IKUTA, Circuit Judge:
Sid Willis, Jr. challenges his 60-month sentence for violating the conditions of his supervised release. See 18 U.S.C. § 3583(e)(3). Specifically, he argues that the district court plainly erred in calculating the Sentencing Guidelines range by determining that Willis committed a Grade A violation of his supervised release because his conduct did not constitute a felony offense that is a "crime of violence." See U.S.S.G. § 7B1.1(a)(1). We have jurisdiction pursuant to 18 U.S.C. § 3742(a) and 28 U.S.C. § 1291. We hold that before a district court concludes that a defendant committed a Grade A violation of supervised release by engaging in conduct constituting a felony offense that is a crime of violence, it must take the following steps. First, it must determine by a preponderance of the evidence that the defendant's conduct constituted a federal, state, or local offense. See 18 U.S.C. § 3583(d), (e)(3). It must then use the categorical approach set forth in Taylor v. United States, 495 U.S. 575, 600-02, 110 S.Ct. 2143, 109 L.Ed.2d 607 (1990), to determine whether that offense is a categorical match to the federal generic offense of a "crime of violence." If the federal, state, or local statute criminalizes more conduct than the federal generic offense, the court may consider whether the statute is divisible, Descamps v. United States, ___ U.S. ___, 133 S.Ct. 2276, 2283-85, 186 L.Ed.2d 438 (2013), and whether the offense the defendant committed qualifies as a crime of violence. If the defendant's conduct constitutes an offense that is a crime of violence, then the court may conclude that the defendant committed a Grade A violation of supervised release. See U.S.S.G. § 7B1.1(a)(1)(A)(i) & cmt. n. 1. Because the district court in this case did not specify which of two offenses in a divisible statute Willis's conduct constituted, and one of the two offenses may not be a crime of violence in light of the Supreme Court's recent decision in Johnson v. United States, ___ U.S. ___, 135 S.Ct. 2551, 192 L.Ed.2d 569 (2015), we vacate his sentence and remand for further proceedings.
Before discussing Willis's challenge to the district court's ruling, it is necessary to understand the federal framework for calculating a sentence for a violation of supervised release conditions.
A court may "revoke a term of supervised release, and require the defendant to serve in prison all or part of the term of supervised release" if the court "finds by a preponderance of the evidence that the defendant violated a condition" of release. 18 U.S.C. § 3583(e)(3). A court must order, as a condition of supervised release, "that the defendant not commit another Federal, State, or local crime during the
When sentencing a defendant for violating a condition of supervised release, the district court "must determine the applicable advisory sentencing range under the Guidelines." United States v. Denton, 611 F.3d 646, 651 (9th Cir.2010). "[F]ailure to calculate the correct advisory range constitutes procedural error." Id. There are three grades of supervised release violations: A, B, and C. U.S.S.G. § 7B1.1(a). A Grade A violation is defined in part as "conduct constituting (A) a federal, state, or local offense punishable by a term of imprisonment exceeding one year that (i) is a crime of violence...."
A court must revoke a defendant's term of supervised release if it finds a Grade A or B violation. Id. § 7B1.3(a)(1). The Guidelines provide for a range of 51 to 63 months of imprisonment upon revocation of supervised release if the defendant (1) committed a Grade A violation, (2) was on supervised release as a result of a sentence for a Class A felony, and (3) had a criminal history category of VI. Id. § 7B1.4(a). The Guidelines provide a range of 21 to 27 months for a Grade B violation by a defendant with a criminal history category of VI. Id. Notwithstanding the Guidelines, a defendant whose term of supervised release is revoked "may not be required to serve on any such revocation more than 5 years in prison if the offense that resulted in the term of supervised release is a class A felony." 18 U.S.C. § 3583(e)(3).
We now turn to the facts of this case. According to the evidence introduced at a suppression hearing, Greg Morris and his girlfriend drove to the Plaid Pantry market on the night of May 24, 2012. When Morris left the store, he was approached by two men. One man, wearing a black hoodie, pulled a handgun from his side pocket and pointed it at Morris's chest. He asked Morris why he was "mugging" him (i.e., giving him a strange look), and threatened him with the gun. The armed man told Morris: "You can't be mugging me. I'll kill you. I'm a gangsta." After threatening to kill Morris, the man demanded that Morris drive him to Southeast 102nd Street. Morris was able to get away with his girlfriend, and called 911.
Based on Willis's conduct at the Plaid Pantry, he was indicted for being a felon in possession of a firearm under 18 U.S.C. § 922(g)(1) (case number 3:12-cr-00292). Because Willis was on federal supervised release due to a previous conviction for possession with intent to distribute five grams or more of cocaine base (case number 3:02-cr-00120), he also faced revocation of his supervised release.
In the felon-in-possession case, Willis moved to suppress all evidence against him. After holding an evidentiary hearing, the district court denied the motion. Willis then pleaded guilty to the charge of felon in possession of a firearm, and admitted that the criminal firearm conduct also constituted a violation of his federal supervised release. In the plea agreement, the government calculated that Willis's base offense level under § 4B1.4(b)(3)(A) of the Sentencing Guidelines was 34, based on the government's belief that Willis had committed a state crime of violence, "to-wit: the state crime of Unlawful Use of a Weapon, in violation of ORS 166.220." During the plea colloquy, the district court advised Willis that the government believed that he had committed a crime of violence under state law and that he had a right to challenge the government's position at sentencing.
On December 23, 2013, the district court held a combined change of plea and sentencing hearing on the supervised release violation, as well as a sentencing hearing on the felon-in-possession conviction. The court sentenced Willis to the mandatory minimum of 180 months of imprisonment for his felon-in-possession-of-a-firearm conviction. For the supervised release violation, the district court found, by a preponderance of the evidence, that Willis had violated his supervised release by committing several state law offenses, including "the state law offense of unlawful use of a weapon." Accordingly, the court adopted the probation office's recommendation that Willis's criminal firearm conduct was a Grade A violation under § 7B1.1(a)(1) of the Sentencing Guidelines, and sentenced Willis to the statutory maximum of 60 months of imprisonment. Willis did not object to the sentences imposed. As a result, the district court had no occasion to explain the reasoning behind its determination that Willis's conduct constituted a Grade A violation of his supervised release.
On appeal, Willis argues that the district court procedurally erred in imposing a 60-month sentence for the supervised release violation. Willis admits that his conduct constituted the state felony offense of unlawful use of a weapon under section 166.220(1)(a) of the Oregon Revised Statutes.
Willis's argument raises a question of first impression in our circuit: how to determine whether uncharged conduct that comprises a criminal offense constitutes a "crime of violence" for purposes of a supervised release revocation. We have a well-established procedure for determining whether a prior conviction constitutes a crime of violence for purposes of the Armed Career Criminal Act (ACCA), 18 U.S.C. § 924, and the Immigration and Nationality Act (INA), see 8 U.S.C. § 1101(a)(43)(F). In making these determinations, we use the categorical approach set forth in Taylor, 495 U.S. at 600-02, 110 S.Ct. 2143. See, e.g., Rodriguez-Castellon v. Holder, 733 F.3d 847, 852-53 (9th Cir. 2013); United States v. Mayer, 560 F.3d 948, 958-59 (9th Cir.2009).
But there is a critical distinction between the supervised release context and the ACCA or INA context. Under ACCA and INA, a court is to determine whether a prior conviction is a "crime of violence." See Descamps, 133 S.Ct. at 2283; Rodriguez-Castellon, 733 F.3d at 852-53. In making that determination, a court must "compare the elements of the statute of conviction with a federal definition of the crime to determine whether conduct proscribed by the statute is broader than the generic federal definition." Rodriguez-Castellon, 733 F.3d at 853 (internal quotation marks omitted). The crime of conviction is categorically a "crime of violence" only if "the full range of conduct covered by the statute falls within the meaning of that term." United States v. Espinoza-Morales, 621 F.3d 1141, 1144 (9th Cir.2010) (internal quotation marks omitted). We may not look "to the particular facts underlying those convictions." Descamps, 133 S.Ct. at 2283 (internal quotation marks omitted).
In the supervised release context, by contrast, there need not be a prior conviction. Rather, after considering the defendant's conduct, the court may revoke the defendant's supervised release if the defendant's conduct constituted "another federal, state, or local crime" while on supervised release, "whether or not the defendant has been the subject of a separate federal, state, or local prosecution for such conduct." U.S.S.G. § 7B1.1 cmt. n. 1. Further, "the grade of the violation is to be based on the defendant's actual conduct." Id.
Nevertheless, we conclude that the Taylor categorical approach applies in the supervised release context. In the supervised release context, a court must find by a preponderance of the evidence that the defendant's conduct violated a condition of supervised release, 18 U.S.C. § 3583(e)(3), whether or not the defendant has been separately prosecuted for the conduct, U.S.S.G. § 7B1.1 cmt. n. 1. "[A] mandatory condition of ... supervised release is that the defendant not commit another federal,
The same two steps are involved in determining whether the defendant's conduct amounted to a Grade A violation. Because a Grade A violation is defined as "conduct constituting a federal, state, or local offense" that meets certain criteria, U.S.S.G. § 7B1.1(a)(1), the court must: (1) determine that the defendant's conduct constituted "a federal, state, or local offense," and (2) determine if such an offense meets the specified criteria. For § 7B1.1(a)(1)(A)(i), the applicable criteria are that the offense is "punishable by a term of imprisonment exceeding one year" and "is a crime of violence."
As part of its analysis of the second prong, as defined in § 7B1.1(a)(1)(A)(i), the court must determine whether the applicable federal, state, or local offense (as opposed to the defendant's conduct that constituted such an offense) is a crime of violence. This determination is substantially similar to the determination a court must make under the ACCA and INA in analyzing whether a prior offense constitutes a generic federal crime of violence. Although in the ACCA and INA contexts, the court identifies the statutory offense for which the defendant was convicted, while in the supervised release context, the court may need to identify a statutory offense for which the defendant could have been convicted, the analysis required to determine whether the offense at issue qualifies as a federal generic crime of violence is the same. Because we use the Taylor approach to make this determination in the ACCA and INA contexts, and there is no material distinction between those contexts and the supervised release context for purposes of determining whether the offense is a crime of violence, we conclude that the familiar Taylor approach applies in this context as well.
There is, however, another important distinction between the supervised release context and the ACCA and INA contexts. In the supervised release context, the court is responsible for determining
In sum, in a supervised release revocation case, a district court must determine by a preponderance of the evidence that the defendant's conduct constituted a federal, state, or local offense. See U.S.S.G. § 7B1.1(a)(1). After identifying the statutory offense, the court should use the Taylor categorical approach to determine whether that offense criminalizes the same or less conduct than the federal generic offense of a "crime of violence," and is therefore a categorical match. See Rodriguez-Castellon, 733 F.3d at 853. If it is, then the court can conclude that the defendant committed a Grade A violation of supervised release. If the statutory offense criminalizes more conduct than the federal generic offense, the court should consider whether the statute is divisible and contains "one statutory phrase corresponding to the generic crime and another not." Descamps, 133 S.Ct. at 2286. If the statutory offense is divisible, the district court should specify which of the multiple offenses in the statute the defendant's conduct constituted. The court must then determine whether the specific offense corresponding to the defendant's conduct is a categorical match to the federal generic offense of "crime of violence." See id. at 2283-85. Only if there is such a match can the court conclude that the defendant committed a Grade A violation of supervised release.
We now apply this approach to determine whether the district court erred in concluding that Willis's conduct constituted a Grade A violation. Because Willis did not object to the sentence imposed, we review this determination for plain error. See United States v. Hammons, 558 F.3d 1100, 1103 (9th Cir.2009). "Relief for plain error is available if there has been (1) error; (2) that was plain; (3) that affected substantial rights; and (4) that seriously affected the fairness, integrity, or public reputation of the judicial proceedings." United States v. Gonzalez Becerra, 784 F.3d 514,
To satisfy § 7B1.1(a)(1)(A)(i), Willis's conduct must constitute a crime, and that crime must be a crime of violence.
We next apply the Taylor approach to determine whether this state offense is a crime of violence. See U.S.S.G. § 7B1.1(a)(1)(A)(i). A person violates section 166.220(1)(a) if the person "[1] [a]ttempts to use unlawfully against another, or [2] carries or possesses with intent to use unlawfully against another, any dangerous or deadly weapon as defined in ORS 161.015." Or.Rev.Stat. § 166.220(1)(a). The district court apparently assumed section 166.220(1)(a) is categorically a crime of violence and accordingly did not conduct a divisibility analysis. For reasons explained below, before determining whether section 166.220(1)(a) is categorically a crime of violence, we think it prudent to first determine whether it is divisible. We conclude it is. See Descamps, 133 S.Ct. at 2285. The statute is written in the disjunctive, and under Oregon law, it "presents alternative ways in which a person can commit the crime: by attempting to use a deadly weapon unlawfully, or by carrying or possessing a deadly weapon with intent to use it unlawfully." State v. Alvarez, 240 Or.App. 167, 246 P.3d 26, 29 (2010). In other words, section 166.220(1)(a) effectively creates two different crimes, each with a distinct set of elements: (1) attempting to use a deadly weapon unlawfully against another (the "attempt offense"), and (2) carrying or possessing a deadly weapon with intent to use it unlawfully (the "possession offense").
Because the statute is divisible, we consider whether each offense constitutes a crime of violence under § 4B1.2(a) of the Sentencing Guidelines. Turning first to the attempt offense under section 166.220(1)(a), we conclude it constitutes a crime of violence as defined in § 4B1.2(a)(1) of the Sentencing Guidelines. Section 166.220(1)(a) prohibits "[a]ttempts to use [any dangerous or deadly weapon] unlawfully against another." Oregon defines "use" as employing a weapon to inflict harm or injury, or to threaten immediate harm or injury. Ziska, 334 P.3d at 970. Accordingly, a person who commits an attempt offense under section 166.220(1)(a) necessarily attempts to employ a weapon to inflict harm or injury or to threaten immediate harm or injury to another. Section 166.220(1)(a) therefore
We next consider whether the possession offense under section 166.220(1)(a) constitutes a crime of violence as defined in § 4B1.2(a) of the Sentencing Guidelines. The elements of the possession offense are "(1) carrying or possessing; (2) a dangerous or deadly weapon; (3) with intent to use it unlawfully; (4) against another." Alvarez, 246 P.3d at 29. On its face, the possession offense does not include as an element "the use, attempted use, or threatened use of physical force against the person of another." See U.S.S.G. § 4B1.2(a)(1). It therefore constitutes a "crime of violence" only if it falls within the residual clause of § 4B1.2(a), which defines such a crime as one that "otherwise involves conduct that presents a serious potential risk of physical injury to another." See id. § 4B1.2(a)(2).
It is an open question, however, whether this residual clause remains valid in light of Johnson, which was decided while this appeal was pending. In Johnson, the Supreme Court considered the term "violent felony" in ACCA, 135 S.Ct. at 2551-55, which is defined as a felony offense that "has as an element the use, attempted use, or threatened use of physical force against the person of another; or ... is burglary, arson, or extortion, involves use of explosives, or otherwise involves conduct that presents a serious potential risk of physical injury to another," 18 U.S.C. § 924(e)(2)(B). The Court focused on the "or otherwise" clause (or "residual clause"), and concluded that this portion of the definition of "violent felony" was unconstitutionally vague. Johnson, 135 S.Ct. at 2555-58. According to the Court, increasing a defendant's sentence under this residual clause denied defendants due process of law because "the indeterminacy of the wide-ranging inquiry required by the residual clause both denies fair notice to defendants and invites arbitrary enforcement by judges." Id. at 2557. The Court therefore invalidated it. Id. at 2563.
Like "violent felony" in ACCA, "crime of violence" in § 4B1.2(a)(2) of the Sentencing Guidelines is defined as including an offense that "otherwise involves conduct that presents a serious potential risk of physical injury to another." We make no distinction between "violent felony" in ACCA and "crime of violence" in § 4B1.2(a)(2) for purposes of interpreting the residual clauses. See United States v. Spencer, 724 F.3d 1133, 1138 (9th Cir. 2013). But we have not yet considered whether the due process concerns that led Johnson to invalidate the ACCA residual clause as void for vagueness are equally applicable to the Sentencing Guidelines.
We need not resolve this issue to dispose of this appeal. The district court did not undertake the divisibility analysis, and therefore did not state whether Willis's uncharged conduct constituted the attempt offense, the possession offense, or both offenses under section 166.220(1)(a).
