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United States v. Nichols, 06-5862 (2008)

Court: Court of Appeals for the Sixth Circuit Number: 06-5862 Visitors: 58
Filed: Jan. 15, 2008
Latest Update: Mar. 02, 2020
Summary: RECOMMENDED FOR FULL-TEXT PUBLICATION Pursuant to Sixth Circuit Rule 206 File Name: 08a0026p.06 UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT _ X Plaintiff-Appellee, - UNITED STATES OF AMERICA, - - - No. 06-5862 v. , > ELBERT G. NICHOLS, - Defendant-Appellant. - N Appeal from the United States District Court for the Middle District of Tennessee at Nashville. No. 05-00104—Robert L. Echols, District Judge. Argued: October 25, 2007 Decided and Filed: January 15, 2008 Before: BOGGS, Chief Jud
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                                RECOMMENDED FOR FULL-TEXT PUBLICATION
                                     Pursuant to Sixth Circuit Rule 206
                                              File Name: 08a0026p.06

                        UNITED STATES COURT OF APPEALS
                                         FOR THE SIXTH CIRCUIT
                                           _________________


                                                     X
                               Plaintiff-Appellee, -
 UNITED STATES OF AMERICA,
                                                      -
                                                      -
                                                      -
                                                          No. 06-5862
           v.
                                                      ,
                                                       >
 ELBERT G. NICHOLS,                                   -
                             Defendant-Appellant. -
                                                     N
                      Appeal from the United States District Court
                    for the Middle District of Tennessee at Nashville.
                    No. 05-00104—Robert L. Echols, District Judge.
                                          Argued: October 25, 2007
                                   Decided and Filed: January 15, 2008
    Before: BOGGS, Chief Judge; KENNEDY, Circuit Judge; and JORDAN, District Judge.*
                                              _________________
                                                   COUNSEL
ARGUED: Michael C. Holley, FEDERAL PUBLIC DEFENDER’S OFFICE, Nashville,
Tennessee, for Appellant. Blanche B. Cook, ASSISTANT UNITED STATES ATTORNEY,
Nashville, Tennessee, for Appellee. ON BRIEF: Michael C. Holley, Caryll S. Alpert, FEDERAL
PUBLIC DEFENDER’S OFFICE, Nashville, Tennessee, for Appellant. Philip H. Wehby,
ASSISTANT UNITED STATES ATTORNEY, Nashville, Tennessee, for Appellee.
                                              _________________
                                                  OPINION
                                              _________________
        BOGGS, Chief Judge. Elbert Nichols entered a conditional guilty plea to one count of being
a felon in possession of a firearm, in violation of 18 U.S.C. §§ 922(g)(1) and 924, reserving his right
to appeal the district court’s denial of his suppression motion. On appeal, he raises three arguments:
(1) that the police officer’s decision to run a warrant check on him was based on his race, violating
the Equal Protection Clause of the Fourteenth Amendment; (2) that the search of his vehicle incident
to his arrest violated the Fourth Amendment; and (3) that the questioning by the police after his
arrest violated his Fifth Amendment rights under Miranda v. Arizona, 
384 U.S. 436
(1966). Finding
no constitutional violations that would vitiate Nichols’s conviction, we AFFIRM the judgment of
the district court.

         *
          The Honorable R. Leon Jordan, United States District Judge for the Eastern District of Tennessee, sitting by
designation.


                                                          1
No. 06-5862                 United States v. Nichols                                                            Page 2


                                                             I
        In the early morning hours of September 9, 2004, Metro Nashville Police Department
Officers Aaron Wigginton and Yannick Deslauriers were on patrol in the West Nashville area near
Tennessee State University. Officer Wigginton “saw a vehicle that kind of grabbed [his] attention.”
There were some men standing around the car who “quickly walked away” as the officer drove by.
Officer Wigginton radioed to Officer Deslauriers: “I kind of alerted him that there was a vehicle up
here that appeared as the people were kind of standing around it and didn’t want to hang around,
they avoided me. I gave him the tag off the car . . . .” Responding to this radio call, Officer
Deslauriers then “ran the tag over [his] computer in the car,” which provided information from two
systems—the National Crime Information Center (NCIC) and a Tennessee state system. The NCIC
system responded first, and “nothing came back as suspicious,” so the officers “moved on” and
continued patrolling the area for a few minutes. Officer Deslauriers passed by the   location where
the vehicle was parked and apparently saw the men trying to avoid him as well.1
         After a few minutes, the state system in Officer Deslauriers’s patrol car responded and
reported that the vehicle was registered to “Elbert Nichols.” Officer Deslauriers then “decided to
run Elbert Nichols on our warrant system . . . [and] it came back with having a [robbery] warrant
on a male black. We had driven by the location and seen that there was two black guys in the yard
next to the car.” The officers positioned themselves to watch the vehicle. After a few minutes, the
car started to drive away, and the officers executed a stop by turning on their blue lights. As they
approached the vehicle, they could see that the passenger was quite agitated and kept yelling at the
driver to “stomp it” or “punch it.” Officer Deslauriers recognized the passenger as Elbert Nichols
from the mug shot that had come up on his computer system. The driver made clear that he was not
going to try to run, and Officer Deslauriers then took Nichols into custody and placed him in the
back of his patrol car. Officer Deslauriers informed Nichols of his Miranda rights and advised him
he was under arrest for the outstanding robbery warrant. Nichols stated that he understood his
rights, but denied that he was Elbert Nichols, even when the officer pointed out his mug shot on the
computer system.
        Officer Deslauriers then proceeded to search the vehicle and discovered a loaded .38-caliber
handgun in the glove box directly in front of where Nichols had been      sitting. The glove box was
locked, but the officer opened it with a set of keys found at the scene.2 Officer Deslauriers testified
that the search lasted “[a] couple minutes. Not very long.” After recovering the gun, Officer
Deslauriers returned to his patrol car and confronted Nichols with it. Initially, Nichols continued
to deny that he was Elbert Nichols. However, as Officer Deslauriers began to do the arrest report,
and engaged Nichols in “general conversation about the paperwork,” Nichols soon dropped the
charade and admitted his identity, but insisted that the robbery warrants were a mistake. In response
to the district court’s inquiry regarding how long the defendant had denied his identity, Officer
Deslauriers testified, “Several minutes while I spoke to him initially. Even after I searched the car.
He finally admitted — I think he had a mole on his face. Finally he just got tired, I assume.” Later,
as he was being transported back to the police station, Nichols “refused to be interviewed any
further.”



         1
           The parties dispute whether Officer Deslauriers personally witnessed any “avoidance behavior” by the men
around the car. Officer Deslauriers was not asked about, nor did he testify to, such behavior at the suppression hearing,
but Officer Wigginton testified that Officer Deslauriers radioed to him and said, “I don’t think they are now [sic]. They
saw me, I think — I think they are going back toward the house.” The record, while not crystal clear, is sufficient to
support the district court’s finding that Officer Deslauriers did, in fact, witness the suspicious behavior.
         2
             There is nothing in the record that indicates where the officer found the keys.
No. 06-5862                United States v. Nichols                                                                Page 3


        On the basis of these facts, the district court refused to suppress any of the evidence.
Regarding the alleged equal protection violation, the court held that the defendant had failed to
establish a prima facie case that race was a motivating factor in the actions of the officers since the
defendant’s evidence was essentially no more than “that [the officers were] white and [were]
patrolling in a predominantly black neighborhood . . . .” The court next summarily rejected
Nichols’s argument that the search of a locked glove box exceeded the proper scope of a search
incident to arrest, citing Seventh Circuit cases holding that such a search was permissible under
prevailing Supreme Court precedent. Finally, the district court rejected Nichols’s Miranda
argument, concluding that the “Defendant’s repeated denials of his identity were not refusals to
answer all police questions. Rather, Defendant wished to, and did, communicate affirmatively with
the police officers by making statements to them which he believed furthered his self-interest.” The
court therefore concluded that Nichols impliedly waived his right to remain silent.
       Having failed in his motion to suppress, Nichols entered a conditional guilty plea pursuant
to Federal Rule of Criminal Procedure 11(a)(2) and appealed to this court.
                                                            II
       “When reviewing the denial of a motion to suppress, [this court] review[s] the district court’s
findings of fact for clear error and its conclusions of law de novo.” United States v. Foster, 
376 F.3d 577
, 583 (6th Cir. 2004). “A factual finding will only be clearly erroneous when, although there
may be evidence to support it, the reviewing court on the entire evidence is left with the definite and
firm conviction that a mistake has been committed.” United States v. Navarro-Camacho, 
186 F.3d 701
, 705 (6th Cir. 1999). Additionally, the evidence produced at a suppression hearing must be
viewed “in the light most likely to support the district court’s decision.” 
Ibid. A Nichols first
contends that Officer Deslauriers’s decision to run a warrant check on the name
“Elbert Nichols” was motivated by race, claiming that Officer Deslauriers presumed Nichols to be
black. Appellant’s Br. at 19-20. Nichols relies principally upon United States v. Avery, 
137 F.3d 343
(6th Cir. 1997), in asserting this claim. Avery involved the surveillance of a young black male
by narcotics officers in the Cincinnati airport based on what they perceived to be suspicious
behavior. 137 F.3d at 346
. The defendant in that case was eventually discovered to be transporting
illegal drugs; he moved to suppress the evidence claiming that the “officers targeted, pursued and
interviewed him solely due to his race.” 
Id. at 346-47.
Although the court ultimately determined
that there was no equal protection violation, it elaborated on the applicable doctrine in an oft-
repeated dictum:
         [W]e find that citizens are entitled to protection of the laws at all times. If law
         enforcement adopts a policy, employs a practice, or in a given situation takes steps
         to initiate an investigation of a citizen based solely upon that citizen’s race, without
         more, then a violation of the Equal Protection Clause has occurred.
Id. at 355.3
Avery, in turn, relied on earlier dicta in this court’s decision in United States v. Travis,
62 F.3d 170
, 173-74 (6th Cir. 1995), where we noted that consensual encounters initiated solely on
the basis of race may violate the Equal Protection Clause. Although not binding, these cases support
the view that checking individuals for outstanding warrants in an intentionally racially


         3
          Similarly, in an unpublished case, this court has “assume[d] that the equal protection clause would . . . prohibit
a law enforcement officer from running computer checks of vehicle license plates in an intentionally racially
discriminatory manner.” United States v. $14,000 in U.S. Currency, 
2000 WL 222587
, at *3 n.2 (6th Cir. Feb. 14, 2000).
No. 06-5862              United States v. Nichols                                                          Page 4


discriminatory manner may violate the Equal Protection Clause. See also Whren v. United States,
517 U.S. 806
, 813 (1996) (noting that the Equal Protection Clause prohibits “selective enforcement
of the law based on considerations such as race”).
        While we, of course, agree with the general proposition that selective enforcement of the law
based on a suspect’s race may violate the Fourteenth Amendment, we do not agree that the proper
remedy for such violations is necessarily suppression of evidence otherwise lawfully obtained. The
exclusionary rule is typically applied as a remedy for Fourth Amendment violations, which
Amendment does not apply to pre-contact investigatory steps like that presented here (the decision
to run a warrant check). See 
Avery, 137 F.3d at 353
(“[A]n officer’s actions during the pre-contact
stage cannot give rise to Fourth Amendment constitutional concerns because the citizen has not yet
been ‘seized.’”). Even if the Fourth Amendment were implicated, any challenge to a search or
seizure based on legitimate probable cause, but in which it is alleged the officer’s subjective motive
was discriminatory, is doomed to fail. See 
Whren, 517 U.S. at 813
(unanimously rejecting such a
challenge and holding that “[s]ubjective intentions play no role in ordinary, probable-cause Fourth
Amendment analysis”). Though the Court left open the door to equal protection challenges in the
same context, it gave no hint as to what the appropriate remedy would be. See 
ibid. Since we know
from Whren that the evidence against Nichols would not be suppressed under the Fourth
Amendment (even if the officers were improperly motivated by race), we are reluctant to graft that
Amendment’s traditional remedy into the equal protection context. Indeed, we are aware of no court
that has ever applied  the exclusionary rule for a violation of the Fourteenth Amendment’s Equal
Protection Clause4 and we decline Nichols’s invitation to do so here. Rather, we believe the proper
remedy for any alleged violation is a 42 U.S.C. § 1983 action against the offending officers. See,
e.g., Farm Labor Org. Comm. v. Ohio State Highway Patrol, 
308 F.3d 523
(6th Cir. 2002) (rejecting
officer’s qualified immunity defense and affirming partial summary judgment in favor of Hispanic
motorists who brought equal protection challenge under § 1983).
         The Supreme Court has recently affirmed the adequacy of such suits to vindicate
constitutional rights, and specifically rejected suppression as a remedy, in the context of a violation
of the “knock-and-announce” rule under the Fourth Amendment. See Hudson v. Michigan, — U.S.
—, 
126 S. Ct. 2159
(2006). Speaking of the exclusionary rule in broad terms, the Court cautioned
that “suppression of evidence . . . has always been our last resort, not our first impulse” and
emphasized that the rule’s “costly toll upon truth-seeking and law enforcement objectives presents
a high obstacle for those urging its application.” 
Id. at 2163
(internal quotation omitted). The Court
rejected the argument that a civil suit under § 1983 was an inadequate remedy for knock-and-
announce violations, pointing out the “greatly expanded” number of public-interest law firms and
lawyers specializing in civil rights grievances, and further noted that “increasing professionalism
of police forces, including a new emphasis on internal police discipline” could provide a sufficient
deterrent against abuses. 
Id. at 2167-68.
Hudson reinforces our view that suppression is an extreme
remedy, and that—prior to adopting such a remedy—a court must be convinced of the inadequacy
of civil suits to safeguard against constitutional violations.
        In contrast to Hudson, we note that here there was no intrusion at all on Nichols’s personal
liberties by the initial actions of the officer. There was no search, no seizure, and only the use of
the officer’s powers of observation from a place where he had a right to be, and his obtaining of


        4
           The New Jersey Supreme Court has adopted an equal protection exclusionary rule, but did so under the New
Jersey state constitution. See State v. Segars, 
799 A.2d 541
, 548-49 (N.J. 2002). A smattering of other jurists and
commentators have proposed such a rule, see, e.g., 
Navarro-Camacho, 186 F.3d at 711
(Moore, J., concurring); Brooks
Holland, Safeguarding Equal Protection Rights: The Search for an Exclusionary Rule Under the Equal Protection
Clause, 37 AM. CRIM. L. REV. 1107 (2000); Pamela S. Karlan, Race, Rights, and Remedies in Criminal Adjudication,
96 MICH. L. REV. 2001 (1998), but there does not appear to be any case in which a court has ever actually applied
suppression as a remedy, at least in the absence of a concomitant Fourth Amendment violation.
No. 06-5862               United States v. Nichols                                                            Page 5


information lawfully in the possession of the state. This contrasts strongly with the more intrusive
and constitutionally invalid police actions in Hudson, where violation of the “knock-and-announce”
rule still did not lead to the remedy of suppression of the evidence otherwise lawfully obtained. In
sum, Nichols offers us no reason why, if civil suits are an adequate remedy for violation of the
“knock-and-announce” rule, they cannot be for the decidedly less intrusive constitutional violation
he alleges.
         Moreover, even if suppression were an appropriate remedy in the abstract, it is clear that it
would not be warranted on the facts of this case. In order to prevail on an equal protection claim,
it is well established that a defendant “has the burden of proving the existence of purposeful
discrimination.” McCleskey v. Kemp, 
481 U.S. 279
, 292 (1987) (internal quotation omitted). More
specifically, he “must prove that the decisionmakers in his case acted with discriminatory purpose.”
Ibid.; see also 
Avery, 137 F.3d at 355
. Because it is often “difficult to prove directly the invidious
use of race[,] . . . inferences can be drawn from valid relevant statistical evidence of disparate impact
or other circumstantial evidence.” 
Avery, 137 F.3d at 355
. Only after the defendant meets this
initial burden of establishing a prima facie case must the government then “articulate a race-neutral
reason for its action, or identify a compelling governmental interest in the race-based [action].” 
Id. at 356.
We have previously cautioned and reiterate now that “[t]he defendant retains the ultimate
burden of proving discrimination” and that “[o]nly in rare cases will a statistical pattern of
discriminatory impact conclusively demonstrate a constitutional violation.” 
Ibid. (citing McCleskey, 481
U.S. at 293-94 n.12).
         Nichols cites no direct evidence of discrimination in his case and only the barest of
circumstantial evidence. He asserts that “[t]he officer’s knowledge boils down to three criteria:
early-morning hours, a congregation [of men], and black. Had this been a white congregation at
1:15 a.m. near another university [instead of the historically black Tennessee State University],
would an officer decide to run a check for warrants? No.” Appellant’s Br. at 20. Nichols then cites
statistical data demonstrating that “roughly one third of young black men are under control of the
criminal-justice system.” 
Ibid. But bald accusations
and irrelevant generalized statistics do not even
come close to constituting what is necessary to establish a prima facie case of an equal protection
violation. See 
McCleskey, 481 U.S. at 297
(rejecting a statistical analysis far more detailed than that
presented here as inadequate to establish a prima facie case). Nichols, however, states that “most
significantly, in the face of this equal-protection claim, the Government failed to identify any
nondiscriminatory reason for undertaking the warrant check. It offered no reason whatsoever.”
Appellant’s Br. at 21. But absent the defendant establishing a prima facie case, the government is
not required to offer any reason for its allegedly discriminatory action. See 
McCleskey, 481 U.S. at 296
n.18 (noting the “Court’s longstanding precedents that hold that a prosecutor need not explain
his decisions unless the criminal defendant presents a prima facie case of unconstitutional conduct
with respect to his case”); see also 
Avery, 137 F.3d at 356
. Moreover, while it is true that Officer
Deslauriers never cited any specific reason in his testimony for requesting the warrant check on
Nichols, it is reasonably clear from the entire context of the proceeding that, as the district court
found, he did so based on the suspicious behavior of the individuals in attempting to avoid the police
officers as they drove by, especially given the late hour and the number of individuals congregating
around a vehicle with no apparent purpose.5 Other than assertion, no argument at all is offered that
a black officer would not have taken the same actions, or that a late-night congregation of whites
who took evasive action would not have elicited the same response.



         5
          No one at the suppression hearing ever asked Officer Deslauriers specifically why he decided to check for
outstanding warrants on Elbert Nichols, and the issue of a possible racial motivation was raised only after the hearing
in Nichols’s Post-Hearing Brief on Motion to Suppress. It is thus disingenuous for Nichols to imply that Officer
Deslauriers’s failure to offer a specific reason for running the warrant check is evidence of a racial motive.
No. 06-5862           United States v. Nichols                                                   Page 6


        Nichols argues that young black men attempting to avoid the police is “unremarkable” and
cites two cases holding that such behavior fails to establish “reasonable suspicion.” Appellant’s
Reply Br. at 15. But in deciding to simply run a check for outstanding warrants, an officer is not
held to a “reasonable suspicion” standard. See 
Avery, 137 F.3d at 358
(“An officer is not held to a
suspicion of criminal activity standard when he embarks to investigate someone. The officer merely
is prohibited from his pursuit if he acts based solely on race.”). Thus, the decision to check for
outstanding warrants on Elbert Nichols did not require “reasonable suspicion”—indeed, it did not
require any suspicion at all. All it required was that the decision not be based solely on Nichols’s
race. See 
ibid. To hold otherwise
would be to prohibit police from taking even the most basic initial
investigatory steps absent some articulable suspicion, such as when officers simply have a “hunch”
or are just following routine procedure—steps which, in this case, led to the apprehension of a
dangerous fugitive.
        Given Nichols’s failure to establish a prima facie case that Officer Deslauriers acted with
discriminatory purpose, and our refusal to adopt his preferred remedy even if he had, his equal
protection claim fails.
                                                   B
       Nichols next argues that Officer Deslauriers’s search of the vehicle’s locked glovebox
exceeded the permissible scope of a search incident to arrest under prevailing Supreme Court
precedent. We disagree.
        In New York v. Belton, 
453 U.S. 454
(1981), the Supreme Court drew a bright-line rule vis-à-
vis the search of an automobile incident to the arrest of one of its occupants: the search extends to
“the passenger compartment of that automobile,” including “any containers found within the
passenger compartment . . . .” 
Id. at 460.
The Court then more precisely defined the term
“container”:
        “Container” here denotes any object capable of holding another object. It thus
        includes closed or open glove compartments, consoles, or other receptacles located
        anywhere within the passenger compartment, as well as luggage, boxes, bags,
        clothing, and the like. Our holding encompasses only the interior of the passenger
        compartment of an automobile and does not encompass the trunk.
Id. at 460
n.4 (emphasis added). Nichols argues that Belton left open the question of whether a
locked glove box is also included within its definition of “container.” He urges this court to find that
it is not, arguing that a locked glove box is more like the trunk of an automobile—the search of
which Belton prohibits—than it is like a “closed or open” (but presumably unlocked) glove box—the
search of which Belton permits. Appellant’s Br. at 25-26.
        The Court justified the rule in Belton on the twin bases of officer safety and the need to
preserve evidence. 
Belton, 453 U.S. at 460-63
. Although it certainly seems impossible that Nichols
could have, in a Houdini-like fashion, extricated himself from his handcuffs and escaped the patrol
car to retrieve a weapon from a locked glove box, this court has made clear that, under prevailing
Supreme Court precedent, the search-incident-to-arrest authority applies even where an item “is no
longer accessible to the defendant at the time of the search[, s]o long as the defendant had the item
within his immediate control near the time of his arrest . . . .” Northrop v. Trippett, 
265 F.3d 372
,
379 (6th Cir. 2001). This interpretation has been affirmed in Thornton v. United States, 
541 U.S. 615
(2004), which held that the rule in Belton applies even where a police officer does not make
contact with a suspect until after he has already left his vehicle. The Court emphasized the bright-
line nature of the rule, stating that “[t]he need for a clear rule, readily understood by police officers
No. 06-5862           United States v. Nichols                                                  Page 7


and not depending on differing estimates of what items were or were not within reach of an arrestee
at any particular moment, justifies the sort of generalization which Belton enunciated.” 
Id. at 622.
        In light of this precedent, it is no surprise that those circuit courts of appeal that have
considered the specific question of a locked glove box are unanimous in holding that the Belton rule
allows a search. See United States v. Gonzalez, 
71 F.3d 819
(11th Cir. 1996); United States v.
Woody, 
55 F.3d 1257
(7th Cir. 1995); United States v. McCrady, 
774 F.2d 868
(8th Cir. 1985). This
court does not appear to have addressed the issue, but has approvingly cited a commentator’s
proposed rule that “a passenger compartment for Belton purposes is properly viewed as including
all space reachable without exiting the vehicle, excluding areas that would require dismantling the
vehicle.” United States v. Pino, 
855 F.2d 357
, 364 (6th Cir. 1988) (citing 2 W. La Fave, SEARCH
AND SEIZURE: A TREATISE ON THE FOURTH AMENDMENT § 7.1, at 132 n.9.2 (Supp. 1982)) (internal
quotation marks omitted). This rule would encompass a locked glove box.
       Prevailing Supreme Court precedent logically dictates this conclusion. We therefore join
the unanimous view of our sister circuits in holding that the search-incident-to-arrest authority
permits an officer to search a glove box, whether open or closed, locked or unlocked. Nichols’s
Fourth Amendment claim therefore fails.
                                                   C
        Lastly, Nichols argues that the inculpatory statements he made to Officer Deslauriers shortly
after his arrest should be suppressed under Miranda v. Arizona, 
384 U.S. 436
(1966). The
government argues that Nichols impliedly waived his Miranda rights by voluntarily speaking with
Officer Deslauriers after affirming that he understood these rights. It is the government’s burden
to establish a waiver by a preponderance of the evidence. Colorado v. Connelly, 
479 U.S. 157
, 168
(1986). We agree with the district court that the government met its burden in this case.
       Since the government concedes that Officer Deslauriers never obtained an express
waiver—either oral or written—from Nichols, this case is governed by the doctrine of implied
waiver as set forth by North Carolina v. Butler, 
441 U.S. 369
(1979), and its progeny. In Butler, the
Supreme Court held that, absent an express waiver, a court must presume that a defendant has not
waived his right to remain silent. 
Id. at 373.
Nevertheless,
       [t]hat does not mean that the defendant’s silence, coupled with an understanding of
       his rights and a course of conduct indicating waiver, may never support a conclusion
       that a defendant has waived his rights. The courts must presume that a defendant did
       not waive his rights; the prosecution’s burden is great; but in at least some cases
       waiver can be clearly inferred from the actions and words of the person interrogated.
Ibid. One such case
where waiver may be clearly inferred is when a defendant, after being properly
informed of his rights and indicating that he understands them, nevertheless does nothing to invoke
those rights. For, while it does not require much to invoke the right to silence, it does require
something that indicates a desire not to be questioned. See 
Miranda, 384 U.S. at 445
(“If the
individual . . . indicates in any manner that he does not wish to be interrogated, the police may not
question him.”). Thus, a failure to invoke one’s right to remain silent—after being informed of and
indicating an understanding of that right—functions as the equivalent of a waiver. See United States
v. Washington, 
462 F.3d 1124
, 1134 (9th Cir. 2006) (“A person waives the right to remain silent if,
after being informed of that right, the person does not invoke that right.”); United States v. Cardwell,
433 F.3d 378
, 389-90 (4th Cir. 2005) (“[The defendant]’s failure to invoke his rights . . . left [the
officer] free to interrogate him. . . . Because [the defendant] had been fully informed and indicated
his understanding of his Miranda rights, his willingness to answer . . . question[s] is as clear an
indicia of his implied waiver of his right to remain silent as we can imagine.”) The question, then,
No. 06-5862            United States v. Nichols                                                   Page 8


is whether Nichols here did anything to invoke his right to remain silent (i.e., to “indicate[] in any
manner that he [did] not wish to be interrogated,” 
Miranda, 384 U.S. at 445
). We conclude that he
did not.
        Nichols argues that his initial “refusal [to admit his identity] . . . functioned as an invocation
of his right to silence because he demonstrated a refusal to cooperate.” Appellant’s Br. at 32.
Accordingly, he cites two cases that stand for the proposition that a refusal to give basic identifying
information may serve as an invocation of one’s right to remain silent. Appellant’s Br. at 31 (citing
United States v. Montana, 
958 F.2d 516
(2d Cir. 1992), and Jacobs v. Singletary, 
952 F.2d 1282
(11th Cir. 1992)). These cases, however, are easily distinguished. In Montana, the suspect refused
to utter any words at all in response to any questions initially put to him by the officers and only
made inculpatory statements hours later. 
Montana, 958 F.2d at 517-18
. In Jacobs, the defendant
refused to respond to the officer’s repeated questions about her name, telling him only that “it didn’t
matter” and that “it didn’t make any difference.” 
Jacobs, 952 F.2d at 1292
. The officer continued
to hound her for her name but “she repeatedly refus[ed] to speak at all” to the officer. 
Ibid. The defendants in
both Montana and Jacobs simply refused to answer any questions put to them by the
police. This is fundamentally different than affirmatively responding to an officer’s questions by
lying, as Nichols did in this case. The district court understood this distinction, finding that
Nichols’s “repeated denials of his identity were not refusals to answer all police questions. Rather,
Defendant wished to, and did, communicate affirmatively with the police officers by making
statements to them which he believed furthered his self-interest.”
        There also is no evidence of any coercion on the part of the officers that would make
Nichols’s action anything less than fully voluntary. After recognizing that Nichols would not be
immediately forthcoming about his identity, Officer Deslauriers simply moved on to filling out the
arrest paperwork and engaged Nichols in “general conversation” about it. At some point during this
conversation regarding the paperwork, Nichols voluntarily confessed his identity but explained that
the outstanding warrants were a “mistake.” He then made inculpatory statements about his
ownership of the gun, stating that he kept it for self-protection. Nichols points to Officer
Deslaurier’s statement that the defendant “got tired” as evidence of coercion, Appellant’s Br. at 35,
but this comment is at best ambiguous. The officer may simply have meant that Nichols eventually
realized how ridiculous it was for him to continue to deny his identity despite his own mug shot
staring him in the face. Moreover, the record illustrates that Nichols denied his identity for only a
relatively short time before ultimately confessing (“several minutes”).
         Finally, Nichols argues that Officer Deslauriers’s checking a box on some paperwork
indicating “no waiver” of Miranda means that the officer recognized that Nichols did not waive his
rights, either expressly or impliedly. Appellant’s Br. at 35. It seems obvious, however, that this box
on a standard police form is meant to apply to some kind of express waiver of Miranda, e.g., a
signed waiver form or perhaps at least an affirmative statement on the part of the suspect that he
agrees to speak. It is difficult to imagine that the Metro Nashville Police Department designed this
form so that, in the moments following an arrest, an officer would make an independent assessment
of the defendant’s words and conduct, consider the principles elucidated by Butler and its progeny
relating to implied waivers, then decide whether, under the totality of the circumstances, the
defendant’s actions amounted to an implied waiver of his Miranda rights and check the box
accordingly. Nichols’s argument on this point is thus unpersuasive.
        Viewing the facts “in the light most likely to support the district court’s decision,” Navarro-
Camacho, 186 F.3d at 705
, the district court correctly determined that Nichols—having been
properly informed of and asserting that he understood his rights—did nothing to invoke those rights,
and the government therefore met its burden of establishing that Nichols had impliedly waived his
right to remain silent.
No. 06-5862        United States v. Nichols                                      Page 9


                                              III
      For the foregoing reasons, we AFFIRM the judgment of the district court.

Source:  CourtListener

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