JON S. TIGAR, District Judge.
This case arises out of the death of Martin Harrison while he was in the custody of the Alameda County Sheriff's Office. Plaintiffs Joseph, Krystle, Martin, Jr., and Tiffany Harrison are Mr. Harrison's adult children. They assert claims for violation of Mr. Harrison's civil rights pursuant to 42 U.S.C. § 1983 and California's Bane Act, Cal. Civ. Code § 52.1, as well as common law claims against: the County of Alameda; Sheriff Gregory J. Ahern in his official capacity; Sheriff's Deputies Matthew Ahlf, Alejandro Valverde, Joshua Swetnam, Roberto Martinez, Zachary Litvinchuk, Ryan Madigan, Michael Bareno, Fernando Rojas-Castaneda, Shawn Sobrero, and Solomon Unubun; Megan Hast, A.S.W., a social worker employed by Criminal Justice Mental Health ("CJMH"), an Alameda County employer; Corizon Health, Inc. (formerly Prison Health Services, Inc.); Corizon Health's Regional Medical Director Dr. Harold Orr; and Corizon Health employee Nurse Zelda Sancho.
Before the Court are motions for summary judgment filed by the County Defendants, County MSJ, ECF No. 121, Nurse Sancho, Sancho MSJ, ECF No. 133, and the remaining Corizon Health Defendants, Corizon MSJ, ECF No. 134.
Harrison's minor son, M.H., filed this action on June 10, 2011. Through two amendments, M.H. added Harrison's two adult sons and two adult daughters as Plaintiffs, as well as Corizon Health, Dr. Orr, and Nurse Sancho as Defendants. The operative Second Amended Complaint was filed November 19, 2012. Second Am. Compl. ("SAC"), ECF No. 46. M.H. settled his claims against all Defendants, and the Court approved the minor's compromise on October 4, 2013. ECF No. 109. On November 7, 2013, all remaining Plaintiffs voluntarily dismissed their claims against Sheriff Ahern in his individual capacity pursuant to Federal Rule of Civil Procedure 41(a)(1)(a)(ii). ECF No. 117.
This Court has federal question jurisdiction over Plaintiffs' claims arising under 42 U.S.C. § 1983 and 1988, and supplemental jurisdiction over Plaintiffs' state law claims.
Many of the facts in this case are disputed by the parties. In reviewing the facts here, the Court will note where facts are disputed. In all other instances, the facts contained herein are undisputed.
Decedent Martin Harrison was stopped on August 13, 2010, at 3:55 p.m. for jaywalking by the Oakland Police Department. The officer arrested Harrison pursuant to a bench warrant for failure to appear at trial for violation of California Vehicular Code § 23152(a) (driving under the influence of alcohol). Ly Decl. ISO County MSJ, ECF No. 125, Ex. A at 4. The arrest report states Harrison weighed 140 pounds and was 6'0" tall.
Harrison was taken to the Glenn Dyer Detention Facility in Oakland, California. Defendant Sancho, a licensed vocational nurse employed by Defendant Corizon Health (then known as Prison Health Services, Inc.), performed a medical intake assessment, which she memorialized on a standardized intake assessment form. Sherwin Decl. ISO County MSJ Opp., ECF No. 149, Ex. 9, Sancho Dep., 54:10-12; Ly Decl., Ex. A at 2. The form was completed at 5:00 p.m. on August 13. The form contained a standardized set of questions followed by space for a narrative description of the inmate's condition. Harrison's form indicated that his weight was 142 pounds, and that he was between 5'4" and 5'6" tall. Sancho recorded those measurements after weighing Harrison, although she did not measure his height. Sancho Dep. 67:10-24. Sancho described Harrison as a "medium-sized guy."
Sancho testified that when she examined Harrison, his demeanor and outward physical symptoms were unremarkable. He walked with a "steady gait," stood straight, was coherent, alert, and oriented, and calm and quiet.
Sancho testified that Harrison told her he had two bottles of beer that afternoon, and that Harrison told her "three to four times" that he did not have problems with alcohol withdrawal in the past.
Sancho wrote on the form that Harrison drinks every day, and that his last drink was on the day he was arrested.
Sancho also wrote on the form "w/hx of ETOH w/d," which means "with history of alcohol withdrawal."
Sancho spent "three to 10 minutes, or less than 10 minutes" with Harrison.
In a declaration attached to her motion for summary judgment, Nurse Sancho states that she explained to Harrison that he could obtain a "slip/sick call form" and notify a deputy once transferred to general population if he needed any medical attention. Sancho Decl. ISO Sancho MSJ, ECF No. 133-1 ¶ 4. The declaration also states that Sancho had already crossed out the notations for "with history of alcohol withdrawal" and "CIWA," and written the word "error" above the notations at the time that Sancho and Harrison signed the intake form.
Sancho had been trained to identify the risk factors for alcohol withdrawal, including in January 2010. Sancho Dep. 11:5-13:20. The manual accompanying the January 2010 training, a one-hour continuing education program, states that Stage I of alcohol withdrawal begins six to eight hours after the last drink, with "tremulousness." Sherwin Decl., Ex. 24 at COR 1967. Nausea, anxiety, and insomnia may also accompany Stage I. Most inmates recover without additional incident within twenty-four to thirty-six hours.
On August 17, 2010, at approximately 3:15 p.m., Corizon's Assistant Health Services Administrator, Lenore Gilbert, interviewed Sancho regarding the Harrison case. Gilbert memorialized the meeting in a memorandum to Corizon's Bill Wilson. Sherwin Decl., Ex. 14. The document states Sancho was represented at the meeting by a licensed vocational nurse and union representative, Barbara Ralls.
Gilbert noted that "the documentation on the inmate's screener was not satisfactory or complete."
According to another, similar memorandum prepared by Gilbert, Sancho also failed to document the amount and type of alcohol a different inmate consumed. Sherwin Decl., Ex. 32 at 1-2. At a counseling session with Sancho, Gilbert discussed the second inmate's case. Sancho was represented by union representative and licensed vocational nurse Blaire Behrens.
The second memorandum also discusses an altercation Sancho had with a physician, in which Sancho refused to comply with the physician's request that she put a Q-tip to the eye of the patient, forcing the physician to send the patient to the hospital for further testing.
At his deposition, Bill Wilson, Corizon's Health Services Administrator, confirmed that Corizon Health believed Sancho should have placed Harrison on CIWA. Sherwin Decl., Ex. 11, Wilson Dep. 49:15-18. He also testified that he determined Sancho should be terminated based on Sancho's intake of Harrison, the intake of the patient discussed in Gilbert's second memorandum, and Sancho's refusal to follow a physician's order in a third case.
On September 15, 2010, Corizon Health reported Sancho to the Board of Vocational Nursing and Psychiatric Technicians. Sherwin Decl., Ex. 33 at 1. On the "Employer Mandatory Reporting Form," Corizon Health indicated Sancho was terminated for "Gross negligence or incompetence" and "Failure to follow procedure + policy."
Plaintiffs maintain Nurse Sancho crossed out the alcohol withdrawal and CIWA notations on the intake form after the fact. As discussed below, Megan Hast, a CJMH social worker, testified that she believed Harrison had been placed on CIWA, which Plaintiffs argue is evidence that, at the time Hast reviewed the intake form, the notations had not been crossed out and the word "error" had not yet been written. In addition, Plaintiffs point to Corizon policy, which requires that an "error" notation be accompanied by an explanation in the margin. Sherwin Decl., Ex. 35, Granlund PMK Dep. 40:7-11. According to Corizon, the strike-out also constitutes impermissible "mutilation" of the medical record that contravenes Corizon policy and training.
Plaintiffs also submit the report of a forensic document examiner, Patricia Fisher, who examined the original medical record and determined that the "cross-out was written at a later time and the word, `error' was not written simultaneously with the paper in the same position as the `CIWA' letters." Fisher Decl., ECF No. 155, Ex. A at 2. In her declaration, Sancho states: "When I was filling out the form on August 13, 2010, I moved the paper around a bit as I wrote and also when I turned the form over to Mr. Harrison for his signature." Sancho Decl., ¶ 17.
Harrison was transported to Santa Rita Jail on the night of August 13, arriving at 11:51 p.m. Ly Decl., Ex A at 5. On August 15, at approximately 6:00 p.m., Deputy Ahlf first encountered Harrison in Housing Unit 33, during "evening pill call," when Harrison "came up asking for medications." Sherwin Decl., Ex. 30, Ahlf Dep. 51:5-7. At that time, Deputy Ahlf did not know Harrison was an alcoholic, nor did he learn that information prior to Harrison's death.
Deputy Ahlf next encountered Harrison the following day, August 16, at 3:30 a.m, during morning pill call. Harrison again asked for medication. Deputy Ahlf told him he would have to fill out a slip. Ahlf Dep. 54:9-56:2. Deputy Ahlf did not ask him what type of medication he needed.
Deputy Ahlf transferred Harrison to the East Isolation Center. He began an "Intensive Observation Log" which bears the date and time as August 16 at 4:15 a.m. Sherwin Decl., Ex. 53. Deputy Ahlf logged the reason for the transfer as "Bizarre Behavior/CJMH Referral."
Deputy Ahlf testified that he let his sergeant know that Harrison needed a mental health referral, but he did not complete one himself because there was no one in the mental health office at the time. Ahlf Dep. 50:22-23; 70:4-10. Deputy Ahlf also testified he called the daytime sergeant — Sergeant Camara — and told him Harrison needed a mental health referral, and that Sergeant Camara told him he would follow up with the mental health office.
The Intensive Observation Log is a log used to document "direct visual observations" of an inmate every fifteen minutes. Sherwin Decl., Ex. 60. The purpose of the log is for use by mental health professionals and jail staff, so "they can see what the person is doing in the course of the day, in the course of the hours, minutes." Ahlf Dep. 65:2-5. Plaintiffs do not contend that the log lacks entries within the specified time limits. However, the parties agree that Deputy Ahlf failed to make any observations accompanying the entries at 4:20 a.m., 4:38 a.m., and 4:45 a.m., prior to the end of his shift at 5:00 a.m. on the morning of August 16. Sherwin Decl., Ex. 53.
Alameda County policy also requires that observations be recorded "only as they occur." Sherwin Decl., Ex. 60 at 5. Sergeant Dudek interviewed Deputy Ahlf after Harrison was transferred to the hospital, and noted that the log lacked observations for the last two entries as well, at 6:32 p.m. and 6:48 p.m. Sergeant Dudek ordered Deputy Ahlf to complete the log, which he admitted was contrary to County policy, of which he was unaware at the time. Sherwin Decl., Ex. 62, Dudek Dep. 62-69. The log entries Deputy Ahlf filled out after the fact indicate Harrison was awake in bed at those times, which contradicts the County Defendants' claims regarding when Deputy Ahlf observed that Harrison had flooded his cell and was screaming and standing with a mattress over his head, as discussed below. Finally, the form contains space for entries regarding when medical and psychiatric staff are notified. Those entries are blank. Sherwin Decl., Ex. 53.
Plaintiffs point to several Alameda County policies and procedures that Plaintiffs argue Deputy Ahlf violated with respect to Harrison's medical needs.
Alameda County Sheriff's Office General Order 5.29 provides: "
A bulletin distributed by CJMH to Alameda County and Corizon Health staff requires in large lettering: "Whenever an inmate is placed in a Safety Cell or there is a possible WI 5150 situation, CJMH must be notified immediately. CJMH is now on-site 7 days/wk, 15 hours/day. From 0800-2300 contact the ITR Screener at x.46905. From 2300-0800 contact the On-Call Clinician at x.53200, enter pager #5098, followed by your full phone number with area code." Sherwin Decl., Ex. 58. Even though there were no CJMH personnel in the mental health office at the time, it is undisputed that Deputy Ahlf could have called the on-call clinician at 4:00 a.m. on August 16 when he transferred Harrison to the isolation cell.
The County's Rule 30(b)(6) person most knowledgeable regarding the handling of mentally disordered inmates confirmed that, absent an emergency, County policy required a "prompt referral" to CJMH. Sherwin Decl., Ex. 57, Back PMK Dep. 21:6-9. At the top of the referral form was the admonition: "Rule out drug toxicity, alcohol withdrawal, head injury, et cetera, before making a psych referral."
Defendant Hast, an Associate Social Worker with CJMH, began her shift in the CJMH Intake, Transfer, and Release office ("ITR") at 3:30 p.m. Sherwin Decl., Ex. 31, Hast Dep. 13:1-14:2. In ITR, Hast would see clients referred by the jail to do crisis interventions, brief therapy, and referrals for medication stabilization.
Hast was aware that Delirium Tremens "is a medical emergency when somebody is withdrawing from alcohol."
Twelve hours after Harrison was transferred to an isolation cell, at approximately 3:30 p.m. on August 16, the sheriff's deputy observing Harrison called CJMH and left a voicemail message requesting an evaluation. The message indicated Harrison was mumbling incoherently, that he had seen a nurse but had no medications, and that he had been put on intensive observation in an isolation cell that morning.
Hast retrieved the message at 4:00 p.m.
At approximately 4:30 p.m., Hast called the housing unit, and she was informed the sheriff's deputy monitoring Harrison would be leaving in thirty minutes.
Hast arrived at the housing unit an hour-and-a-half after the referral voicemail message had been left, and one hour after she retrieved the message, at 5:00 p.m. By then, the deputy had left and she was not able to evaluate Harrison.
Hast called the housing unit at 6:00 p.m. By then, Deputy Ahlf had just begun another shift and was once again monitoring Harrison. Deputy Ahlf was surprised that no one from CJMH had evaluated Harrison by then, because he considered Harrison's situation severe enough to warrant attention sooner. Ahlf Dep. 82:20-83:2. Deputy Ahlf told Hast that he had placed Harrison in the isolation cell at 4:00 a.m. that day due to bizarre behavior, disorientation to time and place, and incoherent mumbling, and that he was not receiving any medication. Hast Dep. 60:1-12. Hast testified that she knew at the time those symptoms were consistent with severe alcohol withdrawal.
Hast did not go to the housing unit after speaking with Deputy Ahlf at 6:00 p.m. because "I would imagine I was triaging the — all of the people that I was seeing, which I do throughout my shift. And seeing these people and then getting there as soon as I could."
Attached to the County Defendants' motion for summary judgment is the declaration of Megan Hast. ECF No. 121-2. In it, Hast provides a more detailed description of the time between 5:00 p.m. and 7:00 p.m. on the night of August 16. She could not recall those details at the time of her deposition. Hast states that when she returned to her office after visiting the housing unit at 5:00 p.m., she had three referral forms in her inbox for three different patients. She states that she: saw "Client 1" at 5:00 p.m., and spent forty-five minutes preparing for and evaluating Client 1; saw "Client 2" at 5:15 p.m., and spent a total of forty-five minutes on Client 2; and saw "Client 3" at 5:30 p.m., and spent a total of twenty minutes on Client 3. She also states: "Thus, the meeting with Client 3 probably ended at about 5:35 p.m." Hast Decl. ¶¶ 9-12. Hast next states she: saw "Client 4" at 6:40 p.m., and spent a total of forty-five minutes with Client 4; and saw "Client 5" at 7:05 p.m., and spent a total of forty-five minutes with Client 5.
At some point around 6:30 p.m. on August 16, Deputy Ahlf observed Harrison yelling and screaming, claiming someone was pointing a gun at him and shooting him. Ahlf Dep. 73:1-3. Harrison had a mattress over his head, the cell was flooded, and there were broken shards of food tray on the floor of the cell.
Harrison was standing in one to one-and-a-half inches of water.
Deputy Ahlf next asked if Harrison had been seen by anyone that day. Harrison responded no.
Deputy Ahlf testified that he could have called an additional deputy for backup at this time.
Once Harrison reached the doorway, Deputy Ahlf asked Harrison to put his right hand behind his back. As he was applying one handcuff, Deputy Ahlf testified, Harrison turned his head and gave him "an unsettling, just blank stare. And it wasn't until that point that I felt that — not that he was going to do something, but something just wasn't right." Ahlf Dep. 91:7-92:1. Deputy Ahlf cannot recall whether he had already put his Taser away at that point, but at his deposition, he believed that he had.
After Deputy Ahlf deployed his Taser, Harrison "kind of stepped backwards a little bit and ended up falling down onto the corner of the bench and got right back up and proceeded to run out the door."
After the tasing ended, Deputy Ahlf testified that Harrison stood up and charged him. Deputy Ahlf stepped to the side, Harrison slipped on the water, and slid out of his cell on his back, feet first.
At some point during this struggle, Deputy Ahlf radioed for backup, and accidentally called backup to housing unit 34 before correcting it to 33.
The evidence in the record concerning what happened next is a mass of contradictory testimony and reflects, at a minimum, the chaotic nature of the events that ensued.
Deputy Valverde arrived first.
Deputy Swetnam arrived next, "just a step or two" behind Deputy Valverde. Sherwin Decl., Ex. 68, Swetnam Dep. 19:10-13. Deputy Swetnam testified that he thought Harrison was on his back, not his stomach.
Deputy Swetnam continued to grip Harrison's legs, but was unable to keep control of them. He then delivered a downward kick to Harrison's lower abdomen, just below the navel.
Deputy Valverde testified that he noticed the Taser for the first time when he saw Harrison grab the Taser in his right hand. Valverde Dep. 34:10-21. Deputy Valverde attempted to "get it out of his hand" by punching Harrison on the wrist repeatedly, but Harrison would not let go.
Deputy Ahlf testified that prior to Harrison's grabbing the Taser, a deputy lifted him off of Harrison. Ahlf Dep. 124:15-20. Deputy Ahlf then heard someone say "He's got the Taser."
Deputies Litvinchuk, Madigan, Martinez, Unubun, and Rojas arrived at some point around the time Harrison had picked up the Taser. Sherwin Decl., Ex. 70, Martinez Dep. 53:14-15; Ex. 71, Litvinchuk Dep. 25:16-17; Ex. 72, Madigan Dep. 22:1-2; Ex. 74, Rojas Dep. 31:18-21; Ex. 75, Unubun Dep. 30:2-2. Deputies Sobrero and Bareno arrived sometime after that. Sherwin Decl., Ex. 76, Sobrero Dep. 30-33; Ex. 77, Bareno Dep. 23:2-24:23.
Deputy Martinez heard someone say "He's got ahold of my Taser," so he pulled out his Taser, removed the frontal cartridge, and delivered a drive stun to Harrison's back, between the shoulder blades. Martinez Dep. 53:14-20. County-issued Tasers deliver a five-second cycle unless the trigger is depressed for longer. Deputy Martinez delivered a seven-second drive stun.
The remaining deputies testified as to the use of force as follows.
Deputy Litvinchuk testified that he grabbed Harrison's right arm with his left hand and delivered "three or four closed fist strikes to the right upper torso." Litvinchuk Dep. 28:9-29:5. He testified that he did not see any other deputy strike Harrison.
Deputy Madigan testified that he stepped on Harrison's right hand, pinning the Taser to the ground for less than a minute. Madigan Dep. 24:6-18. He also placed his right knee on Harrison's back after the Taser was secured "to stop him from being able to get up" for approximately three minutes.
Deputy Bareno testified that when he arrived, he determined that he did not need to intervene because Harrison was not trying to get up and was not trying to injure a deputy. Bareno Dep. 23:25-24:12. Deputy Bareno never saw Harrison strike, punch, or slap a deputy; he testified that Harrison did attempt to kick deputies several times.
Deputy Sobrero testified that when he arrived there were "enough people to deal with the situation." Sobrero Dep. 40:9-12. He was going to leave, but the deputy with control of Harrison's left arm "gave up and got up and left Deputy Unubun by himself trying to control those arms, and so I took his place."
Deputy Rojas testified that he never struck Harrison, and that he never saw another deputy strike him, either. Rojas Dep. 27:14-15. He also testified he never saw any deputy use a Taser on Harrison.
Like Deputy Rojas, Deputy Unubun testified that he grabbed Harrison's right hand and used a joint manipulation technique to rotate Harrison's right wrist around to the small of Harrison's back. Unubun Dep. 32:10-34:8. The technique worked sufficiently that Deputy Unubun was able to handcuff Harrison.
Once the deputies gained control of Harrison, Deputies Rojas and Sobrero moved Harrison to the other isolation cell, fifty to sixty feet away, and placed him on the floor, handcuffed, face down. Sobrero Dep., 59-61; Rojas Dep. 38-40. Deputy Sobrero testified that Harrison remained on the floor of the isolation cell for eight to ten minutes, including the time the deputies spent waiting for a waist chain and leg shackles to be brought to the cell. Sobrero Dep. 76:1-2. Deputy Rojas had asked for a spit mask — a hood to prevent spitting. Rojas Dep. 39:8-20. Deputy Bareno knelt on Harrison's legs, locking them in a "figure four leg lock" for three minutes or "maybe a little longer." Bareno Dep. 65-68. Deputies Rojas and Litvinchuk then put the spit mask on Harrison. Litvinchuk Dep. 44:14-21. Deputy Sobrero and others also applied waist chains and leg irons. Sobrero Dep. 73:16-23.
The County does not point to any evidence that Harrison struck or kicked any deputy throughout this encounter, although every deputy testified to Harrison's violent thrashing.
A nurse arrived after the chains, spit mask, and leg irons were applied. The nurse asked the deputies to move Harrison into the hallway for evaluation. Sobrero Dep. 76:3-20. At some point when Harrison was moved into the hallway, Deputy Ahlf took a close-up photograph of Harrison wearing the spit mask. Sherwin Decl., Ex. 87 (photo). Sergeant Dudek testified that Deputy Ahlf told him "I got a great photo of him in the — with his spit mask on." Dudek Dep. 59:20-60:1. Sergeant Dudek testified: "I didn't want to know what he meant by that" because "it just leaves too many doors open. Was it a great photo because the light was good? Was it a great photo for inappropriate purposes? I didn't want to know."
The nurse who examined Harrison in the hallway testified that Harrison's saturation rate was 97%, which indicated adequate oxygen levels, and that his pulse was 57 beats per minute. Ly Decl., Ex. O, Imperio Dep. 16-17. She recorded the time she examined Harrison as 7:10 p.m. on August 16.
County Coroner Thomas Wayne Rogers, M.D. performed the autopsy. Sherwin Decl., Ex. 78 (autopsy report). The coroner determined Harrison's cause of death as: "Anoxic Encephalopathy due to cardiac arrest following excessive physical exertion, multiple blunt injuries and Tasering."
The coroner found blood on: the right and left sides of Harrison's head and neck that appeared to have come from his nose and mouth; his right and left arms; his torso, in small amounts; and a 6-inch streak over his left ribs. The report describes the following blunt injuries: a 16x9-inch contusion over Harrison's right lateral neck extending down to the upper lumbar area; two quarter-inch abrasions on the right side of his lower lip; a 3/8-inch contusion on the inner surface of the left side of his upper lip; a 5/8-inch abrasion under his chin; and a 4x2.5-inch contusion on the right side of his neck.
On the right arm, the coroner found: a 12x7-inch contusion on Harrison's arm; four abrasions on his wrist; two half-inch contusions over his hand; a 1.75-inch contusion on the palm of his hand; another 2.5xhalf-inch contusion on the palm of his hand; a half-inch contusion on the front of his thumb; an eighth-inch abrasion on the tip of his third finger; a half-inch contusion on his upper arm; and three other smaller contusions on his upper arm. On the left arm, the coroner found: a one-inch contusion on his upper arm; a 1.25-inch contusion on his upper arm; two small abrasions on his upper arm; a 12x5-inch contusion over his upper arm and elbow; black abrading over his elbow; a 10x4-inch contusion on his forearm; a small abrasion on the elbow; a small abrasion on his wrist; a 3x1.5-inch contusion and a 2-inch contusion on the palm of his hand; and another 2.25-inch contusion over his second metacarpal.
On Harrison's right leg, the coroner found: a 6x3.5-inch contusion on his thigh, a 1x1-inch contusion on his lower leg; two small open areas of skin on his thigh; and a small abrasion on his lower leg. On Harrison's left leg, the coroner found: three to four contusions on his thigh, covering a 1.5-inch area; a 2-inch contusion on his thigh; a 5/8-inch contusion on his knee; a 1.5-inch abrasion on his lower leg; a small abrasion over his lower leg; a 1.5-inch contusion over his knee; abrading of the skin around his knee; a 2xhalf-inch contusion on his thigh; a small contusion on his thigh; a 1xquarter-inch contusion on his thigh; and a small contusion on his lower leg.
On Harrison' torso, the coroner found a 4x3.5-inch contusion on his right shoulder; a 5x4-inch contusion on his right side; abrading on the right side of his back; a 3-inch contusion on his right gluteal area; a 6x4-inch contusion on the left side of his back; a 5x4-inch contusion on the back of his left shoulder with hemorrhaging underneath; a 5-inch contusion over his right clavicle; a 2.25x3/16-inch abrasion over his right shoulder; and other abrasions.
The coroner also found: fluid in the space around the lungs and in the abdominal cavity; a two-inch hemorrhage in the left pleural cavity between ribs 4 and 5; a 6xhalf-inch hemorrhage over left rib 7; and hemorrhage in the right pleural cavity covering an interrupted 8x2-inch space, from ribs 5 to 12. Harrison's heart was enlarged, weighing 470 grams. His right and left knuckles and right wrist were incised and there was hemorrhage beneath some of the knuckles and in his wrist. In the strap muscles of his neck, the coroner found several areas of hemorrhage as well. The coroner found further hemorrhaging in his cranium.
Plaintiffs' "police practices expert," John J. Ryan, was an active police officer for twenty years prior to retiring as a Captain of the Providence, Rhode Island Police Department in June of 2002. Ryan Decl., ECF No. 156 ¶ 1. He is now a consultant in police and law enforcement practices. As part of his work, he has authored law enforcement guides; spoken numerous times to conferences on law enforcement practices; conducted training sessions for public employees, including law enforcement officers, attorneys, and judges; and taught courses on police policy and procedure, arrest, and the use of force. Among the materials Ryan reviewed in preparing his expert report are jail records, the deposition transcripts of jail personnel and sheriff's deputies, audio recordings of interviews with sheriff's deputies recorded by the County; transcripts of interviews with eyewitnesses, and the personnel files of the Sheriff's Deputies.
After carefully cataloguing the events of August 13-16, 2010, Ryan reached several conclusions concerning the adequacy of the jail staff's response to Harrison's condition.
First, Ryan states that he is familiar with the California POST Learning Domains with respect to officer training applicable to the Sheriff's Deputies in this case, and that it is his opinion that "the action of the deputies throughout this case was inconsistent with such training."
Second, Ryan concludes, based on the record in this case, including the autopsy report, "that the use of force used by the deputies involved in the event with Mr. Harrison was inconsistent with generally accepted policies, practices, training, and legal mandates with respect to use of force."
Ryan states that, in his opinion, Harrison's injuries "were not explained by the materials to include reports, interviews, or depositions of the officers."
In discussing the excessive force analysis set forth by the Supreme Court in
Ryan also concludes that "[t]he seriousness of the event was largely the decision of Deputy Ahlf to move him to a different cell . . . . Ahlf considered Harrison such an insignificant threat that he decided to open the cell without backup and move him to a different cell on his own."
With respect to Harrison's possession of the Taser, Ryan's report states: "Even by a review of the contrasting testimony by the deputies with regard to Harrison's alleged possession of the TASER, it is clear that he was never in a position to use the TASER even if he was in purposeful possession of it."
Finally, Ryan concludes: "It is my opinion . . . that the deposition testimony of the involved officers provides evidence of the Code of Silence among the involved deputies in this case."
Plaintiffs retained Dr. Michael Baden as an expert. Dr. Baden is a board-certified forensic pathologist and the former Chief Medical Examiner of New York City. He reviewed the autopsy report, coroner's report, death certificate, jail records, medical records, and several deposition transcripts in this case. Dr. Baden concludes: "It is my opinion that Mr. Harrison died because prison personnel failed to properly diagnose and treat his severe alcohol withdrawal symptoms that developed into Delirium Tremens; because he was not properly examined by a physician for his obvious medical problems; and because he was struck many times by Sheriff's officers, Tasered multiple times, and physically restrained so that his breathing was compromised causing his brain to be deprived of oxygen with resulting anoxic encephalopathy." Baden Report, ECF No. 152-1.
Plaintiffs also retained Dr. Kathryn Burns. Dr. Burns is a board-certified psychiatrist. In preparing her expert report, Dr. Burns reviewed the medical records in this case and the Sancho, Ahlf, Hast, Orr, Granlund, Sass, and Magat deposition transcripts. Burns Report, ECF No. 154. Dr. Burns states that Harrison had a serious medical need that was increasingly apparent from the time of his arrest and booking to the altercation with the Sheriff's Deputies.
In addition, Dr. Burns concludes Deputy Ahlf's inadequate training at the jail resulted in his failure to summon medical or mental health staff, and that the County failed to train jail staff to detect the signs and symptoms of alcohol withdrawal.
Finally, Dr. Burns concludes the substandard care provided by Corizon Health and Hast was a substantial and contributing cause of Harrison's death.
Dr. Robert Wetli is a board-certified forensic pathologist. He was retained by the County. In preparing his expert report, Dr. Wetli reviewed Harrison's medical records and certain jail records. Wetli Report, ECF No. 123. Dr. Wetli concludes that "[t]he autopsy did not identify any injury or disease process that could account for [Harrison's] death."
Dr. Vincent DiMaio is a board-certified forensic pathologist and was the Chief Medical Examiner of San Antonio, Texas until 2006, when he retired. He was retained by the County. Dr. DiMaio reviewed Harrison's medical records and relevant deposition transcripts in preparing his expert report. DiMaio Report, ECF No. 122, Ex. B. Dr. DiMaio broadly agrees with Dr. Wetli, and concludes that Harrison died of Delirium Tremens.
Dr. James Rael is a board-certified internist and was the Medical Director for the Contra Costa County detention facilities for ten years. He was retained by the County. He reviewed Harrison's medical records and certain deposition transcripts. Rael Report, ECF No. 121-3, Ex. B. He concludes Megan Hast's conduct was "well within the standard of care."
Dr. Robert Jones is a board-certified family practitioner with experience in correctional healthcare. He was retained by the County. In his declaration, Dr. Jones expresses the following opinions based on his expertise and his review of the medical records in this case: the healthcare system in place at Glenn Dyer and Santa Rita Jail was "thoughtful, reasonable, and rational"; Corizon's policies and procedures were "thoughtful, reasonable and rational" and "[t]hey met or exceeded the standard of care"; Corizon's training program for nurses met the standard of care; Corizon's hiring and retention of Nurse Sancho, and its response to her handling of Harrison's intake screening, were reasonable; Corizon met the standard of care in approving the medical training of sheriff's deputies; Corizon's inmate transfer policy met the standard of care; and the standard of care did not require that Harrison be re-screened at Santa Rita, nor that the initial screening be audited for completeness or correctness. In addition, Dr. Jones concluded that, "[h]ad Mr. Harrison received medical treatment at any time up until the time he was tazed, he would not have died from alcohol withdrawal in relation to his incarceration."
Kathryn Wild is a registered nurse in the state of California and has worked in the correctional healthcare field for the past twenty-eight years. She was retained by Nurse Sancho. Nurse Wild reviewed Harrison's jail records, medical records, and several deposition transcripts. Wild Report, ECF No. 133-3. Nurse Wild concludes that the care Nurse Sancho delivered to Harrison during his screening at Glenn Dyer "was within the scope of her practice as a licensed vocational nurse and met the established standard of care expected in an adult correctional facility in California."
Dr. Eugene Schoenfeld is a psychiatrist with a specialty in psychopharmacology. He was retained by Nurse Sancho. Dr. Schoenfeld states that it was "highly unlikely" that Harrison would have consumed more than three ounces of alcohol if he had two beers on August 13, 2010.
Civil Local Rules 7-3(a) and (c) prohibit the filing of separate evidentiary objections to a motion or opposition to a motion filed pursuant to Civil Local Rule 7-1. Accordingly, the Court strikes as improper, and will not consider, the evidentiary objections filed by the parties at ECF Nos. 161-1 (Sancho), 163-1 (Corizon Health & Dr. Orr), and 164 (Plaintiffs).
The County objects to the Plaintiffs' use of portions of their own depositions as inadmissible hearsay. County MSJ Reply, ECF No. 159 at 1. That objection is overruled as moot, as the Court does not rely on those portions of the depositions in its ruling.
Summary judgment is proper when a "movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). "A party asserting that a fact cannot be or is genuinely disputed must support the assertion by" citing to depositions, documents, affidavits, or other materials. Fed. R. Civ. P. 56(c)(1)(A). A party also may show that such materials "do not establish the absence or presence of a genuine dispute, or that an adverse party cannot produce admissible evidence to support the fact." Fed. R. Civ. P. 56(c)(1)(B). An issue is "genuine" only if there is sufficient evidence for a reasonable fact-finder to find for the non-moving party.
Where the party moving for summary judgment would bear the burden of proof at trial, that party bears the initial burden of producing evidence that would entitle it to a directed verdict if uncontroverted at trial.
The non-moving party must "identify with reasonable particularity the evidence that precludes summary judgment."
Plaintiffs assert claims against Defendants for violation of Harrison's federal constitutional rights; for the violation of Plaintiffs' rights to familial association guaranteed by the Fourteenth Amendment; for violation of California's Bane Act, Cal. Civil Code § 52.1; and for common law negligence, assault, and battery, and violation of California Government Code section 845.6. Defendants have moved for summary judgment on all of Plaintiffs' claims.
As a pre-trial detainee, Harrison's rights while in custody of the County derived from the Due Process clause rather than the Eight Amendment's protection against cruel and unusual punishment.
In order to establish a violation of that right, Plaintiffs must establish a "serious medical need" such that "failure to treat a prisoner's condition could result in further significant injury or the unnecessary and wanton infliction of pain."
"The state of mind for deliberate indifference is subjective recklessness."
The parties do not dispute that alcohol withdrawal and Delirium Tremens constitute a serious medical need. Instead, Defendants address the second prong, and contend that the evidence taken as a whole and construed in the light most favorable to Plaintiffs does not constitute deliberate indifference to Harrison's serious medical needs.
The Ninth Circuit has held that failure to medically screen new inmates may constitute deliberate indifference to medical needs.
Nurse Sancho argues that she could not have been deliberately indifferent to Harrison's medical needs because there was no information from which she could have concluded that Harrison was at risk of alcohol withdrawal, and because Sancho never reached the subjective conclusion that Harrison, in fact, was at risk of alcohol withdrawal.
It is true that to be deliberately indifferent, a detention official must both be aware of the facts from which the inference of a serious medical need could be drawn, and must also draw that inference.
In
Likewise, here, the Court concludes that a reasonable jury could find Sancho was deliberately indifferent to the risk of severe alcohol withdrawal when she failed to initiate a CIWA protocol or otherwise ensure Harrison's medical needs would be addressed. Sancho testified that she knew Harrison was an alcoholic, that his last drink was earlier the day of his incarceration, that he drank every day, that he smelled of alcohol, that his face was red, and that alcohol withdrawal does not set in for six to eight hours after the patient's last drink. Sancho also suspected a risk of withdrawal, as she noted on the intake form "with history of alcohol withdrawal" and "CIWA." The evidence is in dispute as to whether Sancho crossed out those notations contemporaneously, or after Harrison actually suffered withdrawal, but even if the strike-out was contemporaneous, the fact that Sancho wrote the notations at all could lead a reasonable jury to conclude that Sancho was subjectively aware of the risk of withdrawal, and nevertheless did nothing. Of course, there is also sufficient evidence for a reasonably jury to conclude the strike-out was not contemporaneous. Such a finding by the jury would mean that Sancho made a CIWA notation on Harrison's intake form, but failed to initiate the protocol.
Sancho also argues that "an isolated incident of neglect does not rise to the level of deliberate indifference," citing
Sancho relies on two decisions in arguing that her conduct does not rise to the level of deliberate indifference. In
In
Here, there is sufficient evidence for a jury to conclude that Sancho was subjectively aware of the risk of alcohol withdrawal, but failed nevertheless to fill out a CIWA form, initiate the CIWA protocol, or otherwise ensure Harrison would receive medical help. Unlike the provider in
Unlike Nurse Sancho, Deputy Ahlf was unaware that Harrison was an alcoholic, or that he was at risk of alcohol withdrawal. The County argues this lack of awareness precludes Plaintiffs' deliberate indifference claim against Deputy Ahlf.
Although Deputy Ahlf was unaware of Harrison's specific medical condition, Harrison did request medication from him twice, on two separate occasions. Subsequently, based on Harrison's bizarre behavior, Deputy Ahlf decided to move Harrison to an isolation cell for his safety and the safety of others. Although he started an intensive observation log, Deputy Ahlf admits he did not notify any medical professional or CJMH concerning Harrison's behavior. Instead, he testified that he notified two of his supervisors that they needed to make the referral when someone returned to the mental health office. Sergeant Shepard does not recall being notified by Deputy Ahlf, and Sergeant Camara has not been deposed in this case.
Deputy Ahlf's failure to refer Harrison to CJMH or Corizon Health appears to have contravened several County policies and practices, and the County's Rule 30(b)(6) witness testified that Harrison's behavior should have led to a "prompt referral" to CJMH. Had Deputy Ahlf filled out a mental health referral, he would have seen the admonition at the top of the form: "Rule out drug toxicity, alcohol withdrawal, head injury, et cetera, before making a psych referral." The responsibility to fill out the form was his. Nevertheless, Deputy Ahlf left his shift without having referred Harrison. When Deputy Ahlf returned twelve hours later, Harrison still had not been seen by a medical professional or CJMH.
Although it appears that Deputy Ahlf violated a County policy that was in place to deal with Harrison's precise set of circumstances, Deputy Ahlf's failures cannot constitute deliberate indifference because he was not subjectively aware that Harrison's apparent mental illness constituted a serious medical need that could lead to substantial harm. Notably, Harrison displayed only bizarre behavior, not other symptoms of alcohol withdrawal that could have put Deputy Ahlf on notice of the severity of his situation.
In
The Court could say the same of Deputy Ahlf's conduct here. After he was screened, Harrison fell through the cracks. Even after he was transferred to an isolation cell, and subject to constant monitoring, no staff member ensured that Harrison had been referred for appropriate care. He remained in an isolation cell for twelve hours without the attention of a medical professional — medical attention he clearly needed. The result of this failure in communication was tragic and unnecessary. Nevertheless, Plaintiffs have failed to adduce sufficient evidence from which a reasonable jury could conclude that Deputy Ahlf himself was deliberately indifferent to a serious medical need of which he was subjectively aware. Consequently, the Court will grant summary judgment in favor of Deputy Ahlf with respect to Plaintiffs' deliberate indifference claim.
Plaintiffs no longer assert a deliberate indifference claim against the remaining deputies named in this suit. Consequently, the Court grants summary judgment in their favor with respect to Plaintiffs' deliberate indifference claims.
The crux of Plaintiffs' claim against Hast is that her delay in evaluating Harrison despite knowing of his serious medical needs went beyond mere negligence.
Like Nurse Sancho, and unlike Deputy Ahlf, Megan Hast was aware of Harrison's risk of withdrawal. Hast learned at 4:00 p.m. on August 16 that Harrison was acting bizarrely, and hallucinating. She reviewed Harrison's intake form and learned that he was an alcoholic, and formed the subjective belief that Harrison had been initiated on a CIWA protocol. She waited until 4:30 p.m. to call the housing unit, learned that the deputy was leaving at 5:00 p.m., and arrived at the unit after the deputy had left. Instead of calling another deputy so she could examine Harrison, she decided Harrison was stable and returned to her office — a conclusion for which there appears to have been no objective basis. She did not call the housing unit again until 6:00 p.m., at which time she learned in more detail the nature of Harrison's medical condition from Deputy Ahlf. She did not notify any medical professional of Harrison's condition, and did not visit the housing unit again until after Harrison had been transferred to the hospital.
At the time of her deposition, Hast was unable to account for how she spent her time between 4:00 p.m. and 7:00 p.m., testifying that she "imagined" she was triaging other patients. Though she provides a more detailed account in her declaration in support of the County's motion for summary judgment, it is undisputed that no other patient presented an emergency in the hours between 4:00 p.m. and 7:00 p.m. other than Harrison. Hast testified, however, that she believed Harrison was already subject to medical care due to the CIWA notation on his intake form, though she did not find any medical records associated with the protocol, as she would have expected to find had the protocol been initiated, and there is no other evidence in the record that would have made her belief objectively reasonable.
On this evidence, the Court concludes that a reasonable jury could find that Hast was deliberately indifferent to Harrison's medical needs. She knew that Harrison was at risk for severe alcohol withdrawal, she knew that the condition requires immediate medical attention, and she knew that Harrison was displaying the symptoms of severe alcohol withdrawal. Yet she did not notify a medical professional of Harrison's condition, or instruct a deputy to do so, or see him herself. Moreover, Plaintiffs have identified inconsistencies in Hast's testimony, such as her claiming to have spent more time attending to other inmates than actually elapsed, such that a jury might discount or disregard Hast's explanation of events. Even crediting her version, however, she purposefully chose to see other inmates instead of Harrison, even though she was aware of evidence that Harrison's situation had become emergent, and even though no other inmate Hast chose to see was at similar medical risk. A reasonable jury would be entitled to conclude that Hast displayed a purposeful failure to respond to a prisoner's possible medical need, rising to the level of subjective recklessness. Accordingly, the Court will deny summary judgment with regard to Plaintiffs' deliberate indifference claim against Defendant Hast.
Both Hast and Nurse Sancho argue that they are entitled to qualified immunity on Plaintiffs' deliberate indifference to medical needs claims. However, neither defendant argues that Harrison's right to be free from deliberate indifference to his serious medical needs was not clearly established at the time of his death.
A municipality may be held liable under a claim brought under § 1983 only when the municipality inflicts an injury; it may not be held liable under a respondeat superior theory.
There are two types of official policies, customs, or patterns that may lead to
"To establish that there is a policy based on a failure to preserve constitutional rights, a plaintiff must show, in addition to a constitutional violation," that the policy amounts to deliberate indifference to the plaintiff's constitutional rights.
Finally, "[u]nder
Plaintiffs assert a
"In limited circumstances, a local government's decision not to train certain employees about their legal duty to avoid violating citizens' rights may rise to the level of an official government policy for purposes of § 1983. A municipality's culpability for a deprivation of rights is at its most tenuous where a claim turns on a failure to train."
"Without notice that a course of training is deficient in a particular respect, decisionmakers can hardly be said to have deliberately chosen a training program that will cause violations of constitutional rights."
The Court has already concluded Deputy Ahlf was not deliberately indifferent to Harrison's serious medical needs. However, that conclusion does not end the inquiry. In
Alameda County's "Custody Staff Education" training states that "[a]t least 80% of inmates generally have problems with alcohol and/or other drugs." Sherwin Decl., Ex. 83 at COR 3846. Accordingly, the National Commission on Correctional Health Care's ("NCCHC") "Standards for Health Services in Jails" requires that correctional officers who work with inmates receive health-related training biennially, including training in recognizing the signs and symptoms of mental illness. The correctional facility must keep a certificate or other evidence of attendance "on site for each employee." Sherwin Decl., Ex. 43 at 37. Standard J-G-06, regarding intoxication and withdrawal, outlines the dangers of alcohol withdrawal while in custody. The standard explains: "Deaths from acute intoxication or severe withdrawal have occurred in correctional institutions. . . . Training for correctional officers includes recognizing the signs and symptoms of intoxication and withdrawal. . . ."
The County's policies appear to adopt some of these standards. Corizon policy J-G-08, which references NCCHC standard J-G-08 and other standards promulgated by the American Correctional Association ("ACA"), discusses "Inmates with Alcohol and other Drug Problems." Sherwin Decl., Ex. 45. It states that "[t]he custody staff is trained in recognizing AOD problems in inmates" and that "[t]here is communication and coordination between medical, mental health, and opioid treatment program (NTP) staff regarding AOD care."
Plaintiffs argue that the County failed adequately to implement these training policies, and they have submitted significant evidence supporting those claims.
Dr. Orr testified that "Corizon doesn't provide a direct training with the — for the Alameda County Sheriff's Office," and its Regional Medical Director is "not certain of what the content of their health care instruction is for the custody staff." Sherwin Decl., Ex. 15, Orr PMK Dep. 101:15-19. Corizon's Nurse Terri Granlund, who has worked for Corizon for 24 years, testified that she was not aware of any training provided to sheriff's deputies by Corizon concerning alcohol withdrawal, mental illness, or alcohol dependency. Sherwin Decl., Ex. 35, Granlund Dep. 10:2-12:18.
Sergeant Cynthia Sass was designated the County's person most knowledgeable "regarding the training policies and procedures, from 2007 to the present, concerning assessing, examining, treating, or providing care to inmates with possible alcohol withdrawal, detoxification of inmates who are alcohol dependent, preventing alcohol withdrawal in inmates, and handling inmates who are experiencing alcohol withdrawal." Sherwin Decl., Ex. 48, Sass PMK Dep. 8:3-13. Sergeant Sass characterized the County's level of training of deputies regarding alcohol withdrawal as "very little."
At her deposition, Megan Hast, who is employed by the County's Criminal Justice Mental Health office, testified that, since graduate school, she had not received any training regarding recognizing the signs and symptoms of alcohol withdrawal.
Additionally, Sergeant Sass was unable to recall any policy, procedure, guideline, or training bulletin providing for medical or mental health staff to inform sheriff's deputies when a person is at risk of alcohol withdrawal. Sass PMK Dep. 34:6-21. Nurse Granlund also testified that there is no mechanism at Santa Rita Jail for informing custody staff that a particular inmate is at risk of going into alcohol withdrawal. Granlund Dep. 21:2-18.
This testimony led Plaintiffs' expert, Dr. Burns, to conclude that Deputy Ahlf's inadequate training at the jail resulted in his failure to summon medical or mental health staff, and that the County failed to train jail staff to detect the signs and symptoms of alcohol withdrawal. Dr. Burns also concluded that the County failed adequately to train CJMH staff, including Hast, in triaging and responding to emergency referrals.
The County argues that Deputy Ahlf's training log demonstrates that he completed several training courses, including an eighty-hour "Jail Operations Core Course" in 2006 and "Continued Professional Training" courses in 2007 and 2009. Deputy Ahlf's training log confirms that he received these trainings, but does not describe their content. Sherwin Decl., Ex. 44. The outline for the 2009 Continued Professional Training produced by the County includes a section regarding the signs and symptoms of "medical emergencies/sudden illness." It does not appear to discuss alcohol withdrawal in particular. Ly Decl. ISO County MSJ Reply, ECF No. 159, Ex. V at ACSO 1587. A training outline for the "Emergency Action Plan" training Deputy Ahlf received in 2009 includes a section on "[s]igns and symptoms of mental illness, violent behavior, and acute chemical intoxication and withdrawal." Ly Decl., Ex. W at ACSO 1671. Finally, an exam Deputy Ahlf took as part of the eighty-hour course he took in 2006 includes questions about substance abuse and withdrawal. Ly Decl., Ex. X.
The County also characterizes the same portions of Sergeant Sass' testimony as evidence that the training she described as "cursory" occurred, but Plaintiffs do not dispute that these trainings occurred; they argue the trainings were inadequate.
The only other evidence in the record the County points to regarding this issue is the deposition transcript of Deputy Rojas, who testified that he was trained in recognizing the signs of alcohol withdrawal prior to August 16, 2010. Rojas Dep. 56-57. His testimony on this point is superficial.
Taking the evidence in the record as a whole, and construing all disputed facts in favor of Plaintiffs, the Court finds that a triable issue remains with respect to the County's liability for failure adequately to train Deputy Ahlf and Megan Hast, and for failure to adopt or implement policies regarding the communication of medical information between medical and custodial staff.
As in
Plaintiffs may prevail at trial on their failure to train claim without showing a pattern of constitutional violations because a jury may find that the failure to provide Harrison adequate medical care — a constitutional right held by pre-trial detainees — was a "`highly predictable consequence of a failure to equip law enforcement officers with specific tools to handle recurring situations,'"
Finally, a reasonable jury could conclude that the County's policy and practice failures were the "actionable cause" of, or "moving force" behind, the County's failure to provide adequate medical care to Harrison.
For these reasons, the Court will deny the County's motion for summary judgment with respect to Plaintiffs'
A plaintiff may assert
Plaintiffs point to a number of national standards and Corizon policies that Plaintiffs maintain were not implemented, or were implemented in an unsatisfactory manner, by Corizon, as the basis of their
As discussed above, NCCHC and ACA standards require that correctional officers who work with inmates receive health-related training biennially, including training in recognizing the signs and symptoms of mental illness. Sherwin Decl., Ex. 43 at 37. The County appears to have attempted to implement some of these standards through the adoption of certain policies. Corizon policy J-G-08, which references NCCHC standard J-G-08 and other standards promulgated by the American Correctional Association ("ACA"), discusses "Inmates with Alcohol and other Drug Problems." Sherwin Decl., Ex. 45. It states that "[t]he custody staff is trained in recognizing AOD problems in inmates" and that "[t]here is communication and coordination between medical, mental health, and opioid treatment program (NTP) staff regarding AOD care."
As previously noted, Dr. Orr testified that "Corizon doesn't provide a direct training with the — for the Alameda County Sheriff's Office" and is "not certain of what the content of their health care instruction is for the custody staff," and Nurse Granlund testified that she was not aware of any training provided to Sheriff's deputies by Corizon concerning alcohol withdrawal, mental illness, or alcohol dependency.
The same NCCHC standards also require the screening of inmates on all intra-system transfers by a qualified healthcare professional within twelve hours of arrival to ensure continuity of care. Sherwin Decl., Ex. 43 at 63 (Standard J-E-03). The relevant standard states that it is "intended to ensure that inmates continue to receive appropriate health services for health needs already identified. . . ."
NCCHC Standard J-G-06 sets out protocols for inmates undergoing alcohol withdrawal. It provides that detoxification is "done only under physician supervision. . . ." There is no evidence that Harrison's withdrawal was monitored by a physician.
The Standard further requires that "[i]nmates experiencing severe, life-threatening intoxication (overdose) or withdrawal are transferred immediately to a licensed acute care facility." Inmates at risk for progression to more severe levels of withdrawal must be "kept under constant observation by qualified health care professionals or health-trained correctional staff, and whenever severe withdrawal symptoms are observed, a physician is consulted promptly." In the discussion section, Standard J-G-06 states: "As a precaution, severe withdrawal syndromes must never be managed outside of a hospital." Corizon Policy No. 153 provides that detoxification shall be carried out on site, and that all inmates demonstrating signs and symptoms of alcohol withdrawal be seen by a physician. Sherwin Decl., Ex. 44. The policy provides that patients with severe, life-threatening alcohol withdrawal be transferred to a hospital immediately.
Dr. Orr's testimony on this point is contradictory. He testified that severe alcohol withdrawal is managed in the jail. Orr PMK Dep. 70:15-19. However, he also testified that Corizon would transfer an inmate with Delirium Tremens to a hospital, but that the management would continue in the jail if the patient is eating and taking medication.
The Corizon policy also requires that inmates undergoing alcohol withdrawal be kept under "constant observation." Dr. Orr testified that Corizon complies with this policy because inmates undergoing alcohol withdrawal are seen by a nurse once in every eight-hour shift, or three times a day. Orr PMK Dep. 162:9-15.
Finally, Corizon's contract with the County requires that screenings be performed for all inmates "
Corizon's responses to Plaintiffs' allegations provide merely a different gloss on the same evidence. For example, Corizon argues that the charge nurse supervision is medically adequate. Corizon also argues that Plaintiffs cannot prove causation because, for example, had Sancho been supervised directly by a registered nurse, Plaintiffs cannot prove that the screening would have resulted in a different outcome, and that Plaintiffs cannot prove that a chart review after Harrison was transferred to Santa Rita Jail would have resulted in identification of Sancho's errors.
These arguments overstate Plaintiffs' burden on summary judgment, which Plaintiffs have met.
First, it is not clear that any affirmative causation evidence is even required — in this case, Corizon's own policies, as reflected in its contract with the County and the County's NCCHC accreditation report, were obviously designed to guard against exactly the chain of events that transpired here. As the Ninth Circuit has said on similar facts, "[a]n evaluation by a trained medical staff member surely would have revealed [the decedent's] condition."
Second, Corizon's own witnesses have provided sufficient evidence from which a jury could reasonably conclude that Corizon's failure to supervise Sancho was a substantial factor in causing Harrison's death. Bill Wilson, Corizon's Health Services Administrator, described Sancho's intake as "an egregious breach of medical care," Sherwin Decl., Ex. 34 at 178, that "the intake screening is a minimum data set of what every professional is expected to gather,"
For these reasons, and construing the record in the light most favorable to Plaintiffs, the Court will deny summary judgment on Plaintiffs'
The Ninth Circuit has "long permitted plaintiffs to hold supervisors individually liable in § 1983 suits when culpable action, or inaction, is directly attributed to them."
At the time of Harrison's death, Dr. Orr was Corizon's Regional Medical Director; he oversaw Corizon's operations at all Alameda County jails. Orr PMK Dep. 14:19-16:18. He was responsible for policymaking at Corizon. He testified that he was responsible for ensuring that Corizon's policies were followed, and making changes in Corizon policy.
In light of the factual basis for Plaintiffs'
The Court will deny the motion to grant summary judgment in Dr. Orr's favor with respect to the supervisory liability claims.
The Constitution protects pre-trial detainees from use of force that amounts to punishment.
Because it is so dependent on determinations of fact and credibility, whether excessive force has been used is ordinarily a question of fact reserved for the jury.
The County relies heavily on
During the struggle, the inmate "assumed a fighting stance with his fists up and shouted obscenities" at the officers.
The present case is distinguishable from
First, "where there is no need for force, any force used is constitutionally unreasonable."
Given these facts, Deputy Ahlf's supervisors questioned his "lapse in judgment" in attempting to move Harrison, who was obviously mentally ill, without backup, and without handcuffing Harrison through the port in the cell door. While attempting to handcuff Harrison, Deputy Ahlf pushed Harrison into the cell based on Harrison's "unsettling, blank stare." As Harrison moved back toward Deputy Ahlf, the deputy discharged his Taser. Viewed in the light most favorable to Plaintiffs, the evidence suggests that even then, Harrison may not have been attempting to hurt the deputy, but rather ran out of the cell and slipped, falling to the ground. The evidence also suggests Deputy Ahlf deployed his Taser a second time. Deputy Ahlf cannot account for the Taser log, and cannot explain what happened in the intervening seconds that caused him to fire his Taser a second time. Plaintiffs' police practices expert concludes that Deputy Ahlf's conduct was the cause of the ensuing injuries Harrison suffered.
Taken as a whole, Plaintiffs' evidence undermines Deputy Ahlf's account of how the altercation began. Thus, unlike the inmate in
Second, unlike with the inmate in
Third, "[t]he problems posed by, and thus the tactics to be employed against, an unarmed, emotionally distraught individual who is creating a disturbance or resisting arrest are ordinarily different from those involved in law enforcement efforts to subdue an armed and dangerous criminal who has recently committed a serious offense. In the former instance, increasing the use of force may, in some circumstances at least, exacerbate the situation; in the latter, a heightened use of less-than-lethal force will usually be helpful in bringing a dangerous situation to a swift end."
Fourth, the quantum of force used was not at issue in
The County also argues that the deputies could not have caused Harrison's death, and therefore Harrison did not suffer damages from the deputies' use of force. Force is not required to be lethal to qualify as excessive. If Plaintiffs can establish at trial that the deputies used excessive force, the question of whether the force led to Harrison's death or merely to some of his injuries will be a question of fact for the jury.
For these reasons, the Court concludes that summary judgment must be denied with respect to Plaintiffs' excessive force claims against Deputy Ahlf. A reasonable jury could conclude that the quantum of force used was objectively unreasonable and that the force was unnecessary, and therefore unconstitutional.
The County argues that none of the remaining Sheriff's Deputies can be liable for excessive force because no deputy can be liable for the force used by another, and no single deputy employed objectively unreasonable force. Taken to its logical conclusion, the County's argument suggests that, no matter the quantum of the total force used against Harrison, no single deputy could ever be liable for it.
It is true that an officer must be an "integral participant" in the violation.
The
The same rule applies here. As in
On this record, Plaintiffs are also entitled to argue that deputies who were present had a duty to intervene to prevent the use of excessive force against Harrison, even if not all of them integrally participated in the application of force. "[P]olice officers have a duty to intercede when their fellow officers violate the constitutional rights of a suspect or other citizen."
Here, the County argues only that no deputy testified to seeing any force that was unreasonable or excessive, and that certain deputies used less force than could amount to excessive force; therefore, argues the County, a failure to intervene claim cannot survive. These arguments must be decided by a jury. Each deputy was present at some point during the altercation, and each deputy admits, at a minimum, to participating in the effort to control Harrison by touching him in some way, though with different amounts of force or compliance techniques. Thus, Plaintiffs' failure to intervene claim with respect to each deputy is sufficient to survive summary judgment. The questions of when each deputy arrived, what each deputy witnessed, whether there was a violation of Harrison's constitutional rights, and whether each deputy either failed to intervene in, or was an integral participant in the violation of Harrison's rights are questions for the trier of fact.
Qualified immunity is an affirmative defense that "shield[s] an officer from personal liability when an officer reasonably believes that his or her conduct complies with the law."
"Second, if the plaintiff has satisfied this first step, the court must decide whether the right at issue was `clearly established' at the time of defendant's alleged misconduct."
The Court finds that the Sheriff's Deputies are not entitled to qualified immunity in this case for their alleged use of excessive force. The Ninth Circuit's decision in
The County's reliance on Ninth Circuit decisions finding qualified immunity for the use of a Taser is unavailing. The County's argument depends on separating the use of Tasers from the rest of the altercation. But Plaintiffs premise their excessive force claim here on the combination of the different types of force used in this case, not simply the use of Tasers, and it is the "totality of force" that must be evaluated in an excessive force case.
For these reasons, the Court cannot conclude at this juncture that the Sheriff's Deputies are entitled to qualified immunity on Plaintiffs' excessive force claim.
Plaintiffs assert against each Sheriff's Deputy a claim for violation of their Fourteenth Amendment right to be free from interference with their relationship with their father. That claim is premised on the same facts as Plaintiffs' excessive force claim.
However, the Fourteenth Amendment inquiry is distinct from a Fourth Amendment excessive force claim. Under the Fourteenth Amendment, "only official conduct that `shocks the conscience' is cognizable as a due process violation."
Here, the parties agree the "purpose to harm" standard applies with respect to the force used by the Sheriff's Deputies. In an excessive force case, a purpose to harm is "`the intent to inflict force beyond that which is required by a legitimate law enforcement objective.'"
Further, the same disputes of material fact preclude the Court from finding that the Sheriff's Deputies are entitled to qualified immunity, as the "intent to inflict force beyond that which is required by a legitimate law enforcement objective" would constitute a clearly established violation of Plaintiffs' constitutional rights.
The standard that applies to Plaintiffs' familial association claim against the Sheriff's Deputies for their use of force is different than that which applies to Plaintiffs' claim against Hast and Nurse Sancho premised on their alleged deliberate indifference to Harrison's serious medical needs. Unlike the "purpose to harm" standard that governs Fourteenth Amendment claims where an official "makes a snap judgment because of an escalating situation,"
The Court concludes that the "deliberate indifference" standard applies to Plaintiffs' familial association claims against Defendants Hast and Sancho. Because the Court has already concluded that Plaintiffs have adduced sufficient evidence to deny summary judgment on their deliberate indifference claims, the Court will deny summary judgment as to their familial association claim as well.
Defendants' arguments concerning qualified immunity on Plaintiffs' familial association claim echo their arguments concerning the underlying conduct challenged by Plaintiffs. No Defendant makes a distinct argument concerning whether the alleged violation of Plaintiffs' rights was prohibited by clearly established law. For this reason, the Court will deny qualified immunity with respect to Plaintiffs' familial association claims against the Sheriff's Deputies arising out of the use of force and against Hast and Sancho arising out of deliberate indifference to Harrison's serious medical needs.
Each Defendant moves for summary judgment on Plaintiffs' claim for violation of California's Bane Act, Cal. Civ. Code § 52.1. The Bane Act provides a private right of action for damages against any person, whether acting under color of law or not, who interferes or attempts to interfere "by threats, intimidation, or coercion, with the exercise or enjoyment by any individual or individuals of rights secured by the Constitution or laws of the United States, or of the rights secured by the Constitution or laws" of California.
The County argues that Plaintiffs have not adduced sufficient evidence to establish an excessive force claim, and therefore no Bane Act violation may follow. As the Court has already discussed, Plaintiffs have established a triable issue of fact with respect to the excessive force claims against each of the Sheriff's Deputies. The Court will deny the County's motion for summary judgment on that ground.
The Corizon Defendants and Sancho argue that none of them interfered or attempted to interfere with Mr. Harrison's rights "by threats, intimidation or coercion" as required by the Bane Act.
Because the Court has already concluded that Plaintiffs are entitled to present their deliberate indifference claims to a jury, and for the reasons set forth in its prior order, ECF No. 76, the Court will deny the Corizon Defendants' and Sancho's motions for summary judgment as to Plaintiffs' Bane Act claims.
In their opposition to the County's motion for summary judgment, Plaintiffs premise their negligence claim against the County Defendants solely on the allegedly excessive force used by the Sheriff's Deputies.
To establish the negligence of a police officer under California law, a plaintiff must demonstrate that (1) the officer owed the plaintiff a duty of care, (2) the officer breached the duty by failing to use such skill, prudence, and diligence as other members of the profession commonly possess and exercise, (3) there was a proximate causal connection between the officer's negligent conduct and the resulting injury to the plaintiff, and (4) the officer's negligence resulted in actual loss or damage to the plaintiff.
Here, the parties agree that the negligence and excessive force analyses merge. Because the Court denies summary judgment with respect to Plaintiffs' excessive force claim against the Sheriff's Deputies, it will also deny summary judgment on Plaintiffs' negligence claim against the officers.
The parties also agree that a viable excessive force claim precludes summary judgment with respect to Plaintiffs' assault and battery claims against the Sheriff's Deputies. For the same reason, the Court will deny summary judgment on those claims.
The County also argues that it is immune from vicarious liability for the Sheriff's Deputies' conduct. That is not the case. Under the California Tort Claims Act, Cal. Gov't Code, § 810 et seq., a public entity is not liable for injury arising from an act or omission except as provided by statute. Section 815.2(a) provides that "[a] public entity is liable for injury proximately caused by an act or omission of an employee of the public entity within the scope of his employment if the act or omission would, apart from this section, have given rise to a cause of action against that employee[.]" Cal. Gov't Code § 815.2. "This provision clearly allows for vicarious liability of a public entity when one of its police officers uses excessive force in making an arrest."
Finally, the Court notes that Plaintiffs do not attempt to support their negligence claim against Ms. Hast in opposition to the County's motion for summary judgment. Accordingly, the Court will enter summary judgment for defendant Hast on that claim.
In opposition to the motion for summary judgment filed by Nurse Sancho, Plaintiffs agreed to dismiss their negligence claim against her. Accordingly, the Court will grant summary judgment in Nurse Sancho's favor on that claim.
In a letter brief concerning whether Plaintiffs' counsel will be required to testify at trial with respect to the statute of limitations, Plaintiffs agreed to dismiss their negligence claims against the Corizon Defendants as well. ECF No. 290 at 3. Accordingly, the Court will grant summary judgment in the Corizon Defendants' favor on that claim as well.
Plaintiffs assert a claim for violation of California Government Code section 845.6 against Deputy Ahlf, Defendant Hast, and the County.
Cal. Gov't Code § 845.6. The County Defendants first argue that they are immune from liability for a violation of section 845.6 by virtue of the immunity provision at Government Code sections 855.6, which, inter alia, confers immunity on public employees and entities for injury caused by "the failure to make a physical or mental examination." But on its face, section 855.6 does not apply to Plaintiffs' claims arising out of the failure to "summon medical care"; only to the failure to "make a physical or mental examination." The statute is therefore inapplicable to Plaintiffs' section 845.6 claim.
Turning to the merits of Plaintiffs' section 845.6 claim, "[i]n order to state a claim under § 845.6, a prisoner must establish three elements: (1) the public employee knew or had reason to know of the need (2) for immediate medical care, and (3) failed to reasonably summon such care."
In connection with Plaintiffs' deliberate indifference claim, the Court previously found that Deputy Ahlf's failure to summon medical care for Harrison may have violated several County policies and procedures, but that there is no evidence in the record that Deputy Ahlf was subjectively aware of Harrison's medical condition. While Deputy Ahlf was aware that Harrison was acting bizarrely, he did not know that Harrison was an alcoholic, nor is there any evidence from which a jury could conclude that Deputy Ahlf knew Harrison was suffering from withdrawal. For these reasons, Deputy Ahlf is entitled to summary judgment on his deliberate indifference claim.
However, section 845.6 imposes liability for a failure to reasonably summon medical care for a serious medical need of which the defendant has actual or constructive knowledge.
The Court finds, viewing the evidence in the light most favorable to Plaintiffs, that a reasonable jury could conclude that Deputy Ahlf should have known that Harrison was suffering from a "serious and obvious medical condition[] requiring immediate care,"
With respect to Defendant Hast, however, summary judgment is appropriate. Section 845.6 simply does not extend to a failure to diagnose or treat, which is Plaintiffs' only complaint arising out of Hast's conduct.
For the foregoing reasons, the Court hereby GRANTS IN PART Defendants' motions for summary judgment. Judgment will be entered in Defendants' favor as to the following claims:
1. Plaintiffs' First Cause of Action — 42 U.S.C. § 1983 — as against the Sheriff's Deputies for deliberate indifference to Harrison's serious medical needs and for loss of familial association stemming from deliberate indifference to Harrison's serious medical needs;
2. Plaintiffs' Second Cause of Action —
3. Plaintiffs' Third Cause of Action — Cal. Civil Code § 52.1 — as against the Sheriff's Deputies and Defendant Hast for violation of Harrison's civil rights concerning medical care;
4. Plaintiffs' Fourth Cause of Action — Negligence — as against Defendants Hast, Sancho, Corizon Health, and Dr. Orr; and
5. Plaintiffs' Sixth Cause of Action — Cal. Gov't Code § 845.6 — as against Defendant Hast in connection with Harrison's medical care.
In all other respects, the motions for summary judgment are hereby DENIED.
Here, Plaintiffs' inadequate screening claim is premised almost exclusively on Sancho's conduct toward Harrison and the fact that she had previously failed the registered nurse's exam twice. Pursuant to
However, the Court must nevertheless deny summary judgment with respect to Plaintiffs'