RALPH B. GUY, JR., Circuit Judge.
Plaintiff Ron Westmoreland, a firefighter, appeals from the entry of summary judgment in favor of his employer, the City of Bay Village and its Mayor Deborah L. Sutherland, with respect to his claim that he was unlawfully disciplined in retaliation for having exercised his First Amendment rights. See 42 U.S.C. § 1983. The district court found that plaintiff's speech was not protected by the First Amendment because, although he had spoken as a private citizen regarding matters of public concern, his comments included intentionally or recklessly false statements attributing the drowning of a seven-year-old boy to the elimination of the Bay Village Fire Department's Dive/Rescue Team. See Westmoreland v. Sutherland, 718 F.Supp.2d 884 (N.D.Ohio 2010). With respect to his individual capacity claim, the district court found that the Mayor was entitled to qualified immunity because it was at least reasonable to believe that the statements were intentionally or recklessly false. For the reasons explained below, we reverse the judgment and remand for further proceedings consistent with this opinion.
The City of Bay Village, located west of Cleveland along Lake Erie, operated a
When the dive team was officially disbanded in June 2008, Chief Sammon distributed a memorandum to all personnel outlining new procedures for the use of mutual aid dive teams from the Cleveland Metroparks Rangers and the adjacent cities of Rocky River and Avon Lake. Tragically, two drowning incidents in or near Bay Village followed. Plaintiff was not working when a twelve-year-old boy drowned at Columbia Beach on August 9, 2008, but plaintiff responded to the scene where a seven-year-old boy drowned at Huntington Beach on September 1, 2008. Huntington Beach, part of the Cleveland Metroparks, is located within the City of Bay Village.
Two weeks later, on September 15, 2008, plaintiff spoke for a total of about eight minutes during the public comment segment of a regular Bay Village City Council meeting.
Westmoreland, 718 F.Supp.2d at 891. Plaintiff also spoke pointedly about the drowning on September 1, asking, "how many children have to die before Council and the administration understands," and claiming that they had been warned that it would be "not if, but when" there would be a loss of life because of the cuts.
Defendants took particular umbrage at the following highlighted statements, quoted in context:
(Emphasis added.) Plaintiff ended his address, saying that the citizens needed to be kept more informed, that the firefighters were doing what they could, but that "what happened that day on the beach, we couldn't do the job because we didn't have our tools. We couldn't do our job because we didn't have our manpower. You were warned it's not if, it's when. It's going to happen again." Plaintiff's comments were immediately followed by the City Council President's statement that, as an elected official, he would defend plaintiff's right to express his opinion, although that did not mean he necessarily agreed with him.
On October 9, 2008, Mayor Sutherland, who was a candidate in a contested election for County Commissioner, ordered plaintiff to serve a three-tour unpaid suspension—the equivalent of three twenty-four hour shifts—on the grounds that plaintiff's statements at the City Council meeting constituted insubordination, malfeasance, misfeasance, dishonesty, failure of good behavior, and conduct unbecoming of an officer. The Notice of Disciplinary Action explained that plaintiff made numerous statements that were "misstatements, fabrications, insulting and inciteful," and none of which were "supported by the facts." The suspension was imposed pursuant to the progressive discipline policy because plaintiff had previously received a letter of reprimand for making inappropriate comments to a group of juveniles at a community diversion program.
After a third-step grievance hearing held on October 22, 2008, the Mayor affirmed
Plaintiff filed this two-count complaint while awaiting decision on his grievance, and requested binding arbitration once the grievance was denied. An arbitrator upheld the suspension in July 2009, finding that the speech was not constitutionally protected. Defendants successfully moved to dismiss plaintiff's procedural due process claim, which is not at issue in this appeal. In March 2010, defendants moved for summary judgment on the remaining First Amendment claim, and plaintiff filed a response that also sought summary judgment in his favor. Affidavits and exhibits were submitted by plaintiff and the defendants. For the reasons set forth in the opinion and order entered on June 11, 2010, the district court granted summary judgment to the defendants. This appeal followed.
We review the district court's grant of summary judgment de novo, viewing the factual evidence and all the reasonable inferences in favor of the nonmoving party. Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986); Bishop v. Children's Ctr. for Developmental Enrichment, 618 F.3d 533, 536 (6th Cir.2010). Summary judgment is appropriate when there are no genuine issues of material fact in dispute and the moving party is entitled to judgment as a matter of law. FED.R.CIV.P. 56(a).
In a § 1983 action, the plaintiff must demonstrate a deprivation of a right secured by the Constitution or laws of the United States caused by a person acting under color of state law. See West v. Atkins, 487 U.S. 42, 48, 108 S.Ct. 2250, 101 L.Ed.2d 40 (1988). To establish a First Amendment retaliation claim, the plaintiff must show that he engaged in constitutionally protected speech; that he suffered an adverse action likely to chill a person of ordinary firmness from continuing to engage in protected speech; and that the protected speech was a substantial or motivating factor in the decision to take the adverse action. See Pucci v. Nineteenth Dist. Court, 628 F.3d 752, 768 (6th Cir. 2010). This appeal concerns only the question of whether plaintiff, a public employee, engaged in speech protected by the First Amendment, or whether a reasonable official would have believed that plaintiff had not. There being no factual dispute regarding what was said, this court treats the question of whether a public employee's speech is protected as a question of law. Fox v. Traverse City Area Pub. Sch. Bd. of Educ., 605 F.3d 345, 350-51 (6th Cir.), cert. denied, ___ U.S. ___, 131 S.Ct. 643, 178 L.Ed.2d 478 (2010); Farhat v. Jopke, 370 F.3d 580, 589 (6th Cir.2004).
"[T]he First Amendment protects a public employee's right, in certain circumstances, to speak as a citizen addressing matters of public concern." Garcetti v. Ceballos, 547 U.S. 410, 417, 126 S.Ct. 1951, 164 L.Ed.2d 689 (2006); see also Connick v. Myers, 461 U.S. 138, 143, 103 S.Ct. 1684, 75 L.Ed.2d 708 (1983). To establish that his speech was constitutionally protected, a public employee must show that he was
Defendants renew their unsuccessful argument that plaintiff did not speak "as a citizen" nor on a "matter of public concern." We find that the district court made no error in this regard.
Garcetti clarified what it means to "speak as a citizen" by holding that "when public employees make statements pursuant to their official duties, the employees are not speaking as citizens for First Amendment purposes, and the Constitution does not insulate their communications from employer discipline." Id. at 421, 126 S.Ct. 1951. Although plaintiff identified himself as a public employee, he appeared off duty, out of uniform, and at a public meeting to address the Mayor and City Council during the public comment period. Nothing in the record supports the claim that plaintiff's expression was made pursuant to a task that was within the scope of his official duties. See, e.g., Weisbarth v. Geauga Park Dist., 499 F.3d 538, 544 (6th Cir.2007) (holding statements made to a consultant hired by employer to evaluate workplace issues were made within the scope of employee's official duties).
Connick instructed that speech involves a matter of public concern when it can fairly be considered to relate to "any matter of political, social, or other concern to the community." Connick, 461 U.S. at 146, 103 S.Ct. 1684. "Whether an employee's speech addresses a matter of public concern must be determined by the content, form, and context of a given statement, as revealed by the whole record." Id. at 147-48, 103 S.Ct. 1684. Nor is it necessary for the entire expression to address matters of public concern, as long as some portion of the speech does. Id. at 149, 103 S.Ct. 1684. While motive for the speech is a relevant factor, this court has explained that "the pertinent question is not why the employee spoke, but what he said." Farhat, 370 F.3d at 591.
Defendants argue that, although plaintiff's speech was couched in terms of concern about the drowning death, it was motivated by plaintiff's financial loss of overtime and business, and communicated "nothing more than `the quintessential employee beef: management has acted incompetently.'" Fox, 605 F.3d at 349 (quoting Haynes v. City of Circleville, 474 F.3d 357, 365 (6th Cir.2007)). Plaintiff denied that his speech was motivated by financial or personal interest, claiming that he "never advocated for overtime or equipment for [him]self as a priority over safety and security of the citizens [of Bay Village]." Plaintiff stated that his business earned only $600 to $700 in profits annually from sales to Bay Village—although neither party has indicated how much plaintiff may have lost in overtime pay—and attested that, as "the highest credentialed dive rescue official in Bay Village, [he] wanted to state to [the] city council in the strongest terms the public concern over the detrimental effect of removing dive rescue capacity." (Doc. 42-2, p. 2.)
Although plaintiff's comments were highly critical of the Mayor and City Council, the "focus," "point," or "communicative purpose" of plaintiff's speech was to express his opinion, as an expert in public
In Pickering, a teacher wrote a letter to a local newspaper criticizing the school board and the superintendent's handling of past bond issue proposals, which included both substantially correct and erroneous statements of fact. See Pickering, 391 U.S. at 564, 88 S.Ct. 1731. The Court held that the teacher's erroneous statements, which were critical of his employer but did not impede the teacher's performance or interfere with the school's operation, could not serve as the basis for his dismissal. Id. at 572-75, 88 S.Ct. 1731. The Court explained that, "in a case such as this, absent proof of false statements knowingly or recklessly made by him, a teacher's exercise of his right to speak on issues of public importance may not furnish the basis for his dismissal from public employment." Id. at 574, 88 S.Ct. 1731 (emphasis added).
First, as the district court observed, other courts have divided over whether intentionally or recklessly false statements fall outside the protection of the First Amendment, or whether such falsity is to be weighed as part of the Pickering balancing. Westmoreland, 718 F.Supp.2d at 892 (discussing cases). Although this court has not explicitly addressed the issue, the district court found that our discussion in See v. City of Elyria, 502 F.3d 484, 492-93 (6th Cir.2007), "strongly implie[d] that where an employee intentionally or recklessly makes false statements, the speech is not a matter of public concern and, as such, the Pickering balancing test is inapplicable." Westmoreland, 718 F.Supp.2d at 893.
See outlined the showing required for a public employee to state a First Amendment retaliation claim, explaining that "it does not matter if the employee's suspicions were subsequently shown to be correct, as long as the statements were of public concern and not false statements deliberately or recklessly made." See, 502 F.3d at 492 (emphasis added). After discussing the factors to be analyzed in performing the Pickering balancing, this court explained that:
Id. at 493 (emphasis added). Contrary to plaintiff's assertion on appeal, See cannot be disregarded or distinguished merely as a qualified immunity case. Moreover, the only reasonable implication of this language is that Pickering balancing is not required if it is determined that the employee made statements with knowledge of, or reckless indifference to, their falsity. See also Williams v. Commonwealth of Ky., 24 F.3d 1526, 1535 (6th Cir.1994) (describing Pickering as "declin[ing] to extend protection to false statements that are knowingly or recklessly made").
Second, we have specifically held that "[a] public employee is not required to prove the truth of his speech in order to secure the protections of the First Amendment." Chappel v. Montgomery Cnty. Fire Prot., 131 F.3d 564, 576 (6th Cir. 1997). Rather, "it is the defendants' burden to establish that [plaintiff] knew or was recklessly indifferent to the fact that his speech was false." Id.; see also Farhat, 370 F.3d at 591. Plaintiff contends that the district court overlooked or ignored evidence that contradicted Chief Sammon's assertion that plaintiff made intentionally or recklessly false statements.
Plaintiff disputes the defendants' claim that the primary function of the dive team was not rescue, but recovery, emphasizing that the vehicle was marked "DIVE/RESCUE UNIT" and that its stated purpose was "underwater search and rescue or body recovery of drowning victims." The efforts made to revive the child once found, as well as airlifting him to a hospital for further treatment, supported plaintiff's claim that it was a rescue effort. The district court found that "even if a question of fact exists as to the nature of the dive team, this does not alter the fact that in this particular case divers were available but not utilized." Westmoreland, 718 F.Supp.2d at 894.
Obviously relying on Chief Sammon's affidavit, the district court concluded that "plaintiff, at a minimum, was reckless in attributing the death of the child to the lack of a dive team." Id. In particular, the district court emphasized that plaintiff was present and aware of the details of the rescue effort; that approximately twelve divers responded but none were deployed because the child was found in three feet of water using the "human chain" approach; that the dive team had never rescued anyone; and that, because it took 30 minutes to establish control of the scene, it would not have been possible for the Bay Village dive team to "save the child within `twenty minutes.'" Id. The district court characterized these facts as undisputed and found plaintiff had "offer[ed] no evidence or argument as to how the existence of a Bay Village dive team would have had any impact whatsoever on saving the child's life." Id. at 893.
The record reflects, however, that plaintiff did offer evidence to support his belief that the lack of a dive team meant that the child did not have a chance of being rescued. Plaintiff explained by way of affidavit that, although there were twelve divers on the scene, those divers did not arrive until more than one hour after the 9-1-1 call, "making them ineffective for a rescue." Also, although Huntington Beach is under the jurisdiction of the Metroparks, plaintiff stated that Bay Village Fire Department responded to the scene and "3 minutes after being dispatched, two [former] rescue divers, [plaintiff] being one, were at the scene and, as the highest
Keeping in mind that plaintiff is not required to prove that his statements are true and that defendants must prove that the statements were not only false, but were made with intentional or reckless disregard for the truth, it was error to conclude on this record that plaintiff made intentionally or recklessly false statements. Plaintiff presented evidence that he had reason to believe that, if not disbanded, the Bay Village Rescue/Dive Team would have responded sooner, could have found the child in the water sooner, and might have given the child a chance of surviving. Nor is an intentional or reckless disregard for the truth shown by the fact that the divers who arrived later were not deployed before the child was found. Despite plaintiff's inflammatory rhetoric that the budget cuts were "partly responsible for condemning that child to death,"
Since this was the basis for concluding that plaintiff's speech was not protected, that the Pickering balancing weighed against plaintiff, and that a reasonable official would believe the speech was not protected, the decision granting summary judgment to the defendants is