This case arises out of tragic circumstances. Just four days after he was paroled from state prison, Gilton Pitre raped and killed Alyssa Gomez. Gomez's sister, plaintiff and real party in interest Elaina Novoa,
Defendants and petitioners State Department of Mental Health (Department of Mental Health) (now State Department of State Hospitals), Cliff Allenby and Stephen W. Mayberg
There are four main issues on appeal. The first is whether public entities and employees have immunity from suit under Government Code section 845.8, subdivision (a) for injuries allegedly resulting from their breach of mandatory duties. This statute provides that public entities and employees are not liable for injuries resulting from their determination of "whether to parole or release a prisoner." (Gov. Code, § 845.8, subd. (a).) We hold that public entities and employees do not have immunity under the statute for breach of mandatory duties.
Next, we determine whether the complaint alleges sufficient facts indicating defendants breached a mandatory duty under the SVPA. We conclude the complaint alleges defendants breached their mandatory duty to designate two psychologists or psychiatrists, or one of each, to conduct a full evaluation of an inmate identified by the Department of Corrections as likely to be a sexually violent predator.
The third issue is whether defendants' alleged breach of their mandatory duty proximately caused plaintiff's alleged damages. We conclude plaintiff cannot establish the element of proximate causation.
The final main issue is whether plaintiff has standing to pursue a writ of mandate cause of action in superior court. Plaintiff seeks a writ compelling defendants to comply with certain mandatory duties required by the SVPA. We conclude plaintiff has standing to pursue this cause of action.
In 1996, Gilton Pitre raped and threatened to kill his female roommate. The victim was able to convince Pitre, through feigned romantic interest, to spare her life. Pitre was convicted of rape and sentenced to a determinate term in state prison.
In 2007, Pitre was released from prison on parole. Before his release, Pitre was evaluated by the Department of Mental Health to determine whether he was a sexually violent predator who should be confined in a secure facility for appropriate treatment pursuant to the civil commitment process of the SVPA.
The complaint alleges that the Department of Mental Health breached its "mandatory" duties under the SVPA to conduct a "full evaluation" of Pitre, including a duty to evaluate Pitre by two qualified professionals who are either psychiatrists or psychologists. Instead, according to the complaint, Pitre was given a less stringent review that did not comply with the statutory scheme. We shall discuss in greater detail the complaint's allegations about the department's alleged violations of the SVPA post.
Four days after Pitre was released from prison, he raped and murdered plaintiff's 15-year-old sister Alyssa Gomez. The complaint alleges that had Pitre "not been unlawfully released, Alyssa would be alive today."
The complaint sets forth causes of action for (1) breach of mandatory duty under Government Code section 815.6, (2) negligence and negligence per se, and (3) writ of mandate under Code of Civil Procedure section 1085. Plaintiff prays for compensatory and punitive damages, a writ of mandate compelling defendants to comply with the requirements of the SVPA, and declaratory and injunctive relief.
Defendants demurred to the complaint and each cause of action in that pleading on the ground that the complaint fails to state facts sufficient to constitute a cause of action. In an order dated April 15, 2013, the superior court overruled the demurrer.
Defendants filed a timely petition for writ of mandate in this court. We issued an order to show cause on the petition and received additional briefing from both sides.
Defendants seek a writ of mandate directing the trial court to sustain their demurrer without leave to amend. Before discussing the merits of defendants' arguments, we first determine whether defendants may pursue a writ instead of waiting to appeal a judgment.
A writ of mandate is not available unless there is no "plain, speedy, and adequate remedy, in the ordinary course of law." (Code Civ. Proc., § 1086.) A trial court's order overruling a demurrer is nonappealable and is ordinarily reviewed, if at all, on appeal of a judgment. (Code Civ. Proc., § 904.1; Big Valley Band of Pomo Indians v. Superior Court (2005) 133 Cal.App.4th 1185, 1189 [35 Cal.Rptr.3d 357] (Big Valley).) "Writ review of demurrer rulings is rarely granted unless a significant issue of law is raised or resolution of the issue would result in a final disposition as to the petitioner." (Big Valley, at p. 1189.)
We are more likely to consider issuing an extraordinary writ when the defense of sovereign immunity is raised because this defense is "effectively lost if an immune party is forced to stand trial or face the other burdens of litigation." (Big Valley, supra, 133 Cal.App.4th at p. 1189; accord, County of Sacramento v. Superior Court (1972) 8 Cal.3d 479, 481 [105 Cal.Rptr. 374, 503 P.2d 1382] [An extraordinary writ is an appropriate remedy when the defense of sovereign immunity under Government Code section 845.8 is raised because this defense "should be speedily determined."].) We conclude that if defendants prevail on the merits of their petition, a writ of mandate is
Where, as here, a writ petition challenges an order overruling a demurrer, we apply the ordinary standards of demurrer review. (City of Stockton v. Superior Court (2007) 42 Cal.4th 730, 747 [68 Cal.Rptr.3d 295, 171 P.3d 20].) We review an order sustaining a general demurrer de novo to determine whether the pleading alleges facts sufficient to state a cause of action. (SC Manufactured Homes, Inc. v. Liebert (2008) 162 Cal.App.4th 68, 82 [76 Cal.Rptr.3d 73].)
"Regardless of the label attached to the cause of action, we examine the complaint's factual allegations to determine whether they state a cause of action on any available legal theory." (Doe v. Doe 1 (2012) 208 Cal.App.4th 1185, 1188 [146 Cal.Rptr.3d 215].) We also examine the exhibits attached to the complaint and, to the extent facts appearing in the exhibits contradict those alleged, the facts in the exhibits take precedence. (Kim v. Westmoore Partners, Inc. (2011) 201 Cal.App.4th 267, 282 [133 Cal.Rptr.3d 774].)
We assume the truth of the factual allegations in the complaint, liberally construed, as well as facts that can be reasonably inferred from those expressly pleaded. (Glen Oaks Estates Homeowners Assn. v. Re/Max Premier Properties, Inc. (2012) 203 Cal.App.4th 913, 919 [137 Cal.Rptr.3d 865]; Maxton, supra, 203 Cal.App.4th at p. 87.) We do not, however, accept as true plaintiff's contentions, deductions or conclusions of law. (Maxton, at p. 87.)
Before discussing whether the trial court should have overruled defendants' demurrer, we first need to put the allegations in the complaint in context by reviewing the SVPA. The purposes of the SVPA are to protect the public from a select group of extremely dangerous offenders known as "sexually violent predators" and to provide mental health treatment for those people. (People v. Carroll (2007) 158 Cal.App.4th 503, 510 [69 Cal.Rptr.3d 816]; Hubbart v. Superior Court (1999) 19 Cal.4th 1138, 1143-1144 [81 Cal.Rptr.2d 492, 969 P.2d 584] (Hubbart).) A "sexually violent predator" is defined as "a person who has been convicted of a sexually violent offense against one or more victims and who has a diagnosed mental disorder that makes the person a danger to the health and safety of others in that it is likely that he or she will engage in sexually violent criminal behavior." (§ 6600, subd. (a)(1).)
The first stage is a determination by the Director of Corrections, before the inmate is released from prison, that the inmate "may be a sexually violent predator." (Former § 6601, subd. (a)(1).)
The second stage is a screening of the inmate by prison authorities. Once the Director of Corrections refers the inmate for an evaluation, "[t]he person shall be screened by the Department of Corrections and the Board of Prison Terms[
The third stage is a "full evaluation" by the Department of Mental Health, the primary defendant in this case. (Former § 6601, subd. (b); see Hubbart, supra, 19 Cal.4th at p. 1145.) As we shall discuss post, this is the portion of the statutory scheme plaintiff contends defendants failed to comply with.
In conducting an evaluation, the Department of Mental Health is bound by certain statutory requirements. The evaluation shall be "in accordance with a standardized assessment protocol" developed by the department.
The statute also provides for a tie-breaking mechanism when one of the mental health professionals evaluating the inmate determines that a reference to the county's designated counsel is required and the other does not. If that occurs, "the Director of Mental Health shall arrange for further examination of the person by two independent professionals...."
The fourth and final stage is a civil commitment action in superior court. The county's board of supervisors is required to designate either the district attorney or county counsel to pursue such actions. (Former § 6601, subd. (i).)
The first step in a civil commitment action is for the superior court to hold a hearing to determine whether there is "probable cause" to believe that the person named in the petition is likely to engage in sexually violent predatory criminal behavior upon release. (Former § 6602, subd. (a); Hubbart, supra, 19 Cal.4th at p. 1146.) If the court determines there is probable cause, it must hold a trial on the petition. (Former § 6602, subd. (a).)
"At trial, the alleged predator is entitled to `the assistance of counsel, the right to retain experts or professional persons to perform an examination on his or her behalf, and have access to all relevant medical and psychological records and reports.' (§ 6603, subd. (a).)" (Hubbart, supra, 19 Cal.4th at p. 1147.) Both the petitioner and the alleged predator have a right to demand a jury trial. (Former § 6603, subds. (a) & (b); Hubbart, at p. 1147.) A person subject to the SVPA cannot be civilly committed unless the trier of fact determines "beyond a reasonable doubt" that the person is a sexually violent predator. (Former § 6604.)
Having reviewed the relevant provisions of the SVPA, we now turn to plaintiff's specific allegations regarding defendants' purported violations of the statutory scheme. The complaint does not expressly allege the Director of Corrections made a determination that Pitre "may be a sexually violent predator." It also does not clearly allege whether the Department of Corrections
The complaint makes both general allegations regarding the Department of Mental Health's compliance with the SVPA, as well as specific allegations regarding Pitre. In general, the complaint alleges, the department first conducts a "Level I" screening to determine whether an inmate is a sexually
The complaint alleges that Level II screenings, now known as "Memorandum of Understanding" (MOU) screenings,
Based on the Level II/MOU screening, the psychologist may close the case or refer the matter for a "Level III" evaluation. A Level III evaluation is allegedly a "full evaluation" performed by two practicing psychologists or psychiatrists.
The complaint alleges that Level II/MOU screenings are conducted pursuant to a Department of Mental Health policy implemented to save costs. This "intermediate level of review" is allegedly not authorized by the SVPA. The complaint further states: "Currently, the vast majority of potential [sexually violent predators] are released after this intermediate MOU screening, without ever having a full evaluation as mandated under § 6601."
As to Pitre, the complaint alleges that the Department of Mental Health "permitted Pitre to be released into the community without being personally evaluated by even one psychiatrist or psychologist." Instead, according to the complaint, Pitre merely underwent a "paper screening" conducted by one psychologist.
The complaint additionally alleges that had the Department of Mental Health conducted a full evaluation of Pitre, two qualified mental health professionals would have found that he was a sexually violent predator, the Department of Mental Health would have referred the matter to the district
We now address defendants' arguments regarding the alleged insufficiency of the complaint. Government Code section 845.8 provides: "Neither a public entity nor a public employee is liable for: [¶] (a) Any injury resulting from determining whether to parole or release a prisoner or from determining the terms and conditions of his parole or release or from determining whether to revoke his parole or release." Defendants contend they are immune from plaintiff's suit under Government Code section 845.8, subdivision (a). We disagree.
This distinction is found in two statutes. Government Code section 815.6 provides: "Where a public entity is under a mandatory duty imposed by an enactment that is designed to protect against the risk of a particular kind of injury, the public entity is liable for an injury of that kind proximately caused
In Johnson, our Supreme Court rejected a mechanical, literal analysis of whether an act is "discretionary" in favor of greater reliance on policy considerations relevant to the purposes of granting immunity to public entities and employees. (Johnson, supra, 69 Cal.2d at p. 789.) The court held that when government officials engage in basic policy decisions involving planning they should be afforded immunity, but such immunity should not extend to operational, ministerial levels of decision-making. (Id. at pp. 793-794.). In subsequent cases, the California Supreme Court preserved this distinction between policy and operational judgments. (Caldwell v. Montoya (1995) 10 Cal.4th 972, 981-982 [42 Cal.Rptr.2d 842, 897 P.2d 1320] [citing cases preserving distinction].)
Defendants' reliance on Fleming v. State of California (1995) 34 Cal.App.4th 1378 [41 Cal.Rptr.2d 63] (Fleming) and Brenneman v. State of California (1989) 208 Cal.App.3d 812 [256 Cal.Rptr. 363] (Brenneman) is also misplaced. Contrary to defendants' contention, neither case held that Government Code section 845.8, subdivision (a) provides immunity to public entities and employees for breach of mandatory duties. Instead, both cases held that the defendants did not owe a mandatory duty to the plaintiffs. (Fleming, at pp. 1383-1384; Brenneman, at p. 817.) As we explain in the next part of this opinion, defendants allegedly breached a mandatory duty in this case. Fleming and Brenneman therefore do not support defendants' argument.
Defendants next contend they had no mandatory duties under SVPA. We review whether an enactment creates a mandatory duty de novo because it is a question of law. (Haggis v. City of Los Angeles (2000) 22 Cal.4th 490, 499 [93 Cal.Rptr.2d 327, 993 P.2d 983] (Haggis).)
Although the use of the term "shall" or other obligatory language in a statute may be indicative of its mandatory nature, it is not dispositive. (County of Los Angeles v. Superior Court (2012) 209 Cal.App.4th 543, 549 [147 Cal.Rptr.3d 33]
Here, the complaint alleges that defendants had a mandatory duty under the SVPA, specifically under former section 6601, to conduct a "full evaluation" of inmates referred to them by prison authorities. The complaint further alleges that the SVPA imposes a mandatory duty on defendants to designate two psychologists or two psychiatrists, or one of each, to conduct the evaluation, as well as a mandatory duty to arrange for an in-person interview of the inmate.
Although the SVPA does not define "full evaluation," it does provide a few very specific directives to the Department of Mental Health. The statute expressly requires the department to conduct its evaluation in accordance with a standardized assessment protocol it develops. (Former § 6601, subd. (c).) It further provides that the protocol "shall require assessment of diagnosable mental disorders, as well as various factors known to be associated with the risk of reoffense among sex offenders," including the inmate's "criminal and psychosexual history, type, degree, and duration of sexual deviance, and severity of mental disorder."
By not comprehensively defining the term "full evaluation," the SVPA grants the Department of Mental Health a considerable amount of discretion in conducting such evaluations. At the same time, the statute expressly mandates that a full evaluation include certain, particular requirements.
Likewise, we reject plaintiff's claim that defendants were under a mandatory duty to conduct an in-person evaluation. Nothing in the SVPA specifically requires such an evaluation. Whether defendants conduct an in-person evaluation is a basic policy decision within their sound discretion. Defendants therefore did not breach a mandatory duty by allegedly conducting a "paper" evaluation instead of an in-person evaluation.
Plaintiff correctly notes that in 2008 the Legislature found the SVPA requires "clinical" evaluations. She argues that clinical evaluations necessarily involve direct observation of the offender.
Defendants argue that because the initial decision by the Director of Corrections to determine whether an inmate may be a sexually violent
The complaint alleges that the Department of Mental Health and its director did not perform this mandatory duty in the course of evaluating Pitre. Assuming, as we must, that this factual allegation is true, the complaint sufficiently alleges that defendants breached a mandatory duty under the SVPA.
As we explained ante, the complaint sufficiently alleges that defendants breached a mandatory duty, namely their duty under the SVPA to designate two mental health professionals to evaluate a potential sexually violent predator. This duty is one of the procedural safeguards incorporated in the SVPA designed to protect an inmate from unmeritorious civil commitment proceedings. (People v. Scott (2002) 100 Cal.App.4th 1060, 1063 [123 Cal.Rptr.2d 253]; Preciado, supra, 87 Cal.App.4th at p. 1130; In re Wright (2005) 128 Cal.App.4th 663, 672 [27 Cal.Rptr.3d 281].) In light of the overriding purpose of the SVPA to protect potential victims of sexually
This leads us to the issue of proximate cause. Whether a defendant's breach of a mandatory duty is the proximate, legal cause of the plaintiff's injuries for purposes of a Government Code section 815.6 claim is a question of law for the court. (Walt Rankin & Associates, Inc. v. City of Murrieta (2000) 84 Cal.App.4th 605, 626 [101 Cal.Rptr.2d 48].) Proximate cause "`"`"is that cause which, in natural and continuous sequence, unbroken by any efficient intervening cause, produced the injury [or damage complained of] and without which such result would not have occurred."'"'" (Ibid.)
In Whitcombe v. County of Yolo (1977) 73 Cal.App.3d 698 [141 Cal.Rptr. 189] (Whitcombe), the plaintiffs were physically assaulted by a probationer who had been diagnosed by psychiatrists with severe mental disorders. (Id. at pp. 702-703.) The plaintiffs sued the county pursuant to Government Code section 815.6 for allegedly breaching its statutory and mandatory duties of investigating and reporting the probationer's probation violations to the trial court. (73 Cal.App.3d at p. 703.) The Court of Appeal, however, stated that even if the county had satisfied its obligations, the trial court could have, in its discretion, declined to revoke the probationer's probation. (Id. at p. 708.) "Thus," the court concluded, "the requirement of section 815.6 that the injury be proximately caused by the failure to discharge the duty, is not satisfied." (Ibid.)
In State of California v. Superior Court (1984) 150 Cal.App.3d 848 [197 Cal.Rptr. 914] (Perry), the plaintiffs alleged that they were defrauded by a person licensed by the Department of Real Estate. (Id. at p. 852.) Before the plaintiffs were defrauded, the licensee had allegedly defrauded a third party, Robinson, who filed a complaint against the licensee with the department. (Ibid.) The plaintiffs pursued a Government Code section 815.6 cause of action against the Commissioner of the Department of Real Estate (commissioner) on the grounds that he breached his statutory and mandatory duty to investigate Robinson's complaint and, as a proximate result, plaintiffs sustained injuries. (150 Cal.App.3d at pp. 852, 854.)
The Court of Appeal held that the commissioner's breach of his mandatory duty to investigate could not "be a lawful proximate cause of plaintiffs' injuries." (Perry, supra, 150 Cal.App.3d at p. 860.) In reaching its decision, the court emphasized that although the commissioner was required to investigate the matter, he had the discretionary power to determine whether to
In Fleming, the plaintiffs' deceased was murdered by a parolee, Frank Atwood. (Fleming, supra, 34 Cal.App.4th at p. 1381.) The plaintiffs filed a Government Code section 815.6 suit against the State of California and its parole officer (the defendants) on the grounds that the defendants allegedly breached their mandatory and statutory duty to arrest Atwood. (Fleming, at p. 1381.) The Court of Appeal, however, held that the defendants' alleged breach was not the proximate cause of plaintiffs' injuries. The court stated: "[T]he failure to arrest Atwood was not in itself a cause of the injury, since arrest without a period of incarceration would not necessarily have prevented the crime. Incarceration, however, would have involved procedural steps involving the exercise of discretion and thus have broken the causal chain." (Id. at p. 1384, italics added.)
Whitcombe, Perry and Fleming constitute a line of authority on the issue of proximate causation. Perry cites Whitcombe, and Fleming cites Perry. (Perry, supra, 150 Cal.App.3d at p. 857; Fleming, supra, 34 Cal.App.4th at p. 1384.) All three cases were decided at the pleadings stage. (Fleming, at p. 1381; Perry, at pp. 851-852; Whitcombe, supra, 73 Cal.App.3d at p. 702.)
The Whitcombe, Perry andFleming courts each held that the causal link between the defendant's alleged breach of a mandatory duty and the plaintiff's injuries was broken for the same reason. In each case, the defendant's breach could not have caused the plaintiff's injuries unless the defendant or a third party exercised its discretion to take additional action. In all three cases, the courts held that this intervening step broke the chain of causation.
Under Whitcombe, Perry and Fleming, the distance between defendants' alleged breach of a mandatory duty and plaintiff's injuries is too far to support a Government Code section 815.6 action. We hold that defendants' alleged breach of their mandatory duty to designate two mental health professionals to evaluate Pitre did not proximately cause plaintiff's injuries within the meaning of Government Code section 815.6.
Plaintiff cites Landeros v. Flood (1976) 17 Cal.3d 399 [131 Cal.Rptr. 69, 551 P.2d 389] (Landeros) and Alejo, supra, 75 Cal.App.4th 1180 in support of her arguments regarding proximate causation. In Landeros, the court examined whether the criminal act of a child abuser constituted an intervening act breaking the chain of causation. (Landeros, at p. 411.) This is not an issue here because defendants do not contend that Pitre's crime was an intervening act. The Landeros decision did not discuss the proximate cause issues raised here and by Whitcombe, Perry and Fleming. Landeros therefore is distinguishable from this case.
In Alejo, the plaintiff alleged that a police officer failed to comply with his mandatory duty to investigate and report a suspected instance of child abuse to a child protective agency. The court held that the plaintiff was entitled to prove by expert testimony that a reasonably prudent social worker would have responded to a report by the officer in a way that would have prevented plaintiff's injuries. (Alejo, supra, 75 Cal.App.4th at p. 1192.) Alejo is factually distinguishable from this case because it involved a different statutory scheme than the SVPA. Additionally, although Alejo was decided after the Whitcombe line of cases, it did not mention them. To the extent that there is a conflict between Alejo and the Whitcombe line of cases, we decline to follow Alejo.
Plaintiff's third cause of action is for a writ of mandate requiring defendants to comply with their mandatory duties under the SVPA. As we have explained, the complaint alleges facts indicating that defendants are not complying with at least one mandatory duty, namely their duty to designate two mental health professionals to conduct a full evaluation of inmates referred to them by the Department of Corrections.
This raises the issue of whether plaintiff has standing to pursue her writ of mandate cause of action even though she did not sustain damages proximately caused by defendants' alleged breach of a mandatory duty under the
"An exception to this general rule of standing exists where the mandamus petition seeks to enforce a public duty and raises a question of public right." (Consolidated Irrigation, supra, 204 Cal.App.4th at p. 202.) Under this "`public right/public duty'" exception, a citizen has standing to procure the enforcement of a public duty without having any legal or special interest in the result. (Green v. Obledo (1981) 29 Cal.3d 126, 145 [172 Cal.Rptr. 206, 624 P.2d 256] (Green); Brown, supra, 198 Cal.App.4th at p. 13.) The public right/public duty exception "promotes the policy of guaranteeing citizens the opportunity to ensure that no governmental body impairs or defeats the purpose of legislation establishing a public right." (Green, at p. 144.)
Even if the plaintiff fits within the four corners of the public right/public duty exception, he or she may not proceed with a mandate petition "as a matter of right." (Save the Plastic Bag, supra, 52 Cal.4th at p. 170, fn. 5.) "`Judicial recognition of citizen standing is an exception to, rather than repudiation of, the usual requirement of a beneficial interest. The policy underlying the exception may be outweighed by competing considerations of a more urgent nature.'"
Here, plaintiff does not have a beneficial interest in a writ of mandate because as a matter of law, defendants' alleged breach of their mandatory duty did not proximately cause plaintiff's alleged damages.
Because we conclude that the complaint fails to state sufficient facts to establish the element of proximate causation for plaintiff's first two causes of action, we direct the trial court to sustain defendants' demurrer to those causes of action. When a general demurrer is sustained, "the plaintiff must be given leave to amend his or her complaint when there is a reasonable possibility that the defect can be cured by amendment." (Maxton, supra, 203 Cal.App.4th at p. 95.) "`The burden of proving such reasonable possibility is squarely on the plaintiff.'" (Ibid.)
"`To satisfy that burden on appeal, a plaintiff "must show in what manner he can amend his complaint and how that amendment will change the legal effect of his pleading." [Citation.] The assertion of an abstract right to amend does not satisfy this burden.' [Citation.] The plaintiff must clearly and specifically state `the legal basis for amendment, i.e., the elements of the cause of action,' as well as the `factual allegations that sufficiently state all required elements of that cause of action.'" (Maxton, supra, 203 Cal.App.4th at p. 95.)
Here, plaintiff did not satisfy her burden of showing the first two causes of action in the complaint can be cured by amendment. The trial court therefore is directed to sustain defendants' demurrer to those causes of action without leave to amend.
Let a writ of mandate issue directing the superior court to (1) vacate the order dated April 15, 2013, and (2) enter a new order sustaining defendants' demurrer to the first and second causes of action of the second amended
Klein, P. J., and Aldrich, J., concurred.