ALVIN W. THOMPSON, District Judge.
The plaintiff, James A. Harnage, commenced this civil rights action
A motion for summary judgment may be granted only where there are no issues of material fact in dispute and the moving party is therefore entitled to judgment as a matter of law. Rule 56(a), Fed. R. Civ. P.;
Once the moving party meets this burden, the nonmoving party must set forth specific facts showing that there is a genuine issue for trial.
Although the court reads
The plaintiff was transferred to MacDougall-Walker Correctional Institution ("MacDougall") on August 2, 2012. He began experiencing constipation between August and October of 2012, and informed medical staff at MacDougall of his condition. The plaintiff was not satisfied with the response from medical staff.
The plaintiff concluded, through self-diagnosis, that the strain of moving his bowels during the period of constipation caused him to develop hemorrhoids and an abdominal hernia. The plaintiff was seen by multiple medical staff members for his various medical complaints, including P.A. McCrystal, Dr. Pillai and Dr. O'Halloran. The plaintiff denies that any staff member examined his abdomen or diagnosed a hernia.
During the relevant period, P.A. McCrystal worked primarily in the chronic disease care program at MacDougall. The plaintiff saw P.A. McCrystal in the chronic care clinic to monitor his diabetes. The plaintiff told P.A. McCrystal that he was having problems with his abdomen. P.A. McCrystal told the plaintiff that he was seeing the plaintiff only for his diabetes and said the plaintiff should address his abdominal complaints with the doctor. The plaintiff knows that P.A. McCrystal is not a doctor or surgeon and does not know what treatment P.A. McCrystal can provide.
Dr. Pillai practiced medicine at MacDougall during the relevant period. The plaintiff estimates that he saw Dr. Pillai between 12 and 15 times during the three-year period from the end of 2012 through 2015. The plaintiff has had the most contact with Dr. Pillai. The parties disagree whether Dr. Pillai provided treatment for the plaintiff's hernia. In July 2013, Dr. O'Halloran provided the plaintiff an abdominal wrap or binder.
On April 25, 2014, Dr. Pillai submitted a request to the Utilization Review Committee ("URC") for a surgical consult for the plaintiff. Such a consultation cannot occur without URC approval. Dr. Wu, a URC member, denied the request. A few days later, Dr. Pillai assisted the plaintiff in appealing the denial. Dr. Mauer, another URC member, approved the request on appeal and the plaintiff was scheduled for a surgical consult.
The consult with surgeon Dr. David Giles occurred in July 2014. Dr. Giles later performed surgery on the plaintiff's abdominal hernia and his hemorrhoids. The hemorrhoidectomy occurred in October 2014, and the hernia surgery in September 2015. Dr. Giles determined that the hemorrhoidectomy was a priority and scheduled the order of the procedures.
H.S.A. Lightner was not the director of health services. She did not practice medicine and did not treat patients. She did not supervise the URC and could not approve surgeries or surgical consultations.
The defendants move for summary judgment on four grounds:
(1) any claims based on conduct occurring before May 2, 2013, are barred by the statute of limitations; (2) the defendants were not deliberately indifferent to the plaintiff's medical needs; (3) even if the plaintiff's constitutional rights were violated, the defendants are protected by qualified immunity; and (4) the request for injunctive relief should be dismissed.
The defendants first argue that some of the plaintiff's claims are time-barred. In Connecticut, the applicable statute of limitations for a claim under 42 U.S.C. § 1983 is found in Conn. Gen. Stat. § 52-577, which provides that "[n]o action founded upon a tort shall be brought but within three years from the date of the act or omission complained of."
The plaintiff first referenced these claims in
The plaintiff stated in his deposition that he first noticed the hernia in October 2012, when it appeared as a small blister on his skin. Deposition Tr., Pl.'s Mem. Ex. 2A, ECF No. 117-3 at 46. He states in his affidavit, however, that he first noticed the hernia in May 2013. Pl.'s Aff., ECF No. 117-2, ¶ 26. As the plaintiff has submitted no objective evidence showing that he sought treatment for the hernia prior to May 2013, the court considers the plaintiff's claims as falling within the limitations period. Therefore, the request to dismiss any claims as time-barred is being denied.
The defendants argue that the plaintiff has not demonstrated the existence of a genuine issue of material fact as to whether they were deliberately indifferent to his hernia.
The Supreme Court has held that deliberate indifference to a convicted prisoner's serious medical needs can constitute cruel and unusual punishment in violation of the Eighth Amendment.
Under the objective component of the test, the alleged deprivation of medical care must be "sufficiently serious."
A medical condition may not be serious initially, but may become serious because it is degenerative and, if left untreated or neglected for a long period of time, will "result in further significant injury or the unnecessary and wanton infliction of pain."
Where, as here, the plaintiff complains about a delay in treatment, the court must focus on the effect of the delay rather than the underlying medical condition.
The subjective component requires that the defendant prison official must have been actually aware of a substantial risk that the plaintiff would suffer serious harm as a result of his or her actions or inactions and have disregarded that risk.
A showing of negligence or medical malpractice does not support an Eighth Amendment claim, unless it involves culpable recklessness.
With respect to the first component of the deliberate indifference test, although the defendants state that they do not concede that the plaintiff has satisfied his burden of demonstrating a sufficiently serious medical need, they have chosen to address only the subjective component of the test.
In delay of treatment claims, the focus is on the reason for the delay and whether the delay worsened the plaintiff's condition.
The plaintiff states in his affidavit that the hernia grew progressively larger over time. It initially appeared as a small blister with no protrusion and grew until the protrusion was the size of a small loaf of bread. The plaintiff experienced severe pain after eating and had to push the protrusion back into his abdomen to obtain temporary relief from the pain.
The defendants contend that the plaintiff misunderstands P.A. McCrystal's role and assumed that he was in a position to provide treatment for the plaintiff's hernia. They argue that P.A. McCrystal was entitled to rely on Dr. Pillai and other doctors to provide the plaintiff's primary medical care.
P.A. McCrystal was treating the plaintiff in the chronic case clinic during the relevant period. He told the plaintiff that he was treating him at the clinic only for diabetes and told the plaintiff to seek treatment for his hernia from the doctor. The plaintiff contends that P.A. McCrystal should have treated all his complaints. The chronic care clinic, however, is intended to treat conditions such as diabetes, hypertension, and pulmonary conditions. Department of Correction Administrative Directive 8.1, Section 6(M), https://portal.ct.gov/DOC/AD/AD-Chapter-8 (last visited Jan. 15, 2019). Primary care is provided through the sick call procedure.
The plaintiff concedes that he saw Dr. Pillai 12 to 15 times during the relevant period. He also saw Dr. O'Halloran. As the plaintiff was seeing these doctors for primary care, P.A. McCrystal's direction that the plaintiff should raise his concerns about his hernia with his primary care providers does not evidence an understanding of and disregard for a substantial risk that the plaintiff would suffer serious harm if P.A. McCrystal did not treat his hernia.
The plaintiff also contends that P.A. McCrystal failed to note the problem with his abdomen on the clinic treatment reports. The plaintiff submits eight reports completed or approved by P.A. McCrystal, dating from April 22, 2013 through August 5, 2015, all of which note no abdominal issues or leave the box empty. Two reports note complaints of hemorrhoids.
Finally, the plaintiff stated in his deposition that P.A. McCrystal said he would put the plaintiff in for a doctor's appointment. The plaintiff submitted medical records showing that, on January 22, 2014, P.A. McCrystal noted that he saw and examined the plaintiff in the clinic and requested a doctor appointment in response to the plaintiff's complaints that the medical unit was not helping with his hemorrhoid issue. ECF No. 117-6 at 7. Thus, P.A. McCrystal appears to have done what he said he would do. Moreover, as the plaintiff's hemorrhoids are not at issue in this case, this allegation is not material to the sole remaining claim in this case.
Therefore, the defendants' motion is being granted as to the deliberate indifference claim against P.A. McCrystal.
The plaintiff contends that, as the director of health services, H.S.A. Lightner should have ordered the doctor to examine and treat him and should have requested a surgical consult.
The plaintiff also submits a copy of the UConn Health Correctional Managed Health Care Policy and Procedures describing the responsibilities of the Facility Based Utilization Review Case Manager.
When asked during his deposition to explain his claim against H.S.A. Lightner, the plaintiff stated that, although H.S.A. Lightner responded to his written requests, she did not follow-up and ensure that he was receiving proper treatment.
ECF No. 117-3 at 57, ll. 2-11. The plaintiff submits only three responses signed by H.S.A. Lightner, all of which were submitted after the plaintiff was approved for the surgical consult and hernia surgery. On November 5, 2014, the plaintiff submitted an Inmate Request Form to H.S.A. Lightner complaining that P.A. McCrystal had told him that he was in the clinic to treat the plaintiff only for his diabetes and would not look at his file to address issues unrelated to diabetes. H.S.A. Lightner responded that the plaintiff had been seen and evaluated by the doctor on December 22, 2014. She assumed that at the doctor visit, the plaintiff would have had an opportunity to address his issues. ECF No. 117-7 at 6.
The plaintiff submitted a second request to H.S.A. Lightner, as the Director of Medical Services, on January 8, 2015. The plaintiff complained that his hernia surgery had not been scheduled and the area was sore and painful. H.S.A. Lightner referred the plaintiff to sick call to have his medical needs addressed.
The plaintiff submitted the third request to H.S.A. Lightner on October 12, 2015, after his hernia surgery, seeking an accommodation regarding handcuffing during transport. H.S.A. Lightner consulted the doctor and obtained an accommodation for the plaintiff.
Although the plaintiff submitted copies of other requests, none of them were addressed to or responded to by H.S.A. Lightner. The plaintiff has submitted no objective evidence showing that he informed H.S.A. Lightner of his medical concerns at any time before he was scheduled for the surgical consult and surgical procedures. Thus, there is no evidence showing that H.S.A. Lightner was aware of and disregarded a serious risk to the plaintiff's health before he was scheduled for the surgical consult. Considering the plaintiff's deposition testimony that he saves everything and the lack of any objective evidence that H.S.A. Lightner received and responded to any requests regarding treatment for the hernia prior to approval of the URC request, the plaintiff's general statements that he complained to her are insufficient to create a genuine issue of material fact regarding the subjective component of the deliberate indifference test.
Therefore, the motion for summary judgment is being granted as to the claim against H.S.A. Lightner.
The plaintiff argues that Dr. Pillai should have listened to his complaints, examined his abdomen, and treated him sooner.
The plaintiff submits medical records showing that, on May 13, 2013, he complained of a protrusion in his stomach. The nurse noted a little swelling and referred the plaintiff's chart to the doctor.
Dr. Pillai states in his declaration:
Pillai Decl., Defs.' Mem. Ex. 4, ECF No. 63-6, ¶ 12. The plaintiff stated in his deposition that, every time he saw Dr. Pillai, he tried to go through his entire list of medical complaints. Dr. Pillai would entertain only a few at any visit.
The plaintiff states that Dr. Pillai examined his abdomen for the first time at the April 2014 appointment when he submitted the URC request for surgical consult. Pl.'s Aff, Pl.'s Mem. Ex. 1, ECF No. 117-2, ¶¶ 140-43. The medical records submitted by the plaintiff, which do not include any record of an examination of the plaintiff's abdomen by Dr. Pillai, support this assertion.
Considering Dr. Pillai's declaration, his actions could be considered negligence in the form of medical malpractice. As explained above, however, malpractice can rise to the level of deliberate indifference if the doctor's actions show a conscious disregard of a substantial risk of serious harm. The evidence submitted by the plaintiff regarding his repeated complaints about the pain and worsening condition of his hernia and Dr. Pillai's conclusion that the plaintiff was being treated properly without any examination create an issue of fact as to whether Dr. Pillai consciously disregarded a substantial risk of serious harm.
The defendants characterize the plaintiff's claim as a disagreement over treatment. Inmates do not have a constitutional right to their treatment of choice.
The judgment of prison doctors is presumed valid unless the prisoner provides evidence that the decision was "such a substantial departure from accepted professional judgment, practice or standards as to demonstrate that the person responsible actually did not base the decision on such judgment."
Here, the plaintiff argues that no treatment was provided; Dr. Pillai did not examine his abdomen until April 2014. In his declaration, Dr. Pillai claims that he believed that the conservative treatment, including the abdominal wrap, was appropriate. That wrap was provided in July 2013 by another doctor. Dr. Pillai does not aver that he inquired or examined the plaintiff to ensure that the abdominal wrap was effective or determine whether any other treatment was required. Absent evidence that Dr. Pillai undertook some examination or provided some treatment to support his medical judgment, the court cannot determine whether Dr. Pillai acted in accordance with accepted professional standards. Thus, the court cannot conclude that the claim is merely a disagreement over treatment.
Finally, the defendants contend that the plaintiff has not disclosed an expert witness to testify that Dr. Pillai's actions caused the plaintiff's injuries. Specifically, the defendants argue that the plaintiff has not established through expert testimony that absent Dr. Pillai's inaction, he would have obtained treatment sooner or quantified any harm caused by the delay.
The plaintiff is asserting a claim for deliberate indifference to serious medical needs, not medical malpractice. His argument is based on the lack of treatment; he argues that Dr. Pillai failed to examine his abdomen and seek a surgical consultation for over a year despite his many complaints. Thus, as the quality of the plaintiff's medical care is not the primary issue, no expert testimony is required.
Therefore, defendants' motion is being denied as to the claim against Dr. Pillai.
The defendants argue that they are protected by qualified immunity. Qualified immunity "protects government officials `from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.'"
Qualified immunity should be denied to an official only if (1) the facts alleged or shown by the plaintiff state a violation of a statutory or constitutional right by the official and (2) the right was clearly established at the time of the challenged conduct.
The plaintiff has a constitutional right to medical treatment for a serious medical need. Under the second prong of the test, that right is clearly established if, "at the time of the challenged conduct. . . every `reasonable official would have understood that what he is doing violates that right.'"
The defendants contend that the plaintiff's right to medical care for his hernia was not clearly established because there are no Supreme Court or Second Circuit cases holding that he had a right to treatment under the facts in this case. Thus, no defendant would have understood that his or her actions violated that right.
There are no cases considering the obligation of a treatment provider in a specialty clinic with respect to medical complaints for conditions that are not treated in that clinic. Thus, P.A. McCrystal would not have understood that referring the plaintiff to the doctor the plaintiff saw through the sick call procedures for other issues violated the plaintiff's constitutional rights. In addition, the court has concluded that the plaintiff failed to present evidence showing that H.S.A. Lightner was on notice of his claims at any time prior to approval of the surgical consult. Absent evidence of such knowledge, there is no basis for her to understand that her actions violated the plaintiff's constitutional rights. Thus, P.A. McCrystal and H.S.A. Lightner also would be protected by qualified immunity.
With respect to the claim against Dr. Pillai, the defendants argue that there is no precedent from the Supreme Court or the Second Circuit addressing treatment of an abdominal hernia, which is at issue in this case. The plaintiff contends that a case involving an abdominal hernia is not required when the claim asserted is for lack of any treatment rather than a disagreement about the conservative treatment. The court agrees that the denial of treatment for a serious medical need is a constitutional violation regardless of the nature of the serious medical need. Thus, the motion for summary judgment on the ground that Dr. Pillai is protected by qualified immunity is being denied.
Finally, the defendants contend that the plaintiff's requested injunctive relief is barred by 18 U.S.C. § 3626. The plaintiff includes the following request in the prayer for relief in his amended complaint: "An order of injunctive relief commanding the defendants to institute better practices, policies, and procedures for receiving, documenting, and recording, handling and monitoring the receipt and responses to inmate requests and Health Services Reviews for inmate medical needs." Am. Compl., ECF No. 23 at 11, ¶ 58(c).
Section 3626(a)(1)(A) provides:
The plaintiff seeks a complete revision of procedures applied at MacDougall relating to medical requests and grievances of all inmates in the facility. However, this relief relates only to the claim against one defendant, H.S.A. Lightner. As the plaintiff as presented no evidence showing that H.S.A. Lightner was aware of his complaints prior to the URC approval, this request is not narrowly tailored. In addition, the requested relief will adversely impact the operation of the correctional facility.
Therefore, the defendants' motion for summary judgment is being granted as to the request for injunctive relief.
The defendants' motion for summary judgment [ECF No. 63] is hereby GRANTED in part and DENIED in part. The motion is granted as to the claims against defendants H.S.A. Lightner and P.A. McCrystal and the request for injunctive relief, and it is denied as to the claim against Dr. Pillai. The case will proceed to trial on the claim for damages against Dr. Pillai for deliberate indifference to the plaintiff's need for treatment of his hernia.
It is so ordered.