VANESSA L. BRYANT, District Judge.
On March 7, 2012, Barbara Speranza ("Speranza") brought this action in Connecticut Superior Court seeking recompense for the death of her husband, Robert Speranza, allegedly caused by the negligence of the defendants. On March 16, 2012 the defendants removed this action to federal court pursuant to 28 U.S.C. § 1441(a) and 28 U.S.C. § 1446(a), asserting that the district courts have original jurisdiction over the matter. Speranza now moves to remand this action to state court, and Defendant Carpe Diem Three, LLC ("Carpe Diem") has moved for Exoneration from or Limitation of Liability. For the reasons that follow, Plaintiffs' Motion to Remand is GRANTED; Defendant's Petition for Exoneration from or Limitation of Liability and Defendant's Motion for Security for Costs are DENIED AS MOOT.
Speranza is a citizen of the State of Florida. Defendant Stewart "Stew" Leonard, Sr. is a citizen of the State of Connecticut and Defendant Thomas P. Leonard is a citizen of the state of Virginia. [Dkt. 1-1, State Court Summons]. Defendant Carpe Diem Three, LLC is a Delaware limited liability company. [Id.].
On August 16, 2011, Robert Speranza was a passenger on board the Defendants' 70 foot power boat more than three miles off the Caribbean island of Tortola when the craft encountered rough seas, causing Robert Speranza to be violently thrown about inside the craft and ultimately ejected into the sea where he was killed. Plaintiff alleges wrongful death pursuant to Conn. Gen.Stat. § 52-555, and/or Florida Stat. Ann. § 768.18, et seq., and/or maritime wrongful death law; negligence; unseaworthiness; and loss of consortium.
The Defendants removed this action on three bases. [Dkt. 1, Notice of Removal ¶¶ 4, 7, 10]. First, Defendants assert that the Death on the High Seas Act ("DOHSA"), codified at 46 U.S.C. § 30301 et seq. preempts the Plaintiffs' state law claims. Id. Second, they assert that even if the DOHSA is not applicable to this case, federal courts have original jurisdiction over any civil case sounding in admiralty or maritime law pursuant to 28 U.S.C. § 133. Id. Third, they assert that jurisdiction is proper based on diversity of citizenship pursuant to 28 U.S.C. § 1332. Id. Plaintiffs urge this Court to remand the action to superior court first, because admiralty claims are separate and distinct from federal questions and thus do not provide federal question jurisdiction; second, because the DOHSA does not provide proper grounds for removal;
On April 13, 2012, after this case was removed to federal court and after Plaintiffs filed the Motion to Remand, Defendant Carpe Diem filed on this docket a Petition for Exoneration from or Limitation
Federal courts are courts of limited jurisdiction. U.S. CONST. art. III, § 2. See also Deutsche Bank Nat. Trust Co. v. Doe, 3:10-CV-1490 CSH, 2010 WL 4683923, at *4 (D.Conn. Nov. 4, 2010). A defendant or defendants may remove "any civil action brought in a State court of which the district courts of the United States have original jurisdiction." 28 U.S.C.A. § 1441(a). District courts of the United States have original jurisdiction over (1) all civil actions arising under the Constitution, laws, or treaties of the United States, and (2) all civil actions where there is complete diversity of citizenship between the parties in the action and the amount in controversy exceeds $75,000. 28 U.S.C.A. § 1331; 28 U.S.C.A. § 1332(a); see also Deutsche Bank, 2010 WL 4683923, at *4 (discussing requisites for removal); Allen v. Ruby Tuesday, Inc., 3:06CV149 PCD, 2006 WL 2790431 (D.Conn. Sept. 26, 2006) (denying motion to remand where amount in controversy exceeded $75,000); Malanca v. Worth, 3:11CV0056 SRU WIG, 2011 WL 941381 (D.Conn. Feb. 8, 2011) report and recommendation adopted, 3:11CV0056 SRU, 2011 WL 941371 (D.Conn. Mar. 16, 2011) (for original jurisdiction based on diversity of citizenship, "there must be complete diversity of citizenship between the plaintiff and the [each] defendant ... and the amount in controversy must exceed $75,000").
"[I]n light of the congressional intent to restrict federal court jurisdiction, as well as the importance of preserving the independence of state governments, federal courts construe the removal statute narrowly, resolving any doubts against removability." Purdue Pharma L.P. v. Kentucky, 704 F.3d 208 (2d Cir.2013) (internal quotation marks and citations omitted). "Where ... jurisdiction is asserted by a defendant in a removal petition, it follows that the defendant has the burden of establishing that removal is proper." United Food & Commercial Workers Union, Local 919, AFL-CIO v. CenterMark Props. Meriden Square, Inc., 30 F.3d 298, 301 (2d Cir.1994) (additionally, "the party asserting jurisdiction bears the burden of proving that the case is properly in federal court."). "If at any time before final judgment it appears that the district court lacks subject matter jurisdiction, the case shall be remanded." 28 U.S.C.A. § 1447(c). See also Fed.R.Civ.P. 12(h)(3) ("If the court determines at any time that it lacks subject-matter jurisdiction, the court must dismiss the action."); Malanca, 2011 WL 941381, at *2 ("once the Court determines that it does not have subject matter jurisdiction, a remand is mandatory" under 28 U.S.C.A. § 1447(c)).
Defendants argue that removal to this Court is proper pursuant to 28 U.S.C. § 1441(a) both because the Death on the High Seas Act ("DOHSA"), 46 U.S.C. § 30301 et seq. preempts the Plaintiffs' state law claims and because the Plaintiffs' claims sound in admiralty, thus providing the district court with federal question jurisdiction and making removal proper. Removal, however, is improper based on either the Plaintiffs' claims in admiralty or on any DOHSA claim arising from the facts of this case.
District courts have original jurisdiction of "[a]ny civil case of admiralty or maritime jurisdiction, saving to suitors in
Here, Speranza asserts four state law claims. She asserts a claim of wrongful death pursuant to Connecticut, Florida, and/or maritime wrongful death law; state common law negligence; unseaworthiness; and a state common law claim for loss of consortium. To the extent that Speranza seeks remedies pursuant to admiralty law, such claims — although they could have been brought in district court pursuant to the district courts' admiralty jurisdiction — were properly brought in state court based on the concurrent jurisdiction of the state courts over admiralty claims. The Plaintiffs' admiralty claims, then, are not removable to this Court under 28 U.S.C. § 1441(a) on the basis of federal question jurisdiction. See Romero, 358 U.S. at 372, 79 S.Ct. 468 ("By making maritime cases removable to the federal courts it would make considerable inroads into the traditionally exercised concurrent jurisdiction of the state courts in admiralty matters — a jurisdiction which it was the unquestioned aim of the saving clause of 1789 [28 U.S.C.A. § 1333(1)] to preserve."); In re Dutile, 935 F.2d 61, 63 (5th Cir.1991) ("The practical effect of these provisions is to prevent the removal of admiralty claims pursuant to § 1441(a) unless there is complete diversity of citizenship (predicated upon out-of-state defendants).").
Removal based on the Death on the High Seas Act is also improper. The DOHSA provides the exclusive remedy for wrongful death on the high seas. See Offshore Logistics, Inc. v. Tallentire, 477 U.S. 207, 232, 106 S.Ct. 2485, 91 L.Ed.2d 174 (1986) ("the conclusion that the state statutes are pre-empted by DOHSA where it applies is inevitable."); Pierpoint v. Barnes, 892 F.Supp. 60, 61 (D.Conn.1995), appeal dismissed, 94 F.3d 813 (2d Cir. 1996), cert. denied, 520 U.S. 1209, 117 S.Ct. 1691, 137 L.Ed.2d 818 (1997). State courts, though, have concurrent jurisdiction over DOHSA cases. Offshore Logistics, 477 U.S. at 232, 106 S.Ct. 2485 ("The recognition of concurrent state jurisdiction
In sum, this action is not removable based on either admiralty law or the DOHSA. Thus, because this Court does not have jurisdiction to hear the claims in this action, the action must be remanded unless jurisdiction is conferred by virtue of diversity of citizenship.
Removal of this case based on diversity of citizenship is likewise barred. 28 U.S.C. § 1441(b)(2) provides that "[a] civil action otherwise removable solely on the basis of the [diversity] jurisdiction under section 1332(a) of this title may not be removed if any of the parties in interest properly joined and served as defendants is a citizen of the State in which such action is brought." 28 U.S.C. § 1441(b)(2). The Defendant Stewart Leonard, Sr. is a resident of Connecticut, the state in which this action was brought. Thus, removal to this Court based on diversity of citizenship is improper. See, e.g., Brown v. Eli Lilly & Co., 654 F.3d 347, 356 (2d Cir.2011) ("Complete diversity of citizenship of the parties is required, since an `action shall be removable only if none of the parties in interest properly joined and served as defendants is a citizen of the State in which such action is brought.'"); Four Keys Leasing & Maint. Corp. v. Simithis, 849 F.2d 770, 773 (2d Cir.1988) (holding that civil action was not removable where defendant was citizen of state in which action was brought: "Title 28 U.S.C. § 1441 provides for removal in civil actions involving original jurisdiction founded on a diversity action "if none of the parties in interest properly joined and served as defendants is a citizen of the state in which such action is brought."); Value Health Care Svcs., LLC v. PARCC Health Care, Inc., 3:11-CV-523 JCH, 2011 WL 2417106 (D.Conn. June 13, 2011) ("Because at least one of the defendants is a citizen of the state in which the action was brought, the forum defendant rule articulated in section 1441(b) bars the defendants from removing this case to Federal District Court.").
Therefore, this Court lacks jurisdiction to hear the claims in this action based on diversity of citizenship. Because this action is not removable based on the federal question and admiralty jurisdiction articulated by Defendants, and because it is not removable, this Court lacked jurisdiction ab initio.
After improperly removing this action to district court and after Plaintiffs filed their Motion to Remand, Defendant/Petitioner Carpe Diem filed in this action a Petition for Exoneration from or Limitation of Liability pursuant to the Limitation of Liability Act, 46 U.S.C.A. § 30501, et seq. (the "Limitation Act"), and pursuant to Rule F of the Supplemental Rules for Admiralty or Maritime Claims and Asset Forfeiture Actions of the Federal Rules of Civil Procedure. [Dkt. 13, D's Petition]. Because this action was improperly removed from state court, however, this Court never had jurisdiction to hear the action. Consequently, this Court lacks jurisdiction to consider the Defendant's Petition and it must be DENIED as moot, as must Defendant's Motion for Security for Costs. See Fed.R.Civ.P. 12(h)(3) ("If the court determines at any time that it lacks subject-matter jurisdiction, the court must dismiss the action"); 28 U.S.C.A. § 1447(c) ("If at any time before final judgment it appears that the district court lacks subject matter jurisdiction, the case shall be remanded."); Broder v. Cablevision Sys. Corp., 418 F.3d 187, 194 (2d Cir.2005) ("Because a holding that the district court lacked removal jurisdiction would end our inquiry, we first address the
Further, even if this Court had jurisdiction over Defendant's Petition, the Petition does not comply with the prerequisites prescribed by statute or by the Federal Rules and thus may not be considered by this Court. The Limitation Act allows the owner of a vessel to bring an action in federal court to limit his liability for damage or injury occurring on the vessel to the value of the vessel and any pending freight. 46 U.S.C.A. § 30505(a); In re Longshore Sailing Sch., Inc., 3:09-CV-1176(CFD), 2010 WL 326210, at *1 (D.Conn. Jan. 19, 2010). To commence a proceeding for exoneration or limitation of liability, "[t]he owner of a vessel may bring a civil action in a district court of the United States for limitation of liability ... within 6 months after a claimant gives the owner written notice of a claim." 46 U.S.C.A. § 30511(a). Supplemental Federal Rule F ("Supplemental Rule F"), which governs actions for limitation of liability, echoes the statute: "[n]ot later than six months after receipt of a claim in writing, any vessel owner may file a complaint in the appropriate district court ... for limitation of liability pursuant to statute." Fed.R.Civ.P. Supp. R. F(1). "When the action is brought," the vessel owner shall either "(1) deposit with the court, for the benefit of claimants — (A) an amount equal to the value of the owner's interest in the vessel and pending freight, or approved security; and (B) an amount, or approved security, that the court may fix from time to time as necessary to carry out this chapter," or at the owner's option "(2) transfer to a trustee appointed by the court, for the benefit of claimants — (A) the owner's interest in the vessel and pending freight; and (B) an amount, or approved security, that the court may fix from time to time as necessary to carry out this chapter." 46 U.S.C. § 30511(b)(1),(2); see also Fed.R.Civ.P. Supp. R. F(1) (substantially similar). "When an action has been brought under this section and the owner has complied with subsection (b) [posting security], all claims and proceedings against the owner related to the matter in question shall cease." 46 U.S.C. § 30511(c); In re Complaint of Messina, 574 F.3d 119, 122 (2d Cir.2009) ("When the owner brings such a suit and posts security in accordance with 46 U.S.C. § 30511(b), the pursuit of all claims against the owner related to the matter in question ceases, pending determination of the petition for exoneration or limitation of liability.").
Here, Defendant Carpe Diem has failed to meet the requirements articulated in the Limitation Act or Supplemental Rule F within six months of receiving notice of Plaintiffs' claims. The Limitation Act gives vessel owners the express right to bring a civil action in district court; Supplemental Rule F specifically allows for the filing of "a complaint in the appropriate
Lastly, Defendant's apparent contention that its Petition for Exoneration from or Limitation of Liability provides an independent ground to anchor this action in federal court is unavailing for the reasons intimated above. Defendant has filed this Petition as a response to Plaintiffs' original complaint and not a separate action. A responsive pleading cannot create federal subject matter jurisdiction such that this Court may hear Defendant's claim, nor may an affirmative defense. Rather, "[t]o remove a case as one falling within federal-question jurisdiction, the federal question ordinarily must appear on the face of a properly pleaded complaint; an anticipated or actual federal defense generally does not qualify a case for removal." Jefferson County, Ala. v. Acker, 527 U.S. 423, 430-31, 119 S.Ct. 2069, 144 L.Ed.2d 408 (1999) (internal citations omitted). The properly pleaded complaint in this removed action is the complaint filed by Plaintiffs and attached to Defendants' Notice of Removal. Defendant's Petition is a responsive motion and does not create federal subject matter jurisdiction to support removal of the action and consideration by this Court. See, e.g., Stewart v. Atwood, 834 F.Supp.2d 171, 179 (W.D.N.Y. 2012) (remanding admiralty action for lack of federal subject matter jurisdiction where defendants pled as affirmative defenses a limitation of liability under the Limitation of Liability Act).
In sum, this Court has no jurisdiction to hear motions filed in an action improperly removed to this Court and over which the Connecticut Superior Court has jurisdiction. Thus, the case must be remanded and Carpe Diem's Petition for Exoneration from or Limitation of Liability and its
For the foregoing reasons, the Plaintiff's Motion to Remand is GRANTED. Defendant Carpe Diem's Petition for Exoneration from or Liability is DENIED for want of jurisdiction. The Clerk is directed to close and remand this case to the Connecticut Superior Court, Judicial District of Fairfield at Bridgeport.
IT IS SO ORDERED.
46 U.S.C.A. § 30302 (emphasis added). See also Trinh v. Yamaha Boat Co., 122 F.Supp.2d 1364, 1365 (S.D.Ga.2000) (noting same).