HAYWOOD S. GILLIAM, Jr., District Judge
The parties in this patent infringement action seek construction of three claim terms found in United States Patent Nos. 8,441,438 ("the '438 Patent") and 8,552,978 ("the '978 Patent"). This order follows claim construction briefing, a technology tutorial, and a claim construction hearing.
Claim construction is a question of law to be determined by the Court. See Markman v. Westview Instruments, Inc., 52 F.3d 967, 979 (Fed. Cir. 1995). "The purpose of claim construction is to determine the meaning and scope of the patent claims asserted to be infringed." O2 Micro Int'l Ltd. v. Beyond Innovation Tech. Co., 521 F.3d 1351, 1360 (Fed. Cir. 2008) (internal quotation marks omitted).
Generally, claim terms should be given their ordinary and customary meaning—i.e., the meaning that the terms would have to a person of ordinary skill in the art at the time of the invention. Phillips v. AWH Corp., 415 F.3d 1303, 1312-13 (Fed. Cir. 2005) (en banc). There are only two circumstances where a claim is not entitled to its plain and ordinary meaning: "1) when a patentee sets out a definition and acts as his own lexicographer, or 2) when the patentee disavows the full scope of a claim term either in the specification or during prosecution." Thorner v. Sony Comput. Entm't Am. LLC, 669 F.3d 1362, 1365 (Fed. Cir. 2012).
When construing claim terms, the Federal Circuit emphasizes the importance of intrinsic evidence: the language of the claims themselves, the specification, and the prosecution history. Phillips, 415 F.3d at 1312-17. The claim language can "provide substantial guidance as to the meaning of particular claim terms," both through the context in which the claim terms are used and by considering other claims in the same patent. Id. at 1314. The specification is likewise a crucial source of information. Although it is improper to read limitations from the specification into the claims, the specification is "the single best guide to the meaning of a disputed term." Id. at 1315 ("[T]he specification is always highly relevant to the claim construction analysis. Usually, it is dispositive.") (internal quotation marks omitted); see also Merck & Co. v. Teva Pharms. USA, Inc., 347 F.3d 1367, 1371 (Fed. Cir. 2003) ("[C]laims must be construed so as to be consistent with the specification.").
Despite the importance of intrinsic evidence, courts may also consider extrinsic evidence— technical dictionaries, learned treatises, expert and inventor testimony, and the like—to help construe the claims. Phillips, 415 F.3d at 1317-18. For example, dictionaries may reveal what the ordinary and customary meaning of a term would have been to a person of ordinary skill in the art at the time of the invention. Frans Nooren Afdichtingssystemen B.V. v. Stopaq Amcorr Inc., 744 F.3d 715, 722 (Fed. Cir. 2014) ("Terms generally carry their ordinary and customary meaning in the relevant field at the relevant time, as shown by reliable sources such as dictionaries, but they always must be understood in the context of the whole document—in particular, the specification (along with the prosecution history, if pertinent)."). Extrinsic evidence is, however, "less significant than the intrinsic record in determining the legally operative meaning of claim language." Phillips, 415 F.3d at 1317 (internal quotation marks omitted).
The parties have agreed to the construction of the following terms (see Dkt. Nos. 47, 61):
In light of the parties' agreement on the proper construction of these terms, the Court adopts the parties' constructions.
The '438 Patent, titled "3D Pointing Device and Method for Compensating Movement Thereof," claims a device and method that measures, calculates, and outputs the movement of the device so that those movements can be translated to a 2D image screen. In the words of the patentee:
'438 Patent at 4:8-25.
Independent claim 1 describes:
The parties dispute the meaning of the two bolded claim phrases in claim 1 above.
Plaintiff argues that its construction "is consistent with the patent's specification," and merely "reorganizes the language of the claims to provide additional clarity for the term." Dkt. No. 57 ("Op'g Br.") at 9. Plaintiff contends that "[w]ithin the claim itself, `receiving' is defined as the communication with the motion sensors, and `calculating' is defined as the calculation of a resulting deviation using a comparison of the signals." Id. at 9-10.
But the claim does not so clearly define those words. In fact, read in conjunction with the specification, the claim appears to describe two separate calculations: the calculation of the first and second signal sets, and the calculation of the resulting deviation. See '438 Patent at 8:24-29 ("The computing processor
As a result, the calculation of the first and second signal sets disappears, and instead those signal sets are only "us[ed] . . . for calculation" of the resulting deviation. The Court finds that, contrary to Plaintiff's assertion, such a construction would not be consistent with "the context of the specification," which describes two separate calculations. Ultimax Cement Mfg. Corp. v. CTS Cement Mfg. Corp., 587 F.3d 1339, 1348 (Fed. Cir. 2009).
Furthermore, Plaintiff's construction is not necessary to provide clarity regarding the use of the first and second signal sets to calculate the resulting deviation, as the claim language itself serves this function by teaching that the resulting deviation is calculated "by utilizing a comparison to compare the first signal set with the second signal set." '438 Patent at 19:10-14.
Finally, the Court cannot "reorganize the language of the claims" to give terms meanings that are not supported by the specification or the claim language itself. See Chef Am., Inc. v. Lamb-Weston, Inc., 358 F.3d 1371, 1374 (Fed. Cir. 2004) ("This court, however, repeatedly and consistently has recognized that courts may not redraft claims, whether to make them operable or to sustain their validity. Even a nonsensical result does not require the court to redraft the claims of the . . . patent.") (internal quotation marks omitted); Haemonetics Corp. v. Baxter Healthcare Corp., 607 F.3d 776, 782 (Fed. Cir. 2010) ("[W]e do not redraft claims to contradict their plain language in order to avoid a nonsensical result.").
Defendant argues that the claim phrase is indefinite because it "does not make sense" for the computing processor to calculate the signal sets. Dkt. No. 59 ("Resp. Br.") at 7. The Supreme Court recently clarified the standard courts must use to determine whether patent claims are invalid for indefiniteness under § 112 of the Patent Act. In Nautilus, Inc. v. Biosig Instruments, Inc., 134 S.Ct. 2120 (2014), the Supreme Court held "that a patent is invalid for indefiniteness if its claims, read in light of the specification delineating the patent, and the prosecution history, fail to inform, with reasonable certainty, those skilled in the art about the scope of the invention." 134 S. Ct. at 2124. That definiteness standard "mandates clarity, while recognizing that absolute precision is unattainable." Id. at 2129. The Federal Circuit has since interpreted the Nautilus holding to require that the intrinsic evidence "provide objective boundaries" on the scope of the claim meaning. Interval Licensing LLC v. AOL, Inc., 766 F.3d 1364, 1371 (2014).
The Court finds that this claim phrase is not indefinite. The '438 Patent sufficiently teaches the scope of the first and second signal sets such that it is reasonably certain that a person skilled in the art would understand how such signal sets could be "calculated" according to the ordinary meaning of that word. The Nautilus test "mandates clarity," not perfect logic.
The Court is required to construe claim terms only when the parties raise an "actual dispute regarding the proper scope of the[] claims." See O2 Micro, 521 F.3d at 1360. Given the Court's finding that this claim phrase is not indefinite, there is no "actual dispute" regarding the meaning of the claim phrase. See Hr'g Tr. at 56:5-6 ("It doesn't require a construction."), 79:19-22 ("It says you have to calculate those signal sets. So that processor has to both receive and calculate the first and second signal sets. That would be my fallback."). Moreover, the claim phrase uses ordinary words in ordinary ways that are readily comprehensible to a jury. See Chef Am., 358 F.3d at 1373 ("These are ordinary, simple English words whose meaning is clear and unquestionable. . . . They mean exactly what they say."). Accordingly, the Court rejects Plaintiff's proposed construction, rejects Defendant's indefiniteness argument, and finds that no construction of this claim phrase is necessary.
Defendant does not appear to dispute that the '438 Patent properly discloses the comparison of two "orientations" or "states," but argues that such comparisons would be different from the comparison of "signal sets" described in claim 10. And because Defendant further argues that it "does not make mathematical or physical sense to `compare' these two quantities," Defendant contends that the claim phrase is indefinite. Resp. Br. at 9.
But Defendant's cited authority is not persuasive. In Union Pacific Resources Co. v. Chesapeake Energy Corp., 236 F.3d 684 (Fed. Cir. 2001), the Court found that the term "comparing" was indefinite because "the precise meaning of the term . . . is not explained in the written description" and the patent "does not define the means to `compare' the two sets of characterizing information." 236 F.3d at 692. In Invensys Systems, Inc. v. Emerson Electric Co., No. 12-cv-799, 2014 WL 3976371 (E.D. Tex. Aug. 6, 2014), the Court based its finding of indefiniteness on the fact that "calculating a dot product where one of the inputs is a single number is mathematically impossible," since "[i]t is . . . undisputed that calculating a dot product requires a sequence of numbers." 2014 WL 3976371, at *5. Here, the patentee explicitly defined the term "comparison" in the specification. See '438 Patent at 2:27-32 ("The term of `comparison' of the present invention may generally refer to the calculating and obtaining of the actual deviation angles of the 3D pointing device
Accordingly, the Court finds that this claim phrase is not indefinite. But Plaintiff's construction is not adequate, since it does not incorporate or even reference the specific definition of "comparison" contained in the specification and does not clarify the scope of the overall claim when combined with the rest of claim 1's language. Therefore, the Court construes this claim phrase as "using the calculation of actual deviation angles to compare the first signal set with the second signal set," which clarifies the scope of the phrase and claim 1 as a whole using the specification's explicit definition of "comparison."
The '978 Patent discloses a similar device and method as the '438 Patent, except the '978 Patent invention uses a third motion sensor, a magnetometer, in addition to the accelerometer and gyroscope disclosed by the '438 Patent. In addition, the '978 Patent discloses two computing processors as opposed to the single computing processor disclosed in the '438 Patent.
Independent claim 1 describes:
The parties dispute the meaning of the bolded claim phrase in claim 1 above. The same claim phrase also appears in independent claim 10.
The parties first dispute whether the claim phrase requires that the "rotation output," in particular, be transformed. Defendant contends that the specification's description of the sub-steps of a disclosed embodiment "define[s] how to calculate the transformed output," and that those sub-steps "calculate[] the transformed output based on the transformed rotation." Resp. Br. at 15.
Defendant's construction improperly imports a limitation from a preferred embodiment and three dependent claims into the independent claim. See Kaneka Corp. v. Xiamen Kingdomway Grp. Co., 2015 WL 3613644, at *6 (Fed. Cir. June 10, 2015) ("[I]t would be improper to import a claim limitation from a dependent claim into an independent claim."). The plain language of the independent claim requires only that the rotation output be "used" to generate the transformed output, whereas certain dependent claims and a preferred embodiment add the limitation that a "transformed rotation" be generated before the transformed output may be generated. See '978 Patent at 33:11-17 & claims 5 ("The 3D pointing device of claim
Plaintiff's construction, on the other hand, omits entirely the clear requirement that the generated output be "transformed." The Court therefore also declines to adopt Plaintiff's proposed construction.
The Court sees no need to depart from the plain meaning of the readily understandable words used in the first part of this claim phrase ("using the orientation output and the rotation output to generate a transformed output").
As for the latter part of the claim phrase, Defendant argues that the specification consistently uses the term "fixed" in relation to "a non-moving display separate from the 3D pointing device." Resp. Br. at 16. But Defendant's proposed construction conflates the "display device" and the "reference frame," and it excludes certain disclosed embodiments. What is "fixed" is the "reference frame," not the display device itself. The reference frame is a spatial plane rather than a physical object. Thus, the display device may move, but the reference frame by which the device's movements are translated remains fixed. Furthermore, the specification describes embodiments in which the display device is integrated into the same hardware as the motion sensor device. See '978 Patent at 5:6-8 (disclosing "a display frame either external to the device of the present invention or integrated therein"), 13:13-16 ("[T]he above-mentioned display reference frame associated with a display may need not to be [sic] external to the spatial reference frame in terms of the hardware configuration of the present invention."), 13:21-24 ("[I]n one embodiment, . . . [a] built-in display
In line with the above analysis, the Court construes this claim phrase as "using the orientation output and the rotation output to generate a transformed output that corresponds to a two-dimensional movement in a plane that is parallel to the screen of a display device."
The Court construes the disputed terms as follows:
A case management conference will be held on September 29, 2015, at 2:00 p.m., in Courtroom 15, 18th Floor, 450 Golden Gate Avenue, San Francisco. The parties shall file an updated joint case management statement by September 22, 2015, and should be prepared to discuss the remainder of the case schedule.