KAREN NELSON MOORE, Circuit Judge.
In 2008, Plaintiff-Appellant Crystal Dixon, an African-American woman and then-interim Associate Vice President for Human Resources at the University of Toledo (the "University"), wrote an op-ed column in the Toledo Free Press rebuking comparisons drawn between the civil-rights and gay-rights movements. Shortly thereafter, Dixon was fired. Claiming violations of her First and Fourteenth Amendment rights, Dixon subsequently filed a § 1983 suit against the University and Defendants-Appellees University President Lloyd Jacobs and University Vice President for Human Resources and Campus Safety William Logie (collectively, "the defendants"). The district court granted summary judgment to the defendants on all claims, and Dixon appeals.
The issues raised in this appeal turn primarily on the resolution of a narrow inquiry: whether the speech of a high-level Human Resources official who writes publicly against the very policies that her government employer charges her with creating, promoting, and enforcing is protected. We conclude that, given the nature of her position, Dixon did not engage in protected speech. We therefore
Dixon began her career at the University in January 2002. R. 71-4 (Dixon Tr. at 37:8-38:10) (Page ID #1396). At this time, she was recruited by Logie to become the Administrative Director of Employee Relations at the Medical College of Ohio (the "College"). Id. On July 1, 2006, the College merged with the University, and Dixon was promoted to Associate Vice President for Human Resources for the Health Sciences Campus. Id. 65:2-9 (Page ID # 1401). In July 2007, Dixon was promoted to interim Associate Vice President for Human Resources for both campuses, the position she held until she was terminated on May 8, 2008. Id. 66:6-14; R. 60-13 (Termination Letter) (Page ID # 521).
On April 4, 2008, Michael Miller, Editor-in-Chief of the Toledo Free Press, wrote an editorial titled "Gay rights and wrongs." R. 60-7 (Miller Editorial at 1) (Page ID # 501). In this piece, Miller implicitly compared the civil-rights movement with the gay-rights movement: "As a middle-aged, overweight white guy with
On April 18, 2008, Dixon responded to Miller with her op-ed column "Gay rights and wrongs: another perspective." R. 60-9 (Dixon Op-Ed at 1-2) (Page ID # 507-08). Dixon addressed both points highlighted above, but did not identify her official position at the University. Id. Dixon first rejected the comparison made by Miller between the gay-rights and civil-rights movements:
Id. at 1 (Page ID # 507). Additionally, Dixon addressed Miller's discussion of the healthcare benefits system at the University:
Id.
On April 21, 2008, as a result of her op-ed column, Dixon received a letter placing her on paid administrative leave. R. 60-12 (Administrative Leave Letter at 1-2) (Page ID # 518-19). On May 4, 2008, Jacobs wrote a guest column in the Toledo Free Press responding to Dixon's op-ed column. R. 60-11 (Jacobs Op-Ed) (Page ID # 515). Jacobs stated that "[a]lthough I recognize it is common knowledge that Crystal Dixon is associate vice president for Human Resources at the University of Toledo, her comments do not accord with the values of the University of Toledo." Id. Jacobs then explained the various programs instituted at the University aimed at expanding and supporting diversity on campus. Id.
A hearing was held on May 5, 2008, at which Dixon read a prepared statement reiterating the beliefs stated in her op-ed column, expressing her view that she had been speaking as a private citizen, and accusing the University of treating her differently than other employees. R. 71-4 (Dixon Dep. 174:1-18) (Page ID # 1416); R. 71-8, Ex. KK (Dixon Prepared Statement at 1-3) (Page ID # 1530-32). Dixon
R. 71-8, Ex. KK (Dixon Prepared Statement at 2) (Page ID # 1531).
On May 8, 2008, Dixon received a letter from Jacobs terminating her from the position of Associate Vice President for Human Resources for the following reasons:
R. 60-13 (Termination Letter) (Page ID # 521).
On December 1, 2008, Dixon filed suit in the U.S. District Court for the Northern District of Ohio against the University, Jacobs, and Logie. R. 1 (Compl.) (Page ID # 1). The parties stipulated to dismiss Dixon's Equal Pay Act claim, and thus the University, from this case on January 7, 2011. R. 55 (Order at 1) (Page ID # 374). On April 29, 2011, Dixon filed a motion for summary judgment, and the remaining defendants cross-moved for summary judgment in response. R. 60 (Pl.'s Mot. for Summ. J.) (Page ID # 407); R. 71 (Defs.' Mot. for Summ. J.) (Page ID #1321). The district court granted the defendants' motion, and Dixon appealed. Dixon v. University of Toledo, 842 F.Supp.2d 1044 (N.D.Ohio 2012).
We review de novo a district court's grant of summary judgment. Int'l Union v. Cummins, Inc., 434 F.3d 478, 483 (6th Cir.2006). We review the evidence and draw all inferences in the light most favorable to the nonmoving party. Id. "[O]n cross-motions for summary judgment, the court must evaluate each party's motion on its own merits, taking care in each instance to draw all reasonable inferences against the party whose motion is under consideration." B.F. Goodrich Co. v. U.S. Filter Corp., 245 F.3d 587, 592 (6th Cir. 2001) (internal quotation marks omitted). Summary judgment is appropriate if "the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed.R.Civ.P. 56(a).
Dixon appeals the district court order granting summary judgment to the defendants on her First Amendment retaliation claim and her equal-protection claim, as well as the district court's determination that the defendants are entitled to qualified immunity. Dixon argues that the district
First Amendment retaliation claims are analyzed under a burden-shifting framework. A plaintiff must first make a prima facie case of retaliation, which comprises the following elements: "(1) he engaged in constitutionally protected speech or conduct; (2) an adverse action was taken against him that would deter a person of ordinary firmness from continuing to engage in that conduct; (3) there is a causal connection between elements one and two — that is, the adverse action was motivated at least in part by his protected conduct." Scarbrough v. Morgan Cnty. Bd. of Educ., 470 F.3d 250, 255 (6th Cir.2006). If the employee establishes a prima facie case, the burden then shifts to the employer to demonstrate "by a preponderance of the evidence that the employment decision would have been the same absent the protected conduct." Eckerman v. Tenn. Dep't of Safety, 636 F.3d 202, 208 (6th Cir.2010) (internal quotation marks omitted).
Only the first element, whether the speech was protected, is at issue on appeal.
In order to establish that her speech was protected, Dixon must first show that the speech touched on a matter of public concern. Scarbrough, 470 F.3d at 255 (citing Connick v. Myers, 461 U.S. 138, 142, 103 S.Ct. 1684, 75 L.Ed.2d 708 (1983)). Dixon must then show that under the Pickering balancing test, her "free speech interests outweigh the efficiency interests of the government as employer." Id. (internal quotation marks omitted) (relying on Pickering v. Bd. of Educ., 391 U.S. 563, 88 S.Ct. 1731, 20 L.Ed.2d 811 (1968)). Finally, Dixon must demonstrate that the speech was not made pursuant to her official duties as Associate Vice President of Human Resources, a causation issue established in Garcetti v. Ceballos, 547 U.S. 410, 126 S.Ct. 1951, 164 L.Ed.2d 689 (2006). In sum, Dixon "must satisfy each of these requirements: the Connick `matter of public concern' requirement, the Pickering `balancing' requirement and the Garcetti `pursuant to' requirement." Evans-Marshall v. Bd. of Educ. of Tipp City Exempted
Because the parties do not dispute that Dixon spoke on a matter of public concern, we turn to whether Dixon satisfies the Pickering requirement. The defendants argue that Dixon's speech falls into the presumption set forth in Rose v. Stephens, 291 F.3d 917 (6th Cir.2002). If this presumption applies, then Dixon's speech is not protected as a matter of law. Alternatively, the defendants argue that under the traditional Pickering balancing test, the balance of interests weighs in favor of the defendants rather than Dixon. The district court addressed both issues, concluding that the presumption applied to Dixon and that "the balance of [Dixon's] interest in making a comment of public concern is clearly outweighed by the University's interest as her employer in carrying out its own objectives." Dixon, 842 F.Supp.2d at 1051, 1053.
The Rose presumption dictates that "where a confidential or policymaking public employee is discharged on the basis of speech related to his political or policy views, the Pickering balance favors the government as a matter of law." Rose, 291 F.3d at 921. Therefore, in order for the presumption to apply, Dixon must (1) hold a confidential or policymaking position, and (2) have spoken on a matter related to political or policy views. See Silberstein v. City of Dayton, 440 F.3d 306, 319 (6th Cir.2006) ("Thus, if Silberstein occupied a policymaking position as Assistant Chief Examiner, and if her letter to the editor related to her policy views, then her free speech interests presumptively lose out to the city of Dayton's interests in efficiently running its government."). An application of this presumption "renders the fact-intensive inquiry normally required by Pickering unnecessary because under these circumstances it is appropriate to presume that the government's interest in efficiency will predominate." Rose, 291 F.3d at 923.
Although there is no clear line drawn between policymaking and non-policymaking positions, we have previously outlined the following four categories of individuals to whom the Rose presumption will always apply:
Latham v. Office of Attorney Gen. of Ohio, 395 F.3d 261, 267 (6th Cir.2005) (quoting McCloud v. Testa, 97 F.3d 1536, 1557-58 (6th Cir.1996)). "In determining whether
The district court determined that as Associate Vice President for Human Resources, Dixon "was vested with a significant portion of the statutory authority available, placing her within category two." Dixon, 842 F.Supp.2d at 1051. The district court reasoned that her delegated appointing authority, including the authority to hire and fire, was significant and discretionary. Id. Dixon contends on appeal that the district court erred in reaching this conclusion because "[a]lthough [Dixon] had authority to make some hiring decisions ... she had no discretion to make policy regarding hiring practices nor was she delegated any such authority, let alone a `significant portion' of it. Moreover, she had no authority, delegated or otherwise, to make any other policy of political concern." Appellant Br. at 26 (emphasis in original).
In Resolution No. 07-10-10, effective October 1, 2007, the Board of Trustees of the University delegated appointing authority to the Associate Vice President for Human Resources. R. 71-3, Ex. D (Resolution at 1) (Page ID # 1387). Further, the official job description for Associate Vice President for Human Resources, which Dixon verified as accurate in her deposition, listed the most important job duty as "Policy Development and Application." R. 71-4 (Dixon Tr. at 50:12-51:10) (Page ID #1399); R. 71-8, Ex. C (Job Description at 1-2) (Page ID # 1447-48). Specifically, this duty requires that the Associate Vice President "[p]rovide leadership in recommending, implementing and overseeing human resource policies and procedures that support the university's strategic direction; reflect fair and equitable practices; and that are a model for innovative regulatory compliant and contemporary practice." R. 71-8, Ex. C (Job Description at 2) (Page ID # 1448). The job description further notes that the Associate Vice President directs employee relations and "represent[s] the University in relevant employee relations actions brought before the ... Ohio Civil Rights Commission, Equal Employment Opportunity Commission, ... and other federal and state regulatory agencies." Id.
Additionally, Dixon's own testimony regarding her job responsibilities reflects significant discretionary authority. Dixon testified that she was responsible for answering grievances, issuing disciplinary and corrective action, serving on various task forces, supervising approximately forty employees, overseeing benefits administration, setting compensation, and making presentations at town-hall meetings. R. 71-4 (Dixon Tr. at 40:11-43:4, 44:19-46:21) (Page ID # 1396-98).
This evidence establishes that Dixon was delegated appointing authority and was responsible for recommending, implementing, and overseeing policy. See Hager v. Pike Cnty. Bd. of Educ., 286 F.3d 366, 376 (6th Cir.2002) ("Moreover, in determining whether an employee occupies a policymaking position, consideration should be given to whether the employee formulates plans for the implementation of broad goals.") (internal quotation marks and alterations omitted). The district court was thus correct in determining that these responsibilities constituted a policymaking position, i.e., that Dixon, as Associate Vice President for Human Resources, was a category-two policymaker.
Dixon's argument, however, ignores critical policies developed in and promoted by the Human Resources Department at the University. Dixon's public statement implying that LGBT individuals should not be compared with and afforded the same protections as African-Americans directly contradicts several such substantive policies instituted by the University. For example, the University's Strategic Plan included pursuing a strategy that will "[r]ealize the strength and distinction to be derived from diversity in all its dimensions [and] recruit, retain, and celebrate a diverse university community." R. 71-8, Ex. N (Strategic Plan at 11) (Page ID # 1464). Additionally, the University enacted a Plan for Diversity that explicitly included sexual orientation. R. 71-8, Ex. P (Plan for Diversity at 1) (Page ID # 1471). The University also included sexual orientation and gender identity and expression in its Equal Opportunity Policy and in its anti-harassment policy. R. 71-8, Ex. S (Equal Opportunity Policy at 1) (Page ID # 1494); R. 71-8, Ex. T (Sexual Harassment Policy at 1) (Page ID # 1497). Finally, as explained by Jacobs in his op-ed column, the University enacted the Spectrum Safe Places Program, which encourages "faculty, staff and graduate assistants and resident advisers to open their space as a Safe Place for Lesbian, Gay, Bisexual, Transgender, Queer, and Questioning... individuals." R. 60-11 (Jacobs Opinion at 1) (Page ID # 515).
Although Dixon correctly contends that she never explicitly stated that the University diversity policies should not extend to LGBT students and employees, by voicing her belief that members of the LGBT community do not possess an immutable characteristic in the way that she as an African-American woman does, the implication is clear: Dixon does not think LGBT students and employees of the University are entitled to civil-rights protections, even though the University, in part through the Human Resources Department, expressly provides them. In writing her op-ed column, Dixon not only spoke on policy issues, but also spoke on policy issues related directly to her position at the University. See Rose, 291 F.3d at 925 ("All of these issues are clearly related to police department policies and the memorandum thus fits easily within the scope of the exception.").
In sum, the Rose presumption applies to Dixon because there is evidence establishing that she was a policymaker who engaged in speech on a policy issue related to her position. The government's interests thus outweigh Dixon's interests as a matter of law, and we affirm the district court's grant of summary judgment to the defendants on this basis. Because the Rose presumption is dispositive, it is unnecessary for us to consider the district court's Pickering and Garcetti analyses.
Dixon also argues that the defendants "maintain unbridled discretion to punish
On appeal, Dixon's argument presents the same flaws. To begin, as in the district court, she provides no meaningful case law in support of her vagueness challenge.
Dixon also alleges an equal-protection claim against the defendants, arguing on appeal that the defendants "punished Plaintiff because she expressed a `less favored' viewpoint — one grounded in her strong Christian faith no less — in this very same forum in violation of the First Amendment (freedom of speech) and the Fourteenth Amendment (equal protection)." Appellant Br. at 34. The district court granted summary judgment to the defendants on this claim because Dixon "has not presented anyone who was `similarly-situated' and engaged in similar conduct." Dixon, 842 F.Supp.2d at 1055.
"The Equal Protection Clause prohibits a state from denying to any person within its jurisdiction the equal protection of the laws." Scarbrough, 470 F.3d at 260 (internal quotation marks omitted). "The threshold element of an equal protection claim is disparate treatment; once disparate treatment is shown, the equal protection analysis to be applied is determined by the classification used by government decision-makers." Id. "Fundamentally, the Clause protects against invidious discrimination among similarly-situated individuals or implicating fundamental rights." Id. Although Dixon recites this standard in her argument, she has failed to produce sufficient evidence in support of her equal-protection claim. To begin, as discussed above, she has not shown that the defendants violated a fundamental right, as her speech was not protected. Moreover, Dixon has not shown that the individuals she argues were allowed to engage in public speech on the issue of LGBT rights and protections without penalty
Dixon's comparison with Jacobs is easily distinguishable. Jacobs, as President of the University, wrote an op-ed column detailing the University's stance on diversity, specifically as it relates to sexual orientation. R. 60-11 (Jacobs Op-Ed) (Page ID # 515). Jacobs was speaking in his official capacity as the President of the University in order to explain the University's position on a policy matter. Dixon, on the other hand, wrote an op-ed column that was not commissioned by the University and that contradicted the very policies that she was charged with creating, promoting, and enforcing.
The comparison with Bresnahan, although intuitively more germane, fails because it is unsupported by sufficient evidence in the record. The evidence proffered by Dixon establishes that in December 2007, Bresnahan and her partner "became the first same-sex couple to file under the city's new domestic-partner registry." R. 60-14 (Bresnahan Article at 1) (Page ID # 523). After she and her partner filed under the registry, Bresnahan was interviewed by the Toledo Blade and made the following statement regarding opposition of others to the registry: "It's their religious beliefs, and bigotry in the name of religion is still bigotry." Id. at 1-2 (Page ID # 523-24). Bresnahan was identified as Vice Provost of the University in the article, yet she was not terminated or disciplined as a result of this statement. Id. at 1 (Page ID # 523); R. 60-5 (Jacobs Tr. at 218:15-24) (Page ID # 476).
Importantly, however, the record is silent as to the responsibilities and authority of the vice-provost position at the University. "Inevitably, the degree to which others are viewed as similarly situated depends substantially on the facts and context of the case." Loesel v. City of Frankenmuth, 692 F.3d 452, 463 (6th Cir.2012) (internal quotation marks omitted). In this case, the critical inquiry centers on Dixon's role at the University. Therefore, in order to determine whether Bresnahan and Dixon are similarly situated, we must at the very least have before us a description of the duties inherent in Bresnahan's role at the University. Without such evidence, we cannot engage in an accurate comparison of the two individuals for the purposes of summary judgment in this case. Although Dixon has identified another administrator at the University who also spoke publicly on the issue of LGBT rights, Dixon has not shown that Bresnahan is similarly situated. We thus affirm the district court's grant of summary judgment in favor of the defendants on the equal-protection claim.
Finally, Dixon argues that the defendants are not entitled to qualified immunity. Appellant Br. at 35. However, given that Dixon has not shown a violation of her constitutional rights, we affirm the district court's determination that "the Court need not consider whether such rights were `clearly established' at the time of her termination." Dixon, 842 F.Supp.2d at 1055.
For the stated reasons, we