RONALD M. WHYTE, District Judge.
Petitioner, a state prisoner proceeding
Petitioner was charged with six counts of raping his daughter by force. At a jury trial, the prosecution put on evidence that in 1996, when petitioner's daughter, T.A., was 14-years old, petitioner began having sex with her. T.A. testified that she never consented or initiated the sexual contact with petitioner, but she also did not resist because she was afraid of petitioner. T.A. also testified that she had previously seen petitioner beat and hit her mother, and, beginning in 1997, petitioner began to abuse T.A. as well. In 1998, T.A. had a daughter with petitioner. Petitioner's ex-wife testified that petitioner used to abuse her as well. Petitioner testified on his own behalf, and insisted that T.A. was the sexual aggressor. Petitioner's defense was that he had a reasonable and good faith belief that T.A. consented to their sexual activities.
The jury found petitioner guilty, and also found that petitioner personally inflicted great bodily injury. The jury also found true a prior conviction, and sentenced petitioner to a term of 90 years to life in state prison. The sentence was imposed consecutively to a six year term petitioner was serving in a separate case.
On June 16, 2006, the California Court of Appeal affirmed. On October 11, 2006, the California Supreme Court denied review. Petitioner also filed unsuccessful habeas petitions in state court. Petitioner filed the underlying federal petition on July 27, 2009.
This court may entertain a petition for writ of habeas corpus "in behalf of a person in custody pursuant to the judgment of a state court only on the ground that he is in custody in violation of the Constitution or laws or treaties of the United States." 28 U.S.C. § 2254(a). Under the Antiterrorism and Effective Death Penalty Act of 1996 ("AEDPA"), a district court may not grant a petition challenging a state conviction or sentence on the basis of a claim that was reviewed on the merits in state court unless the state court's adjudication of the claim "(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established federal law, as determined by the Supreme Court of the United States; or (2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the state court proceeding." 28 U.S.C. § 2254(d). The first prong applies both to questions of law and to mixed questions of law and fact,
"Under the `contrary to' clause, a federal habeas court may grant the writ if the state court arrives at a conclusion opposite to that reached by [the Supreme] Court on a question of law or if the state court decides a case differently than [the] Court has on a set of materially indistinguishable facts."
Under 28 U.S.C. § 2254(d)(2), a state court decision "based on a factual determination will not be overturned on factual grounds unless objectively unreasonable in light of the evidence presented in the state-court proceeding."
In determining whether the state court's decision is contrary to, or involved an unreasonable application of, clearly established federal law, a federal court looks to the decision of the highest state court to address the merits of a petitioner's claim in a reasoned decision.
As grounds for federal habeas relief, in the amended petition, petitioner claims that: (1) the trial court erred in failing to sua sponte instruct the jury on the lesser included offense of incest; (2) the trial court erred in denying defense counsel's request to instruct the jury on unlawful sexual intercourse, pursuant to California Penal Code § 261.5; (3) the prosecutor committed misconduct; (4) the trial court erred by admitting evidence of petitioner's prior conduct of domestic and sexual violence; (5) petitioner received ineffective assistance of counsel; (6) the trial court's denial of his
Petitioner alleges that the trial court should have sua sponte instructed the jury on the lesser included crime of incest because the facts elicited at trial could have supported a conviction of incest rather than of rape.
However, federal courts may grant habeas relief only if a state court decision is contrary to, or an unreasonable application of clearly established federal law as determined by the United States Supreme Court.
Thus, because the United States Supreme Court has not addressed the question presented in the petition, the state court's rejection of petitioner's claim was not contrary to, or an unreasonable application of, clearly established United States Supreme Court law.
Petitioner claims that the trial court should have instructed the jury on his theory of defense, which was that petitioner engaged in unlawful sexual intercourse rather than committed the crime of rape. Unlawful sexual intercourse is an act of sexual intercourse between an adult and a minor.
The California Superior Court rejected this claim. It concluded that the prosecutor has wide latitude in deciding what charges to bring upon a defendant. Because the prosecutor did not charge petitioner with unlawful sexual intercourse, explained the Superior Court, the instruction on unlawful sexual intercourse would only have been given if it was a lesser included offense to the crime of rape. The Superior Court concluded that it was not. (Docket No. 18, Ex. 4 at 3-4.)
A state trial court's refusal to give an instruction does not alone raise a ground cognizable in a federal habeas corpus proceedings.
However, according to state law, petitioner could be guilty of unlawful sexual intercourse and still be guilty of forcible rape. Unlawful sexual intercourse, in this case, is also not a lesser included offense of forcible rape.
Accordingly, the state court's rejection of petitioner's claim was not contrary to, or an unreasonable application of, clearly established United States Supreme Court law.
Petitioner claims that the prosecutor committed misconduct in the following ways: (A) vouching for the credibility of the victim; (B) failing to disclose exculpatory evidence and impeachment material; and (C) supporting false or perjured testimony.
First, petitioner argues that in his closing statements, the prosecutor vouched for the credibility of T.A. by continuously stating that she was telling the truth, and petitioner had motive to lie. (Pet. Memo. at 19-20.) The Superior Court rejected petitioner's claim in his state habeas petition. The Superior Court relied upon state law and rejected petitioner's arguments that the prosecutor's statements were the prosecutor's personal opinion, or that they referred to matters outside the record. (Docket No. 18, Ex. 4 at 4-5.) Specifically, the Superior Court found that the prosecutor's statements were based on the evidence presented in court, and on reasonable inferences made from such evidence. (
As a general rule, "a prosecutor may not express his opinion of the defendant's guilt or his belief in the credibility of [government] witnesses."
The court cannot say that the state court's rejection of petitioner's claim was contrary to or an unreasonable application of clearly established Supreme Court law. The challenged statements were based on reasonable inferences from the evidence presented at trial. The prosecutor's accusations that T.A. was truthful and petitioner was lying were not improper.
Second, petitioner claims that the prosecutor violated
The Superior Court rejected petitioner's claim. It stated that petitioner failed to demonstrate that exculpatory or material evidence existed within those audio tapes. (Docket No. 18, Ex. 4 at 6.)
In
Respondent argues that even if the tape recorded interviews were not disclosed, petitioner's claim cannot succeed because the recordings were cumulative to evidence that petitioner already possessed. Respondent alleges, and petitioner does not refute, that petitioner had copies of reports that summarized the police interviews of T.A. and her grandmother. (Pet., Exs. 9, 12.) In opposition, petitioner states that without the tape recorded interviews, petitioner cannot determine what parts of the recordings would be cumulative, relevant or material. (Reply at 9-10.)
It is petitioner's burden to demonstrate that there is a
The court concludes that petitioner has not met his burden of showing that the undisclosed tape recordings were non-cumulative, or material. The state court's rejection of this claim was not contrary to or an unreasonable application of
Third, petitioner argues that the prosecutor committed misconduct by allowing T.A. to testify falsely. (Pet. Memo. at 26-30.) A prosecutor violates due process by obtaining a conviction through evidence known to the prosecution to be false or misleading.
Here, petitioner points to alleged inconsistencies between T.A.'s testimony and T.A.'s prior statements to law enforcement. However, mere inconsistences in testimony do not establish the knowing use of perjured testimony.
The state court's rejection of this claim was not contrary to or an unreasonable application of
Petitioner claims that the trial court erred when it admitted evidence of petitioner's prior acts of violence to prove that T.A. was not a consenting partner to the sexual activities. (Pet. Memo. at 39.) Petitioner alleges that the court also improperly admitted evidence of petitioner's forced oral copulation on Lisa Hernandez, as well as facts supporting petitioner's convictions and uncharged acts of domestic and sexual violence against other female victims. (
The state appellate court rejected petitioner's claim on both state and federal grounds.
The admission of evidence is not subject to federal habeas review unless a specific constitutional guarantee is violated or the error is of such magnitude that the result is a denial of the fundamentally fair trial guaranteed by due process.
Accordingly, the state court's rejection of this claim cannot be contrary to or an unreasonable application of clearly established Supreme Court law.
Petitioner claims that counsel was ineffective in a variety of ways. Petitioner alleges that counsel failed to impeach T.A.'s testimony; failed to impeach other witnesses; and failed to object. Petitioner also argues that the cumulative errors of counsel resulted in prejudice.
A claim of ineffective assistance of counsel is cognizable as a claim of denial of the Sixth Amendment right to counsel, which guarantees not only assistance, but effective assistance of counsel.
Petitioner argues that counsel failed to impeach T.A.'s testimony with her inconsistent statements previously made to the police or at the preliminary hearing. (Pet. Memo. at 48-55.) Petitioner claims that had counsel done so, the jury would not have believed her to be credible as to her version of the events. Specifically, petitioner alleges that T.A. testified that when she awoke from sleeping, petitioner was on top of her, there was nothing between them, and T.A. did not know where the blanket was. (
At the preliminary hearing, T.A. had testified that she could not remember if petitioner put a blanket over her face. (
Also, petitioner argues that at the preliminary hearing, T.A. testified that she was not afraid that petitioner would hit her, T.A. stated that she did not cry after she and petitioner had sex, and T.A. had told the police officer during her interview that she was not afraid that petitioner was going to physically hurt her. (Pet. Memo. at 51.) However, states petitioner, T.A. then testified at trial that she did not consent to the sex, and that she was scared and confused. And, in her interview with the police officer, T.A. also stated that she was scared because she had seen petitioner become violent with her mother and his other past relationships and while she thought petitioner would not necessarily physically hurt her, she thought something else could happen.
Petitioner next states that T.A. testified that after she and petitioner had sex the first time, petitioner told her a story of how Adam and Eve's children slept with their children to make the human race in order to convince T.A. that what they did was normal, but T.A. did not believe that it was normal for petitioner to be having sex with her. (Pet. Memo. at 51, RT 182-83.) However, argues petitioner, at the preliminary hearing, T.A. was asked, "And when he was telling you this story, did he say something to you to convince you that what happened was okay?" and T.A. answered, "I guess. Then he was trying to make it seem like, you know, try to make it seem like everything was all right, like it was normal." (Docket No. 44-1 at 46.)
Petitioner next states that T.A. testified that the reason she did not tell anyone about the first rape was because she was afraid of petitioner. (Pet. Memo. at 51-52, RT at 183.) At the preliminary hearing, T.A. testified that she did not tell anyone what had happened because she was scared about "what he might have done or mostly, I was in shock, I just couldn't believe what had happened and was just really confused about what was going on . . ." (Docket No. 44-1 at 47-48.) In her police interview, the police officer report stated that T.A. said she did not tell anyone about that day because she was scared about what other people might think, and did not feel that anyone would believe her. Petitioner argues that the police report is inconsistent with T.A.'s testimonies that she was afraid of petitioner.
Finally, petitioner argues that T.A.'s statements were inconsistent regarding an incident on Valentine's Day when petitioner struck her, causing her nose to bleed and blood to get onto her shirt. (Pet. Memo. at 52; RT 205-07.) Petitioner states that other witnesses the day after Valentine's Day testified that they did not notice any visible injuries on T.A., and T.A. never told anyone that she was in pain from her injuries. (
A review of these portions of the record show that most, if not all, these examples of inconsistencies in fact are not inconsistent. In addition, a defense attorney's decisions regarding the manner and scope of cross-examination are matters left to the attorney's sound professional judgment as trial strategy or trial tactics.
Even if counsel's performance was deficient for failing to cross-examine or impeach T.A. on these alleged inconsistencies, petitioner has failed to demonstrate any prejudice arising from this failure. Substantial evidence of petitioner's guilt as to the crimes was presented. Thus, even if counsel had confronted T.A. with these inconsistencies, and given her an opportunity explain them, petitioner has not demonstrated that there was a reasonable probability that the outcome at trial would have been different.
Thus, the state court's rejection of this claim was not contrary to or an unreasonable application of
Petitioner argues that Josephine Hernandez, Detective Colombo, Esther Martinez, Lisa Martinez, and Officer Carl Lewis gave false testimony, and counsel failed to impeach them with them with their inconsistent statements.
Petitioner claims that his step-mother, Josephine Hernandez's trial testimony was inconsistent with her previous statements. (Pet. Memo. at 56-60.) Specifically, petitioner claims that counsel should have impeached her testimony that T.A. did not go anywhere without petitioner, and that Hernandez had never seen petitioner cuddling or hugging T.A.
Regarding Hernandez's statement that T.A. did not go anywhere without petitioner, petitioner states that T.A. had testified about going places with her step-father. This is not an inconsistent statement of Hernandez's. In addition, Hernandez answered "no" to the question of "Did [T.A.] go anywhere, really, other than with [petitioner]?" (RT 276.) The court understood this question and answer not to have a literal meaning. That is, it is reasonable to infer that the jury did not understand that to mean that T.A. was literally always with petitioner.
Regarding petitioner's claim that counsel should have impeached Hernandez with her previous statement that she never saw petitioner hugging or cuddling with T.A., read in context, Hernandez was only speaking about those moments when T.A. and petitioner were in their bedroom together. (RT 284.) This was not an inconsistent statement with Hernandez's previous statement that at one time, she saw petitioner lying on the couch with a blanket over him and T.A. approached him and got underneath the blanket with him because she was cold. (Pet. Memo., Ex. F at 3.)
Petitioner also claims that counsel should have asked Hernandez about why T.A.'s mother kicked out petitioner and T.A. According to petitioner, Hernandez had told the police that petitioner told her that T.A.'s mother kicked them out when she accused petitioner of sleeping with T.A. (Pet. Memo. at 56-57.) However, Hernandez did not testify at trial about why T.A. and petitioner first moved into her house. This is not an inconsistent statement. Moreover, counsel's decision not to ask Hernandez about these statements is a matter of trial strategy. Further, evidence had already been presented that T.A.'s mother was jealous of petitioner's relationship with T.A. and the amount of time they spent together. (RT 287.)
Petitioner further claims that counsel failed to introduce two letters that Hernandez wrote to him while he was in jail. (Pet. Memo. at 57-58, Exs. P & Q.) The court has reviewed those letters and concluded that they do not provide statements inconsistent with Hernandez's testimony. Petitioner appears to also argue that counsel should have asked Hernandez to explain some of her statements in the letters, but again, that is a matter of trial strategy. Hernandez's letters stated that "the truth needs to come out, no matter who looks good or bad . . ." and scolded petitioner for engaging in sex when "you were the adult and knew right from wrong and knew she was your daughter." (
Finally, petitioner claims that counsel failed to elicit from Hernandez that when petitioner and T.A.'s mother traveled to Reno, T.A. was crying hysterically because petitioner was still sleeping with T.A.'s mother, and petitioner was spending money on T.A.'s mother. However, counsel elicited this information on cross-examination. (RT 284-85.) Hernandez testified that T.A. was crying hysterically because petitioner and T.A.'s mother took a trip together, and Hernandez stated that the way T.A. was reacting made her sound like she was talking about her boyfriend instead of her father. (
Even assuming that counsel's failure to impeach or elicit these statements from Hernandez constituted deficient performance, petitioner has failed to show prejudice. Counsel was able to elicit from Hernandez that petitioner and T.A.'s relationship seemed more romantic than parental, and that T.A.'s mother was jealous of T.A.'s relationship with petitioner. Hernandez also testified that petitioner was very controlling and possessive over T.A. Petitioner's argument that further questioning of Hernandez had a reasonable probability of producing a different outcome at trial is not persuasive.
Detective Colombo testified that when she contacted petitioner at the jail to get a DNA sample to test whether he was the father of T.A.'s baby, petitioner spontaneously asked, "Isn't the statute of limitations up on something like that?" (Pet. Memo. at 60-61; RT 319-21.) Petitioner claims, however, counsel should have impeached Detective Columbo's statement that petitioner's questions was spontaneous. Rather, alleges petitioner, petitioner only asked that question after Detective Colombo attempted to interrogate petitioner. (Pet. Memo. at 61.) Whether petitioner's statement was spontaneous or brought about by questioning is collateral to petitioner's reaction of wondering whether the statute of limitations had run. Counsel's decision not to nit-pick at how petitioner's statement came about is strategic as he could have been attempting not to draw added attention to petitioner's reaction. Thus, counsel's failure to impeach Detective Colombo was not deficient nor prejudicial.
Petitioner's other claims against Detective Colombo also go to inconsequential facts. For example, petitioner wanted counsel to ask Detective Colombo why she did not question Hernandez further about T.A. getting under the blanket with petitioner, and failed to question Detective Colombo about statements that Hernandez gave that could be seen to be biased against petitioner. (Pet. Memo. at 62.) However, in light of the fact that petitioner's guilt hinged on whether the jury believed his version that he had a good faith belief that T.A. consented to the sexual activity, and that he did not use force or fear, there is not a reasonable probability that these facts that counsel failed to elicit from Detective Colombo would have made a difference in the outcome of trial.
Petitioner claims that Martinez testified at trial that when T.A. came to stay with her, T.A. did not disclose that she was pregnant at the time. (Pet. Memo. at 62.) Then later, Martinez testified that she asked T.A. if she was pregnant by her own father and T.A. put her head down and began to cry. (
Petitioner claims that counsel failed to impeach Martinez with this inconsistent statement. However, again, petitioner does not argue how this failure to impeach Martinez about this resulted in prejudice in light of the fact that petitioner's guilt hinged on whether the jury believed his version that he had a good faith belief that T.A. consented to the sexual activity, and that he did not use force or fear.
Petitioner claims that his ex-wife, Lisa Hernandez's testimony at trial was inconsistent with her testimony in a preliminary hearing in a different criminal case against petitioner, and that counsel failed to impeach her. (Pet. Memo. at 63-65.) Specifically, at the previous preliminary hearing, Lisa Hernandez testified that she did not remember if petitioner attacked her with a screwdriver in his hand, while at petitioner's underlying trial, Lisa Hernandez testified that he had a screwdriver in his hand. (
Even assuming counsel should have impeached Lisa Hernandez, a review of the cross-examination shows that counsel was able to elicit the fact that Lisa Hernandez was still married to petitioner, that she has never initiated divorce proceedings though petitioner has tried to divorce her before, that she had previously been convicted of domestic violence, and that she never reported any of petitioner's abuse upon her to the police. (RT 407-13.) Petitioner does not explain how questioning Lisa Hernandez on the specifics of petitioner's abuse upon her would have resulted in a different outcome at trial.
Petitioner argues that Officer Carl Lewis testified about the Child Sexual Abuse Accommodation Syndrome and stated that he did not interview any of the main parties in petitioner's case. Petitioner claims that Officer Lewis did, however, interview Esther Martinez and therefore, counsel should have impeached him on that. (Pet. Memo. at 65, Ex. L.) However, counsel did ask Officer Lewis if he interviewed any of the main parties, and specifically named T.A., to which Officer Lewis responded that he had not. (RT 432.) These statements are not inconsistent. Thus, counsel was not ineffective for failing to impeach Officer Lewis about this statement.
Petitioner claims that trial counsel was ineffective for failing to object to the prosecutor's vouching for T.A., the
Even assuming that counsel was deficient for failing to object to these specific issues, in light of the fact that the state courts have rejected petitioner's claims of vouching, the
Petitioner's argument that the cumulative prejudice of trial counsel's errors resulted in ineffective assistance of counsel is meritless. In some cases, although no single trial error is sufficiently prejudicial to warrant reversal, the cumulative effect of several errors may still prejudice a defendant so much that his conviction must be overturned.
Petitioner filed four
The denial of a motion to substitute counsel implicates a defendant's Sixth Amendment right to counsel and is properly considered in federal habeas.
The California Court of Appeal rejected petitioner's claim in a thorough and well-reasoned opinion. (Resp. Ex. 10 at 9-21.)
In all four hearings, the record reflects that trial court permitted petitioner to air all his grievances, and then allowed counsel to respond to each specific complaint. Where petitioner and counsel disagreed on something, the court ultimately found counsel credible, and concluded that petitioner's complaints did not warrant substitution of counsel. This court has also reviewed the transcripts of each hearing. (Docket Nos. 45-6, 45-12, 46-1, 46-2.) The state appellate court's conclusion that the trial court properly denied the
Petitioner wanted to testify about the contents of the letters that T.A. had sent to him when he was incarcerated in 2000. The prosecutor objected on the grounds that the testimony would be hearsay. Petitioner explained that the contents were admissible under the state of mind exception to show that petitioner reasonably believed that his relationship with T.A. was consensual. However, the trial court concluded that the contents were not relevant because none of the charges against petitioner occurred after 1999.
The state appellate court rejected petitioner's claim on both state and federal law grounds.
"[S]tate and federal rulemakers have broad latitude under the Constitution to establish rules excluding evidence from criminal trials."
In deciding if the exclusion of evidence violates the due process right to a fair trial or the right to present a defense, the court has typically used a balancing test weighing the importance of the evidence against the state's interest in exclusion.
Alternatively, even assuming that exclusion of the letters was erroneous, petitioner would have to show that the error "`had substantial and injurious effect or influence in determining the jury's verdict.'"
A review of the state court record leads the court to conclude that the state court's rejection of this claim was not contrary to or an unreasonable application of clearly established Supreme Court law.
Petitioner argues that there was insufficient evidence that he inflicted great bodily injury on T.A. because pregnancy or childbirth should not be sufficient to constitute "great bodily injury."
The state appellate court rejected this claim on appeal, relying on state case law that previously held that pregnancy alone can constitute "great bodily injury" under Cal. Penal Code §12022.7. In addition, the California Supreme Court in
A state prisoner states a constitutional claim if he alleges that the evidence in support of his state conviction cannot be fairly characterized as sufficient to have led a rational trier of fact to find guilt beyond a reasonable doubt.
Petitioner does not argue that he did not impregnate T.A., but only that his conduct does not amount to "great bodily injury." As such, his claim is premised on his disagreement with the state appellate court on a question of state law. A state court's interpretation of state law, including one announced on direct appeal of the challenged conviction or one made by an intermediate appellate court in the absence of persuasive data that it is contrary to the interpretation of the highest state court, binds a federal court sitting in habeas corpus.
Relatedly, petitioner claims that the trial court erred by instructing the jury that it could consider T.A.'s pregnancy or childbirth as "great bodily injury." (Pet. Memo. at 45.) The state appellate court rejected this claim, stating again that, pursuant to California law, regardless of the particular complications or actual amount of pain endured during pregnancy or labor, pregnancy and childbirth have a significant impact on a victim's health. The California Court of Appeal reaffirmed that pregnancy, by itself, amounted to significant and substantial bodily injury or damage.
A challenge to a jury instruction solely as an error under state law does not state a claim cognizable in federal habeas corpus proceedings.
Because petitioner challenges the jury instruction based on his disagreement with California law, this claim does not warrant habeas relief.
The petition for a writ of habeas corpus is DENIED. The federal rules governing habeas cases brought by state prisoners require a district court that denies a habeas petition to grant or deny a certificate of appealability ("COA") in its ruling. Petitioner has failed to make a substantial showing that his claims amounted to a denial of his constitutional rights, or demonstrate that a reasonable jurist would find the denial of his claims debatable or wrong.
The clerk shall terminate all pending motions, enter judgment, and close the file.
IT IS SO ORDERED.