RICHARD SEEBORG, District Judge.
Plaintiff moves to have a trial transcript prepared at public expense, pursuant to 28 U.S.C. § 753(f). That section provides, in relevant part, that "[f]ees for transcripts furnished in other proceedings to persons permitted to appeal in forma pauperis shall also be paid by the United States if the trial judge or a circuit judge certifies that the appeal is not frivolous (but presents a substantial question)." As noted in a prior order, however, where a party is seeking public funding for trial transcripts, "courts must be rigorous in their examination of applications . . . to ensure that the treasury is not unduly imposed upon." Walker v. People Exp. Airlines, Inc., 886 F.2d 598, 601 (3d Cir. 1989). In light of that duty to examine the application rigorously, two prior orders have issued calling on plaintiff to address certain issues involving his original IFP application in this matter.
Item 3 of the IFP form asked "Are you married?" Plaintiff checked the box for "No." That response was not legally accurate, as plaintiff remained legally married at the time. A more candid and appropriate response would have been for plaintiff to mark the "Yes" box, and then to insert as much additional information as he believed appropriate regarding the written legal separation agreement he has now submitted to show that his financial affairs are unconnected to those of his spouse. Over the course of this litigation, plaintiff has repeatedly demonstrated an ability to parse phrasing of questions and answers to identify statements that contain even minor inconsistencies, technical inaccuracies, and/or the potential to mislead, regardless of materiality. Had he applied the same standard to his own response to the IFP form, he would not have checked the "No" box on item 3 without further disclosure.
That said, plaintiff is correct that the design of the form does not facilitate disclosure of a separated marital status. There is at least an argument that he selected the box most nearly corresponding to his de facto circumstances, and to the relevance of his spouse's financial circumstances. Accordingly, while plaintiff's response was less than candid, standing alone it would not warrant imposition of any kind of sanctions.
Item 5 of the IFP form asked "Do you own or are you buying a home?" Plaintiff checked the box for "No," and left blank the entries for estimated value and any mortgage balance. Plaintiff argues this response was accurate because three days prior to submitting his IFP application, he had executed a "transfer grant deed," which he contends conveyed ownership of his house to his mother. As set out in the prior orders entered on April 14th and 15th, 2015 (Dkt. Nos. 1018 and 1021) the most reasonable inference supported by the record is that the parties intended a security transaction, not an outright transfer of ownership. Plaintiff's arguments to the contrary are not persuasive.
As noted in the April 14th order, this Court has not reached the issue of whether plaintiff's misrepresentations rendered his allegation of poverty untrue, such that under 28 U.S.C §1915 (e)(2)(a) dismissal of his substantive claims might be warranted. Because judgment has been entered, those claims are no longer pending here, and any dismissal on such grounds will be for the consideration of the appellate court.
The remaining question is whether the misrepresentations warrant revocation of plaintiff's IFP status on appeal. Although plaintiff's conduct at the time he submitted the IFP applications cannot be excused, there is ample evidence in the record that his present financial resources are very limited, such that an accurate IFP application would likely be granted. Additionally, unlike Gayard and Albee where the claims were still pending in the trial court, there is no express statutory provision calling for revocation of IFP status under circumstances like these. Accordingly, notwithstanding the very troubling attitude plaintiff has demonstrated as to his own duty of candor, his IFP status will not be revoked by this Court.
At a number of points in the proceedings, plaintiff has expressed an intent to pursue an appeal on various grounds. Without suggesting that all, or even many, of those points present viable appellate issues, there likely exist one or more non-frivolous grounds for appeal. Accordingly, plaintiff's motion for a trial transcript to be furnished at public expense is hereby granted.
Because plaintiff was a party to Gayard and Albee, the factual findings there may be binding on him in other actions, including this one, under principles of issue preclusion, also known as collateral estoppel. Whether issue preclusion necessarily would apply in this case, however, will not be decided. For purposes of the present motion, it has been presumed that the findings in Gayard and Albee are not binding here.