Filed: Sep. 25, 2020
Latest Update: Sep. 25, 2020
Summary: Case: 19-2279 Document: 50 Page: 1 Filed: 09/25/2020 NOTE: This disposition is nonprecedential. United States Court of Appeals for the Federal Circuit _ WING ENTERPRISES, INC., DBA LITTLE GIANT LADDER SYSTEMS, Plaintiff-Appellant v. TRICAM INDUSTRIES, INC., Defendant-Appellee _ 2019-2279 _ Appeal from the United States District Court for the District of Minnesota in No. 0:17-cv-01769-ECT-ECW, Judge Eric C. Tostrud. _ Decided: September 25, 2020 _ MARK A. MILLER, Dorsey & Whitney LLP, Salt Lake C
Summary: Case: 19-2279 Document: 50 Page: 1 Filed: 09/25/2020 NOTE: This disposition is nonprecedential. United States Court of Appeals for the Federal Circuit _ WING ENTERPRISES, INC., DBA LITTLE GIANT LADDER SYSTEMS, Plaintiff-Appellant v. TRICAM INDUSTRIES, INC., Defendant-Appellee _ 2019-2279 _ Appeal from the United States District Court for the District of Minnesota in No. 0:17-cv-01769-ECT-ECW, Judge Eric C. Tostrud. _ Decided: September 25, 2020 _ MARK A. MILLER, Dorsey & Whitney LLP, Salt Lake Ci..
More
Case: 19-2279 Document: 50 Page: 1 Filed: 09/25/2020
NOTE: This disposition is nonprecedential.
United States Court of Appeals
for the Federal Circuit
______________________
WING ENTERPRISES, INC., DBA LITTLE GIANT
LADDER SYSTEMS,
Plaintiff-Appellant
v.
TRICAM INDUSTRIES, INC.,
Defendant-Appellee
______________________
2019-2279
______________________
Appeal from the United States District Court for the
District of Minnesota in No. 0:17-cv-01769-ECT-ECW,
Judge Eric C. Tostrud.
______________________
Decided: September 25, 2020
______________________
MARK A. MILLER, Dorsey & Whitney LLP, Salt Lake
City, UT, argued for plaintiff-appellant. Also represented
by ELLIOT HALES; TIMOTHY J. DROSKE, Minneapolis, MN.
ERIC CHADWICK, DeWitt LLP, Minneapolis, MN, ar-
gued for defendant-appellee. Also represented by ZACHARY
PAUL ARMSTRONG.
______________________
Case: 19-2279 Document: 50 Page: 2 Filed: 09/25/2020
2 WING ENTERPRISES, INC. v. TRICAM INDUSTRIES, INC.
Before PROST, Chief Judge, REYNA and TARANTO, Circuit
Judges.
PROST, Chief Judge.
The United States District Court for the District of
Minnesota granted defendant Tricam Industries, Inc.’s
(“Tricam”) motion to exclude testimony from plaintiff Wing
Enterprises, Inc.’s (“Wing”) expert and granted Tricam’s
motion for summary judgment. See Wing Enters., Inc. v.
Tricam Indus., Inc., No. 17-cv-01769,
2019 WL 2994465 (D.
Minn. July 10, 2019) (“Decision”). Wing appeals. For the
reasons below, we reverse-in-part, affirm-in-part, and re-
mand.
I
Wing, a manufacturer of multi-position ladders under
the Little Giant brand, sued Tricam, a manufacturer of
multi-position ladders under the Gorilla Ladders brand, for
false advertising under both the Lanham Act, 15 U.S.C.
§ 1125(a), and the Minnesota Deceptive Trade Practices
Act (“DTPA”), Minn. Stat. § 325D.44, as well as for patent
infringement. The parties resolved the patent-related dis-
putes, leaving only the false-advertising claims. 1
Wing’s false-advertising claims center on its allegation
that Tricam falsely advertised that its Gorilla Ladders
comply with American National Standards Institute
(“ANSI”) A14.2. ANSI A14.2 is an industry safety standard
that applies to metal multi-position ladders, such as those
in this case. Wing contends that Tricam’s ladders do not
1 The district court determined that the standards
for a false-advertising claim under the Lanham Act and the
DTPA are the same. See Decision,
2019 WL 2994465, at *2.
The parties have not challenged this determination. Like
the district court and parties, we therefore focus on caselaw
surrounding the Lanham Act.
Case: 19-2279 Document: 50 Page: 3 Filed: 09/25/2020
WING ENTERPRISES, INC. v. TRICAM INDUSTRIES, INC. 3
meet the requirements of ANSI A14.2 Section 6.7.5. This
section requires that the rung on a multi-position ladder
have a “step surface of not less than 1 inch.” Appellee’s
Br. 4 (citing J.A. 2502–03).
Wing alleged three instances of Tricam falsely adver-
tising ANSI conformance: (1) the label on the side of
Tricam’s ladders, which reads “manufacturer certifies con-
formance to OSHA ANSI A14.2 code for metal ladders,” Ap-
pellant’s Br. 18 (capitalization normalized); (2) the
statement on The Home Depot’s website, which reads
“ANSI Certified, OSHA Compliant,”
id. at 20; and (3) the
statement on Tricam’s website, which reads “ANSI A14.2;
OSHA,”
id. at 20 n.16.
To prevail on a false-advertising claim, a plaintiff
must, among other things, prove that “the deception is ma-
terial, in that it is likely to influence the purchasing deci-
sion.” United Indus. Corp. v. Clorox Co.,
140 F.3d 1175,
1180 (8th Cir. 1998). To help prove materiality, Wing com-
missioned Mr. Hal Poret to conduct two surveys. These
surveys have been called the Importance Survey and the
Labeling Survey.
The Importance Survey asked respondents to rank the
factors they consider important when purchasing a ladder.
The survey provided respondents with a list of factors,
which included “strength/duty rating,” “compliance with
industry safety standards,” “hinge lock size/style,” “feet
material/style,” and “company name.” J.A. 4891–92 (capi-
talization normalized). According to Mr. Poret, the survey
results showed that “compliance with industry safety
standards was ranked first as the most important factor by
more respondents (19%) than any other factor except for
strength/duty rating” and that a “total of 58% of respond-
ents rated compliance with industry safety standards an
important factor.” J.A. 4894 (emphasis omitted). From
these results, Mr. Poret concluded that “compliance with
industry safety standards is the type of issue that is
Case: 19-2279 Document: 50 Page: 4 Filed: 09/25/2020
4 WING ENTERPRISES, INC. v. TRICAM INDUSTRIES, INC.
important to consumers and would tend to . . . impact pur-
chase decisions.” J.A. 4894.
The Labeling Survey showed a test group the side la-
beling of a Gorilla Ladder containing the allegedly false
ANSI statement as well as a statement about OSHA com-
pliance. J.A. 4882–83. It then showed a control group “an
altered version” of the labeling in which “all references to
compliance with OSHA/ANSI standards were removed.”
J.A. 4883. The survey results showed that 69% of the test
group members indicated that they were “extremely or
very likely to purchase the ladder with the OSHA/ANSI
content present,” which “exceeded the corresponding Con-
trol Group rate (55%) by a margin of 14%.” J.A. 4893.
Based on the survey’s results, Mr. Poret concluded that the
“OSHA/ANSI content did have a significant impact on re-
ported likelihood of purchase.” J.A. 4894.
Tricam also presented survey results. Of relevance,
Tricam retained Dr. Debbie Triese “to conduct survey mar-
ket research to determine if the ANSI statement on the one
side label does, in fact, influence consumers’ purchasing of
multi-position ladders.” J.A. 3714. While Dr. Triese con-
cluded from her survey results that “only 2% of the . . . re-
spondents [in her survey] could have potentially been
influenced by the ANSI label,” J.A. 3734, as Wing points
out, the survey results also showed that 67.5% of survey
respondents “stated they had read the side label before
buying the ladder,” 42.4% of the respondents had heard of
ANSI, and 21.9% of the respondents clearly knew what
ANSI was, J.A. 3727–29, 4827–28. Dr. Triese’s expert re-
port also observed that Mr. Poret had failed to “isolate the
effect, if any, of the ANSI” statement on consumers, focus-
ing instead on the effect of an ANSI-OSHA statement or on
industry safety standards in general. J.A. 4951.
Nearly two months after the close of fact discovery and
one week after receiving Dr. Triese’s report, Wing moved
to supplement its responses to Tricam’s initial
Case: 19-2279 Document: 50 Page: 5 Filed: 09/25/2020
WING ENTERPRISES, INC. v. TRICAM INDUSTRIES, INC. 5
interrogatories. In particular, Wing wanted to supplement
its responses to interrogatories asking Wing to “‘[i]dentify
with specificity the alleged misleading or false statement(s)
made by Tricam.’” J.A. 861 (alteration in original). Wing’s
initial responses to these interrogatories did not mention
OSHA. See, e.g., J.A. 861 (“Tricam’s false statements in-
clude but are not limited to Tricam’s representation . . .
that its accused ladders are ANSI compliant.”). Wing’s
supplemental responses, however, included OSHA. See,
e.g., J.A. 862 (“‘Manufacturer certifies conformance to
OSHA ANSI A 14.2 Code for metal ladders’ . . . . [T]he
[multi-position] ladders do not comply with all aspects of
the ANSI A14.2 standard, which is the basis for Tricam as-
serting that the [multi-position] ladders are ANSI and
OSHA compliant . . . .” (capitalization normalized)). In a
detailed analysis not challenged on appeal, the magistrate
judge concluded that Wing failed to timely disclose its
OSHA-related contentions and struck Wing’s supple-
mental interrogatory responses. See J.A. 861–95. The
magistrate judge reasoned that allowing Wing to supple-
ment its interrogatory responses after the close of fact dis-
covery would prejudice Tricam because Tricam would have
to “re-litigate the case based on a new contention that the
OSHA statements were false” and incur “the consequent
delay and expense.” J.A. 893.
Shortly thereafter, Tricam moved to exclude testimony
from Mr. Poret about his surveys, arguing that the surveys
were not relevant. On the same day, Tricam also moved
for summary judgment, arguing that Wing could not meet
its burden to establish any of the five elements of a false
advertising claim.
Before it addressed Tricam’s motion to exclude testi-
mony, the district court first recounted the magistrate
judge’s order striking Wing’s supplemental interrogatory
responses. The court then discussed both of Mr. Poret’s
surveys and granted Tricam’s motion to exclude Mr. Poret’s
testimony about both surveys. In excluding testimony
Case: 19-2279 Document: 50 Page: 6 Filed: 09/25/2020
6 WING ENTERPRISES, INC. v. TRICAM INDUSTRIES, INC.
about the Importance Survey, the district court determined
that the survey results were “not relevant to the question
of whether the ANSI-conformance statement that is at is-
sue in this case is material to consumers’ purchasing deci-
sions.” Decision,
2019 WL 2994465, at *11. The district
court reasoned that “[k]nowing that industry safety stand-
ards in general are important to consumers’ purchasing de-
cisions does nothing to predict whether consumers might
be dissuaded from buying a ladder that does not meet cur-
rent ANSI standards” because Mr. Poret did not “ask about
ANSI specifically.”
Id.
In excluding testimony about the Labeling Survey, the
district court determined that the results of the survey
were not relevant because it “tested the importance of
ANSI conformance in combination with OSHA conform-
ance.”
Id. at *5 (emphasis in original). The court also ex-
cluded the Labeling Survey for two additional reasons.
First, the district court determined that jury confusion
would exist in light of Wing “not arguing that the OSHA-
conformance statement is false” yet having its survey evi-
dence premised “on the conclusion that the OSHA-
conformance statement is false.”
Id. at *11. Second, with
the magistrate judge having ruled that OSHA conformance
was never part of the case, see J.A. 861–95, the district
court determined that Tricam would be unfairly prejudiced
if the Labeling Survey was included because Tricam lacked
an opportunity to take meaningful discovery on the inter-
play between ANSI and OSHA.
After excluding testimony about either the Importance
Survey or the Labeling Survey, the district court granted
Tricam’s summary judgment motion, concluding that Wing
could not meet its burden with respect to materiality. The
court determined that the admissible evidence—testimony
from a high-level Wing executive, Tricam’s president, and
the chairman of the ANSI Labeling Committee—was too
speculative to help Wing overcome Tricam’s summary
judgment motion. The court also declined to adopt the
Case: 19-2279 Document: 50 Page: 7 Filed: 09/25/2020
WING ENTERPRISES, INC. v. TRICAM INDUSTRIES, INC. 7
“inherent quality or characteristic” test, a test that has not
been applied by the Eighth Circuit, to show materiality.
Accordingly, the district court granted Tricam’s motion for
summary judgment.
Wing timely appealed, challenging both the district
court’s exclusion of Mr. Poret’s testimony and its grant of
summary judgment. This court has jurisdiction under 28
U.S.C. § 1295(a)(1).
II
A
We review a district court’s exclusion of evidence under
the law of the regional circuit. SSL Servs., LLC v. Citrix
Sys., Inc.,
769 F.3d 1073, 1082 (Fed. Cir. 2014). The Eighth
Circuit reviews a district court’s exclusion of expert testi-
mony for abuse of discretion. Sappington v. Skyjack, Inc.,
512 F.3d 440, 448 (8th Cir. 2008).
“[A]dmissibility of expert testimony is governed by
Federal Rule of Evidence 702; under Rule 702 the trial
judge acts as a ‘gatekeeper’ screening evidence for rele-
vance and reliability.”
Id. (quoting Daubert v. Merrell Dow
Pharms., Inc.,
509 U.S. 579, 589 (1993)). “‘Rule 702 reflects
an attempt to liberalize the rules governing the admission
of expert testimony. The rule clearly is one of admissibility
rather than exclusion.’”
Id. (quoting Lauzon v. Senco
Prods., Inc.,
270 F.3d 681, 686 (8th Cir. 2001)). Accord-
ingly, an expert’s opinion should be excluded only “if it is
so fundamentally unsupported that it can offer no assis-
tance to the jury.” Wood v. Minn. Mining & Mfg. Co.,
112
F.3d 306, 309 (8th Cir. 1997) (internal quotation marks
omitted).
In applying Rule 702, the Eighth Circuit has stated
that the “evidence based on scientific, technical, or other
specialized knowledge must be useful to the finder of fact
in deciding the ultimate issue of fact. This is the basic rule
of relevancy.”
Lauzon, 270 F.3d at 686 (citation omitted).
Case: 19-2279 Document: 50 Page: 8 Filed: 09/25/2020
8 WING ENTERPRISES, INC. v. TRICAM INDUSTRIES, INC.
Further, “under Daubert and Rule 403 of the Federal Rules
of Evidence, the probative value of the expert testimony
must not be substantially outweighed by the danger of un-
fair prejudice, confusion of issues, or misleading the jury.”
United States v. Solorio-Tafolla,
324 F.3d 964, 966 (8th Cir.
2003).
B
The district court excluded Mr. Poret’s testimony about
the results of the Importance Survey because it determined
that the results were “not relevant to the key question in
this case,” which the court framed as whether “the ANSI-
conformance statement . . . is material to consumers’ pur-
chasing decisions.” Decision,
2019 WL 2994465, at *11.
Wing contends that the district court abused its discre-
tion. Specifically, Wing contends that the court improperly
narrowed the field of relevant evidence by requiring the
Importance Survey to ask specifically about ANSI conform-
ance. Wing argues that the Importance Survey clears the
low hurdle of relevance because the survey answers the
question of whether consumers consider compliance with
industry safety standards to be important.
Tricam counters that the district court did not abuse
its discretion in determining that testimony about the Im-
portance Survey would not be relevant. In support, Tricam
argues that the Importance Survey is not relevant because
the survey only asks about generic industry safety stand-
ards and not specifically about ANSI. Tricam also contends
that the Importance Survey does not show that consumers
even know that ANSI is an industry safety standard. With-
out Wing demonstrating that consumers know ANSI is an
industry safety standard, the Importance Survey cannot be
relevant, Tricam argues.
The district court’s only reason for excluding Mr. Poret
from testifying about the Importance Survey was that such
testimony would not be relevant. Evidence is relevant,
Case: 19-2279 Document: 50 Page: 9 Filed: 09/25/2020
WING ENTERPRISES, INC. v. TRICAM INDUSTRIES, INC. 9
however, if the evidence “has any tendency to make a fact
[of consequence] more or less probable than it would be
without the evidence.” Fed. R. Evid. 401. And expert tes-
timony should be admissible unless it is “so fundamentally
unsupported that it can offer no assistance to the jury.”
Wood, 112 F.3d at 309. Because Mr. Poret’s testimony con-
cerning the Importance Survey would have at least some
tendency to make a fact of consequence more probable than
it would be without the evidence, and because such testi-
mony is not so unsupported that it would offer no help to
the jury, we determine that the district court abused its
discretion in excluding Mr. Poret from testifying about the
Importance Survey.
As Wing points out, the Importance Survey suggests
that ladder consumers consider compliance with industry
safety standards to be important when making purchasing
decisions. Because ANSI is unquestionably an industry
safety standard and is one of the two potential industry
safety standards relating to ladders in the United States,
the results of the Importance Survey have at least some
tendency to make a fact of consequence—namely, the im-
portance of ANSI compliance to ladder purchasers—more
probable than it would be without the evidence.
It is true that the Importance Survey did not ask spe-
cifically about ANSI and instead asked about compliance
with industry safety standards in general. But such a focus
does not automatically establish that testimony about the
survey results is not relevant. For example, other district
court judges for the District of Minnesota have recognized
the relevance of surveys in the materiality analysis not-
withstanding that these surveys did not ask about the par-
ticular statement or product at issue. See, e.g., Comfort
Corp. v. Tempur Sealy Int’l, Inc., No. 13-2451,
2016 WL
5496340, at *15–16 (D. Minn. Sept. 28, 2016) (denying mo-
tion to exclude survey as not relevant to materiality not-
withstanding that the survey did “not test the actual
statements made” but instead used “Test Statements”);
Case: 19-2279 Document: 50 Page: 10 Filed: 09/25/2020
10 WING ENTERPRISES, INC. v. TRICAM INDUSTRIES, INC.
Aviva Sports, Inc. v. Fingerhut Direct Mktg.,
829
F. Supp. 2d 802, 814 (D. Minn. 2011) (determining that a
study “can reasonably provide circumstantial evidence of
materiality with respect to . . . products that were not in-
cluded in th[e] study”). Similarly, although outside the
context of materiality, the Eighth Circuit has determined
expert testimony to be admissible as reliable and relevant
even though the testimony did not address the exact facts
at hand but instead provided a more general explanation.
See, e.g., Hartley v. Dillard’s Inc.,
310 F.3d 1054, 1061 (8th
Cir. 2002) (affirming admission of expert testimony that
“explained the general trend of mall stores losing market
share to non-mall competitors,” even though the case cen-
tered on a particular mall store’s loss of profits).
In its briefing and further highlighted during oral ar-
gument, Tricam argued that 3M Innovative Properties Co.
v. Dupont Dow Elastomers LLC,
361 F. Supp. 2d 958
(D. Minn. 2005), made clear that evidence is relevant to
materiality only if it asks about the particular statement-
at-issue. We do not read 3M Innovative as standing for
such an exacting requirement. In 3M Innovative, the al-
leged false statement related to the advertising of a prod-
uct as “new,” and the evidence put forward regarding
materiality showed that consumers’ purchasing decisions
were based on the “product’s performance.” See
id. at 971–
72. The court ultimately determined that the record was
“devoid of admissible evidence that would allow a reasona-
ble jury to find or to infer that customers relied on the ‘new,
rheology-modified’ statements in making purchasing deci-
sions.”
Id. at 972.
In 3M Innovative, the alleged false statement related
to the claim that the product was “new,” while the evidence
of materiality submitted showed that consumers cared
about product performance. Plaintiffs there failed to estab-
lish a relationship between the product being “new” and
the product’s performance. In this case, however, the Im-
portance Survey asked about industry safety standards
Case: 19-2279 Document: 50 Page: 11 Filed: 09/25/2020
WING ENTERPRISES, INC. v. TRICAM INDUSTRIES, INC. 11
and ANSI is an industry safety standard. Here, Wing has
provided a relationship between the Importance Survey
and the ANSI statements.
Tricam also maintains that the Importance Survey is
not relevant because it does not show that consumers know
that ANSI is an industry safety standard. This argument
seems aimed more at the weight that the Importance Sur-
vey’s results should be accorded than whether the survey
is relevant. Still, as the district court determined, ladder
consumers could potentially ascertain that ANSI is an in-
dustry safety standard based on how Tricam displayed
ANSI conformance. See Decision,
2019 WL 2994465, at
*11. Further, Dr. Triese’s survey results suggest that con-
sumers know that ANSI is an industry safety standard.
J.A. 3727–29, 4827–28.
To the extent that Tricam maintains that Wing and
Mr. Poret cannot rely on Dr. Triese’s survey results regard-
ing consumer awareness of ANSI, we disagree. First, this
argument does not appear to have been raised before the
district court. In fact, the district court considered and
cited Dr. Triese’s survey. See, e.g., Decision,
2019 WL
2994465, at *7, *11. Second, contrary to Tricam’s sugges-
tion, Wing not only uses Dr. Triese’s survey results to at-
tempt to independently create a triable issue for the jury,
see Appellant’s Br. 46–47, but also uses Dr. Triese’s survey
results to refute Tricam’s contention that consumers would
not recognize ANSI as an industry safety standard, see Re-
ply Br. 8–9 (arguing that Dr. Triese’s survey results refute
Tricam’s argument “that consumers don’t know what ANSI
is”). Put another way, Wing cites Dr. Triese’s survey re-
sults to refute an argument advanced by Tricam. Third,
although neither party cites binding Eighth Circuit prece-
dent about the use of an opposing party’s expert’s survey or
report, the main case Tricam relies on to argue that Wing
cannot point to Dr. Triese’s report concludes that whether
a party may rely on an opposing expert “is committed to
the sound discretion of the district court.” Reply Br. 7
Case: 19-2279 Document: 50 Page: 12 Filed: 09/25/2020
12 WING ENTERPRISES, INC. v. TRICAM INDUSTRIES, INC.
(quoting N5 Techs. LLC v. Capital One N.A.,
56 F. Supp. 3d
755, 765–66 (E.D. Va. 2014)). Here the district court found
no issue with Wing “point[ing] to survey evidence gener-
ated by one of Tricam’s experts”—Dr. Triese. Decision,
2019 WL 2994465, at *11 (citing J.A. 4827–28).
Accordingly, although the Importance Survey results
might have more probative value if the survey had asked
about ANSI compliance specifically, that it did not does not
establish that the results are not relevant. We therefore
agree with Wing that the district court abused its discre-
tion in excluding Mr. Poret’s testimony about the Im-
portance Survey.
C
The district court also granted Tricam’s motion to ex-
clude Mr. Poret’s testimony about the results of the Label-
ing Survey. The court determined that the survey was not
relevant and that its inclusion would cause jury confusion
and unfair prejudice to Tricam. See Decision,
2019 WL
2994465, at *11. The court reasoned that testimony about
the Labeling Survey would not be relevant because the La-
beling Survey did not ask specifically about ANSI and was
premised on Tricam’s ladders not complying with OSHA,
would cause jury confusion because it conflated ANSI and
OSHA compliance, and would unfairly prejudice Tricam
because Tricam had previously lacked reason to conduct
discovery related to the interplay of ANSI and OSHA.
Wing argues that the district court abused its discre-
tion in focusing too heavily on the fact that the Labeling
Survey did not separate ANSI compliance from OSHA com-
pliance. Wing also argues that including the Labeling Sur-
vey would not result in jury confusion or unfair prejudice.
In arguing that jury confusion could be limited, Wing con-
tends that a jury could be instructed that the Labeling Sur-
vey “is submitted solely as it relates to the materiality of
the ANSI label, and that Wing’s claim of liability is in no
way based upon whether Tricam’s reference to OSHA
Case: 19-2279 Document: 50 Page: 13 Filed: 09/25/2020
WING ENTERPRISES, INC. v. TRICAM INDUSTRIES, INC. 13
compliance is false.” Reply Br. 21. In arguing that Tricam
would not face unfair prejudice, Wing contends that the
magistrate judge’s order, which struck Wing’s supple-
mental interrogatory responses, already addressed any un-
fair prejudice Tricam could face. Reply Br. 20–21.
It is our view that Wing has not demonstrated that the
district court abused its discretion in excluding the Label-
ing Survey.
First, the district court was not deciding whether testi-
mony about the Labeling Survey was relevant on a clean
slate. Rather, the district court’s ruling came after the
magistrate judge’s order striking Wing’s supplemental in-
terrogatory responses. See Decision,
2019 WL 2994465,
at *7 (referring to the magistrate judge’s order as setting
the “backdrop” for the court’s ruling to exclude Mr. Poret’s
testimony). As the magistrate judge’s order made clear,
compliance with OSHA was not part of the case. See, e.g.,
J.A. 890. The order also detailed the “significant” prejudice
Tricam would face if OSHA conformance became part of the
case. See J.A. 892–94. In addition, as the district court
determined, the Labeling Survey is premised on the as-
sumption that Tricam’s ladders do not comply with OSHA.
Decision,
2019 WL 2994465, at *11. In light of OSHA com-
pliance not being part of this case, we disagree that the
court abused its discretion when it excluded testimony
about the survey. See
Daubert, 509 U.S. at 591–92 (de-
scribing the consideration of relevance as one of “fit”); id at
591 (“Expert testimony which does not relate to any issue
in the case is not relevant”).
Further, the district court determined that allowing
testimony about the Labeling Survey would result in jury
confusion. Specifically, the court noted that it had “diffi-
culty imagining[] how a jury might be instructed that, alt-
hough Wing is not arguing that the OSHA-conformance
statement is false, its survey evidence is premised on the
conclusion that the OSHA-conformance statement is false.”
Case: 19-2279 Document: 50 Page: 14 Filed: 09/25/2020
14 WING ENTERPRISES, INC. v. TRICAM INDUSTRIES, INC.
Decision,
2019 WL 2994465, at *11. Wing suggests that
the jury can be instructed that the Labeling Survey is sub-
mitted only as it relates to the materiality of the ANSI la-
bel. Reply Br. 21. Such a suggestion, however, does not
alleviate the concern that the Labeling Survey is premised
on the conclusion that the OSHA-conformance statement
is false, see, e.g., J.A. 4894 (Mr. Poret concluding that the
Labeling Survey showed that the “OSHA/ANSI content did
have a significant impact on reported likelihood of pur-
chase”), or demonstrate that the district court abused its
discretion.
The district court also reasoned that allowing Mr. Poret
to testify about the Labeling Survey would result in unfair
prejudice because of Tricam’s “lack of opportunity to take
meaningful discovery on the interplay between ANSI and
OSHA” and that the Labeling Survey “assumes a degree of
equivalence between the two.” Decision,
2019 WL 2994465,
at *11. As the magistrate judge’s order made clear, before
supplementing its interrogatory responses, Wing never al-
leged that Tricam’s advertisement of OSHA compliance
was false. Therefore, Tricam had no reason to engage in
discovery related to OSHA compliance or the relationship
between ANSI and OSHA. In its reply brief, Wing argues
that allowing Mr. Poret to testify would not result in unfair
prejudice to Tricam because any alleged OSHA-related
false-advertising claim was struck from the case in the
magistrate judge’s order. Reply Br. 21. Such an argument,
however, does not address the district court’s concern that
the Labeling Survey presumes a relationship between
OSHA and ANSI, see, e.g., J.A. 4889 (describing the survey
was designed to “establish a measurement of how likely re-
spondents indicate they would be to purchase the ladder
when shown the labelling content that includes reference
to OSHA/ANSI compliance”), a relationship that Tricam
never had reason to engage in discovery over.
Case: 19-2279 Document: 50 Page: 15 Filed: 09/25/2020
WING ENTERPRISES, INC. v. TRICAM INDUSTRIES, INC. 15
Accordingly, we disagree with Wing that the district
court abused its discretion in excluding testimony about
the Labeling Survey.
III
A
In reviewing a district court’s decision to grant sum-
mary judgment, we apply the law of the regional circuit in
which the district court resides. VersaTop Support Sys.,
LLC v. Ga. Expo, Inc.,
921 F.3d 1364, 1368 (Fed. Cir. 2019).
In the Eighth Circuit, a grant of summary judgment is re-
viewed de novo. Buetow v. A.L.S. Enters.,
650 F.3d 1178,
1185 (8th Cir. 2011). In deciding a summary judgment mo-
tion, the court “views the evidence and the inferences
which may be reasonably drawn from the evidence in the
light most favorable to the nonmoving party.” Enter. Bank
v. Magna Bank of Mo.,
92 F.3d 743, 747 (8th Cir. 1996).
Summary judgment is proper if there exists no genuine is-
sue of any material fact and the moving party is entitled to
judgment as a matter of law.
Sappington, 512 F.3d at 445
(citing Fed. R. Civ. P. 56(c)); see also Riedl v. Gen. Am. Life
Ins. Co.,
248 F.3d 753, 756 (8th Cir. 2001) (“[S]ummary
judgment is inappropriate when the record permits reason-
able minds to draw conflicting inferences about a material
fact.”).
Relevant to this case, for a plaintiff to establish a false-
advertising claim, the plaintiff must prove that the decep-
tion is “material,” in that it is “likely to influence the pur-
chasing decision.” United
Indus., 140 F.3d at 1180.
B
The district court, in granting Tricam’s summary judg-
ment motion, had excluded the Importance Survey from its
materiality analysis. As discussed, the Importance Survey
is relevant and should have been included in the analysis.
Case: 19-2279 Document: 50 Page: 16 Filed: 09/25/2020
16 WING ENTERPRISES, INC. v. TRICAM INDUSTRIES, INC.
As already noted, the Importance Survey suggests that
consumers consider compliance with industry safety stand-
ards an important consideration when making a purchas-
ing decision. In addition, the district court acknowledged
that it could be possible for consumers to discern that ANSI
is an industry safety standard. Further, Dr. Triese’s sur-
vey data shows that 42.4% of ladder consumers had heard
of ANSI and 21.9% of ladder shoppers clearly knew what
ANSI was. J.A. 3727–28. In view of this evidence and tak-
ing the inferences that may reasonably be drawn from the
evidence in the light most favorable to Wing, the nonmov-
ing party, we determine that a reasonable jury could find
in favor of Wing as to the materiality element. 2 We deter-
mine, therefore, that the district court improperly granted
Tricam’s summary judgment motion on materiality.
Because we determine that the district court improp-
erly granted summary judgment based on the premise that
testimony about the Importance Survey was not relevant,
we find it unnecessary to consider Wing’s other arguments
about whether the district court erred in granting sum-
mary judgment on the materiality element. Further, with
respect to the alternative grounds of affirmance that
Tricam raises that are separate from the materiality
2 We also note that the district court recognized the
potential for a triable issue as to the materiality element of
Wing’s claim if the court had included the Importance Sur-
vey. See J.A. 5336 (declining Tricam request for attorneys’
fees and stating that had Mr. Poret been allowed to testify,
“it would have created a triable issue of fact as to the ma-
teriality element of Wing’s claims”). Although the district
court here was discussing inclusion of testimony about both
the Importance Survey and Labeling Survey, this never-
theless reinforces our conclusion that a triable issue exists
when the Importance Survey is included as relevant evi-
dence.
Case: 19-2279 Document: 50 Page: 17 Filed: 09/25/2020
WING ENTERPRISES, INC. v. TRICAM INDUSTRIES, INC. 17
element, see, e.g., Appellee’s Br. 40, the district court did
not rule on these grounds. Rather, the district court stated
that these alternative grounds, relating to other elements
of a false-advertising claim, involved “novel or substan-
tially unsettled legal issues.” Decision,
2019 WL 2994465,
at *12. Accordingly, rather than resolve these issues with-
out the benefit of the district court’s reasoning, we deter-
mine that the proper course of action is to remand to the
district court to consider whether summary judgment may
be proper on other grounds. See, e.g., Spigen Korea Co.,
Ltd. v. Ultraproof, Inc.,
955 F.3d 1379, 1385 (Fed.
Cir. 2020) (declining to consider alternative grounds for af-
firmance of summary judgment when the district court did
not decide certain grounds in the first instance).
IV
We have considered the parties’ remaining arguments
and find them unpersuasive. For the foregoing reasons we
reverse-in-part, affirm-in-part, and remand.
REVERSED-IN-PART, AFFIRMED-IN-PART, AND
REMANDED
COSTS
The parties shall bear their own costs.