Ruiz, Senior Judge:
Jean-Baptiste Bado appeals his conviction for misdemeanor sexual abuse of a minor, after a bench trial, on the ground that he was denied the right to a jury trial guaranteed by the Sixth Amendment. The court, sitting en banc, is asked to decide whether the Sixth Amendment guarantees a right to a jury trial to an accused who faces the penalty of removal/deportation
Appellant Jean-Baptiste Bado came to the United States on February 8, 2005, from Burkina Faso, where he was a pastor, fleeing at the time from "systematic[] prosecut[ion] and torture[]for his political and religious beliefs." Once in this country, he filed an application for asylum. His asylum proceeding continued for several years. It was halted in 2011, however, when he was charged by information with three counts of misdemeanor sexual abuse of a minor
On appeal, a divided panel of the court reversed the conviction after concluding that appellant's right to a jury trial had been violated. Bado v. United States, 120 A.3d 50, 52 (D.C. 2015). On granting the government's petition for rehearing en banc, the division's opinions were vacated. Bado v. United States, 125 A.3d 1119 (D.C. 2015). After a further round of briefing by the parties and amici curiae, and oral argument, we now hold that appellant has a constitutional right to a jury trial. Therefore, we reverse his conviction and remand the case to permit appellant to have a trial free from structural error
The Sixth Amendment guarantees a bundle of trial rights to the accused in
The Supreme Court has set the parameters of what constitutes a "serious" offense under the Sixth Amendment. It is settled that any offense "where imprisonment for more than six months is authorized" cannot be considered "petty" for purposes of the right to trial by jury. Baldwin v. New York, 399 U.S. 66, 67, 69-70, 90 S.Ct. 1886, 26 L.Ed.2d 437 (1970) (noting that the distinction between "felonies" and "misdemeanors" is not the constitutional dividing line and that some misdemeanors, such as "jostling,"
In Blanton the Court applied that test to a conviction for driving under the influence by assessing the statutorily authorized penalties that could be imposed upon conviction for DUI: incarceration from a minimum of two days to a maximum of six months, or, alternatively, 48 hours of community service dressed in clothing identifying the convicted defendant as a DUI offender; a maximum penalty of $1,000; a 90-day suspension of a driver's license; and mandatory attendance at an alcohol abuse education course at the offender's expense. 489 U.S. at 539, 544-45, 109 S.Ct. 1289. The Court made clear that, in evaluating the seriousness of the offense, it considered the "maximum authorized prison sentence," id. at 544, 109 S.Ct. 1289 (emphasis in original),
We apply a Blanton analysis in this case. In light of the 180-day maximum exposure to incarceration for misdemeanor sexual abuse of a minor, we begin with the presumption that the offense is "petty" for Sixth Amendment purposes. The question before us is whether the possibility of deportation refutes that presumption. We note the obvious: there is no comparison between the penalty of deportation and the statutory penalties considered in Blanton (temporary license suspension, embarrassing clothing to be worn during two days of community service, and alcohol abuse education course) that were deemed not significant enough to render the DUI offense serious under the Sixth Amendment. Like incarceration, deportation separates a person from established ties to family, work, study, and community. In this forced physical separation, it is similar "in severity [to] the loss of liberty that a prison term entails." Blanton, 489 U.S. at 542, 109 S.Ct. 1289 (distinguishing probation and fines which, although they "may engender `a significant infringement of personal freedom,'... cannot approximate in severity the loss of liberty that a prison term entails") (internal citation omitted) (quoting Frank v. United States, 395 U.S. 147, 151, 89 S.Ct. 1503, 23 L.Ed.2d 162 (1969)). Baldwin held that the possibility of a sentence in excess of six months automatically renders an offense serious under the Sixth Amendment, entitling the accused to a jury trial. Removal, however, can be more severe than the possibility of a six-month sentence of incarceration. Once the actual sentence is served (which could be for a term less than the six-month maximum, or even only probation), a U.S. citizen can return home to family and community and take steps to resume and, possibly, redirect his life. But when a person faces deportation, serving the sentence is only the first step following conviction; once the sentence is completed, the person faces the burdens and anxiety that attend detention pending removal proceedings. Upon removal,
The Supreme Court has "long recognized that deportation is a particularly severe `penalty,'" equating it to "banishment." Padilla, 559 U.S. at 365, 373, 130 S.Ct. 1473 (quoting Fong Yue Ting v. United States, 149 U.S. 698, 740, 13 S.Ct. 1016, 37 S.Ct. 905 (1893)); see, e.g., Fong Haw Tan v. Phelan, 333 U.S. 6, 10, 68 S.Ct. 374, 92 S.Ct. 433 (1948) ("[D]eportation is a drastic measure and at times the equivalent of banishment or exile."); Fong Yue Ting, 149 U.S. at 740, 13 S.Ct. 1016 (Brewer, J., dissenting) ("Every[]one knows that to be forcibly taken away from home, and family, and friends, and business, and property, and sent across the ocean to a distant land, is punishment; and that oftentimes most severe and cruel."). Removal that results from conviction erects a bar to entry into the United States,
The government agrees that, under Blanton, there is a two-step analysis: (1) identification of the penalties for conviction of an offense, and (2) an evaluation of whether the penalties, viewed together, are sufficiently severe to warrant a jury trial by comparison to the possibility of imprisonment for more than six months, which the Court has established (when considering only incarceration) as the constitutional dividing line between petty and serious offenses. The government does not dispute that deportation is a severe penalty. The government's arguments boil down to one contention, that deportation is not the type of penalty that Blanton contemplated should be taken into account in determining whether an offense is deemed serious under the Sixth Amendment. Specifically, the government contends that: (1) removal is not a penalty for a criminal offense; (2) removal should not be considered because it is imposed by Congress, not the Council of the District of Columbia, which created the offense; (3) longstanding precedent establishes that deportation is not "punishment"; and (4) the courts of the District of Columbia are not competent to determine the deportation consequence of criminal conviction. As we now discuss, we are not persuaded by the government's arguments to diverge from a straightforward application of a Blanton analysis that includes the penalty of deportation.
As the Court has recognized, "[o]ur law has enmeshed criminal convictions and the penalty of deportation for nearly a century." Padilla, 559 U.S. at 365-66, 130 S.Ct. 1473. In this case, there is no dispute that the offense of misdemeanor sexual abuse of a minor exposes appellant to removal. Appellant had been in proceedings seeking asylum that were terminated pending his criminal trial because, if convicted, he would be ineligible for asylum and deported.
489 U.S. at 542, 109 S.Ct. 1289 (first emphasis added and internal citation omitted) (quoting Duncan, 391 U.S. at 161, 88 S.Ct. 1444). The Court did not parse whether "the other penalties" were "penal" or "civil" in nature, and took care to consider the relative burdens imposed by each of several penalties that were "civil" in nature:
Reprising the "civil" versus "penal" point, the government argues that removal resulting from conviction is merely the prescribed remedy in a regulatory-type proceeding that enforces provisions in the immigration laws that define who is permitted to stay in the country.
Moreover, the argument that characterizes deportation as a "non-criminal" sanction is at odds with (and relies on cases that precede) current law and practice under the 1996 amendments to the Immigration and Naturalization Act ("INA")
Finally, the argument that deportation is simply a civil measure also overlooks that harsher substantive and procedural requirements apply when deportation is triggered by a criminal conviction than in "regulatory" deportations, such as when a person is out of status (e.g., a person who is working without authorization or enters on a student visa and is no longer in school). Those who are removed as a result of a criminal conviction are ineligible for reentry for a longer period or permanently barred,
The government argues that removal should not be considered a penalty in a Blanton analysis because (1) the sentencing court does not have authority to order deportation upon conviction for a deportable offense
The government further argues that removal that is triggered by a criminal conviction should not be taken into account because it is a penalty that results from a congressional enactment and is not part of the penalty designated by the legislature that created the offense, in this case, the Council of the District of Columbia. This argument misapprehends Blanton's meaning and is contrary to its purpose.
The government points to cases holding that deportation is not "punishment" for a crime and argues that Padilla's acknowledgement that it is a serious penalty central to a criminal conviction did not sub silentio overrule them. The cases on which the government relies are not on point because they did not present a Sixth Amendment claim, but arose under different constitutional provisions, the Double Jeopardy Clause of the Fifth Amendment, U.S. CONST. amend. V, and the Ex Post Facto Clause, id., art. I, § 10. This is a significant difference. Because the Constitution's text is silent as to how these Clauses are to be applied, the Court has ruled that the question turns on whether a law "retroactively alter[s] the definition of [a] crime[] or increase[s] the punishment for criminal acts," Collins v. Youngblood, 497 U.S. 37, 43, 110 S.Ct. 2715, 111 L.Ed.2d 30 (1990) (Ex Post Facto Clause); or whether the state is "punishing twice, or attempting a second time to punish criminally, for the same offense," Helvering v. Mitchell, 303 U.S. 391, 399, 58 S.Ct. 630, 82 S.Ct. 917 (1938) (Double Jeopardy Clause). The threshold question of whether either of these Clauses applies in a particular case therefore depends on whether the law or government action under judicial review involves a criminal offense or punishment for a crime.
Finally, the government asserts that there are "practicalities and uncertainties" as to whether conviction of an offense renders a defendant removable which could make application of a Blanton analysis difficult in some cases.
Even if they were not purely hypothetical here, the difficulties that the government fears may come to pass in some other case are too remote and of insufficient import to outweigh the loss of the constitutional right to a jury trial. Blanton's penalty-oriented analysis was intended to safeguard this important right where the severity of the potential penalties raises the stakes in a criminal prosecution. In a case where the prosecution and defense are in disagreement on the question of whether an accused will face the serious penalty of deportation if convicted, the trial court is not without resources to come to a sound resolution of the constitutional issue presented. Government counsel are part of the Department of Justice, which has deep expertise in immigration matters and is part of the same executive branch as the Departments of State and Homeland Security, which have responsibility for enforcing the immigration laws. Defense counsel have an obligation to advise their clients competently on the question of immigration consequences. See Padilla, 559 U.S. at 369, 130 S.Ct. 1473. If necessary, the court presiding over a criminal prosecution can appoint its own expert advisor on immigration law.
We do not expect this to be a common occurrence in Superior Court. Although genuine disputes about deportability might arise in an immigration proceeding, we think they will seldom occur in the context of a pretrial demand for a jury trial. It is not very likely that a defendant would challenge the government's representation in court that an offense is not deportable, or that the government would make such a representation without being confident that its position is legally correct.
We conclude that the penalty of deportation, when viewed together with the 180-day maximum period of incarceration for misdemeanor sexual abuse of a minor, overcomes the presumption that appellant was charged with a petty offense and triggers the Sixth Amendment right to a trial by jury. As appellant was denied his rightful demand for a jury trial, the conviction is reversed and the case is remanded for further proceedings.
So ordered.
Opinion for the court by Senior Judge Ruiz, with whom Chief Judge Blackburne-Rigsby, and Associate Judges Beckwith and Easterly, and Senior Judge Washington, join.
Washington, Senior Judge, concurring:
As my colleagues have made clear in their competing opinions in this case, our attempt to reconcile the Supreme Court's decisions in Baldwin v. New York, 399 U.S. 66, 90 S.Ct. 1886, 26 L.Ed.2d 437 (1970), and Blanton v. City of N. Las Vegas, 489 U.S. 538, 109 S.Ct. 1289, 103 L.Ed.2d 550 (1989), with the D.C. Misdemeanor Streamlining Act, see Omnibus Criminal Justice Reform Act of 1994, D.C. Law § 10-151, 41 D.C. Reg. 2608 (effective Aug. 20, 1994), has resulted in a decision where two individuals charged with the same misdemeanor crime in the District of Columbia enjoy very different trial rights and privileges due to the severity of the consequences they individually face for committing that crime. I write separately because I am concerned that our decision today, while faithful to the dictates of Blanton, creates a disparity between the jury trial rights of citizens and non-citizens that lay persons might not readily understand. That disparity is one that the legislature could and, in my opinion, should address. The failure to do so could undermine the public's trust and confidence in our courts to resolve criminal cases fairly.
In Blanton, the Supreme Court, while reiterating that the maximum potential sentence that can be imposed for the commission of a crime is a significant indicator of whether society considers the crime to be serious, also acknowledged that the length of the potential sentence does not necessarily end the inquiry if there are other "objective indications of the seriousness with which society regards the offense." Blanton, 489 U.S. at 541, 109 S.Ct. 1289 (quoting Frank v. United States, 395 U.S. 147, 148, 89 S.Ct. 1503, 23 L.Ed.2d 162 (1969)). As the majority opinion points out, the Supreme Court did not parse whether "the other penalties" were "penal" or "civil" in nature and referenced several penalties that were "civil" in nature when assessing the relative burdens faced by defendants in criminal cases.
The Misdemeanor Streamlining Act (Act), passed in 1994, was designed to "relieve pressure on the court's misdemeanor calendars, allow for more cases to be heard by hearing commissioners, and allow for more felony trials to be scheduled at an earlier date." Council for the District of Columbia, Committee on the Judiciary, Report on Bill 10-98, at 3-4 (Jan. 26, 1994). The Act sought to accomplish these goals by reducing the maximum sentence that could be imposed for the commission of most misdemeanor crimes in the District of Columbia from six months or more to 180 days or less. By reducing the maximum possible sentence for the majority of misdemeanor offenses, the crimes no longer met the Baldwin threshold for serious crimes, and thus, the vast majority of defendants in the District of Columbia charged with misdemeanor crimes were no longer constitutionally entitled to a jury trial. Before today, we rarely, if ever, looked past the legislative intent expressed in the relevant criminal statutes to determine whether the Council and/or Congress intended for the crime to be considered a serious one. However, because we have interpreted Blanton as authorizing a broader view of the applicable statutory penalties for determining whether the crime is considered serious, we are in the unenviable position of trying to ascertain legislative intent without the benefit of a well-developed legislative record.
As Justice Gorsuch recently noted in his concurring opinion in Sessions v. Dimaya, "[G]rave as th[e deportation] penalty may be ... many civil laws today impose ... many similarly severe sanctions." ___ U.S. ___, 138 S.Ct. 1204, 1231, 200 L.Ed.2d 549 (2018) (Gorsuch, J., concurring). That fact has not been lost on this court as we also have recognized that there are significant, if not similarly severe, sanctions that attach to convictions for misdemeanors in the District of Columbia. See Foote v. United States, 670 A.2d 366, 370 (D.C. 1996) (noting that appellant's counsel identified collateral consequences to include "residential eviction, forfeiture of assets, revocation of driving privileges, ... ineligibility for federal benefits, and enhanced periods of incarceration for repeat offenders") (footnotes omitted); see also Thomas v. United States, 942 A.2d 1180, 1186 (D.C. 2008) (condition that defendant register under the Sexual Offender Rehabilitation Act did not render misdemeanor child sexual abuse a jury-demandable crime); Young v. United States, 678 A.2d 570, 571 (D.C. 1996) ("[T]he potential loss of a driver's
However, and for the first time, a majority of our court has relied on a collateral civil statutory penalty to transmogrify an otherwise petty offense into a serious crime and that means that the courts likely will be faced with new challenges in individual cases to the Act's limitation on the right to jury trials in misdemeanor cases. The majority opinion sees this as a relatively inconsequential matter as they believe that it will be the rare case where another civil statutory penalty will be considered severe enough to entitle a defendant to a jury trial in a misdemeanor case, while the dissent acknowledges the disparity, but argues that the anomaly supports their position that those of us in the majority are interpreting the Supreme Court's opinion in Blanton v. City of N. Las Vegas too expansively. Regardless, I agree with Justice Gorsuch's comment above that there are many other severe civil statutory penalties that have been attached to criminal convictions, in addition to deportation and, because it is the legislature's intent that must guide our analysis, the Council should speak clearly to the issue of whether the civil penalties that attach to certain misdemeanor crimes reflects a legislative judgment that the commission of those crimes is more serious than the potential criminal sentence might suggest. See Blanton, 489 U.S. at 541-42, 109 S.Ct. 1289 ("The judiciary should not substitute its judgment as to seriousness for that of a legislature, which is `far better equipped to perform the task, and is likewise more responsive to changes in attitude and more amenable to the recognition and correction of their misperceptions in this respect.'") (brackets and citation omitted).
Alternatively, the Council could reconsider its decision to value judicial economy above the right to a jury trial. Restoring the right to a jury trial in misdemeanor cases could have the salutary effect of elevating the public's trust and confidence that the government is more concerned with courts protecting individual rights and freedoms than in ensuring that courts are as efficient as possible in bringing defendants to trial. This may be an important message to send at this time because many communities, especially communities of color, are openly questioning whether courts are truly independent or are merely the end game in the exercise of police powers by the state. Those perceptions are fueled not only by reports that police officers are not being held responsible in the courts for police involved shootings of unarmed suspects but is likely also promoted by unwise decisions, like the one that authorized the placement of two large monuments to law enforcement on the plaza adjacent to the entrance to the highest court of the District of Columbia.
One of the ways that the founders sought to ensure that citizens were protected from overreaching by the government was to guarantee a right to a jury trial to anyone charged with a crime. John Adams is famously quoted as saying, "Representative government and trial by jury are at the heart and lungs of liberty," Rauf v. State, 145 A.3d 430, 465 n.216 (Del. 2016) (quoting Statement of John Adams (1774)), and Thomas Jefferson "consider[ed] a trial by jury as the only anchor... imagined by man by which a government can be held to the principles of its constitution." Letter from Thomas Jefferson to Thomas Paine (July 11, 1789), in 15 The Papers of Thomas Jefferson, 27 March 1789-30 November 1789, 266 (Julian P. Boyd ed., 1958), http://founders.archives.gov/documents/Jefferson/01-1502-0259.
So, perhaps the answer to the anomaly created by our decision today is to hew more closely to the plain language of the Sixth Amendment and make no distinction between serious and petty crimes when it comes to an individual's right to a jury trial. If the Council chooses this latter
Thompson, Associate Judge, concurring in the judgment:
The Supreme Court has instructed that, pursuant to the Sixth Amendment, a defendant who faces a maximum prison term of six months or less "is entitled to a jury trial ... if he can demonstrate that any additional statutory penalties, viewed in conjunction with the maximum authorized period of incarceration, are so severe that they clearly reflect a legislative determination that the offense in question is a `serious' one."
In my view, we have no basis for concluding that Congress's prescription of deportation for non-citizens who are found to have committed any of the criminal offenses to which the deportation penalty is attached clearly reflects a determination by the legislature that all such offenses are serious ones. Congress has broadly declared as "deportable" offenses everything from possession of any more than 30 grams of marijuana to mass murder. Its declaration that conviction — of any of a long list of enumerated but quite different types of offenses — renders a non-citizen "deportable" is scant if any evidence that it views the offenses as serious in the Sixth Amendment sense. Indeed, as other courts have recognized, in general, the immigration-law treatment of a non-citizen convicted of a "deportable" crime frequently turns not on the seriousness of the crime
Furthermore, in the immigration statute, Congress has afforded non-citizens who have been convicted of some "deportable" offenses avenues of relief to avoid actual removal. See 8 U.S.C. § 1229b (a)(3) ("The Attorney General may cancel removal in the case of an alien who is inadmissible or deportable from the United States if the alien ... has not been convicted of any aggravated felony" (emphasis added)). This, I believe we can conclude, is a signal from Congress that some offenses that expose non-citizens to the threat of deportation are not so serious after all. At the very least, the fact that Congress has authorized cancellation of removal for non-citizens convicted of any of a number of crimes precludes us from finding that the general penalty of removal "clearly reflect[s] a legislative determination that [such] offense[s] ... [are] `serious' one[s]."
By contrast, with respect to one category of offenses — those that Congress has termed "aggravated felonies" — Congress has given what I believe are clear signals that it regards the offenses as serious. In 8 U.S.C. § 1229b (a)(3), Congress has provided that ("[t]he Attorney General may cancel removal in the case of an alien who is inadmissible or deportable from the United States if the alien ... has not been convicted of any aggravated felony" (emphasis added)). As the Supreme Court recognized just this term in Dimaya, "removal is a virtual certainty for an alien found to have an aggravated felony conviction." 584 U.S. at ___, 138 S.Ct. at 1211; see also Lopez v. Gonzales, 549 U.S. 47, 50, 127 S.Ct. 625, 166 L.Ed.2d 462 (2006) ("[T]he Attorney General's discretion to cancel the removal of a person otherwise deportable does not reach a convict of an aggravated felony."); United States v. Couto, 311 F.3d 179, 183-84 (2d Cir. 2002) ("[T]he Immigration and Nationality Act eliminated all discretion as to deportation of non-citizens convicted of aggravated felonies[.]"); 8 C.F.R. § 1240.66 (c)(1) (2018) (providing that a non-citizen is ineligible for special rule cancellation if he or she has an aggravated felony conviction); Susan Pilcher, Justice Without a Blindfold: Criminal Proceedings and the Alien Defendant, 50 Ark. L. Rev. 269, 329 (1997) ("[A]voidance of an aggravated felony charge will often be of paramount concern, even at the cost of pleading guilty to an arguably more serious crime of moral turpitude, insofar as options for relief from deportation or waivers of future inadmissibility may remain available for the latter.").
Further, in 8 U.S.C. § 1158 (b)(2)(A)(ii), Congress has provided that a noncitizen is ineligible for asylum if the Attorney General determines that the noncitizen, "having been convicted by a final judgment of a particularly serious crime, constitutes a danger to the community of the United States." And through 8 U.S.C. § 1158 (b)(2)(B)(i) (2006), it has provided in addition that "an alien who has been convicted of an aggravated felony shall be considered to have been convicted of a particularly serious crime" for the purpose of 8 U.S.C. § 1158 (b)(2)(A)(ii). See Santos-Infante v. Att'y Gen. of the United States, 574 F. App'x 142, 145 n.2 (3d Cir. 2014) ("An alien convicted of an aggravated felony is considered to have been convicted of
As I explained in my now-vacated opinion for the Division in this matter, if we are to take potential immigration consequences into account as a measure of the seriousness of an offense in Congress's estimation, I believe it is appropriate to look to whether Congress has at the same time provided avenues of relief whereby individuals convicted of a deportable offense may have the penalty of removal canceled — and, conversely, to whether, as to some deportable offenses, Congress has statutorily shut down all avenues of relief from removal. Congress's harsh treatment of non-citizens convicted of aggravated felonies, admitting of no exceptions, leaves no room for doubt that Congress views these as serious offenses, no matter the status of the offender. In light of the bars to relief from removal for non-citizens who have been convicted of aggravated felonies, I am satisfied that the crimes Congress has designated as falling within this category are offenses for which Congress has mandated statutory penalties that "clearly reflect a legislative determination that the offense[s] ... [are] `serious' one[s]." Blanton, 489 U.S. at 543, 109 S.Ct. 1289.
The parties agree that appellant Bado, a non-citizen, was convicted of an aggravated felony. See 8 U.S.C. § 1101 (a)(43)(A) (defining "aggravated felony" to include "sexual abuse of a minor"). At the time he made his jury demand, it was known that conviction of the crimes with which he was charged (three counts of misdemeanor sexual abuse of a child, in violation of D.C. Code § 22-3010.01 (2001)) would render him ineligible for cancellation of removal and ineligible for the asylum he was actively seeking before an immigration judge at the time he went to trial in the instant matter. Thus, he was charged with offenses that exposed him to inevitable statutory penalties, an inevitability by which Congress has clearly signaled that it regards the offenses as serious. For that reason, applying the teaching of Blanton, I conclude that Mr. Bado was entitled to a jury trial.
One final observation: The rationale I have set out above would afford noncitizens a jury trial when they are threatened almost inevitably with removal from this country (a fate that may be of greater concern to a convicted non-citizen than any jail sentence). It does so, however, without expanding the right to a jury trial to non-citizens in circumstances that (as Senior Judge Washington notes in his concurrence) may be impossible to distinguish from those of our fellow citizens who likely will face severe collateral consequences from misdemeanor convictions, but who, under our statutory and case law, have no right to a jury trial.
For this reason, too, I believe the rationale and result set out above are the most
Glickman, Associate Judge, with whom Fisher, Associate Judge, joins, dissenting:
I join Judge Fisher's dissent and wish only to elaborate on one point. In Blanton v. City of N. Las Vegas, the Supreme Court instructed that the Sixth Amendment right to a trial by jury turns on the seriousness of the charged offense in the eyes of the legislature that enacted it, as indicated by the severity of the penalties that legislature chose to attach to the offense.
Under District of Columbia law, the gravity of misdemeanor sexual abuse of a minor is the same regardless of whether the crime is committed by a citizen or by an alien subject to removal. The maximum penalties that the District of Columbia Council has chosen to impose for commission of this offense by either a citizen or an alien are the same — 180 days in prison and a $1,000 fine
Accordingly, for the above reasons (and for the reasons set forth in Judge Fisher's dissent), I respectfully dissent.
Fisher, Associate Judge, with whom GLICKMAN, Associate Judge, joins, dissenting:
According to the majority, a citizen charged with misdemeanor sexual abuse of a child does not have a right to a jury trial, but a noncitizen charged with the very same offense does. This is a startling result, neither compelled nor justified by Supreme Court precedent. It most certainly is not, as the majority asserts, "a straightforward application of a Blanton analysis." Maj. Op. at ___. Under Blanton, the seriousness of the offense is not measured on a case-by-case basis. Moreover, in my judgment, the prospect of removal (even the certainty of removal) from the United States is not relevant to determining whether the crime is a "serious" offense to which the right of trial by jury applies.
If the maximum term of imprisonment is six months or less, a crime "is presumptively a petty offense to which no jury trial right attaches." United States v. Nachtigal,
Under Blanton and related Supreme Court decisions, the right to a jury trial turns on the seriousness of the charged offense in the eyes of the legislature that created it, as indicated by the severity of the penalty authorized and made applicable across the board to anyone who commits it. "In fixing the maximum penalty for a crime, a legislature `include[s] within the definition of the crime itself a judgment about the seriousness of the offense.'" Blanton, 489 U.S. at 541, 109 S.Ct. 1289 (quoting Frank v. United States, 395 U.S. 147, 149, 89 S.Ct. 1503, 23 L.Ed.2d 162 (1969)). The seriousness of the offense is not measured on a case-by-case basis by the varying additional consequences an individual defendant might suffer based on his own circumstances unrelated to commission of the crime.
The key question for us — one that the Supreme Court has not addressed — is whether deportation or removal (a consequence imposed by a different legislature) is the type of penalty that counts for purposes of determining the right to a jury trial. I think it does not. Deportation or removal is not part of the criminal penalty. It is, rather, a result (serious, no doubt) of abusing the privilege of living in this country.
We have addressed this question in three previous cases, each time rejecting the argument. Foote v. United States, 670 A.2d 366, 372 (D.C. 1996) ("[T]he remedies which Foote seeks to treat as criminal penalties could be imposed only in hypothetical civil or administrative proceedings (e.g., eviction, forfeiture of assets, deportation or exclusion, driver's license revocation)."); Olafisoye v. United States, 857 A.2d 1078, 1084 (D.C. 2004) ("[A]dministrative deportation proceedings do not raise an otherwise petty offense to the level requiring a jury trial."); Fretes-Zarate v. United States, 40 A.3d 374, 374 (D.C. 2012) (post-Padilla decision applying plain error standard of review and rejecting defendant's argument "that she had a constitutional right to a trial by jury for [simple assault] because a conviction subjects her to deportation under federal immigration law"). These decisions do not bind the en banc court, and some of this language may be dictum, but the reasoning is sound.
My colleagues rely much too heavily on Padilla v. Kentucky, 559 U.S. 356, 130 S.Ct. 1473, 176 L.Ed.2d 284 (2010), which addressed a claim of ineffective assistance of counsel but said nothing about the right to a jury trial. It is one thing to say (as Padilla did) that a lawyer is required to assist her client in understanding the immigration consequences he will face by pleading guilty (regardless of whether those consequences are called "collateral" or "direct"). It is quite a different matter to conclude that the downstream consequence of deportation transforms a petty offense into a serious one.
Padilla does describe "deportation [as] an integral part — indeed, sometimes the
The fact that removal will be a consequence if one is convicted of a certain crime does not mean it is a penalty or punishment that overcomes the presumption that the charge is a petty offense.
For example, in Brown v. United States, 675 A.2d 953 (D.C. 1996), the defendant's conviction of a new offense led another judge to revoke his probation for a prior conviction, and he was sentenced to serve an additional 120 days in prison. Brown argued that this added punishment entitled him to a jury trial. We rejected that argument, holding that "[t]he fact that this revocation was triggered by the present offense does not make the additional 120 days in prison part of the punishment for this second offense." Id. at 955. Similarly here, removal may be triggered by the criminal conviction, but that causal link does not make removal part of the punishment for the crime.
It has mattered to us before, and it should matter still, that removal is not part of the criminal process. It is not within the power of the trial judge to impose that consequence. See Foote, 670 A.2d at 370, 372 (pointing out that "these sanctions and remedies [including "exclusion or deportation from the United States"] are not punishment for violations of the drug possession or PDP statutes, and the trial judge had no authority to impose them as part of Foote's sentence"); People v. Suazo, 146 A.D.3d 423, 45 N.Y.S.3d 31, 32 ("Despite the gravity of the impact of deportation on a convicted defendant (see Padilla...), deportation consequences are still collateral ... and do not render an otherwise petty offense `serious' for jury trial purposes."), leave to appeal granted, 29 N.Y.3d 1087, 64 N.Y.S.3d 177, 86 N.E.3d 264 (2017).
Under Blanton's holding, "[t]he judiciary should not substitute its judgment as to seriousness for that of a legislature." 489 U.S. at 541, 109 S.Ct. 1289. The government therefore urges us to focus on the penalties assigned by the Council, the legislature which created the offense. See id. at 545 n.11, 109 S.Ct. 1289 (declining "invitation to survey the statutory penalties for drunken driving in other States. The question is not whether other States consider drunken driving a `serious' offense, but whether Nevada does."). The majority quickly dismisses this important question.
Does the seriousness of the offense vary depending on the identity of the defendant? The Supreme Court has never suggested that it does. To the contrary, the Court has emphasized that the focus must be on the offense charged, "not the particularities of an individual case." Lewis v. United States, 518 U.S. 322, 328, 116 S.Ct. 2163, 135 L.Ed.2d 590 (1996). In Lewis, for example, the defendant was charged with two petty offenses and faced a potential aggregate sentence of twelve months' imprisonment. Nevertheless, the Court rejected his claim that he should have been tried by a jury: "Where we have a judgment by the legislature that an offense is `petty,' we do not look to the potential prison term faced by a particular defendant who is charged with more than one such petty offense." Id. (emphasis in original).
Apart from being unprecedented, the majority's analysis enormously complicates the practice of criminal law. "Immigration law can be complex, and it is a legal specialty of its own." Padilla, 559 U.S. at 369, 130 S.Ct. 1473. The majority's holding signals that issues of immigration law will become the central focus of criminal litigation whenever a noncitizen has been charged with an offense that ordinarily does not require a trial by jury. Trial judges and practitioners of criminal law will have to acquire the expertise to make these judgments. See Suazo, 45 N.Y.S.3d at 32 (finding it "to be highly impracticable... to analyze the immigration consequences of a particular conviction on the particular defendant"). I would not add this complexity unless convinced that the Supreme Court has required it.
Although the majority chooses not to think about them, Maj. Op. at 1260 n.34, further complications are certain to follow. Defendants inevitably will rely upon the majority's flawed analysis in an effort to distinguish themselves from others charged with the same offense. Will a doctor who stands to lose his professional license if convicted be entitled to a jury trial although a day laborer will not?
A citizen charged with this offense would not be entitled to a jury trial. The answer should be the same for Mr. Bado. I respectfully dissent.
The District of Columbia is an outlier in this regard. In the District of Columbia, unless the Constitution provides otherwise, the statutory right to demand a jury trial does not apply to offenses where the maximum exposure upon conviction is 180 days or less, one day shy of the six-month constitutional marker laid down in Baldwin, or a fine or penalty of less than $1,000. D.C. Code § 16-705 (b)(1)(A) (2012 Repl.); see Fretes-Zarate v. United States, 40 A.3d 374, 378 n.3 (D.C. 2012) (noting that this "distinguish[es] the District from the vast majority of the fifty states in our union [that] afford ... a right to a jury trial to anyone charged with a crime where there is a possibility of imprisonment for any period of time"). That limitation, together with the Omnibus Criminal Justice Reform Amendment Act of 1994, 41 D.C. Reg. 2608, 2609-12 (codifying D.C. Law 10-151, an earlier proposal entitled the Misdemeanor Streamlining Amendment Act), which reduced the maximum period of incarceration for a number of misdemeanor offenses to 180 days, has had the intended effect of making more misdemeanor offenses triable before a judge in the District of Columbia. See Burgess v. United States, 681 A.2d 1090, 1094-95 (D.C. 1996) ("[T]he [act] ... reduced the maximum penalties for a variety of crimes so as to make them non-jury-demandable."). The crime of misdemeanor sexual abuse of a minor was enacted in 2007 and is punishable by up to 180 days in jail and a maximum fine of up to $1,000. Omnibus Public Safety Amendment Act of 2006, 53 D.C. Reg. 8610, 8613, 8634-35 (codifying D.C. Law 16-306); D.C. Code § 22-3010.01 (a) (2012 Repl.). Thus, the statutory right to a jury trial does not apply to this offense. See D.C. Code § 16-705 (b)(1)(A). Appellant's claim to a jury trial is therefore based on the Sixth Amendment.
Similarly, although any noncitizen may be arrested and detained pending a decision on whether the person is to be removed from the United States, id. § 1226 (a) (2012), those not convicted of a crime may be released on bond or conditional parole, id., while those convicted of certain crimes (e.g., an aggravated felony or a crime involving moral turpitude) must be taken into custody and may not be released, except in limited circumstances found by the Attorney General to be necessary to protect a witness involved in an investigation into major criminal activity, id. § 1226 (c) (2012). Additionally, although a person who has been ordered removed is to be detained, the Attorney General has discretion not to detain a person between the time the order of removal is entered and when the person is actually removed, with the exception of those convicted of an aggravated felony, who must be detained during this time, 8 U.S.C. § 1231 (a)(2) (2012), and could continue to be detained beyond the prescribed removal period, if removal does not actually occur during this period of time, id. § 1231 (a)(6) (2012).
The Ivy case is similarly unpersuasive as it relies on Rauch. It also relies on this court's conclusion, in a plain error case, that because SORA registration is a "regulatory" measure that does not offend the Fifth Amendment Ex Post Facto and Double Jeopardy Clauses, it does not trigger the right to jury trial. Ivy v. United States, No. 5:08-CR-00021-TBR, 2010 WL 1257729 *3, 2010 U.S. Dist. LEXIS 28933 *7 (W.D. Ky. March 26, 2010) (citing Thomas v. United States, 942 A.2d 1180, 1186 (D.C. 2008) (in turn citing In re W.M., 851 A.2d 431, 440-51 (D.C. 2004) (upholding constitutionality of sex offender registration against Fifth Amendment challenges))); see id. (citing Cutshall v. Sundquist, 193 F.3d 466, 476 (6th Cir. 1999) (upholding constitutionality of Tennessee's sex offender registration statute against a challenge based on the Ex Post Facto Clause, Double Jeopardy Clause and as a Bill of Attainder). Ivy also relied on the short period of maximum incarceration, "ninety days, significantly less than the threshold amount of six months." Id. at *4, 2010 U.S. Dist. LEXIS 28933 at *9.
The government and Judge Fisher's dissent rely on State ex rel. McDougall v. Strohson, 190 Ariz. 120, 945 P.2d 1251, 1256 (1997) (en banc), which considered the federal prohibition on firearms possession by persons convicted of certain state offenses, and concluded that the federal prohibition did not convert the underlying petty offense into a serious one for Sixth Amendment purposes. But that reliance is inapt. In concluding that the defendant in that case was not entitled to a jury trial, the court relied on an analogy to state precedent that counsel had no obligation to advise a pleading defendant that "he might be subjecting himself to deportation under federal law." Id. That state law precedent has since been overruled, on constitutional grounds, by Padilla, and is in tension with D.C. law, which requires that a pleading defendant be informed of the possibility of immigration consequences. See D.C. Code § 16-713 (2012 Repl.). In addition, Strohson is inapposite as the court in that case observed that the inability to possess a firearm, "while admittedly very important to some people, does not present the type of universal grave consequence we have found in cases invoking a right to jury trial." Strohson, 945 P.2d at 1256. As we have discussed, the Court has recognized that deportation is such a grave consequence of a criminal conviction.