Dale A. Drozd, UNITED STATES DISTRICT JUDGE.
This matter came before the court on December 6, 2016, for hearing of defendants' motions to dismiss pursuant to Rule 12(b)(6) of the Federal Rules of Civil Procedure. (Doc. Nos. 76, 78.) Attorney Michael Haddad appeared on behalf of plaintiff Lucy Atayde, successor in interest of decedent Richard Michael Ramirez. Deputy Attorney General Krista Dunzweiler appeared on behalf of defendants Napa State Hospital ("NSH"), Dolly Matteucci, and Dana White (the "state defendants"). Attorney Jerome Varanini appeared on behalf of defendant Merced County. Attorney Jemma Saunders appeared on behalf of California Forensic Medical Group Inc. ("CFMG"), Taylor Fithian, Deborah Mandujano, Corina Denning, Sean Ryan, Tom Cavallero, Jason Goins, and Heather Goode (the "county defendants"). Following oral argument, defendants' motions were taken under submission. For the reasons stated below, the court will grant in part and denies in part defendants' motions to dismiss.
On January 5, 2016, plaintiff Lucy Atayde, the mother of decedent Richard Michael Ramirez, filed suit in the U.S. District Court for the Northern District of California against defendants. (Doc. No. 1.) On March 21, 2016, the case was transferred to this district. (Doc. No. 40.) On September 16, 2016, this court granted the state defendants' motion to dismiss and granted in part the county defendants' motion to dismiss. (Doc. No. 63.)
This action now proceeds on plaintiff's First Amended Complaint ("FAC"), filed October 7, 2016. (Doc. No. 68.) In her FAC, plaintiff raises claims against two major groups of defendants, those affiliated with the Napa State Hospital ("state defendants"), and those affiliated with the Merced County jail ("county defendants"). (Doc. No. 68.) Plaintiff alleges seven causes of action: (i) claims under 42 U.S.C.
In her FAC, plaintiff alleges the following facts. On December 15, 2014, decedent — a twenty seven year-old man suffering from severe psychosis — committed suicide while in the custody of the Merced County Sheriff's Department. (Doc. No. 68 at 29, ¶ 102.) Decedent committed suicide after being held in pre-trial detention for nearly four months. (Id.) The following events led to decedent's suicide.
Decedent was arrested and booked into Merced County Jail on August 23, 2014. (Id. at 10, ¶ 26.) On August 29, 2014, the Merced County Superior Court suspended the criminal proceedings against decedent due to concerns that he was not mentally competent to stand trial and referred him to Dr. Phillip Hamm, Ph.D., for an evaluation pursuant to California Penal Code § 1368. (Id. at 10, ¶ 28.)
Decedent exhibited signs of mental illness while held at Merced County jail, reportedly hearing voices and experiencing major mood changes. (Id. at 11-13, ¶¶ 34-38.) On two separate occasions in early September of 2014, decedent was placed in safety cells because of his behavior. (Id. at 13-14, ¶¶ 39-44.) After each of these instances, decedent was released without the initiation of a treatment plan or other follow-up action. (Id.) Decedent was given only two telepsychiatric consultations while incarcerated at the Merced County jail. (Id. at 12-13, ¶ 38.) On September 5, 2014, defendant Heather Goode, M.D., met with decedent and wrote him a prescription for an antipsychotic medication. (Id. at 12-13, ¶ 38.) However, defendant Goode did not draft a treatment plan or diagnose decedent as suffering from psychosis. (Id.) On September 15, 2014, defendant Cora Denning, R.N., conducted a separate assessment of decedent, and found him to have a clear and normal thought process. (Id. at 14-15, ¶ 48.) Decedent was scheduled for another consultation on September 22, 2014, but this appointment was canceled due to a scheduling conflict and was never rescheduled. (Id. at 15, ¶ 49.)
Decedent refused to take his prescribed medications during his time at the jail. (Id. at 16, ¶ 56.) In response to his refusal, county employees and agents merely signed release of liability forms on decedent's behalf. (Id. at 16, ¶ 56.) Decedent never signed these release forms himself. (Id.)
On September 22, 2014, Dr. Hamm issued his court-ordered report on decedent. (Id. at 15-16, ¶¶ 51-53.) The report stated that decedent likely suffered from Psychotic Disorder NOS (not otherwise specified) and was not able to understand the nature and purpose of the proceedings against him. (Id.) On September 26, 2014, Merced County Superior Court adopted Dr. Hamm's report and declared decedent incompetent to stand trial. (Id. at 15-17, ¶¶ 51-60.) The court also ordered a placement
During the period of time leading up to the report hearing, decedent engaged in a series of self-harming behaviors. (Id. at 18-21, ¶¶ 61-76.) On September 27, 2014, while housed in segregated lockdown, decedent began to strike the walls and door of his cell, causing his hand to swell and bruise. (Id. at 18, ¶ 61.) On September 29, 2014, decedent attempted to commit suicide by hanging himself with a t-shirt. (Id. at 18, ¶ 64.) On October 5, 2014, decedent again attempted suicide by choking himself with his own hands. (Id. at 19, ¶ 70.) In response to each suicide attempt, decedent was placed in a safety cell — generally for a period of two days — and given an updated prescription. (Id. at 19-20, ¶¶ 67, 69, 73, 75.) However, decedent continued to refuse his medications, and county staff continued to fail to develop a treatment plan. (Id. at 16-21, ¶¶ 56, 63, 69, 75-76.)
On October 24, 2014, the Merced County Superior Court ordered decedent to be committed to the trial competency program at defendant NSH, or another appropriate facility, pursuant to California Penal Code § 1370. (Id. at 22, ¶ 79.) In its order, the court specifically noted that if decedent's mental disorder "is not treated with antipsychotic medication, it is probable that serious harm to the physical or mental health of the patient will result." (Id.) Both county and state defendants were given notice of this order. (Id.)
NSH completed a pre-admission evaluation of decedent and approved him for admission. (Id. at 20, ¶ 74.) On October 9, 2014, defendant White, a nurse employed by defendant NSH, wrote a letter stating that decedent would be admitted upon receipt of seven specific court documents. (Id.) Defendant NSH received these documents before October 31, 2014. (Id. at 24, ¶ 86.) However, decedent was never transferred to NSH. (Id. at 20, 24-26, ¶¶ 74, 86.) Plaintiff alleges that decedent was not transferred either because the state defendants actively denied decedent's admission to NSH, or because the county defendants failed to transport and deliver decedent to NSH as ordered. (Id.)
Between October and December of 2014, decedent continued to engage in self-harming behavior. He was placed in a safety cell on three separate occasions during this period — on November 28, 2014, December 5, 2014, and December 14, 2014 — and each time was released after a period of observation. (Id. at 26-29, ¶¶ 91, 94, 101.) On December 15, 2014, after being placed in a segregated cell, decedent committed suicide by hanging himself. (Id. at 29, ¶ 102.)
Defendants Merced County, Cavallero, and Goins filed a motion to dismiss plaintiff's FAC on October 21, 2016. (Doc. No. 76.) State defendants filed a separate motion to dismiss on the same date. (Doc. No. 78.) On November 22, 2016, plaintiff filed oppositions to defendants' motions to dismiss, one of which was amended on November 30, 2016. (Doc. Nos. 80, 81, 84.) County defendants filed their reply on November 26, 2016, and state defendants filed their reply on November 30, 2016. (Doc. Nos. 82, 83.)
The purpose of a motion to dismiss brought pursuant to Rule 12(b)(6) is to test the legal sufficiency of the complaint. N. Star Int'l v. Ariz. Corp. Comm'n, 720 F.2d 578, 581 (9th Cir. 1983). "Dismissal can be based on the lack of a cognizable legal theory or the absence of sufficient facts alleged under a cognizable legal theory." Balistreri v. Pacifica Police Dep't, 901 F.2d 696, 699 (9th Cir. 1990). A claim for relief must contain "a short and plain statement of the claim showing that the pleader is entitled to relief." Fed. R. Civ.
In determining whether a complaint states a claim on which relief may be granted, the court accepts as true the allegations in the complaint and construes the allegations in the light most favorable to the plaintiff. Hishon v. King & Spalding, 467 U.S. 69, 73, 104 S.Ct. 2229, 81 L.Ed.2d 59 (1984); Love v. United States, 915 F.2d 1242, 1245 (9th Cir. 1989). It is inappropriate to assume that the plaintiff "can prove facts which it has not alleged or that the defendants have violated the ... laws in ways that have not been alleged." Associated Gen. Contractors of Cal., Inc. v. Cal. State Council of Carpenters, 459 U.S. 519, 526, 103 S.Ct. 897, 74 L.Ed.2d 723 (1983).
In their motions to dismiss, both the state and county defendants argue that plaintiff's FAC does not cure the defects of the original complaint, and should be dismissed for the same reasons the court previously articulated in its September 16, 2016 order. (See Doc. No. 63.) Defendants collectively make four arguments: (i) plaintiff's § 1983 claims are inadequately pled with respect to both the state and county defendants; (ii) plaintiff's § 1983 claim for municipal liability against Merced County fails under federal pleading standards; (iii) plaintiff's ADA and RA claims fail because the FAC does not allege that defendants discriminated against decedent on the basis of disability; and (iv) plaintiff's claims against the state defendants under California Government Code §§ 845.6 and 815 fail because decedent was not in custody of NSH at the time of his death, and because the state defendants are immune from suit under state law and the Eleventh Amendment. (Doc. Nos. 76, 78.)
The court considers each of defendants' arguments in turn below.
Both state and county defendants first move to dismiss plaintiff's § 1983 claims for violation of the Fourteenth Amendment, arguing that the factual allegations of plaintiff's FAC are insufficient to state a claim for a violation of the decedent's constitutional rights, and are inadequate to support claims against defendants White, Matteucci, or Goins.
The Civil Rights Act under which this action was filed provides as follows:
42 U.S.C. § 1983. To make out a valid claim under § 1983, a plaintiff must allege and eventually prove that: (i) the conduct complained of was committed by a person acting under color of state law; (ii) this conduct deprived a person of constitutional rights; and (iii) there is an actual connection or link between the actions of the defendants and the deprivation allegedly suffered by decedent. See Parratt v. Taylor, 451 U.S. 527, 535, 101 S.Ct. 1908, 68 L.Ed.2d 420 (1981); Monell v. Dep't of
Supervisory personnel are generally not liable under § 1983 for the actions of their employees under a theory of respondeat superior and, therefore, when a named defendant holds a supervisorial position, the causal link between him or her and the claimed constitutional violation must be specifically alleged. See Fayle v. Stapley, 607 F.2d 858, 862 (9th Cir. 1979); Mosher v. Saalfeld, 589 F.2d 438, 441 (9th Cir. 1978). Vague and conclusory allegations concerning the involvement of official personnel in civil rights violations are not sufficient. See Ivey v. Board of Regents, 673 F.2d 266, 268 (9th Cir. 1982).
Defendants argue that plaintiff has not adequately pled a § 1983 claim based on deliberate indifference against either the state or county defendants. (Doc. No. 78-1 at 17-18.)
The Fourteenth Amendment provides that "[n]o State shall ... deprive any person of life, liberty, or property, without due process of law." U.S. Const. amend. 14 § 1. Fourteenth Amendment protections cover a procedural as well as a substantive sphere, such that they bar certain government actions regardless of the fairness of the procedures used to implement them. Cty. of Sacramento v. Lewis, 523 U.S. 833, 840, 118 S.Ct. 1708, 140 L.Ed.2d 1043 (1998). Here, because Mr. Ramirez was a pretrial detainee at the time of the alleged incidents, his right to be free from cruel and unusual punishment is derived from the due process clause of the Fourteenth Amendment rather than the Eighth Amendment. See Bell v. Wolfish, 441 U.S. 520, 535, 99 S.Ct. 1861, 60 L.Ed.2d 447 (1979); Castro v. County of Los Angeles, 833 F.3d 1060, 1067-68 (9th Cir. 2016), cert. denied sub nom. Los Angeles County, Cal. v. Castro, ___ U.S. ___, 137 S.Ct. 831, 197 L.Ed.2d 69 (2017). The duty to protect detainees from suicide is grounded in the substantive liberty interest to adequate medical care.
Plaintiffs may claim deliberate indifference under the Fourteenth Amendment
The state defendants move to dismiss plaintiff's § 1983 claims against defendants White and Matteucci for deliberate indifference in the provision of medical care in violation of decedent's Fourteenth Amendment rights. (Doc. No. 78-1 at 15-21.) They assert three arguments in this regard. (Id.) First, they argue that defendants White and Matteucci cannot be held liable for their omissions when they were not subject to a duty to transfer decedent from county jail to NSH. (Id. at 15-16.) Second, defendants argue that plaintiff's § 1983 deliberate indifference claim against defendants White and Matteucci is inadequately pled. (Id. at 16-19.) Finally, defendants contend that plaintiff's § 1983 claim against defendants White and Matteucci is barred by qualified immunity. (Doc. No. 78 at 15-18, 20-21.)
In her opposition, plaintiff argues that defendants White and Matteucci were under a duty to carry out decedent's transfer; that the deliberate indifference claim is adequately alleged under federal pleading standards; and that qualified immunity does not preclude suit against state defendants. (Doc. No. 84 at 16-17.)
The court first considers whether defendants White and Matteucci had a duty to effect decedent's transfer from county jail to NSH, such that they may be held liable under § 1983 for their omissions in this regard.
Plaintiff alleges in the FAC that the failure of defendants White and Matteucci to act resulted in violation of decedent's substantive due process right to adequate medical care. (Doc. No. 68 at 32-38, ¶¶ 115-134.) Specifically, plaintiff alleges that defendants were aware of the court order of October 24, 2014 committing decedent to NSH, and failed to heed requests by Merced County officials for decedent's admission to NSH for treatment. (Id. at 4, 25, 30, 33, ¶¶ 5 n.1, 86-87, 109, 117.)
As stated above, it is well-established that a person can only be held liable under § 1983 for subjecting another to the deprivation of a constitutional right "if he does an affirmative act, participates in another's affirmative acts or omits to perform an act which he is legally required to do that causes the deprivation of which complaint is made." Johnson, 588 F.2d at 743. Plaintiff here brings § 1983 claims against the state defendants based on their omissions or failure to act. As such, plaintiff may only proceed with her claims if defendants White and Matteucci were subject to a duty of care that ran to decedent, and failed to perform in keeping with that duty.
In general, the Ninth Circuit has stated that the duty to protect substantive due process rights attaches when a state "takes a person into its custody and holds him there against his will." DeShaney v. Winnebago Cty. Dep't of Soc. Servs., 489 U.S. 189, 198-202, 109 S.Ct. 998, 103 L.Ed.2d 249 (1989); see also Patel v. Kent School Dist., 648 F.3d 965, 971 (9th Cir. 2011) ("The types of custody triggering [this duty] are `incarceration, institutionalization, or other similar restraint of personal
There is no clear guidance as to whether detainees committed by court order to an external treatment facility, but not yet transferred, can bring § 1983 deliberate indifference claims against employees of the treatment facility.
California Penal Code § 1370 requires that, upon a finding of mental incompetency, the state court "shall commit the patient to the State Department of State Hospitals." § 1370(a)(5). The statute specifies that the state court "shall order that the mentally incompetent defendant be delivered by the sheriff to a state hospital." § 1370(a)(1)(B). However, the statute also imposes responsibilities onto the state hospital to which the incompetent defendant is being committed. Under § 1370(a)(3), the state court is required to provide copies of certain documents pertaining to the detainee to the Department of State Hospitals, including copies of the detainee's commitment order and any existing psychiatric examinations or evaluation reports. See § 1370(a)(3). The statute requires the state hospital's medical director to make a written report regarding the detainee's progress toward recovery within ninety days of commitment. See § 1370(b)(1) (requiring thereafter that the state hospital medical director submit similar written reports to the court at six-month intervals). Together, these requirements establish that treatment facilities have certain custodial duties under the Fourteenth Amendment with respect to these detainees, which attach at the time the state court commitment order is issued. This court thus concludes that defendants White and Matteucci owed a duty of care to decedent for Fourteenth Amendment purposes, and are properly subject to suit under § 1983 for failing to take steps to effect decedent's transfer to NSH. See Johnson, 588 F.2d at 743 (explaining that a person "subjects" another to the deprivation of a constitutional right under § 1983 "if he [or she] ... omits to perform an act which he [or she] is legally required to do that causes the deprivation of which complaint is made").
In their motion to dismiss, the state defendants also argue that plaintiff has not adequately alleged the elements of a deliberate indifference claim against defendants White and Matteucci. Defendants do not dispute that plaintiff has sufficiently alleged that defendants White and Matteucci made an intentional decision with respect to the conditions under which decedent was confined; or that those conditions put decedent at substantial risk of suffering serious harm. Rather, defendants appear to argue that plaintiff has not adequately alleged the final two elements of a Fourteenth Amendment deliberate indifference claim — whether defendants took reasonable available measures to abate risks to decedent, and whether failure to take those measures caused decedent's injuries.
Defendants' arguments concerning the adequacy of plaintiff's allegations with respect to the § 1983 claims against defendant Matteucci present a closer question. The allegations of the FAC concerning defendant Matteucci's involvement in the admissions process with respect to the decedent are not as detailed as those relating to defendant White. However, the FAC does allege that defendant Matteucci was the Executive Director and highest policymaking official of NSH, responsible for supervising NSH employees and, most importantly, for ensuring "compliance with Court orders requiring placement of patients at NSH." (Doc. No. 68 at 4, ¶ 5.) The FAC also generally alleges that defendant Matteucci, and other defendants, knew of decedent's serious medical condition and his urgent need for medical/mental health care, and was aware of the state court order requiring that decedent be admitted to NSH and warning that failure to treat his condition would result in further harm or death, yet failed or refused to allow his admission to NSH despite having the power to do so. (Id. at 25, 30, 33 ¶¶ 86a, 109, 117-19.)
For these reasons, the state defendants' motion to dismiss plaintiff's § 1983 claim against defendant Matteucci will also be denied.
The state defendants additionally argue that defendants White and Matteucci are entitled to qualified immunity from plaintiff's § 1983 deliberate indifference claims. (Doc. No. 78-1 at 20-21.)
Government officials enjoy qualified immunity from civil damages unless their conduct violates clearly established statutory or constitutional rights. See Jeffers v. Gomez, 267 F.3d 895, 910 (9th Cir. 2001) (quoting Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S.Ct. 2727, 73 L.Ed.2d 396 (1982)). When determining whether qualified immunity applies, the central questions for the court are: (i) whether the facts alleged, taken in the light most favorable to the plaintiff, demonstrate that the defendants' conduct violated a statutory or constitutional right; and (ii) whether the right at issue was "clearly established." Saucier v. Katz, 533 U.S. 194, 201, 121 S.Ct. 2151, 150 L.Ed.2d
"A government official's conduct violate[s] clearly established law when, at the time of the challenged conduct, `[t]he contours of [a] right [are] sufficiently clear' that every `reasonable official would have understood that what he is doing violates that right.'" Ashcroft v. al-Kidd, 563 U.S. 731, 741, 131 S.Ct. 2074, 179 L.Ed.2d 1149 ((2011) (quoting Anderson v. Creighton, 483 U.S. 635, 640, 107 S.Ct. 3034, 97 L.Ed.2d 523 (1987)). In this regard, "existing precedent must have placed the statutory or constitutional question beyond debate." Id.; see also Clement v. Gomez, 298 F.3d 898, 906 (9th Cir. 2002) (quoting Saucier, 533 U.S. at 202, 121 S.Ct. 2151). The inquiry must be undertaken in light of the specific context of the particular case. Saucier, 533 U.S. at 201, 121 S.Ct. 2151.
Plaintiffs bear the burden of proving the existence of a "clearly established" right at the time of the allegedly impermissible conduct. Maraziti v. First Interstate Bank, 953 F.2d 520, 523 (9th Cir. 1992). If this burden is met by plaintiff, then defendants bear the burden of establishing that their actions were reasonable, even if they might have violated federally-protected rights. See Doe v. Petaluma City Sch. Dist., 54 F.3d 1447, 1450 (9th Cir. 1995). "[R]egardless of whether the constitutional violation occurred, the [officials] should prevail if the right asserted by the plaintiff was not `clearly established' or the [officials] could have reasonably believed that [their] particular conduct was lawful." Romero v. Kitsap Cty., 931 F.2d 624, 627 (9th Cir. 1991).
As noted above, on motion to dismiss, the court must accept as true allegations in the complaint, and construe these allegations in the light most favorable to plaintiff. See Hishon, 467 U.S. at 73, 104 S.Ct. 2229; Love, 915 F.2d at 1245. Here, plaintiff alleges that defendants White and Matteucci delayed addressing decedent's serious medical needs in violation of his Fourteenth Amendment rights. Decedent's right to be free from violations of this constitutional right was well-established by 2014, the time of the alleged constitutional violation in this case. See Clement v. Gomez, 298 F.3d 898, 906 (9th Cir. 2002) (finding that "the general law regarding the medical treatment of prisoners was clearly established," and "it was also clearly established that [prison staff] could not intentionally deny or delay access to medical care").
Accordingly, defendants' motion to dismiss plaintiff's § 1983 claims against defendants White and Matteucci on qualified immunity grounds will be denied.
In their motion to dismiss, the county defendants argue that plaintiff's § 1983 claims for direct and supervisory liability against defendant Goins are insufficiently pled, because the FAC fails to allege specific acts or omissions carried out by defendant Goins. (Doc. No. 76-1 at 1-3.)
As discussed above, "a defendant may be held liable as a supervisor under § 1983 `if there exists either (1) his or her personal involvement in the constitutional deprivation, or (2) a sufficient causal connection between the supervisor's wrongful conduct and the constitutional violation.'" Starr, 652 F.3d at 1207 (quoting Hansen v. Black, 885 F.2d 642, 646 (9th Cir. 1989)).
In the FAC, plaintiff alleges that defendant Goins was a Lieutenant and Commander in charge of the jail where decedent was being held, and was a policy-making official with authority delegated from the county sheriff. (Doc. No. 68 at 7,
(Id. at 35, ¶ 127.)
The court finds that these allegations are sufficient to state a claim under § 1983 for deliberate indifference. Defendants do not dispute that defendant Goins, an employee of the county jail where defendant was being held, had a duty to prevent his suicide. See Clouthier, 591 F.3d at 1242 ("[T]he `deliberate indifference' standard applies to claims that correction facility officials failed to address the medical needs of pretrial detainees."); Bock v. County of Sutter, No. 2:11-cv-00536-MCE-GGH, 2012 WL 3778953, at *8 (E.D. Cal. Aug. 31, 2012) (finding that plaintiff adequately alleged a § 1983 deliberate indifference claim against defendant county jail officers who failed to timely transfer decedent from the jail to the state hospital). Plaintiff has also pled facts supporting the inference that defendant Goins, by failing to provide the necessary paperwork for decedent's admission to NSH, did not take reasonable available measures to abate the risk of serious harm faced by decedent. (Doc. No. 68 at 25, ¶ 86.) The county defendants correctly note that supervisory defendants are not subject to § 1983 liability under a theory of respondeat superior. See Crowley v. Bannister, 734 F.3d 967, 977 (9th Cir. 2013) ("Under Section 1983, supervisory officials are not liable for actions of subordinates on any theory of vicarious liability.") (internal quotations omitted). However, plaintiff has pled facts in the FAC that, if proven, would establish defendant Goins had direct involvement in the failure to transfer decedent. Therefore, the court finds that plaintiff has stated a cognizable § 1983 claim for deliberate indifference against defendant Goins. See Starr, 652 F.3d at 1207; Hansen, 885 F.2d at 646.
Accordingly, the county defendants' motion to dismiss this claim will be denied.
The county defendants argue that plaintiff's Monell claims should be dismissed, because plaintiff has not sufficiently alleged that defendant Cavallero ratified the unconstitutional conduct of his subordinates. (Doc. No. 76-1 at 4-5.)
Municipalities and local government units may be sued under § 1983 for constitutional rights violations. Monell, 436 U.S. at 690, 98 S.Ct. 2018 (stating that "[mu]nicipalities and other local government units ... [are] among those persons to whom § 1983 applies"). However, a municipal entity or its departments is liable under § 1983 only if a plaintiff can show
Here, the FAC alleges that defendant Cavallero was employed by defendant Merced County as a sheriff, and was the final policy-making official for the Merced County jail. (Doc. No. 68 at 7, ¶ 14.) The FAC also alleges that defendant Cavallero was notified of the state court order committing decedent to NSH, and nonetheless approved his subordinates' decision not to timely transfer decedent to NSH or to another state hospital as required by the court's order. (Id. at 37, ¶¶ 132-134.) Additionally, defendant Cavallero allegedly failed to provide to NSH the paperwork necessary for decedent's hospital admission. (Id. at 25-26, ¶¶ 86-87.) The FAC asserts that defendant's acts were the proximate cause of decedent's injuries. (Id. at 37, ¶ 130.)
Based on these allegations, the court concludes that plaintiff has stated a cognizable claim for Monell liability premised on ratification. Plaintiff has alleged that defendant Cavallero was a final policymaker for Merced County. See Gillette, 979 F.2d at 1346-7 ("Municipal liability does not attach, however, unless `the decisionmaker possesses final authority to establish municipal policy with respect to the action ordered.'") (citing Pembaur v. City of Cincinnati, 475 U.S. 469, 483 n.12, 106 S.Ct. 1292, 89 L.Ed.2d 452 (1986)). Plaintiff has also alleged that defendant Cavallero engaged in affirmative conduct that prevented decedent from being transferred from the county jail to NSH, both by personally withholding documents required for decedent's admission, and by approving his subordinates' failure to heed the court order of commitment. See Christie v. Iopa, 176 F.3d 1231, 1239 (9th Cir. 1999) (explaining that ratification requires "knowledge of the alleged constitutional violation"); Gillette, 979 F.2d at 1342 ("[A] single decision by a municipal policymaker may be sufficient to trigger section 1983 liability under Monell ... [if there is] evidence of a conscious, affirmative choice."); Neuroth v. Mendocino Cty., No. 15-cv-03226-NJV, 2016 WL 379806, at *5 (N.D. Cal. Jan. 29, 2016) (finding that plaintiff had adequately pled a claim against Mendocino County for Monell liability premised on ratification by alleging that defendant Deputy Sheriff "ratif[ied]... deliberate indifference to the serious medical/psychiatric needs of inmates."); cf. Weisbuch v. County of Los Angeles, 119 F.3d 778, 781 (9th Cir. 1997) (observing that a policymaker's mere refusal to overrule a subordinate's completed act does not constitute approval); Franson v. City and Cty. of Honolulu, No. 16-00096 DKW-KSC, 2016 WL 4007549, at *7 (D. Haw. July 26, 2016) (dismissing plaintiff's ratification claim because "the allegations in the Complaint contain no facts demonstrating
Accordingly, the county defendants' motion to dismiss plaintiff's Monell claim will be denied.
The state defendants also move to dismiss plaintiff's § 1983 claims based on the alleged failure to provide decedent with timely restorative treatment in violation of the Fourteenth Amendment, arguing plaintiff's FAC does not allege sufficient facts to support this claim.
"Incapacitated criminal defendants have liberty interests in freedom from incarceration and in restorative treatment." Mink, 322 F.3d at 1121; see generally Bell, 441 U.S. at 535, 99 S.Ct. 1861 ("[U]nder the Due Process Clause, a detainee may not be punished prior to an adjudication of guilt in accordance with due process of law"). In particular, such persons "must be provided with mental health treatment that gives them a realistic opportunity to be cured or improve the mental condition for which they were confined." Sharp v. Weston, 233 F.3d 1166, 1172 (9th Cir. 2000) (citations omitted). In determining whether the failure to provide timely restorative treatment constitutes a violation of the Fourteenth Amendment, courts must balance the detainee's liberty interests in restorative treatment against the legitimate interests of the state. Mink, 322 F.3d at 1121 (citing Youngberg, 457 U.S. at 321, 102 S.Ct. 2452); see also Clouthier, 591 F.3d at 1243; Cunningham v. Kramer, 178 F.Supp.3d 999, 1007-08 (E.D. Cal. 2016).
The state defendants argue that plaintiff has not adequately pled a substantive due process claim for failure to provide timely restorative treatment. (Doc. No. 78-1 at 17-18.) Specifically, defendants argue that the Fourteenth Amendment does not require state mental hospitals to guarantee timely transfer of pretrial detainees by the county jail in which they are held, because the transfer of these detainees is the responsibility of county officials. (Id.) Further, defendants contend that plaintiff has not pled facts supporting the inference that state defendants actively denied decedent admission to NSH. (Id.)
In the FAC, plaintiff alleges that decedent was medically evaluated on September 2014 pursuant to state court order and was determined to be suffering from psychosis. (Doc. No. 68 at 15-16, ¶¶ 51-53.) The state court's October 2014 commitment order specifically warned "it is probable that serious harm to the physical or mental health of the patient will result" in the absence of proper medical treatment for decedent. (Id. at 22, ¶ 79.) Plaintiff alleges that the state defendants were aware of this order but nonetheless failed to admit plaintiff to NSH for restorative treatment. (Id. at 25, 30-31, 33, ¶¶ 86a, 109, 117-119.) In particular, plaintiff alleges that defendant White was the NSH nurse responsible for screening patients for admission to NSH, was aware of and responsible for the processing decedent's particular admission into the hospital, and failed to take the required steps necessary for processing his admission to the hospital. (Id. at 4, 20 33, ¶¶ 5 n.1, 74, 117-18.) Plaintiff alleges that defendant Matteucci was responsible for compliance with court orders requiring placement of patients at NSH and had knowledge of decedent's condition, need for treatment and the court order of commitment. (Id. at 4, 30, 33, ¶¶ 5, 109, 117-18.)
The court finds plaintiff's allegations sufficient to state a cognizable Fourteenth Amendment due process claim against defendants White and Matteucci. Contrary to defendants' assertions, the Ninth Circuit has held that a treatment facility can violate
Here, plaintiff has alleged that defendant White had responsibility for screening decedent into NSH and had knowledge of decedent's particular, urgent situation. Plaintiff also alleges that defendant Matteucci was responsible for compliance with court orders requiring placement of patients at NSH and had knowledge of decedent's court order of commitment. The FAC asserts that defendants White and Matteucci "actively denied admission of [decedent] to NSH for restorative treatment," causing decedent to be detained in county jail for an extended period of time. (Id. at 25, ¶ 86.); see generally Twombly, 550 U.S. at 570, 127 S.Ct. 1955 (2007) (emphasizing that Federal Civil procedure Rule 8 does not require detailed factual allegations). The length of decedent's detention following the issuance of the court order of commitment — two months — is comparable to the length of detention in other cases where Fourteenth Amendment violations have been identified. See Mink, 322 F.3d at 1105 (finding that due process rights of pre-trial detainees were violated when they were incarcerated in county jails for an average of one month while awaiting transfer to a state hospital); see also Disability Law Center, 180 F.Supp.3d at 1012 (denying defendants' motion to dismiss claims against the State of Utah based on the detention of detainees declared incompetent and waiting four to six months for transfer to a hospital).
Therefore, the court concludes that plaintiff has adequately pled her § 1983 claim against state defendants White and
The state defendants also move to dismiss plaintiff's ADA and RA claims against NSH, Merced County, and CFMG, arguing that the allegations of plaintiff's FAC fail to state a cognizable claim under federal pleading standards.
Title II of the ADA requires public entities to refrain from both discriminating against qualified individuals with a disability, and from excluding such individuals from benefiting from or participating in a public program because of their disability. 42 U.S.C. § 12132. The ADA also requires public entities to make reasonable accommodation to disabled individuals. Section 504 of the RA extends these protections to "any program or activity receiving Federal financial assistance." 29 U.S.C. § 794; see also Zukle v. Regents of the Univ. of California, 166 F.3d 1041, 1045 (9th Cir. 1999) (observing that Title II of the ADA was expressly modeled after § 504 of the RA, and that there is "no significant difference in analysis of the rights and obligations created by the ADA and the [RA]").
"To establish a violation of Title II of the ADA, a plaintiff must show that (1) [he] is a qualified individual with a disability; (2) [he] was excluded from participation in or otherwise discriminated against with regard to a public entity's services, programs, or activities; and (3) such exclusion or discrimination was by reason of [his] disability." Lovell v. Chandler, 303 F.3d 1039, 1052 (9th Cir. 2002). "To establish a violation of § 504 of the RA, a plaintiff must show that (1) [he] is handicapped within the meaning of the RA; (2) [he] is otherwise qualified for the benefit or services sought; (3) [he] was denied the benefit or services solely by reason of [his] handicap; and (4) the program providing the benefit or services receives federal financial assistance." Id.
Both the ADA and the RA apply in the context of correctional facilities, and prohibit disabled inmates from being excluded from participation in inmate services, programs, or activities, including medical programs. See Pierce v. County of Orange, 526 F.3d 1190, 1214 (9th Cir. 2008) (explaining that the ADA and RA apply in the context of correctional facilities); see also Pennsylvania Dep't of Corr. v. Yeskey, 524 U.S. 206, 210, 118 S.Ct. 1952, 141 L.Ed.2d 215 (1998) (explaining that the phrase "services, programs, or activities" as used in 42 U.S.C. § 12132 includes medical programs in prison). A plaintiff can allege disability discrimination in the provision of inmate services, programs, or activities under the ADA or the RA by pleading either (i) discrimination based on disparate treatment or impact, or (ii) denial of reasonable modifications or accommodations.
To plead disparate treatment under the ADA or RA, a plaintiff must allege that other non-disabled individuals without plaintiff's disability were treated more favorably. See McGary, 386 F.3d at 1265-66 (distinguishing between disparate treatment, disparate impact, and reasonable accommodation claims under the ADA). To plead disparate impact, a plaintiff must allege that a facially neutral policy has a significantly adverse or disproportionate impact on disabled persons. See Lawman v. City and County of San Francisco, 159 F.Supp.3d 1130, 1148 n.11 (N.D. Cal. 2016); see also Crowder v. Kitagawa, 81 F.3d 1480, 1484 (9th Cir. 1996) ("Congress intended to protect disabled persons from discrimination arising out of both discriminatory animus and `thoughtlessness,' `indifference,' or `benign neglect.'").
Finally, to plead a failure to accommodate under the ADA or RA, a plaintiff must allege that a public entity knew of plaintiff's disability but failed to provide reasonable accommodations. See Robertson v. Las Animas Cty. Sherriff's Dep't, 500 F.3d 1185, 1196 (9th Cir. 2007). A correctional facility's "deliberate refusal" to accommodate plaintiff's disability-related needs violates the ADA and the RA. See United States v. Georgia, 546 U.S. 151, 157, 126 S.Ct. 877, 163 L.Ed.2d 650 (2006) ("[T]he alleged deliberate refusal of prison officials to accommodate [plaintiff's] disability-related needs in such fundamentals as mobility, hygiene, medical care, and virtually all other prison programs constituted [an ADA violation]." (internal quotation omitted)); see also Pierce, 526 F.3d at 1221 ("[A]n inmate cannot be categorically excluded from a beneficial prison program."). However, inadequate or negligent medical treatment alone does not constitute an unlawful failure to accommodate under the ADA or RA. Simmons, 609 F.3d at 1022.
There is no clear guidance as to whether a plaintiff may ever state a failure to accommodate claim under the ADA or RA based on a correctional facility's failure to provide medical treatment for a disability.
Similarly, other circuit courts have declined to find cognizable ADA or RA claims where there is the alleged denial only of those services necessary for addressing a disability, and where the surrounding circumstances do not otherwise suggest a deliberate refusal to accommodate. See Grzan v. Charter Hosp., 104 F.3d 116, 121-22 (7th Cir. 1997) (finding that plaintiff did not state a valid ADA claim for denial of psychiatric treatment because "absent her handicap, she would not have been eligible for treatment in the first place"); Johnson v. Thompson, 971 F.2d 1487, 1493-94 (10th Cir. 1992) (stating that plaintiff could not make out an RA claim where he "would not need the medical treatment" in the absence of the disability); see also O'Guinn v. Nevada Dep't of Corr., 468 Fed.Appx. 651, 653 (9th Cir. 2012)
The FAC alleges that defendants NSH, Merced County, and CFMG were given notice of the court order committing decedent and warning against delays in the provision of treatment for him. (Doc. No. 68 at 22, ¶ 79.) Decedent was nonetheless allegedly detained at the Merced County jail for approximately two months after the issuance of the state court commitment order, either because the county defendants failed to transport and deliver decedent to NSH, or because the state defendants actively denied decedent's admission to NSH in a timely manner, or, perhaps, due to a combination of both. (Id. at 10, 13, 24-26, 29, 31, 33, 43 ¶¶ 26, 38, 86, 101-102, 117, 149.) The FAC also alleges that decedent was never provided mental health treatment while he was in county jail. (Id. at 16, ¶ 56.)
However, plaintiff does not clearly state in the FAC whether her ADA and RA claims are based on a theory of disparate treatment, disparate impact, or failure to accommodate. To the extent plaintiff seeks to allege disparate treatment or impact, her FAC is deficient. Plaintiff has not pled facts supporting the inference that non-disabled detainees were treated more favorably than decedent while detained in county jail, or that the defendants maintained policies with significantly adverse or disproportionate impacts on mentally ill detainees. See McGary, 386 F.3d at 1265-66; Lawman, 159 F.Supp.3d at 1148 n.11.
On the other hand, the court does find that plaintiff has adequately pled facts supporting a failure to accommodate claim under the ADA and RA. Plaintiff has alleged that all of the defendants had knowledge of decedent's disability, and were aware of the state court order mandating decedent's transfer to NSH for restorative treatment. See Robertson, 500 F.3d at 1196 (noting that "a public entity must have knowledge of the individual's disability" before they may be liable under the ADA for failure to accommodate). Plaintiff has also alleged that, as a result of defendants' failure to admit decedent to NSH, decedent was excluded from participating in NSH's mental health services and given no possibility of access to those programs. See Pierce, 526 F.3d 1190 (finding a county jail violated the ADA by failure to accommodate when it housed disabled inmates in a facility where there was "no possibility of access" to certain vocational and recreational programs). The court concludes that these allegations are sufficient to plead that decedent was excluded from participation in a public entity service or program, and that such exclusion was by reason of his disability. Cf. O'Guinn, 468 Fed.Appx. at 653 (concluding that plaintiff's allegations of inadequate medical care did not state a cognizable ADA or RA claim after finding that plaintiff did not identify any evidence demonstrating "a total lack of treatment").
Defendants' arguments to the contrary are unpersuasive. It is true, of course, that neither the ADA nor the RA provide a remedy for medical negligence alone. See Simmons, 609 F.3d at 1022 ("The ADA
Here, plaintiff does not challenge the adequacy of medical attention that decedent received while detained at the county jail. Neither does plaintiff allege that decedent was denied access only to treatment programs aimed at addressing the psychosis forming the basis of his mental disability. Cf. O'Guinn, 468 Fed.Appx. at 653 (concluding that plaintiff's allegations of inadequate medical care did not state a cognizable ADA or RA claim after finding that plaintiff did not identify any evidence demonstrating "a total lack of treatment"). Rather, plaintiff alleges that defendants' actions deprived decedent of all NSH mental health services, and that they did so despite his clear need for that treatment and in defiance of a state court order. These allegations suffice to state a failure to accommodate claim under the ADA and RA.
Accordingly, the state defendants' motion to dismiss will be denied as to these claims.
Finally, the state defendants move to dismiss plaintiff's fifth cause of action for violation of California Government Code §§ 845.6 and 815.2, arguing that it is inadequately pled. (Doc. No. 78-1 at 24-25.) Plaintiff does not contest dismissal of this fifth cause of action. (Doc. No. 84 at 32.)
Accordingly, plaintiff's fifth cause of action for violation of California Government Code §§ 845.6 and 815.2 will be dismissed without leave to amend.
For all of the reasons set forth above:
IT IS SO ORDERED.