TUCHER, J. —
California law provides that the death penalty shall be inflicted by either lethal gas or by "an intravenous injection of a substance or substances in a lethal quantity sufficient to cause death, by standards established under the direction of the Department of Corrections and Rehabilitation." (Pen. Code, § 3604, subd. (a).)
Mitchell Sims and Michael Morales, who have been sentenced to death, and the American Civil Liberties Union of Northern California (collectively, plaintiffs) brought this petition for writ of mandate and complaint for declaratory and injunctive relief under the California Constitution against Scott Kernan, as Secretary of the Department of Corrections and Rehabilitation (CDCR, or the Department), and the Department (collectively, defendants), alleging that section 3604 violates the separation of powers provision of the California Constitution (Cal. Const., art. III, § 3) because it leaves to the Department "fundamental policy questions" regarding "the pain, speed, reliability, and secrecy of the execution process."
The petition alleges that the death penalty and the manner in which it is carried out are a matter of intense public interest. A number of botched executions across the country have shown that choices in the design of the execution protocol—such as the choice of drugs, their combination, their source, or the number of attempts that could be made to gain access to a vein—could affect the risk and level of pain during an execution, the speed with which death occurs, and the reliability of the execution. And, according to the petition, there may be tradeoffs among those choices: Decisions to minimize pain may increase the duration of an execution or decrease its reliability. Moreover, choices made in designing the execution process reflect judgments about the level of secrecy considered acceptable. The petition alleges section 3604 "delegates to CDCR unbridled discretion to develop protocols for executing inmates by lethal injection and lethal gas, and absolves the Legislature of its constitutional duty to address fundamental policy questions and provide guidance to CDCR in implementing the death penalty," and that it "does not address the pain, speed, reliability, or transparency considered acceptable or desirable in an execution protocol, or provide CDCR with any guidance on how to resolve the policy priorities to the extent they conflict."
The petition also alleges that in the past, CDCR's execution protocols consistently elevated administrative convenience over transparency or the risk of pain, and that courts have struck down those protocols in whole or in part five times. CDCR's current protocol, petitioners allege, shows a priority for administrative convenience over other policy goals and reflects "inconsistent, ambiguous, and conflicting choices on fundamental policy issues involving pain, speed, reliability, and transparency." For instance, the Department
Petitioners seek a declaration that section 3604 violates the separation of powers clause of the California Constitution and that any protocols issued under it are invalid, and a writ of mandate and injunction prohibiting defendant from developing, issuing, or implementing an execution protocol under the current statute.
Defendants demurred to the petition on the grounds that it was barred by res judicata because Sims and Morales had previously challenged the Department's actions in developing or implementing execution standards; that writ relief was inappropriate because the Department had a duty under section 3604 to develop a protocol for lethal injection; that there was no improper delegation of legislative authority; and that there was no cause of action under a theory of taxpayer standing (Code Civ. Proc., § 526a). The trial court sustained the demurrer without leave to amend on the sole ground that section 3604 is not an unconstitutional delegation of the legislative responsibility to make fundamental policy decisions.
Plaintiffs contend section 3604 violates the principle of separation of powers because it delegates fundamental policy decisions to the CDCR and because the Legislature did not provide sufficient safeguards and guidance. Section 3604, subdivision (a) provides: "The punishment of death shall be inflicted by the administration of a lethal gas or by an intravenous injection of a substance or substances in a lethal quantity sufficient to cause death, by standards established under the direction of the Department of Corrections and Rehabilitation." Condemned persons may elect to be executed by either lethal gas or lethal injection, and if the person does not make a choice, lethal injection will be used. (§ 3604, subd. (b).)
Our standard of review is well settled. "`When reviewing an order sustaining a demurrer without leave to amend, this court must treat the
This case hinges on the meaning of "fundamental policy issues." Plaintiffs argue the Legislature delegated to the Department several fundamental policy issues that the Legislature itself should have decided regarding execution by lethal injection: "To what extent should an execution protocol seek to cause death painlessly, effectuate a swift execution, ensure a reliable process, or minimize secrecy?" The Department, on the other hand, contends that the Legislature did decide the fundamental policy issues when it established the death penalty, set the crimes for which the death penalty should be imposed (§ 190.2) and selected lethal gas or lethal injection as the methods of execution, and that it could properly leave to the Department the protocol for carrying out those methods of execution.
A review of the case law persuades us that the Department has the better of the argument. In Clean Air Constituency v. California State Air Resources Bd.
Our high court again considered delegation of powers in Agricultural Labor Relations Bd. v. Superior Court (1976) 16 Cal.3d 392, 419 [128 Cal.Rptr. 183, 546 P.2d 687] (Agricultural Labor Relations Bd.). The Legislature had enacted the Alatorre-Zenovich-Dunlap-Berman Agricultural Labor Relations Act of 1975 (Lab. Code, § 1140 et seq.) declaring the right of agricultural employees to form unions and engage in collective bargaining. (Agricultural Labor Relations Bd., at p. 398.) The Agricultural Labor Relations Board was vested with power to prevent any person from engaging in unfair labor practices, and to make rules and regulations that are necessary to carry out the provisions of the act. (Id. at pp. 399-400.) One regulation the board adopted granted to farm labor organizers a "qualified right of access" to growers' premises. (Id. at p. 400.) The court concluded the regulation did not violate Clean Air Constituency's rule against unconstitutional delegations of power: The Legislature made the "`fundamental policy determination'"
This is true even if the subsidiary decisions involve controverted policies, as these surely do. Salmon Trollers Marketing Assn. v. Fullerton (1981) 124 Cal.App.3d 291, 302 [177 Cal.Rptr. 362] considered the Legislature's delegation to the Department of Fish and Game of authority to formulate fishery management plans and adopt regulations in order to conform state law to a federal fishery management plan. (Id. at p. 296 & fn. 2.) The director of the department filed emergency regulations closing the salmon season in response
The petition on its face suggests reasons the Legislature could have deemed it appropriate to delegate to the Department authority to make decisions affecting pain, speed, and reliability in carrying out the death penalty: It may be difficult to obtain certain drugs from manufacturers, and the CDCR's regulations allow the warden of San Quentin State Prison discretion to choose from alternative chemical options because of the "`shifting availability of chemicals.'" (See Glossip v. Gross (2015) 576 U.S. ___, ___ [192 L.Ed.2d 761, 135 S.Ct. 2726, 2733-2735] [states have been forced to alter execution protocols when manufacturers refused to supply certain drugs].) The petition also contains vivid descriptions of botched executions around the country; the Legislature could conclude the Department was in the best position to apply any lessons learned from other executions in developing appropriate protocols.
This conclusion is bolstered by the fact that the Legislature made multiple other policy decisions regarding imposition and execution of the death penalty. Those include requiring separate phases of trial for death penalty cases (§ 190.1); establishing procedures for cases alleging special circumstances (§ 190.4); setting out factors to consider in determining whether the penalty in such cases should be death or life without parole (§ 190.3); establishing the place of imprisonment and execution of inmates sentenced to death (§§ 3600, 3601, 3602, 3603); allowing the inmate to make a new choice between lethal gas and lethal injection if the execution does not take place on the scheduled date (§ 3604, subd. (c)); enumerating the witnesses who may be present at the execution, including the Attorney General, members of the family of the victim, 12 reputable citizens selected by the warden, and, at the inmate's request, two ministers, up to five relatives or
Section 3604 originally established the administration of lethal gas as the method of execution in California. (Stats. 1941, ch. 106, § 15, pp. 1083, 1117.) It was amended in 1992 to provide for lethal injection as an alternate method, leaving lethal gas as the default if the inmate did not make an election between the two methods. (Stats. 1992, ch. 558, § 2, p. 2075.) In 1996, in response to a Ninth Circuit Court of Appeal ruling that execution by lethal gas constituted cruel and unusual punishment in violation of the Eighth Amendment to the United States Constitution (Fierro v. Gomez (9th Cir. 1996) 77 F.3d 301, vacated in light of amended § 3604 sub nom. Gomez v. Fierro (1996) 519 U.S. 918 [136 L.Ed.2d 204, 117 S.Ct. 285]), the Legislature again amended section 3604 and made lethal injection the default method of execution. (Stats. 1996, ch. 84, § 1, p. 397.) The legislative history, of which we take judicial notice, makes clear that the purpose of the 1996 amendment was to bring the law into conformity with federal constitutional requirements in light of Fierro v. Gomez. (Sen. Rules Com., Off. of Sen. Floor Analyses, 3d reading analysis of Assem. Bill No. 2082 (1995-1996 Reg. Sess.) as introduced; Assem. Com. on Public Safety, Analysis of Assem. Bill No. 2082 (1995-1996 Reg. Sess.) as introduced.)
Our conclusion is in line with those of almost all other states that have considered a similar delegation of authority. Plaintiffs draw our attention to the Arkansas case of Hobbs v. Jones (2012) 2012 Ark. 293 [412 S.W.3d 844, 852-855], which held that a statute that delegated to the director of the Arkansas Department of Correction the choice of chemicals and the policies and procedures to be used in lethal injection violated the doctrine of separation of powers because it did not give reasonable guidelines for the exercise of that discretion. However, Hobbs v. Jones has been described as an "outlier" (Zink v. Lombardi (W.D.Mo., Nov. 16, 2012, No. 2:12-CV-4209-NKL) 2012 U.S.Dist. Lexis 191818, *29-*30), and multiple other courts have found similar provisions satisfied constitutional standards. (See id. at pp. *32-*33 [Missouri Legislature established general policy to conduct execution by lethal gas or injection and agency could reasonably fill in details regarding protocol and method of execution as drugs become less available or new drugs enter market]; Cook v. State (2012) 230 Ariz. 185 [281 P.3d 1053, 1055-1056] [statute directing Arizona Department of Corrections to supervise infliction of death penalty by injection with lethal substances provides definite policy and rule of action to guide department; 8th Amend. also guides and limits department's discretion]; State v. Ellis (2011) 281 Neb. 571 [799 N.W.2d 267, 289] ["by specifying the purpose of the statute, the punishment to be imposed, and generally identifying the means, a legislature has declared a policy and fixed a primary standard, permitting delegation of details that the legislature cannot practically or efficiently perform itself."]; accord, Sims v. State (Fla. 2000) 754 So.2d 657, 668-670; State v. Osborn (1981) 102 Idaho 405 [631 P.2d 187, 201]; Ex Parte Granviel (Tex.Crim.App. 1978) 561 S.W.2d 503, 514-515.) Here too, we conclude the delegation of authority does not violate the doctrine of separation of powers.
The trial court properly sustained the demurrer without leave to amend on the ground plaintiffs have not alleged an improper delegation of authority to the Department. Because we reach the same conclusion, we need not reach the Department's alternate contention that the action is barred by principles of res judicata.
The judgment is affirmed.
Pollak, P. J., and Lee, J.,