Filed: Aug. 16, 2004
Latest Update: Feb. 21, 2020
Summary: United States Court of Appeals Fifth Circuit F I L E D IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT August 16, 2004 Charles R. Fulbruge III No. 02-21168 Clerk DANIEL ANGEL PLATA, Petitioner-Appellant, versus DOUG DRETKE, DIRECTOR, TEXAS DEPARTMENT OF CRIMINAL JUSTICE, INSTITUTIONAL DIVISION, Respondent-Appellee. - Appeal from the United States District Court for the Southern District of Texas (H-01-CV-2587) - Before DAVIS, WIENER, and EMILIO M. GARZA, Circuit Judges. PER CURIAM:*
Summary: United States Court of Appeals Fifth Circuit F I L E D IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT August 16, 2004 Charles R. Fulbruge III No. 02-21168 Clerk DANIEL ANGEL PLATA, Petitioner-Appellant, versus DOUG DRETKE, DIRECTOR, TEXAS DEPARTMENT OF CRIMINAL JUSTICE, INSTITUTIONAL DIVISION, Respondent-Appellee. - Appeal from the United States District Court for the Southern District of Texas (H-01-CV-2587) - Before DAVIS, WIENER, and EMILIO M. GARZA, Circuit Judges. PER CURIAM:* P..
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United States Court of Appeals
Fifth Circuit
F I L E D
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT August 16, 2004
Charles R. Fulbruge III
No. 02-21168 Clerk
DANIEL ANGEL PLATA,
Petitioner-Appellant,
versus
DOUG DRETKE, DIRECTOR, TEXAS DEPARTMENT
OF CRIMINAL JUSTICE, INSTITUTIONAL DIVISION,
Respondent-Appellee.
--------------------
Appeal from the United States District Court
for the Southern District of Texas
(H-01-CV-2587)
--------------------
Before DAVIS, WIENER, and EMILIO M. GARZA, Circuit Judges.
PER CURIAM:*
Petitioner-Appellant Daniel Angel Plata, a Mexican national
and Texas prisoner #999214, pleaded guilty to capital murder and
was sentenced to death. After exhausting his state remedies, Plata
filed a 28 U.S.C. § 2254 application for a writ of habeas corpus in
federal district court raising several grounds for relief. The
district court granted the State’s motion for summary judgment on
all issues, denied Plata’s habeas application, and refused to grant
a certificate of appealability (COA) on any issue raised.
*
Pursuant to 5TH CIR. R. 47.5, the court has determined that
this opinion should not be published and is not precedent except
under the limited circumstances set forth in 5TH CIR. R. 47.5.4.
Plata now seeks a COA from us on the following issues: (1)
whether he is entitled to habeas relief based on the State’s
failure to advise him of his right to consular assistance under the
Vienna Convention on Consular Relations and (2) whether the trial
court’s refusal to allow evidence of his parole eligibility during
sentencing violated his constitutional rights to due process,
effective representation by counsel, and freedom from cruel and
unusual punishment. His remaining claims have been waived. See
Hughes v. Johnson,
191 F.3d 607, 613 (5th Cir. 1999).
A district court shall entertain a § 2254 application filed by
“a person in custody pursuant to the judgment of a State court only
on the ground that he is in custody in violation of the
Constitution or law or treaties of the United States.” 28 U.S.C.
§ 2254(a). In determining whether to issue a COA, we ask whether
an applicant “has made a substantial showing of the denial of a
constitutional right.” 28 U.S.C. § 2253(c)(2); Miller-El v.
Cockrell,
537 U.S. 322, 336 (2003). When a district court rejects
a claim on the merits, “[t]he petitioner must demonstrate that
reasonable jurists would find the district court’s assessment of
the constitutional claims debatable or wrong.” Slack v. McDaniel,
529 U.S. 473, 484 (2000). Likewise, when a district court finds
that a claim is procedurally barred, the applicant must demonstrate
that jurists of reason would find it debatable whether the district
court was correct in its procedural ruling.
Id.
2
When a state court has rejected the applicant’s claims on the
merits, the district court reviews the claims “through the lens of
the deferential scheme laid out in 28 U.S.C. § 2254(d).”
Barrientes v. Johnson,
221 F.3d 741, 772 (5th Cir. 2000). Under
that scheme, deference to a state court decision is required unless
the decision was “contrary to, or involved an unreasonable
application of, clearly established Federal law, as determined by
the Supreme Court of the United States,” or “was based on an
unreasonable determination of the facts in light of the evidence
presented in the State court proceeding.” 28 U.S.C. § 2254(d)(1)
and (2).
As a general rule, new constitutional rules of criminal
procedure are not applied retroactively to cases that became final
before that decision was announced. Teague v. Lane,
489 U.S. 288,
310 (1989). Teague remains applicable after the passage of the
Antiterrorism and Effective Death Penalty Act (“AEDPA”). Robertson
v. Cockrell,
325 F.3d 243, 255 (5th Cir. 2003) (citing Horn v.
Banks,
536 U.S. 266, 272 (2002)).
Vienna Convention on Consular Relations (VCCR)
The VCCR is a 79-article, multilateral treaty ratified by the
United States in 1969. VCCR, Apr. 24, 1963, 21 U.S.T. 77; see
United States v. Jimenez-Nava,
243 F.3d 192, 195 (5th Cir. 2001).
Mexico is a signatory nation. See
Jimenez-Nava, 243 F.3d at 195.
Pursuant to Article 36 of the VCCR, a “receiving State” (here, the
United States) shall inform a foreign national who has been
3
arrested or committed to prison or custody pending trial or
detained in any other manner of his right to contact the consular
post of the “sending State” (here, Mexico). VCCR, art. 36, 21
U.S.T. 77.
The district court determined that (1) Plata had procedurally
defaulted his VCCR claim in the state court; (2) alternatively
assuming arguendo that his claim was not procedurally defaulted, it
was barred by Teague, because recognizing that the VCCR created
personally-enforceable rights would create a new rule of law; and
(3) even if his VCCR claim had been properly raised and he had a
personally-enforceable right under the VCCR, the state court’s
rulings —— that Plata needed to show prejudice from the VCCR
violation and that he failed to show such prejudice —— were not
contrary to or an unreasonable application of clearly established
law under § 2254(d)(1).
Plata argues in his COA application that the district court’s
denial of his VCCR claim ignored the International Court of
Justice’s (ICJ) interpretation of Article 36 of the VCCR in the
LaGrand Case (F.R.G. v. U.S.), 2001 I.C.J. Rep. 104 (Judgment of
June 27, 2001). Plata did not present the LaGrand case or any
argument stemming from that opinion to the district court, so we
need not consider it. See Roberts v. Cockrell,
319 F.3d 690, 694
(5th Cir. 2003). Regardless, because his COA application fails to
address the district court’s finding that his VCCR claim is Teague-
barred, he has not shown that the district court’s denial of his
4
VCCR claim is debatable. See
Hughes, 191 F.3d at 613; Price v.
Roark,
256 F.3d 364, 368 n.2 (5th Cir. 2001). We therefore deny
COA with respect to Plata’s VCCR claim.
Furthermore, even if we were to address the Teague arguments
raised in Plata’s reply brief, he has not shown that the district
court’s denial of his VCCR claim as Teague-barred is debatable.
See Breard v. Greene,
523 U.S. 371, 377 (1998); Flores v. Johnson,
210 F.3d 456, 456-57 (5th Cir. 2000). In addition, even if Plata’s
VCCR claim were not procedurally defaulted and even if it were not
barred by Teague, he still would have to show that the VCCR
violation had some effect on his trial. See
Breard, 523 U.S. at
377; Avena and other Mexican Nationals (Mexico v. United States),
2004 I.C.J. Rep. , ¶ 121. Plata asserts that he was prejudiced
by the lack of consular assistance because he did not understand
why, under the Texas legal system, it would have benefitted him to
plead guilty, and because the consul would have litigated the
inequality of the prosecution’s grant of favorable plea deals to
his co-conspirators. He insists that consular assistance would
have aided him in finding medical documents to show that he was
injured at birth and that he was physically abused by his father
while he lived in Mexico; that the consul could have obtained
Plata’s educational records from Mexico; and that the consul could
have traveled to Mexico and conducted interviews with his relatives
there, which in turn could have assisted the defense in confirming
5
the diagnosis suggested by Plata’s MMPI scores, i.e., that he
suffered from schizophrenia.
Plata’s argument regarding prejudice suffered at trial because
he did not understand the benefit of pleading guilty before trial
does not make the district court’s denial of his VCCR claim
debatable, as trial counsel’s affidavit in the state habeas
proceedings stated the he explained to Plata the consequences of
pleading guilty before trial and after the State presented its
case. Further, Plata’s argument that he was discriminated against
because the one of his co-conspirators who told him to fire the
fourth, fifth, and sixth shots at the victim received only a life
sentence does not make debatable the district court’s finding that
Plata’s death sentence was most likely the result of his being the
gunman during the offense.
Although he argues that the Mexican consul could have obtained
medical records to show that Plata suffered from oxygen deprivation
at birth and that he was physically abused as a child, and despite
the fact that he now has legal assistance from Mexican consul,
Plata does not provide any evidence to support these claims.
Regardless, his mother testified that Plata was “born dead,” that
he needed to be revived by doctors after his birth, and that she
and Plata were physically abused by Plata’s father. Plata also
testified that he was physically abused by his father. Given the
cumulative nature of any records regarding Plata’s birth and
physical abuse, Plata has not shown that the district court’s
6
alternative denial of his VCCR claim on prejudice grounds is
debatable.
Plata also contends that the prosecution argued to the jury
that there were no records to support Plata’s physical abuse
claims, and that the absence of such records therefore prejudiced
him at sentencing. Again, however, as he has not provided any
records to support this claim, his assertion regarding those
records is speculative and, thus, does not render the district
court’s denial of Plata’s VCCR claim debatable. Neither does Plata
explain what his educational records from Mexico would have shown
that would have mitigated his sentence. Plata moved from Mexico to
the United States when he was eleven years old.
Finally, Plata’s assertion that Mexican consul would have
traveled to Mexico and interviewed relatives, which could have
assisted the defense in confirming the diagnosis of schizophrenia
suggested by the scores on his personality test, is raised for the
first time in his COA application and therefore will not be
considered. See
Roberts, 319 F.3d at 694. Moreover, the claim is
purely speculative, as Plata has provided us no indication that
there is any evidence in Mexico that would support such a
diagnosis. Neither is there any indication that the Mexican consul
would have been more likely than trial counsel to investigate
whether Plata is schizophrenic, given trial counsel’s statement in
his affidavit that there was no indication that Plata was suffering
from any mental health problem or mental retardation; that Plata
7
was lucid and conversant during their meetings; that counsel had
numerous conversations with Plata concerning mitigating evidence
for sentencing; that counsel interviewed numerous family members;
and that counsel would have checked out other witnesses if Plata
had told him about them. Accordingly, even if Plata’s claim were
properly raised and before this court, we would conclude that Plata
has failed to show that the district court’s alternative denial of
his VCCR claim on prejudice grounds is debatable among reasonable
jurists. See
Miller-El, 537 U.S. at 336.
Parole Eligibility
Due Process
Relying on state cases construing the Supreme Court’s decision
in Simmons v. North Carolina,
512 U.S. 154 (1994), the state court,
on both direct and habeas review, rejected Plata’s claim that he
had a due process right to have the jury informed that he would not
be eligible for parole for 40 years. The district court noted
that, in
Simmons, 512 U.S. at 169, the Supreme Court held that a
capital defendant who could be sentenced to life without parole, as
an alternative to a death sentence, should be allowed to inform the
jury of their parole ineligibility; that the Supreme Court, in
Ramdass v. Angelone,
530 U.S. 156, 166 (2000), declined to extend
that rule to prisoners who, like Plata, would ultimately be
eligible for parole; and that this court, in Tigner v. Cockrell,
264 F.3d 521, 525 (5th Cir. 2001), held that extending the rule of
8
Simmons to prisoners who were eligible for parole would be barred
by Teague. The district court determined that the state court’s
decisions were not contrary to or an unreasonable application of
clearly established law. See 28 U.S.C. § 2254(d)(1).
In
Simmons, 512 U.S. at 157, the prosecution had raised the
issue of the capital defendant’s future dangerousness to the jury.
A plurality of the Court concluded that, by refusing to inform the
jury of Simmons’s parole ineligibility, the State had deprived him
of his due process rights under the Fourteenth Amendment.
Id. at
171. In O'Dell v. Netherland,
521 U.S. 151, 159-66 (1997), the
Court determined that the holding in Simmons was a “new” rule
within the meaning of Teague. See also Ramdass v. Angelone,
530
U.S. 156, 169-70 (2000). In the same vein, we have repeatedly held
that any extension of the scope of Simmons is barred by Teague.
See e.g., Tigner v. Cockrell,
264 F.3d 521, 525 (5th Cir. 2001).
Plata nevertheless insists that his claim is now supported by
the Supreme Court’s decision in Ring v. Arizona,
536 U.S. 584
(2002). Ring held, however, that due process is violated when a
judge rather than a jury finds the presence of aggravating
circumstances that are necessary for the imposition of a capital
sentence.
Ring, 536 U.S. at 609. It did not state that a capital
defendant’s parole eligibility was required by due process to be
presented to the jury, and it did not address whether, as
determined by the district court, any extension of Simmons is
barred by Teague. As Plata has failed to show that the district
9
court’s denial of his due process claim is debatable based on Ring,
COA is DENIED with respect to this claim.
Right to Effective Legal Representation
Plata urges that State action denied his right to effective
representation under the Sixth Amendment because Texas law
precluded him from informing the jury that he would not be eligible
for parole for 40 years.1 As he fails to challenge the district
court’s determinations that his counsel was not ineffective under
Strickland v. Washington,
466 U.S. 668 (1984), and that any
extension of Simmons to the Sixth Amendment context would be barred
by Teague, see
Hughes, 191 F.3d at 613, we deny COA with respect to
this claim.
Cruel and Unusual Punishment
Plata argues that, based upon Skipper v. South Carolina,
476
U.S. 1 (1986), and Jurek v. Texas,
428 U.S. 262 (1976), the trial
court violated his Eighth Amendment rights because punishment was
imposed without his being allowed to introduce evidence that he
would not be eligible for parole for 40 years. The Texas Court of
Criminal Appeals rejected this claim on both direct and habeas
review. The district court determined that Plata had failed to
show that the state court decisions were contrary to or an
1
When Plata was convicted, the sentencing jury’s
consideration of parole eligibility in capital cases was expressly
forbidden by Texas law. See TEX. CODE CRIM. PROC. ANN. ART. 37.07, §
4(a) (West 1998). Texas law was amended in 1999 to allow for
evidence of parole eligibility in all capital cases. See TEX. CODE
CRIM. PROC. ANN. ART. 37.071(e)(2)(b) (West 2000).
10
unreasonable application of federal law. See 28 U.S.C.
§ 2254(d)(1).
In Skipper and Jurek, the Supreme Court held that precluding
a defendant from introducing relevant mitigating evidence during a
sentencing proceeding violates the Eighth Amendment.
Skipper, 476
U.S. at 4;
Jurek, 428 U.S. at 271. The Simmons Court relied on
Skipper to find that the due process clause requires a jury to be
told of a capital defendant’s parole ineligibility, but the Court
expressly declined to address whether its result was also compelled
by the Eighth Amendment.
Simmons, 512 U.S. at 162 n.4, 164-65. As
Plata has failed to show that the district court’s denial of his
parole eligibility claims is debatable among reasonable jurists, we
deny COA with respect to this claim. See
Miller-El, 537 U.S. at
336.
COA DENIED.
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