PRISCILLA R. OWEN, Circuit Judge:
Jesus Javier Garza violated the conditions of his supervised release and was sentenced to twenty-four months of imprisonment to be followed by twenty-four months of supervised release. On appeal, Garza argues that the district court improperly considered his rehabilitative needs in determining the length of his prison sentence in violation of Tapia v. United States,
Garza pleaded guilty to possession with intent to distribute methamphetamine and was sentenced to fifty-five months in prison to be followed by a five-year term of supervised release. Garza began serving that term of supervised release on August 1, 2008. When Garza allegedly violated a number of the conditions of his supervised release, the Government filed a motion to revoke supervised release pursuant to 18 U.S.C. § 3583(e).
At his revocation hearing, Garza pleaded true to all of the factual allegations in the Government's motion to revoke, with one exception, and the court revoked Garza's supervised release. Although the advisory Sentencing Guidelines range was three to nine months of imprisonment, the district court imposed a sentence of twenty-four months in prison, to be followed by a twenty-four month term of supervised release. In the course of imposing this sentence, the district court extensively discussed the rehabilitation opportunities that prison terms of varying lengths would afford Garza. This appeal followed.
A threshold question in this appeal is whether 18 U.S.C. § 3582(a) applies to revocation sentences. In Tapia, the Supreme Court held that, under § 3582(a), a sentencing court "may not impose or lengthen a prison sentence to enable an offender to complete a treatment program or otherwise to promote rehabilitation."
The factors set forth in 18 U.S.C. § 3553(a) that a district court should consider in imposing a sentence apply when supervised release is revoked.
The wording and context of § 3582(a) persuades us that it applies in the revocation context. First, in the same sentence in § 3582(a) that admonishes courts that they cannot use imprisonment as a means of correction or rehabilitation, Congress directs courts to consider the factors set forth in § 3553(a) "to the extent they are applicable."
Second, § 3582(a) is quite clear: "imprisonment is not an appropriate means of promoting correction and rehabilitation."
Third, Tapia's reasoning was not limited to the text of § 3582(a). "Equally illuminating," the Court explained, "is a statutory silence — the absence of any provision granting courts the power to ensure that offenders participate in prison rehabilitation programs."
As JUSTICE SOUTER, writing for the Court of Appeals for the First Circuit, observed, "There is nothing tentative about this reasoning: if Congress wanted judges to consider rehabilitation, it gave judicial authority to control [whether a defendant participated in such a program]."
Having resolved that 18 U.S.C. § 3582(a) applies to a revocation sentence, we must determine whether the district court improperly considered Garza's rehabilitative needs in imposing a prison sentence. We conclude, based on the district court's comments at sentencing, that it did so in this case.
As noted, § 3582(a) proscribes the use of a defendant's rehabilitative needs in imposing a prison term or in calculating the length of the defendant's prison sentence. This does not mean, however, that a district court may make no reference to the rehabilitative opportunities available to a defendant. To the contrary, in Tapia the Court made clear that "[a] court commits no error by discussing the opportunities for rehabilitation within prison or the benefits of specific treatment or training programs."
Our limited precedent post-Tapia has described the distinction between legitimate commentary and inappropriate consideration as whether rehabilitation is a "secondary concern" or "additional justification" (permissible) as opposed to a "dominant factor" (impermissible) informing the district court's decision.
The record in the present case reflects that after noting generally that the Guidelines range of three to nine months of imprisonment "would not begin to address" Garza's conduct and "wouldn't satisfy the objectives applicable to revocation," the court opined that Garza "should be required [or] at least be given an opportunity to participate in that residential institution
The court offered no additional justifications for the sentence it imposed.
The record makes clear that Garza's rehabilitative needs were the dominant factor in the court's mind. Although the record suggests that the court might have been inclined to impose some upward departure in light of Garza's conduct, it relied only on Garza's rehabilitative needs in fixing the length of Garza's sentence. If the only factor emphasized by the court is rehabilitation, it a fortiori cannot be that rehabilitation was merely a secondary concern. Additionally, the court made clear that it was its standard practice to tailor the prison sentence to the availability of rehabilitation programs. In light of these facts, the district court committed error under Tapia.
Having found error, we must determine whether that error is reversible. The Supreme Court had not issued Tapia at the time Garza's sentence was imposed. Garza made no objection to the district court's consideration of rehabilitative programs in deciding the term of imprisonment. Accordingly, we may vacate the sentence only if the error is plain.
When reviewing for plain error, we apply the following four-pronged test:
As we have explained, Garza has demonstrated that the district court erred. We therefore are concerned only with second, third, and fourth prongs.
With respect to the second prong, we make the determination based on the state of the law at the time of the appeal, not at the time of trial.
There is little question that the error affected Garza's substantial rights. Under this prong, "the defendant must demonstrate that the error affected the outcome of the district court proceedings."
Finally, we must assess whether the error in this case so "affects `the fairness, integrity, or public reputation of judicial proceedings'" that we should exercise our discretion to correct it.
For the foregoing reasons, Garza's sentence is VACATED and the case is REMANDED for resentencing consistent with this opinion.
CATHARINA HAYNES, Circuit Judge, dissenting:
I respectfully dissent. I agree that Tapia applies to sentences of imprisonment upon revocation of supervised release. I disagree that the district court here lengthened the sentence of imprisonment in order to provide rehabilitation, which is the error Tapia condemns.
After beginning his supervised release following a conviction for possession of methamphetamine with intent to distribute, Garza does not dispute that he regressed back into drug use and other violations of his supervised release conditions. At his sentencing upon revocation of supervised release, the district court engaged in a lengthy colloquy with the defendant and his lawyer about the defendant's experience on supervised release, what led to the conduct that gave rise to the revocation, and his prior periods of confinement. After that colloquy, in which the court observed that a prior sentence had been very lenient, the court stated: "I've considered the policy statement range of three to nine months and that would not begin to address your conduct. It wouldn't satisfy the objectives of sentencing applicable to revocation in my view."
The court then addressed the issue of treatment programs in prison, asking if a 30-month sentence would be long enough to allow participation in such a program. The probation officer indicated: "[I]t could be enough time. I believe if there were only 24 months, he would not be eligible at all. Probably on a 30 month, he would be able to get his name on the list." The probation officer and the district judge then discussed the availability of "shorter" courses; however, nothing tying the length of those "shorter" courses to the length of imprisonment was discussed.
At that point, the defendant's attorney interjected that he did not think 30 months were required to complete a "long-term" program; 24 months would be enough. Thus, not only did the defendant's attorney not object to consideration of prison treatment programs, he in fact furthered and seemed to agree with that consideration. Had the district court then pronounced a sentence of 24 months, the majority opinion's position would seem accurate. However, at that point, the district judge expressly disagreed with the defense attorney about 24 months being adequate to engage in such a program. The court then ultimately decided to impose a 24-month sentence. The import of this discussion is that the district court considered lengthening the defendant's sentence to allow for treatment in prison (i.e."rehabilitation") but decided not to do so. That conclusion is buttressed by the signed judgment which provides as a condition of supervised release that the defendant shall undergo mental health and drug treatment but does not so much as recommend to the Bureau of Prisons any treatment while imprisoned.
On plain error review, given the totality of the record, I cannot agree that the district court erred. Accordingly, I would not reach the other prongs of plain error review. Therefore, I respectfully dissent.
Id.