shows that

Noto was made uncomfortable and embarrassed by Faron’s behavior,

but there is no evidence that Noto’s discomfort was insufferable.

 Noto admits that Faron’s demonstrations did not make her angry

or even cause her to cry.    Nor was she in any way incapacitated

by Faron’s behavior.   In fact, Noto wanted to continue working

for Faron and contends that she would have done so, had she not

been fired.   This evidence does not reveal the kind of severe

emotional trauma necessary to sustain a cause of action for

intentional infliction of emotional distress under Louisiana law.

     Third, Noto has presented no evidence that Faron either

desired to inflict severe emotional distress on her or knew that

severe emotional distress was certain or substantially certain to

result from her actions.    “[T]he mere fact that the actor knows

                                   9
that the other will regard the conduct as insulting, or will have

his feelings hurt, is not enough. . . .    The conduct must be

intended or calculated to cause severe emotional distress and not

just some lesser degree of fright, humiliation, embarrassment,

worry, or the like.”    
Id. It is
true that Faron knew that her

demonstrations were unwelcome.    However, there is no indication

that Faron knew that her actions would cause Noto severe

emotional distress or intended for her actions to do so.    Regions

provided evidence, which was not contradicted by Noto, that Faron

took no action with the intention of upsetting Noto.

Furthermore, the types of things Faron was doing--hugging Noto,

kissing her on the cheek, saying “I love you”--are not the kinds

of things one would predict would cause a person extreme

emotional distress.

     For these reasons, we hold that the magistrate correctly

dismissed Noto’s state law claim of intentional infliction of

emotional distress.

     3.   Retaliatory Discharge

     Finally, we address Noto’s claim for retaliatory discharge

in violation of Louisiana’s “whistle-blower” statute, LA. REV.

STAT. ANN. § 23:967.   The statute provides that:

     An employer shall not take reprisal against an employee
     who in good faith, and after advising the employer of the
     violation of law:
          (1) Discloses or threatens to disclose a workplace
     act or practice that is in violation of state law.
          (2) Provides information to or testifies before any


                                  10
     public body conducting an investigation, hearing, or
     inquiry into any violation of law.
          (3) Objects to or refuses to participate in an
     employment act or practice that is in violation of law.

LA. REV. STAT. ANN. § 23:967A.   Under this statute, an employee is

protected from reprisal only if the employer actually committed

some “‘violation of state law.’”       Nolan v. Jefferson Parish Hosp.

Serv. Dist. No. 2, 01-175, p. 11 (La. App. 5 Cir. 6/27/01); 
790 So. 2d 725
, 732 (quoting LA. REV. STAT. ANN. § 23:967A).

     Noto alleges that she was sexually harassed by her

supervisor at Regions, in violation of Title VII and LA. REV.

STAT. ANN. § 23:332, and that she was terminated by Regions in

retaliation for her complaints about this supervisor.      As

explained above, there is insufficient evidence to conclude that

Faron sexually harassed Noto, and thus that Regions is liable

under Title VII or Louisiana law.      Noto cannot, therefore,

establish an essential element of her claim under LA. REV. STAT.

ANN. § 23:967.   Consequently, we hold that summary judgment on

this claim was proper.

                          III.    CONCLUSION

     Accordingly, we AFFIRM the grant of summary judgment in

favor of Regions.




                                  11

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