This appeal is of a trial court judgment granting a class certification. For the reasons that follow, we vacate the trial court judgment and remand for further proceedings.
The City of New Orleans (the "City") is the owner of a building known as the "City Hall Annex" (the "Annex"), located at 2400 Canal Street, in New Orleans, Louisiana.
By way of an amending petition filed on April 6, 2001, plaintiffs added Pan Am as a defendant to this suit, alleging that the chemicals stored at the Annex were placed there by Pan Am and that the storage of the chemicals "created an unreasonably dangerous condition for subsequent occupants of" the Annex. After the trial court granted a dilatory exception of vagueness filed by Pan Am, plaintiffs amended their petition to clarify that Pan Am was the former owner of the Annex and that Pan Am used the chemicals to clean its printing presses. Plaintiffs further alleged that Pan Am stored the chemicals in containers not intended for long term use, a result of which was the "leakage, spillage and/or diffusion of chemical vapors," which contaminated the building. According to plaintiffs, the contamination of the building persisted until the chemicals were removed in December, 1999, although the building remained contaminated thereafter.
Plaintiffs filed a Third Amended Petition on June 22, 2005 to add Poydras Square, Inc., and New Orleans Centre Associates, a Louisiana partnership in commendam (collectively referred to as "Poydras Square"), as defendants. In this third petition, plaintiffs alleged that Poydras Square owned the property after Pan Am and that, while Poydras Square did not buy the chemicals stored at the Annex, it allowed the chemicals to remain on the property during the period of its ownership, failed to dispose of them or engage in clean-up measures, and failed to warn of the dangers associated with the chemicals.
Over the next nine years, the parties filed various pleadings, including cross-claims, motions for summary judgment and various other motions. Then, for four days in September and October, 2015, the trial court held a hearing on the issue of class certification. By judgment dated June 30, 2016, the trial court granted plaintiffs' request for class certification. It is from this judgment that the City, Pan Am and NID Corporation (the successor in interest to Poydras Square) timely appealed.
The City, Pan Am and NID (collectively sometimes referred to herein as "defendants")
Because we find that the trial court's June 30, 2016 judgment fails to designate the class, the judgment lacks the decretal language necessary to render the judgment a final and appealable judgment. We therefore vacate the judgment and remand this matter to the trial court for further proceedings.
Before an appellate court may consider the merits of an appeal, it has a "duty to determine sua sponte whether subject matter jurisdiction exists, even when the parties do not raise the issue." In re Med. Review Panel of Hurst, 16-0934, p. 1 (La. App. 4 Cir. 5/3/17), 220 So.3d 121, 2017 WL 1719051, quoting Moon v. City of New Orleans, 15-1092, 15-1093, p. 5 (La. App. 4 Cir. 3/16/16), 190 So.3d 422, 425. As this Court recently explained:
Urquhart v. Spencer, 15-1354, p. 3 (La. App. 4 Cir. 12/1/16), 204 So.3d 1074, 1077. The judgment must identify, inter alia, "the relief that is granted or denied." Id., quoting Mid City Holdings, 14-0506 at p. 3, 151 So.3d at 910. Likewise, as the Court noted in Urquhart, "`[t]he specific relief granted should be determinable from the judgment without reference to an extrinsic source such as pleadings or reasons for judgment.'" Id., 15-1354, pp. 3-4, 204 So.3d at 1077 (quoting Input/Output Marine, 10-477, p. 13, 52 So.3d at 916).
A review of cases involving class actions clearly demonstrates that a trial court is to specifically define the class. See, e.g., Baker v. PHC-Minden, L.P., 14-2243 (La. 5/5/15), 167 So.3d 528, 535 (where the trial court set forth in great detail the class definition, including sub-classes); Claborne v. Hous. Auth. of New Orleans, 14-1050, p. 17 (La. App. 4 Cir. 4/15/15), 165 So.3d 268, 283, writ denied, 15-0946 (La. 9/11/15), 176 So.3d 1039 (where the trial court rejected the class definition suggested by the plaintiffs and set forth its own specific definition of the class and this Court affirmed, finding the class to be "clearly and objectively defined"); Smith
In the instant matter, the trial court judgment merely states as follows:
There is nothing in the judgment that defines the class and accordingly, the judgment fails to meet the requirement that it be precise, definite or certain. Likewise, there is no manner by which to determine how the class is defined without looking at extrinsic sources.
We note, too, that our well-settled jurisprudence indicates that a trial court's "written reasons for judgment form no part of the judgment, and that appellate courts review judgments, not reasons for judgment." Wooley v. Lucksinger, 09-0571, p. 77 (La. 4/1/11), 61 So.3d 507, 572, quoting Bellard v. American Cent. Ins. Co., 07-1335 p. 25 (La. 4/18/08), 980 So.2d 654, 671; Greater New Orleans Expressway Commission v. Olivier, 02-2795 p. 3 (La. 11/18/03), 860 So.2d 22, 24. Even if we were to rely on the trial court's reasons for judgment in this case, we would find no express or specific class definition. In those reasons, the trial court notes what the plaintiffs sought, stating as follows:
While the trial court makes no comment after the first statement setting forth what the plaintiffs were seeking, directly after the second statement, the trial court indicates that "[t]his Court finds that Plaintiffs have satisfied the element of numerosity." The trial court likewise found that the plaintiffs "satisfied the element of typicality and adequacy of representation." However, the trial court never actually sets forth how the class is to be defined. Nor does the trial court distinguish whether the class consists of "workers
Accordingly, even if we were to consider the trial court's reasons for judgment, they do not set forth a precise definition of the class, which is essential in a class action proceeding. La. C.C.P. art 591 A(5) specifically calls for a "class [which] is or may be defined objectively in terms of ascertainable criteria, such that the court may determine the constituency of the class for purposes of the conclusiveness of any judgment that may be rendered in the case." The requirement of a precise class definition is not a mere formality and cannot be overlooked given that "[t]he purpose of [its] requirement is to ensure that the class is not amorphous, indeterminate, or vague, so that any potential class members can readily determine if he/she is a member of the class." Chalona v. Louisiana Citizens Prop. Ins. Corp., 08-0257, p. 9 (La. App. 4 Cir. 6/11/08), 3 So.3d 494, 502. The class definition is also directed at serving another purpose of the class action-to "`adjudicate and obtain res judicata effect on all common issues applicable not only to the class representatives who bring the action, but to all others who are similarly situated.'" Chiarella v. Sprint Spectrum LP, 04-1433, p. 16 (La. App. 4 Cir. 11/17/05), 921 So.2d 106, 118, citing Ford v. Murphy Oil U.S.A., Inc., 96-2913, p. 4 (La. 9/9/97), 703 So.2d 542, 544; Banks v. New York Life Insurance Co., 98-0551, p. 2 (La. 12/7/98), 722 So.2d 990; Andry v. Murphy Oil, U.S.A., Inc., 97-0793, p. 3 (La. App. 4 Cir. 4/1/98), 710 So.2d 1126, 1129.
Thus, where the class is not definitively and specifically identified by the trial court, the objectives of the class action proceeding cannot be met. Absent a clear class action definition by the trial court, a judgment cannot be reviewed on appeal. We therefore vacate the trial court judgment and remand for further proceedings.