CHIN, J.—
Section 632 of the Code of Civil Procedure
In February 2006, plaintiff F.P. sued defendant Joseph Monier for acts of sexual battery that defendant allegedly committed in 1990 and 1991, when plaintiff was 10 years old and defendant was 17 years old. Plaintiff also sued defendant's parents for negligence, alleging that they had failed reasonably to care for, supervise, direct, oversee, and protect her from defendant. Defendant filed an answer denying the allegations and asserting in part that others were at fault and that any liability should be apportioned among them.
Before trial, plaintiff settled her claim against defendant's parents. The rest of the action went to trial before the court. The evidence presented during that trial showed, among other things, that plaintiff's father also sexually abused plaintiff during the time period in question. Dr. Laurie Wiggen, a licensed clinical psychologist who treated plaintiff from September 2005 until December 2007, diagnosed plaintiff as having posttraumatic stress disorder and attributed it to the traumas resulting from the molestations by her father and defendant. Dr. Wiggen could not separate the harm done by defendant from that done by plaintiff's father, testifying that their conduct was "cumulatively impactful." Dr. Eugene Roeder, a licensed psychologist who evaluated plaintiff in July 2005, diagnosed plaintiff as suffering from major depression, an anxiety disorder, and posttraumatic stress disorder. Like Dr. Wiggen, Dr. Roeder could not distinguish the symptoms defendant had caused from those plaintiff's father had caused, but he testified that the molestation by plaintiff's father "was dramatically more traumatic than" the molestation by defendant because plaintiff's relationship with her father "was a much more central, basic relationship in her life" and "[h]er relationship with the [defendant] was more tangential."
The court issued a tentative decision on April 29, 2009, finding that defendant had committed the alleged acts and that his conduct was a substantial factor in causing plaintiff's injuries. The court indicated its intent to award damages in the amount of $305,096, consisting of $44,800 for lost income, $10,296 for past and future medical expenses, and $250,000 for general noneconomic damages. The court instructed plaintiff's counsel to prepare a judgment. Later that day, defendant timely filed a request for a statement of decision requesting, as relevant here, that the court set forth "the basis upon which" it was awarding special damages, emotional distress damages, past and future medical expenses, and lost wages.
On May 1, 2009, plaintiff's counsel submitted a proposed judgment to the court. In an accompanying declaration, counsel explained: (1) he faxed a copy of the proposed judgment to defendant's counsel after trial on April 29, 2009, and was informed that defendant's counsel was no longer at that
On May 1, 2009, the court signed the judgment without issuing a separate statement of decision. The judgment stated in relevant part: "After considering all of the evidence and testimony presented at trial it is hereby adjudged, determined and decreed that [defendant] molested his biological cousin, plaintiff [F.P.] numerous times when she was ten years old, including acts of unlawful penetration, sodomy, oral copulation of him and other lewd and lascivious acts. The conduct of Defendant ... is further found to be outrageous and a substantial factor in causing injuries to the Plaintiff. Defendant took advantage of the vulnerability of the Plaintiff due to her age. Plaintiff ... was injured as a proximate result of [defendant's] sexual assaults of her causing her to incur past and future medical/psychological treatment expenses of $10,296.00. Plaintiff lost income as a proximate result of [defendant's] sexual assaults of her in the amount of $48,800.00." The judgment ordered defendant to pay total damages of $305,096, which included general damages of $250,000 and special damages of $55,096.
Defendant appealed, arguing that the trial court had erred in failing to issue a statement of decision and that the error was reversible per se. According to defendant, without a statement of decision, it was unknown whether the trial court had apportioned general damages as the law required. The Court of Appeal found error, but disagreed that it was reversible per se. Article VI, section 13, the court held, precludes reversal absent a showing that the trial court's failure to issue a statement of decision regarding the issues defendant had specified "resulted in a miscarriage of justice." The error here, the court found, did not result in a miscarriage of justice because defendant had forfeited any right to apportionment of damages by failing to raise the issue at trial. Thus, the court concluded, the absence of a statement of decision on the issue of general noneconomic damages was of no consequence.
We granted review, limiting the issue to whether "a trial court's error in failing to issue a statement of decision upon a timely request" is "reversible per se."
The duty of a trial court in question here — to issue, upon the request of a party appearing at a court trial of a question of fact, "a statement of decision explaining the factual and legal basis for its decision as to each of the principal controverted issues at trial" (§ 632) — reflects many years of statutory evolution. In 1851, the Legislature enacted section 180 of the Practice Act, which provided that "[u]pon the trial of an issue of fact by the Court, its decision shall be given in writing, and filed with the Clerk, within ten days after the trial took place. In giving the decision, the facts found, and the conclusions at law, shall be separately stated. Judgment upon the decision shall be entered accordingly." (Stats. 1851, ch. 5, § 180, pp. 78-79.) Ten years later, the Legislature added a provision stating that "[i]n cases tried by the court without a jury, no judgment shall be reversed for want of a finding, or for a defective finding, of the facts, unless exceptions be made in the court below to the finding, or to the want of a finding." (Stats. 1861, ch. 522, § 2, p. 589.) Five years after that, in 1866, the legislature combined these provisions into a single section that provided: "Upon a trial of issue of fact by the Court, judgment shall be entered in accordance with the finding of the Court, and the finding, if required by either party, shall be reduced to writing and filed with the Clerk. In the finding filed, the facts found and the conclusions of law shall be separately stated. In such cases no judgment shall be reversed on appeal for want of a finding in writing at the instance of any party who, at the time of the submission of the cause, shall not have requested a finding in writing, and had such request entered in the minutes of the Court...." (Stats. 1865-1866, ch. 619, § 2, p. 844.)
In 1872, when the Legislature enacted the Code of Civil Procedure, it replaced these provisions with former section 632 and former section 633. Section 632 provided: "Upon the trial of a question of fact by the Court, its decision must be given in writing and filed with the Clerk within twenty days after the cause is submitted for decision, and unless the decision is filed within that time the action must again be tried." Former section 633 provided: "In giving the decision, the facts found and conclusions of law must be separately stated. Judgment upon the decision must be entered accordingly." (Repealed by Stats. 1933, ch. 744, § 198, p. 1904.) Two years later, the Legislature amended section 632 by (1) extending the time for filing the decision from 20 to 30 days, and (2) deleting the clause stating that "the action must again be tried" if the decision was not filed within the specified time. (Code Amendments 1873-1874, § 79, p. 312.)
In 1933, the Legislature combined these separate provisions into a single section 632, which provided in relevant part: "In superior courts and municipal courts, upon the trial of a question of fact by the court, its decision must
The Legislature next substantively revised the section in 1968. As here relevant, the amended section provided: "In superior courts, upon [the] trial [of a question of fact by the court,] the court shall announce its intended decision. Within the time after such announcement permitted by rules of the Judicial Council, any party appearing at the trial may request findings. Unless findings are requested, the court shall not be required to make written findings and conclusions. [¶] ... [¶] Where findings are required, they shall fairly disclose the court's determination of all issues of fact in the case." (Stats. 1968, ch. 716, § 1, pp. 1417-1418.)
The current version of section 632 began to take shape in 1981, when the Legislature amended the statute to provide: "In superior ... courts, upon the trial of a question of fact by the court, written findings of fact and conclusions of law shall not be required. Upon the request of any party appearing at the trial, made within 10 days after the court announces a tentative decision,... the court shall issue a statement of decision explaining the factual and legal basis for its decision as to each of the principal controverted issues at trial. The request for a statement of decision shall specify those controverted issues as to which the party is requesting a statement of decision.... [¶] The statement of decision shall be in writing, unless the parties appearing at trial agree otherwise...." (Stats. 1981, ch. 900, § 1, p. 3425.)
In 1998, the Legislature slightly reordered this language so that the statute provided in relevant part, as it does today, as follows: "In superior ... courts, upon the trial of a question of fact by the court, written findings of fact and conclusions of law shall not be required. The court shall issue a statement of decision explaining the factual and legal basis for its decision as to each of the principal controverted issues at trial upon the request of any party appearing at the trial. The request must be made within 10 days after the court announces a tentative decision.... The request for a statement of decision shall specify those controverted issues as to which the party is requesting a statement of decision.... [¶] The statement of decision shall be in writing, unless the parties appearing at trial agree otherwise...." (Stats. 1998, ch. 931, § 84, p. 6442.)
As this discussion demonstrates, except between 1872 and 1874, when section 632 stated that "the action must again be tried" upon a trial court's
Moreover, at least since 1851, our generally applicable statutes have precluded reversal for errors in civil cases absent prejudice. Section 71 of the 1851 Practice Act provided that "[t]he Court shall, in every stage of an action, disregard any error or defect in the pleadings, or proceedings, which shall not affect the substantial rights of the parties; and no judgment shall be reversed or affected by reason of such error or defect." (Stats. 1851, ch. 5, § 71, p. 61.) In 1872, the Practice Act provision became section 475, which initially provided: "The Court must, in every stage of an action, disregard any error or defect in the pleadings or proceedings which does not affect the substantial rights of the parties, and no judgment shall be reversed or affected by reason of such error or defect." Since 1897, when the Legislature last amended it, section 475 has provided: "The court must, in every stage of an action, disregard any error, improper ruling, instruction, or defect, in the pleadings or proceedings which, in the opinion of said court, does not affect the substantial rights of the parties. No judgment, decision, or decree shall be reversed or affected by reason of any error, ruling, instruction, or defect, unless it shall appear from the record that such error, ruling, instruction, or defect was prejudicial, and also that by reason of such error, ruling, instruction, or defect, the said party complaining or appealing sustained and suffered substantial injury, and that a different result would have been probable if such error, ruling, instruction, or defect had not occurred or existed. There shall be no presumption that error is prejudicial, or that injury was done if error is shown." (Stats. 1897, ch. 47, § 1, p. 44.)
More importantly, for over 100 years, the California Constitution has also expressly precluded reversal absent prejudice. In 1911, California voters added former article VI, section 4 to the state Constitution, which provided: "No judgment shall be set aside, or new trial granted in any criminal case on the ground of misdirection of the jury or the improper admission or rejection of evidence, or for error as to any matter of pleading or procedure, unless, after an examination of the entire cause including the evidence, the court shall be of the opinion that the error complained of has resulted in a miscarriage of justice." (Italics added.) Three years later, the voters expanded the provision's reach to civil cases by changing the phrase "in any criminal case" to "in any case." (See Vallejo etc. R. R. Co. v. Reed Orchard Co. (1915) 169 Cal. 545, 553-554 [147 P. 238].) Since 1966, when the Constitution was reorganized, the provision has appeared as article VI, section 13, which states: "No judgment shall be set aside, or new trial granted, in any cause, on the ground of misdirection of the jury, or of the improper admission or
Defendant argues that, notwithstanding the relevant constitutional and statutory provisions, a rule of automatic reversal is dictated by our precedents. "This court," he asserts, "has stated almost since statehood that a judgment must be reversed for failure to provide required findings, and has restated the rule time and again since" the adoption of section 475 in 1872, the extension of article VI, section 4 to civil cases in 1914, and the adoption of article VI, section 13 in 1966.
Defendant is correct that many of our decisions suggest a rule of automatic reversal. For example, in possibly our first decision on the subject, after quoting section 180 of the Practice Act, we reversed a judgment and remanded for a new trial, stating: "We are of opinion that this law is not merely directory, and we have no right to destroy or impair its efficacy. It is intended by it, that the decision of the Court shall be the basis of the judgment in the same manner as the verdict of a jury; and it follows, that without such decision the judgment cannot stand." (Russel v. Armador (1852) 2 Cal. 305 (Russel).) Eighty-five years later, in 1937, we stated that if "findings are necessary" under section 632 "and have not been waived," it "is undoubtedly the law" that a court's "failure to make them constitutes prejudicial and reversible error." (Carpenter v. Pacific Mut. Life Ins. Co. (1937) 10 Cal.2d 307, 326 [74 P.2d 761].)
However, our decisions are not as uniform as defendant argues. In McQuillan v. Donahue (1874) 49 Cal. 157, the trial court, in a bench trial, decided the case "orally in favor of the plaintiff," and "[n]o decision in writing was ever given or filed." The defendant moved for a new trial pursuant to section 632, which stated at the time that "the action must again be tried" if the court failed to file its decision within the specified time. The motion was denied, and the defendant appealed, citing Russel. We affirmed, stating: "We are of opinion that this provision of the statute is directory merely." (McQuillan, at p. 158.) In Gregory v. Gregory (1894) 102 Cal. 50, 51 [36 P. 364], the unsuccessful plaintiffs in a quiet title action tried by the court sought reversal on the ground that "findings of fact were not waived, and none were filed by the court below." We rejected the claim, citing the principle that "a judgment will not be reversed for want of a finding upon a particular issue, where it is apparent that the omission in no way prejudiced
In several decisions that predated the 1914 addition to our Constitution of a "miscarriage of justice" provision for civil cases (former art. VI, § 4 ½), we required, based on section 475, a showing of prejudice to justify reversal. In McCourtney v. Fortune (1881) 57 Cal. 617, 619 (McCourtney), we held that a judgment may not be reversed for a trial court's failure to make a finding on a particular issue where the omission "is not prejudicial to the appellant." Citing section 475, we explained that "[n]o judgment can be reversed for any error or irregularity in the proceedings of a case which does not affect the substantial rights of the parties." (McCourtney, at p. 619.) Applying this rule, we held that, because the finding the trial court had failed to make was, in light of other findings, "of no moment," the omission was, "if anything, a mere irregularity, from which no possible injury could result to the appellants, and it is no ground for the reversal of the judgment." (Id. at pp. 619, 620.) A few years later, citing McCourtney, we explained that "[w]hen the [trial] court fails to find on a material issue, the judgment will not be reversed, if the finding omitted must have been adverse to the appellant." (People v. Center (1885) 66 Cal. 551, 564 [6 P. 481], italics added.)
Ten years after McCourtney, in Winslow v. Gohransen (1891) 88 Cal. 450, 451-452 [26 P. 504] (Winslow), we explained that a trial court's failure to make a finding on all issues is not reversible error if there was no evidence to support a finding on the omitted issues in favor of the complaining party, or if the evidence on those issues was insufficient to support such a finding. Again citing section 475, we reasoned: "In either case the finding of the court could only be against the allegation, and consequently would not `invalidate' the judgment rendered in accordance with the other findings; and inasmuch as the failure to make such finding would not affect the substantial rights of the appellant, the judgment ought not to be reversed." (Winslow, supra, at p. 452.) In other words, we explained, "[i]f the omitted findings must have
We began grounding the prejudice inquiry in the state Constitution soon after the 1914 amendment to former article VI, section 4 ½ that made its "miscarriage of justice" standard applicable in civil cases. In Maloof v. Maloof (1917) 175 Cal. 571, 573 [166 P. 330], the defendant sought reversal in a case tried by the court based on the court's "failure to find upon material issues." We rejected the claim, explaining: "[I]t is perfectly apparent, on the whole record, that the trial judge did not think that the defendant had established a cause of action in her favor, and that if, when he signed the findings, his attention had been directed to the specific issue under discussion, he would inevitably have made a finding on it against the defendant. We are satisfied that the omission to find did not result in a `miscarriage of justice,' and the error must therefore be disregarded under the provision of [former] section 4 of article VI of the Constitution." (Id. at p. 574.) Again, none of the decisions on which defendant relies cites or discusses the constitutional "miscarriage of justice" provision for civil cases that has existed since 1914.
The significance of this analytical omission is clear from our decision in Cahill, supra, 5 Cal.4th at page 509, which relied on the Constitution's "miscarriage of justice" provision to overrule our decisions holding that the erroneous admission of a coerced confession is reversible per se under California law. Cases predating adoption of the constitutional provision, we explained, did not consider or decide whether the erroneous admission of a coerced confession constitutes a "miscarriage of justice" within the meaning of that provision such that reversal is required "without regard to the other evidence received at trial." (Cahill, at p. 494, fn. 10.) Cases postdating that event, we continued, had "lost sight of" the new provision's "principal purpose and significance" insofar as they focused on the persuasive impact that coerced confessions, "`as a class,' `[a]lmost invariably'" have. (Id. at p. 503.) Recognition of this impact "simply means that the improper admission of a confession is much more likely to affect the outcome of a trial than are other categories of evidence, and thus is much more likely to be prejudicial under the traditional harmless-error standard." (Ibid.) But this increased likelihood of prejudice "does not ... justify the judicial adoption of a state-law rule that automatically and monolithically treats all improperly admitted confessions as requiring reversal of the defendant's conviction; the California constitutional reversible-error provision was adopted for the specific purpose of eliminating just such a prophylactic approach to reversible error." (Ibid., italics omitted.) As to considerations of stare decisis, we reasoned in part that (1) the precedents supporting the defendant did not even
In Soule, supra, 8 Cal.4th at page 574, we relied on article VI, section 13 and Cahill in the civil context in declining to follow the "[d]ecades old" principle, recited in "a substantial body of California decisions," that "the erroneous denial of correct specific instructions covering a civil litigant's supportable `theory of the case'" is reversible per se. We first observed that the "line of authority [was] not unbroken," and that "[a] number of decisions" had "assessed the actual effect of" such errors "on the judgment." (Soule, at p. 575.) We next explained that the principles Cahill discussed, "properly adapted, apply with equal or even greater force to the issue before us." (Id. at p. 578.) "[A]s in Cahill, the express terms of" article VI, section 13 "weigh against automatic reversal," because the section "explicitly mentions `misdirection of the jury' as error [that] warrants reversal" only if a miscarriage of justice would otherwise result. (Soule, at p. 579.) And decisions applying "the traditional rationale that certain forms of instructional omission in civil cases are `inherently' prejudicial" had "`lost sight of the principal purpose and significance of'" our constitutional "harmless-error" provision. (Id. at pp. 579, 578.) "Erroneous civil instructional omissions, like the criminal evidentiary error at issue in Cahill, may be more or less likely to cause actual prejudice, depending on their nature and context. Particularly serious forms of error might `almost invariably' prove prejudicial in fact. But it does not follow that courts may `automatically and monolithically' treat a particular category of civil instructional error as reversible per se. Article VI, section 13 of the California Constitution requires examination of each individual case to determine whether prejudice actually occurred in light of the entire record. [Citation.] [¶] Finally, we may not blindly endorse traditional rules of automatic reversal ... in order to preserve doctrinal stability. As in Cahill, our adherence to such principles would undermine the important and still-vital requirements and policies of article VI, section 13 of the California Constitution. No form of civil trial error justifies reversal and retrial, with its attendant expense and possible loss of witnesses, where in light of the entire record, there was no actual prejudice to the appealing party." (Soule, at p. 580.)
In People v. Breverman (1998) 19 Cal.4th 142, 172-179 [77 Cal.Rptr.2d 870, 960 P.2d 1094], we again relied on article VI, section 13 and Cahill to overrule, for purposes of noncapital cases, our prior decisions announcing a rule of near-automatic reversal for a trial court's error in failing to instruct, sua sponte, on all lesser included offenses the evidence supports. This error,
In addition to relying on precedent, defendant argues that, because a trial court's error in failing to issue a statement of decision "impairs" the "fundamental right[ ]" to a trial, "which necessarily includes the right to a decision on the matters in dispute," "[i]t is a `structural defect' in the trial proceedings" that is reversible per se. According to defendant, in a nonjury trial, a court's "findings are, in substance, a special verdict," and "the statement of decision is the court's final decision." It follows, defendant argues, that a failure to issue a statement of decision constitutes "a failure to decide the case," and that "[e]ntering judgment without issuing a required statement of decision is tantamount to" entering judgment in a jury trial
Also relevant are decisions involving the adequacy of factual findings and legal conclusions contained in the judgment itself. As detailed earlier, before the 1960's, the relevant statutes required that a court's findings of facts and conclusions of law "be separately stated" in writing, and that "[j]udgment upon the decision ... be entered accordingly." (Stats. 1959, ch. 637, § 1,
Here, as previously explained, the judgment set forth the following: (1) defendant molested plaintiff numerous times when she was 10 years old, including acts of unlawful penetration, sodomy, oral copulation of him and other lewd and lascivious acts; (2) his conduct was outrageous and a substantial factor in causing plaintiff's injuries; (3) he took advantage of plaintiff's vulnerability due to her age; (4) plaintiff was injured as a proximate result of defendant's conduct, causing her to incur past and future medical/psychological treatment expenses of $10,296; and (5) plaintiff lost income as a proximate result of defendant's conduct in the amount of $48,800. Given these findings, defendant is incorrect that the trial court's failure to issue a separate statement of decision constituted a failure to decide the case.
Of course, the more issues specified in a request for a statement of decision and left unaddressed by a court's failure to issue a statement, the "more difficult, as a practical matter, [it may be] to establish harmlessness." (People v. Mil (2012) 53 Cal.4th 400, 412 [135 Cal.Rptr.3d 339, 266 P.3d 1030] [adopting prejudice test and rejecting per se reversal for instructions that omit multiple elements of a criminal offense].) A trial court's failure to issue a properly requested statement of decision may effectively shield the trial court's judgment from adequate appellate review. (E.g., Gordon v. Wolfe (1986) 179 Cal.App.3d 162, 167-168 [224 Cal.Rptr. 481] [without a statement of decision allocating general and special damages, "we are unable to review the sufficiency of the [lump sum] award properly by examining its various components in light of the evidentiary support for each of them"].) As plaintiff herself acknowledges, "a trial court's failure to issue a statement of decision may at times require reversal in order for the appellate court to effectively perform a review of the material issues." But the possibility of causing prejudice even "in many cases ... does not ... justify the judicial adoption of a state-law rule that automatically and monolithically treats all [failures to issue a requested statement of decision] as requiring reversal." (Cahill, supra, 5 Cal.4th at p. 503.) As we have explained, our "constitutional reversible-error provision was adopted for the specific purpose of eliminating just such a prophylactic approach to reversible error." (Ibid.)
For reasons stated above, we affirm the Court of Appeal's judgment.
Cantil-Sakauye, C. J., Corrigan, J., Liu, J., Cuéllar, J., Kruger, J., and Humes, J.,