Honorable VALERIE BAKER FAIRBANK, District Judge.
Linda Kanter, Courtroom Deputy.
Proceeding pro se, federal prisoner Douglas Martin Korn ("petitioner") filed the instant petition for a writ of habeas corpus pursuant to 28 U.S.C. § 2255, the federal government ("respondent") filed an answer, and petitioner filed a reply, in each case supported by a memorandum of points and authorities, see Documents 1, 5, and 12. For the reasons that follow, the Court will deny the habeas petition for lack of merit.
In December 2008, Douglas Martin Korn pled guilty to one count each of conspiracy to distribute methamphetamine and distribution of 431.8 grams of methamphetamine, in violation of 21 U.S.C. §§ 846 and 841(a)(1) and (b)(1)(A). At the recommendation of the U.S. Probation Office, and without objection from the prosecution or the defense, the Court reckoned that petitioner had twelve criminal history points. That placed him in Criminal History Category V. With that high criminal history category, petitioner's offense level yielded a Guideline-recommended range of 168 to 210 months (14 to 17.5 years) of imprisonment.
In December 2009 this Court entered the judgment sentencing petitioner to 135 months (11 years and three months) in prison, which was below the bottom end of the seemingly applicable Guideline range. See Motion to Vacate, Set Aside or Correct Sentence by a Person in Federal Custody [pursuant to] 28 U.S.C. § 2255 ("Pet") at 2 ¶¶ 1-7.
On direct appeal, the Ninth Circuit affirmed petitioner's conviction and sentence in an unpublished opinion in March 2011. See Pet. at 2-3 ¶¶ 8-11; see also United States v. Douglas Martin Korn, 421 Fed. Appx. 752 (9th Cir.2011). Petitioner did not file a petition for writ of certiorari with the United States Supreme Court during the ninety days allotted for doing so, see Zepeda v. United States, 2013 WL 599869 (C.D.Cal. Feb. 15, 2013) (Valerie Baker Fairbank, J.) (citing Bowles v. Russell, 551 U.S. 205, 212, 127 S.Ct. 2360, 168 L.Ed.2d 96 (2007) (citing S. CT. R. 13.1 and 28 U.S.C. § 2101(c))), so his conviction became final, for AEDPA purposes, in June 2011. Nor has petitioner filed any other motions for post-conviction relief or collateral review.
In June and July 2012, respectively, petitioner filed the instant petition ("Pet.") and a supporting memorandum of points and authorities ("Pet. Mem."), claiming that his attorney rendered constitutionally ineffective assistance of counsel ("IAC") at sentencing in two respects. See generally United States v. McGowan, 668 F.3d 601, 605 (9th Cir.2012) (an IAC "`challenge by way of habeas proceeding is preferable because it permits the defendant to develop a record of what counsel did, why it was done, and what, if any, prejudice resulted.'") (quoting United States v. Laughlin, 933 F.2d 786, 788-89 (9th Cir.1991)).
First, petitioner claims that his trial counsel rendered IAC by failing to advise the court that petitioner's two Beverly Hills drug convictions (for which the state court sentenced him concurrently) had resulted in suspended sentences—civil "narcotics commitment." Under the United States Sentencing Guidelines ("the Guidelines") in effect at the time of sentencing, that would have lowered his criminal history score by three points and dropped him from criminal history category V to criminal history category IV. That much is uncontested. Petitioner further opines or predicts that the ultimate result would have been a shorter prison term. Second, petitioner claims that his trial counsel rendered IAC by failing to request a full-blown evidentiary hearing to cross-examine one or more undercover agents, an apparent government informant named Alexandridis who helped to set up the methamphetamine sale which led to the instant charges against petitioner, and petitioner himself, in order to build a record of impermissible "sentencing entrapment." See Pet. at 4-5 ¶¶ 12A and 12B; see also Pet. Mem. at 4-7.
"`It has long been the rule in the federal courts that, where a habeas petitioner raises a claim of ineffective assistance of counsel, he waives the attorney-client privilege as to all communications with his allegedly ineffective counsel.'" Lambright v. Ryan, 698 F.3d 808, 818 (9th Cir.2012) (quoting Bittaker v. Woodford, 331 F.3d 715 (9th Cir.2003) (en banc)); accord United States v. Pinson, 584 F.3d 972, 978 (10th Cir.2009) ("[W]hen a habeas petitioner claims [IAC], he impliedly waives attorney-client privilege with respect
Title 28 U.S.C. section 2255(a) provides that a prisoner who was sentenced in federal court
If the federal district court which sentenced the petitioner
28 U.S.C. § 2255(b). In order to obtain habeas relief under section 2255 and its attendant Rules, then, a federal prisoner who was convicted after the effective date of AEDPA in 1996 must show that the sentence is the result of some violation of the United States Constitution or other federal law.
For state prisoners who seek federal habeas relief pursuant to 28 U.S.C. § 2254, AEDPA requires them to show that a state court violated "clearly established Federal law," defined for that purpose as only the holdings (as opposed to dicta) of United States Supreme Court "as of the time of the relevant ... decision." Williams v. Taylor, 529 U.S. 362, 412, 120 S.Ct. 1495, 146 L.Ed.2d 389 (2000); see also Carey v. Musladin, 549 U.S. 70, 74, 127 S.Ct. 649, 166 L.Ed.2d 482 (2006). By contrast, AEDPA does not so narrowly define relevant federal law for federal prisoners who seek federal habeas relief pursuant to 28 U.S.C. § 2255. Accord Johnson v. Sherry, 586 F.3d 439, 448, 449 (6th Cir.2009) (Kethledge, J., dissenting on other grounds) ("The First Circuit has held that the Waller definition prevails ..., although critically, it did so in considering a challenge to an underlying federal conviction, see 28 U.S.C. § 2255, and thus was not limited, as we are here, to deciding whether 'clearly established Federal law, as determined by the Supreme Court,' requires that result.") (citations omitted), cert. denied, ___ U.S. ___, 131 S.Ct. 87, 178 L.Ed.2d 242 (2010); Stewart v. Wolfenbarger, 468 F.3d 338, 351 (6th Cir.2006) (Batchelder, Clay, Rogers), as amended on denial of reh'g & reh'g en banc (6th Cir. Feb. 15, 2007) ("[A] federal court has more leeway in § 2255 cases than § 2254 cases, because it is not constrained to use only
For federal prisoners whose habeas petition asserts constitutional error in the sentence or in the sentencing proceeding, the relevant federal law is the version of the law, including the United States Sentencing Guidelines and case law interpreting them, that was in effect at the time of sentencing. See, e.g., United States v. Murillo, 484 Fed.Appx. 201, 202 (9th Cir.) (stating, on appeal from denial of section 2255 petition, "At the time Murillo was sentenced, the United States Sentencing Guidelines provided that ...."), cert. denied, ___ U.S. ___, 133 S.Ct. 556, 184 L.Ed.2d 371 (2012).
Moreover, our Circuit has held that the rules governing federal-prisoner habeas petitions under 28 U.S.C. § 2255 are "nearly identical ... in substance" to the rules governing state-prisoner habeas petitions under 28 U.S.C. § 2254. See United States v. Buenrostro, 638 F.3d 720, 722 (9th Cir.) (holding that Supreme Court decision addressing motions for relief from judgment in section 2254 state-prisoner context also applied to the section 2255 federal-prisoner context), cert. denied, ___ U.S. ___, 132 S.Ct. 342, 181 L.Ed.2d 215, reh'g denied, ___ U.S. ___, 132 S.Ct. 807, 181 L.Ed.2d 518 (2011). Therefore, unless there appears to be some reason not to do so—such as the definition of "federal law" which applies to state-prisoner section 2254 petitions but not to federal-prisoner section 2255 petitions—this Court will apply section 2254 precedents to this section 2255 case to the extent that those precedents are apposite.
Once it attaches, the Sixth Amendment right to counsel "applies to all `critical stage[s] of the prosecution.'" United States v. Leonti, 326 F.3d 1111, 1116 (9th Cir.2003) (quoting Kirby v. Illinois, 406 U.S. 682, 690, 92 S.Ct. 1877, 32 L.Ed.2d 411 (1972)) (other citation omitted). Because criminal defendants are entitled to competent counsel at every stage of a criminal proceeding where substantial rights may be affected, the right to counsel applies at critical stages of the sentencing phase. See Leonti, 326 F.3d at 1116 (citing, inter alia, Mempa v. Rhay, 389 U.S. 128, 134, 88 S.Ct. 254, 19 L.Ed.2d 336 (1967)).
In Strickland v. Washington, 466 U.S. 668, 694, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984), the Supreme Court held that there are two components to an ineffective assistance of counsel claim: "deficient performance" and "prejudice." See Stanley v. Cullen, 633 F.3d 852, 862 (9th Cir.2011) (citing Strickland, 466 U.S. at 687, 104 S.Ct. 2052); see also Tilcock v. Budge, 538 F.3d 1138, 1146 (9th Cir.2008). "Deficient performance" means representation that "fell below an objective standard of reasonableness," Stanley, 633 F.3d at 862 (citing Strickland 466 U.S. at 688, 104 S.Ct. 2052), which is otherwise described as representation falling below professional norms prevailing at the time of trial. See Chaidez v. United States, ___ U.S. ___, 133 S.Ct. 1103, 1107, 185 L.Ed.2d 149 (2013) (citing Strickland, 466 U.S. at 687-88, 104 S.Ct. 2052). To show deficient performance, petitioner must overcome a "strong presumption" that his lawyer "rendered adequate assistance and made all significant decisions in the exercise of reasonable professional judgment." Id. at 690, 104 S.Ct. 2052. Further, petitioner "must identify the acts or omissions of counsel that are alleged not to have been the result of reasonable professional judgment." Strickland, 466 U.S. at 688-89, 104 S.Ct. 2052. The court must then "determine whether, in light of all the circumstances, the identified acts or omissions
The Supreme Court has cautioned that "it is all too easy for a court, examining counsel's defense after it has proved unsuccessful, to conclude that a particular act or omission of counsel was unreasonable." Strickland, 466 U.S. at 689, 104 S.Ct. 2052. A federal habeas court must make "`every effort ... to eliminate the distorting effects of hindsight,'" Carrera v. Ayers, 670 F.3d 938, 943 (9th Cir.2011) (quoting Strickland, 466 U.S. at 689, 104 S.Ct. 2052), and instead focus on "whether there was manifest deficiency" in counsel's representation "in light of information then available to counsel." Premo v. Moore, ___ U.S. ___, 131 S.Ct. 733, 741, 178 L.Ed.2d 649 (2011) (citing Lockhart v. Fretwell, 506 U.S. 364, 372, 113 S.Ct. 838, 122 L.Ed.2d 180 (1993)) (emphasis added); see also Premo, ___ U.S. at ___, 131 S.Ct. at 745 ("Hindsight and second guesses are also inappropriate ...."); see, e.g., Pulliam v. Uribe, 458 Fed.Appx. 625, 626 (9th Cir.2011) (Fernandez, Callahan, D.N.D. Chief D.J. Erickson) ("[T]he decision to use Tillman's testimony for support, rather than attempt to impeach her credibility, is a classic trial tactics decision that we cannot condemn through the benefit of hindsight."), cert. denied, ___ U.S. ___, 132 S.Ct. 2399, 182 L.Ed.2d 1038 (2012).
Accordingly, to overturn the strong presumption of adequate assistance, petitioner must demonstrate that the challenged action cannot reasonably be considered sound trial strategy under the circumstances of the case.
As a consequence, "`[i]t is [ ] only the rare claim of ineffective assistance of counsel that should succeed under the properly deferential standard to be applied in scrutinizing counsel's performance.'"
DISCUSSION: Defense Counsel's Failure to Contest Assignment of Criminal History Points Did Not Constitute Ineffective Assistance of Counsel
Petitioner contends that his trial counsel performed deficiently by failing to discover that two of petitioner's prior convictions had resulted in suspended sentences and mere civil commitments, and by consequently failing to demand that the Court assign only one criminal history point to these two convictions. Cf. Curry v. Palmateer, 62 Fed.Appx. 157, 158-59 (9th Cir. 2003) (5th Cir. J. Reavley, Kozinski, W. Fletcher) ("The failure to raise a meritorious argument at sentencing that might have significantly reduced Curry's criminal history score qualifies as ineffective assistance.... It appears from the record that Curry's attorney at sentencing was simply
Pet. Mem. at 3.
Following the recommendation of the United States Probation Office, the Court assigned petitioner three criminal history points for the two suspended-sentence convictions combined, for a total of twelve criminal history points, which placed him in Criminal History Category V. See Pet. Mem. at 3. The government concedes that petitioner is "likely correct" in his contention that he should have been assigned several fewer criminal history points for these two convictions instead, which would have placed petitioner in Criminal History Category IV. See Gov. Mem. at 10. Specifically, as a factual matter the government acknowledges that two of petitioner's prior convictions (which were concurrently sentenced in state court) resulted only in suspended sentences. As a legal matter, the government further acknowledges that under U.S.S.G. §§ 4A1.2(a) and 4A1.1(c), a defendant receives only one criminal history point for a conviction whose sentence was less than sixty days and was "totally suspended." See Gov. Mem. at 9. Guideline section 4A1.2 is entitled Definitions and Instructions for Computing Criminal History. The version in effect when petitioner was sentenced in December 2009 provided, in pertinent part,
U.S.S.G. § 4A1.2(c)(1) and (3) (2009). In turn, the December 2009 version of Guideline section 4A1.1, entitled Criminal History Category, provided in its entirety as follows:
U.S.S.G. § 4A1.1(a)-(f) (2009) (emphasis added); see also United States v. Mister, 363 Fed.Appx. 422, 423 (8th Cir.2010) (per curiam) (Bye, Riley, Shepherd) ("a conviction for which imposition or execution of sentence is totally suspended or stayed is [nonetheless] counted as a prior sentence under U.S.S.G. § 4A1.1(c)."); United States v. Hamilton, 261 Fed.Appx. 928, 928 (8th Cir.2008) (per curiam) (Murphy, Smith, Shepherd) ("Hamilton ... assert[s]... that his counsel was ineffective, and that the district court improperly included in his history as prior vehicle-tampering conviction, which had resulted in a suspended imposition of sentence. * * * We conclude that the district court did not err... in any of its relevant sentencing determinations.") (citing U.S.S.G. § 4A1.2). Government counsel has submitted a declaration stating that the Probation Officer who prepared the PSR in petitioner's case also agrees that petitioner should have received fewer criminal history points for the two suspended-sentence/civil-commitment convictions. Discussing the available record regarding the suspension of those sentences, government counsel declares as follows:
Doc 276 at 14-15 (Dec. of AUSA Xochitl D. Arteaga) ¶¶ 2a-2d
The Court and the parties all agree that with the correct assignment of fewer criminal history points for the two suspended-sentence/civil-commitment convictions, petitioner's Guideline-recommended term of imprisonment would have been substantially lower: 151 to 188 months instead of 168 to 210 months. See Petitioner's Memorandum of Points and Authorities in Support of Section 2255 Motion ("Pet. Mem.") at 4; Gov.'s Opp. at 10. Contrast United States v. Stringer, 2011 WL 3359637, *5 (D.Haw. Aug. 3, 2011) (Susan Oki Mollway, C.J.) (considering a claim that trial counsel rendered ineffective assistance of counsel by failing to object to a miscalculation of defendant's criminal history, court stated, "Had the points relating to the convictions discussed in paragraphs 49 and 52 not been assessed, Stringer would have had 10 points. Accordingly, even in the best case scenario for Stringer, he would still have been in Criminal History V."); United States v. Zavala-Cervantez, 2010 WL 2218672, *2 (E.D.Wash. May 28, 2010) (Robert Whaley, J.) (denying section 255 habeas claim that trial counsel rendered ineffective assistance at sentencing, stating, "Even if Defendant [had been] successful in arguing that he should not have received his criminal history point for third degree driving with license suspended, it would not have changed his criminal history score.") (footnote 1 omitted).
After United States v. Booker, 543 U.S. 220, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005), of course, the Sentencing Guidelines are merely advisory, see United States v. Johnson, 581 F.3d 994, 1001 n. 4 (9th Cir.2009), and this Court exercised its judgment to impose a non-Guideline sentence. Cf. United States v. Todorovic, 503 Fed.Appx. 540, 542-43 (9th Cir.2013) (Pregerson, W. Fletcher, D.J. Bennett) (sustaining "non-guidelines sentence" as procedurally and substantively reasonable and noting with approval, "the trial judge noted that he did not believe that the advisory guidelines `really encapsulate what this case is about.'").
Gov. Mem. at 10-11 (paragraph break added). For his part, however, petitioner retorts that before sentencing he told his "defense attorney over and over again that my two prior drug charges in the State of California were suspended because I entered California's drug rehabilitation program. He refused to investigate this matter and assert as much at sentencing." Pet's Reply, Attachment at 6 (Declaration of Douglas Korn) ¶ 2.
Second, a review of the Court's stated reasons for imposing this sentence establishes that the Court based petitioner's sentence not on the Guideline recommendation but on the factors enumerated in 18 U.S.C. § 3553(a) in light of the totality of the circumstances. The Court concluded as follows:
12/11/09 RT at 30. The record shows that this Court fashioned petitioner's sentence primarily based on the statutory factors, with comparatively little emphasis on and reference to the guideline-recommended range. Thus petitioner cannot show a reasonable probability that he would have received a lower sentence if his counsel had successfully argued that petitioner should have three fewer criminal history points and consequently a lower criminal history category and lower guideline-recommended range. Accord Sanchez v. United States, 2012 WL 5498035, *3 (W.D.Va. Nov. 13, 2012) ("Sanchez is unable to establish that he was prejudiced by any deficiency of counsel. [E]ven if his counsel had objected to the role [in-the-offense] enhancement [which added offense levels and thus affected his criminal history category], there is not a reasonable probability that the Court would have imposed a lesser
In addition, more specifically, petitioner has pointed to nothing in the record suggesting that in fashioning an appropriate sentence, this Court used the bottom end of the Guideline-recommended range as a starting point and then concluded that it was appropriate to subtract a particular period of time from that bottom end per se. See Elkins v. United States, 2012 WL 3248177, *7 n. 8 (E.D.Wis. Aug. 9, 2012) (rejecting section 2255 habeas petitioner's claim that counsel rendered ineffective assistance with respect to the Pre-Sentence Report and sentencing, court stated, "[H]e fails to demonstrate any reasonable probability that I would have imposed a lower term on consideration of the 18 U.S.C. § 3553(a) factors, particularly given the extent of his fraudulent scheme, the disturbing nature of the threats, and his substantial prior record. Nor does he demonstrate that the sentence I imposed was based on a specific reduction from the low end of the adopted guideline range.... The sentence in this case is ultimately based on § 3553(a)....") (emphasis added).
In conclusion, even if petitioner's trial counsel had done everything petitioner wishes he had done and had convinced this Court to assign only three rather than six criminal history points for the two prior suspended-sentence convictions, that would not have changed this Court's analysis of the 18 U.S.C. § 3553(a) factors. The Court chose to impose 135 months of imprisonment because the statutory factors made such a sentence appropriate, not because it wished to impose a sentence that was a certain number of months below the bottom end of the advisory Guideline range. In other words, petitioner would have received the same sentence, based on this Court's analysis of those statutory factors, whether the Guidelines recommended 168-210 months (Criminal History Category V) or only 151 to 188 months (Criminal History Category IV). Accord United
DISCUSSION: Defense Counsel's "Failure" to Request a Full Evidentiary Hearing Regarding Entrapment Did Not Constitute Ineffective Assistance of Counsel
Petitioner's second claim for habeas relief is that his trial counsel rendered IAC by failing to request a full-blown evidentiary hearing to cross-examine an undercover agent, Alexandridis, and petitioner to build a record of sentencing entrapment. According to petitioner, an evidentiary hearing would have revealed that petitioner lacked the intent and the resources to buy such a quantity of methamphetamine of drugs on his own. Petitioner's theory is that "the government engaged in outrageous conduct, actively inducing him to sell a greater quantity of methamphetamine in order to maximize his sentence." Petitioner's Reply Brief in Support of 28 U.S.C. § 2255 Habeas Corpus Motion ("Pet's Reply") at 3-4.
At sentencing in December 2009, this Court found that the "defendant has not demonstrated by a preponderance of the evidence either the lack of an intent to produce the quantity of drugs at issue or the lack of capability to produce the quantity of drugs at issue." In its opinion affirming Korn's conviction and sentence, the Ninth Circuit agreed, stating simply, "there is no evidence that the government engaged in outrageous conduct or actively induced Korn to sell a greater quantity of methamphetamine in order to maximize his sentence [exposure]." Korn, 421 Fed. Appx. at 752 (citing United States v. Schafer, 625 F.3d 629, 639-40 (9th Cir. 2010)); cf. United States v. Munoz, 455 Fed.Appx. 772, 773 (9th Cir.2011) (Wallace, Thomas, M.D. Ala. D.J. Albritton) (in prosecution for inter alia conspiracy to possess with intent to distribute 500 grams or more of cocaine, the district court did not clearly err in finding that defendant's role in the instant offense and his criminal history showed he intended to distribute cocaine in said quantity and rejecting sentencing-entrapment claim).
Petitioner now submits his declaration, which purports to "add[ ] new factual allegations, unsolicited by his defense counsel, with the hope that they are sufficient to warrant an evidentiary hearing to call witnesses to conclusively establish sentencing entrapment...." Pet.'s Reply at 4. In the declaration, petitioner expresses the following expectations about what would transpire at an evidentiary hearing on his sentencing-entrapment claim:
Korn Dec ¶¶ 3a-3d.
Petitioner has not even identified any Ninth Circuit precedent suggesting that his right to the effective assistance of counsel was violated by his trial counsel's failure to demand an evidentiary hearing on the sentencing-entrapment claim. Nor has the Court located any such precedent. On the contrary, in our Circuit, a published appellate decision reflects the view that even if a defendant's prior criminal history includes the distribution of only smaller quantities of an illegal drug, that does not necessarily support a claim that his later distribution (or possession with the intent to distribute) of a larger quantity of that drug must have been the product of sentencing entrapment. See United States v. Biao Huang, 687 F.3d 1197, 1203-04 (9th Cir.2012) (rejecting a sentencing-entrapment claim on direct appeal, the panel reasoned that notwithstanding the fact that "the only other methamphetamine sales Huang is known to have made involved small quantities" and "the undercover agent, not Huang ..., initiated the 900-gram sale and pursued it through a series of calls," "Huang ... showed only enthusiasm and wherewithal once the agent suggested the larger deal" and he "introduced no evidence that the smaller sales he was caught making were typical"), pet. cert. filed, ___ U.S.L.W. ___ (U.S. Dec. 18, 2012) (No. 12-9003); cf. United States v. Espinoza, 227 Fed.Appx. 546, 546-47 (9th Cir.2007) (Pregerson, Hall, Hawkins) ("The record shows the government did nothing to encourage or coerce Ledesma into doing a larger deal, other than simply requesting a larger quantity of methamphetamine, which Ledesma readily agreed to provide.").
If petitioner had presented such affidavits, his claim that trial counsel rendered IAC by failing to demand an opportunity for those witnesses to testify at an evidentiary hearing might deserve further scrutiny. In Amirkhanyan v. Holder, No. 11-71835, 2013 WL 542652 (9th Cir. Feb. 14, 2013) (Fernandez, Tashima, Wardlaw), for example, appellants filed a motion before the BIA to reopen immigration proceedings on the ground that their counsel had rendered ineffective assistance. The BIA denied the motion to reopen, and the Ninth Circuit held that the BIA thereby abused its discretion because the appellants had established that "they advised their attorney of available corroborating evidence but the attorney failed to introduce such evidence, and these failures might have affected the agency's adverse credibility finding." Id. at *1. Significantly, the panel held specifically that the BIA abused its discretion by "fail[ing] to mention the highly probative affidavits of the two witnesses who would have testified in support of petitioners' claim...." Id. (emphasis added).
Absent such affidavits or similar evidence, however, petitioner is left with mere speculation that his trial counsel's "failure" to demand an evidentiary hearing deprived him of any testimony tending to establish the elements of sentencing entrapment. As a Ninth Circuit panel stated in affirming the denial of a habeas petitioner's ineffective-assistance claim,
Culley v. Lampert, 132 Fed.Appx. 164, 165 (9th Cir. 2005) (Hug, Tashima, Clifton). In the same vein, this Court recently stated, in holding that it was not unreasonable for the California Court of Appeal to deny a habeas petitioner's claim that trial counsel rendered IAC by failing to call certain witnesses, "absent declarations from [those witnesses], there is no evidence that they would have testified at Petitioner's trial in the manner set forth in his declaration."
In short, petitioner has not met the "highly demanding" Strickland standard, see Kimmelman v. Morrison, 477 U.S. 365, 386, 106 S.Ct. 2574, 91 L.Ed.2d 305 (1986), on either of his ineffective assistance of counsel claims, and he is not entitled to section 2255 habeas corpus relief.
PETITIONER IS NOT ENTITLED TO A CERTIFICATE OF APPEALABILITY
Absent a certificate of appealability ("COA") from the circuit court or the district court, "an appeal may not be taken from a final decision of a district judge in a habeas corpus proceeding or a proceeding under 28 U.S.C. § 2255." Chafin v. Chafin, ___ U.S. ___, 133 S.Ct. 1017, 1030, 185 L.Ed.2d 1 (2013) (No. 11-1347) (Ginsburg, J., joined by Scalia & Breyer, JJ., concurring), and "[t]he district court must issue or deny a certificate of appealability when it enters a final order adverse to the applicant", Rule 11(a) of the Rules Governing Section 2254 Cases.
A COA may issue only if "`the prisoner shows, at least, that jurists of reason would find it debatable whether the petition states a valid claim of the denial of a constitutional right.'" In re Marciano, 708 F.3d 1123, 1133 (9th Cir.2013) (Graber, J., joined by Hurwitz, J., with Ikuta, J., dissenting on other grounds) (quoting Slack v. McDaniel, 529 U.S. 473, 484, 120 S.Ct. 1595, 146 L.Ed.2d 542 (2000)). On the first claim in the instant petition, reasonable jurists would not find it debatable
Douglas Martin Korn's 28 U.S.C. § 2255 petition for a writ of habeas corpus is
The Court
The separate Judgment required by FED. R. CIV. P. 58 is being contemporaneously issued.
This is a final order, see 28 U.S.C. § 2255(d), but it will not be appealable unless petitioner obtains a certificate of appealability from the United States Court of Appeals for the Ninth Circuit. See Muth v. Fondren, 676 F.3d 815, 822 (9th Cir.) (citing 28 U.S.C. § 2253(c)(1)(B)), cert. denied, ___ U.S. ___, 133 S.Ct. 292, 184 L.Ed.2d 172 (2012).
Conversely, if the defendant could have raised a claim on direct appeal but did not, "[T]he general rule [is] that claims not raised on direct appeal may not be raised on collateral review unless the petitioner shows cause and prejudice." Massaro v. United States, 538 U.S. 500, 503, 123 S.Ct. 1690, 155 L.Ed.2d 714 (2003) (unanimous) (citing Bousley v. United States, 523 U.S. 614, 621-22, 118 S.Ct. 1604, 140 L.Ed.2d 828 (1998) and United States v. Frady, 456 U.S. 152, 167-68, 102 S.Ct. 1584, 71 L.Ed.2d 816 (1982)). This rule is neither a constitutional nor a statutory requirement but a doctrine adhered to by the courts to conserve judicial resources "and to respect the law's important interest in the finality of judgments." Massaro, 538 U.S. at 503, 123 S.Ct. 1690.
The Supreme Court has held, however, that requiring a defendant to bring IAC claims "on direct appeal does not promote these objectives," and therefore, "failure to raise an [IAC] claim on direct appeal does not bar the claim from being brought in a later, appropriate proceeding under § 2255." Massaro, 538 U.S. at 509, 123 S.Ct. 1690, cited by United States v. Withers, 638 F.3d 1055, 1066 (9th Cir.2011) ("Ineffective assistance of trial counsel is grounds for habeas relief, and such a claim need not be raised on direct appeal to preserve it for collateral attack.").
This does not mean that ineffective assistance may not be raised or addressed on direct review. As the Supreme Court has explained, "[t]here may be cases in which trial counsel's ineffectiveness is so apparent from the record that appellate counsel will consider it advisable to raise the issue on direct appeal. There may be instances, too, when obvious deficiencies in representation will be addressed by an appellate court sua sponte." Massaro, 538 U.S. at 508, 123 S.Ct. 1690.