JOHNSON, J.
¶ 1 This case involves review of a trial court "to convict" attempted first degree robbery instruction. Petitioner Edward Nelson contends that the State had to prove that the employee he was attempting to rob had ownership, representative, or possessory interest in the property. For this proposition he relies on the holding in State v. Richie
¶ 2 The following is a summary of the facts. On August 15, 2014, Myung Meinhold, a pharmacy technician employed by Rite Aid, was working in the store's pharmacy department. She was helping customers at the pharmacy checkout counter when she first noticed Nelson. Nelson kept going to the back of the line every time a new customer
¶ 3 Meinhold told Nelson that she did not have access to the oxycodone and would have to get the pharmacist, Thomas Newcomer. Meinhold testified that she frantically attempted to explain to the pharmacist that Nelson had a gun and was demanding oxycodone. Newcomer testified that he was on the phone when Meinhold approached him and that he initially thought Nelson had a fake prescription. The pharmacist did not see Nelson's gun and told Nelson he did not have oxycodone in stock. When Nelson next demanded money, the pharmacist finally realized Nelson was trying to rob the store. The pharmacist testified that he had no cash on his person and that he told Nelson he was going to call the store manager to "get whatever he's asking for." 3 VRP (Jan. 6, 2016) at 79. Nelson quickly left the store and was later apprehended by police.
¶ 4 The State charged Nelson with attempted first degree robbery. The State alleged that "with intent to commit the crime of First Degree Robbery ... [Nelson] took a substantial step towards unlawfully taking the property of another, from the person or in the presence of ... Meinhold and/or ... Newcomer." Clerk's Papers (CP) at 31. The case was tried to a jury. At the close of the State's case, Nelson moved to dismiss the attempted robbery charge as to the pharmacist on the basis that "[t]here was no deadly force ever presented to Mr. Newcomer." 5 VRP (Jan. 11, 2016) at 401. The State argued that because Nelson was charged with attempted first degree robbery and not the completed crime, "[a]ll that's required is that [Nelson] intended to commit the crime of first degree robbery and that he took a substantial step." 5 VRP (Jan. 11, 2016) at 401. Nelson also moved to dismiss the charge as to Meinhold, arguing that Meinhold "had no access to the property taken" and that "the critical issue is the relationship of the property to the person that was threatened," citing to Richie from Division Two and State v. Latham
¶ 5 The trial judge nevertheless "excise[d]" Newcomer from the final jury instructions on the attempted robbery charge for insufficient evidence. 5 VRP (Jan. 11, 2016) at 406. The trial judge noted, however, that Meinhold's "status as an employee of the owner [was] sufficient to satisfy the rule of [Richie]." 5 VRP (Jan. 11, 2016) at 405. The trial court stated that it intended to instruct the jury "in the elements instruction on attempted first degree robbery, that the [S]tate has to prove that Ms. Meinhold was an employee of the owner of the property" with regard to the ownership, or representative or possessory interest element. 5 VRP (Jan. 11, 2016) at 343.
¶ 6 The trial court rejected Nelson's proposed instruction that relied on the holding of Richie for the definition of first degree robbery. The language Nelson proposed would have instructed the jury that robbery is a taking of personal property from "a person who had ownership, representative or possessory interest in the property." CP at 42. His proposed "to convict" instruction would have required the State to prove that Meinhold had ownership, representative or possessory interest in the property, without alluding to her employee or agent status. Defense attorney Aaron Dalan in colloquy with the court stated:
6 VRP (Jan. 12, 2016) at 421 (emphasis added). Nelson objected to instruction 7, which, in defining the crime of robbery, also instructed the jury that "[a] person with a representative interest includes an agent, employee or other representative of the owner of the property." CP at 66; 6 VRP (Jan. 12, 2016) at 415. He also objected to the "to convict" instruction requiring the State to prove only that Meinhold "was an employee of the owner of the property," as to the ownership element of the specific underlying crime charged. CP at 67.
¶ 7 The resulting "to convict" jury instruction 8 at issue was given as follows:
CP at 67. Jury instruction 7, as given, defined for the jury the crime of robbery and further stated that "[a] person with a representative interest includes an agent, employee or other representative of the owner of the property." CP at 66. Jury instruction 4 defined the crime of attempted first degree robbery.
¶ 8 As relevant here, the jury found Nelson guilty of attempted first degree robbery.
¶ 9 Is a victim's ownership or representative capacity an essential element of the
¶ 10 Nelson alleges that the trial court's "to convict" instruction was constitutionally deficient because it omitted "an essential element of the charge."
¶ 11 We first note that "[i]n considering the dimensions of attempt law, the purposes served by this crime must constantly be kept in mind." 2 WAYNE R. LAFAVE, SUBSTANTIVE CRIMINAL LAW § 11.2(b) at 292 (3d ed. 2017). The law of attempt serves several penological objectives, the most obvious of which are to stop, deter, and reform a person who has unsuccessfully attempted to commit a crime. Attempt law provides a basis for and makes possible "preventive action by the police before the defendant has come dangerously close to committing the intended crime." LAFAVE, supra, at 291. While general deterrence is also a consideration, a threat of punishment for the attempt is "unlikely to deter a person who is willing to risk the sanction provided for the crime which is his object." LAFAVE, supra, at 292. This court has consistently maintained that "[t]he attempt statute focuses on the actor's criminal intent, rather than the impossibility of convicting the defendant of the completed crime." State v. Townsend, 147 Wn.2d 666, 679, 57 P.3d 255 (2002); accord State v. Luther, 157 Wn.2d 63, 74, 134 P.3d 205 (2006).
¶ 12 Our current revised criminal code was modeled in part on the American Law Institute's Model Penal Code (Proposed Official Draft 1962). See State v. Johnson, 173 Wn.2d 895, 905-06, 270 P.3d 591 (2012) (discussing the Model Penal Code and the crime of attempt as codified in RCW 9A.28.020). The Model Penal Code provides, in relevant part, that
MODEL PENAL CODE § 5.01. While the crime of attempt in Washington is codified in RCW 9A.28.020, as a preliminary matter it is notable that the question of a victim's ownership or representative capacity is viewed through the lens of the perpetrator as he or she believed the circumstances to be at the time of the attempt. It is generally of no consequence in the context of an anticipatory or inchoate offense, what the actual attendant circumstances were at the time the actor engaged in proscribed conduct. See, e.g., Luther, 157 Wash.2d at 73, 134 P.3d 205 ("[A]n attempt conviction results because of the defendant's `bad intent' to commit the crime and the fact that had things been as the defendant believed them to be, he or she would have completed the offense."); see also RCW 9A.28.020(2) (providing that "it is no defense to a prosecution of ... attempt that the crime charged to have been attempted was, under the attendant circumstances, factually
¶ 13 Nevertheless, because the crime of attempt is statutorily codified, the substantive inquiry into whether a victim's ownership or representative capacity is an essential element of the crime of attempted first degree robbery starts with the language of the statute defining the crime of attempt. That statute reads, in relevant part:
RCW 9A.28.020. Thus, the crime of attempt on its face contains two essential elements the State has to prove to secure a conviction: (1) intent to commit a specific crime and (2) any act constituting a substantial step toward the commission of that crime. See State v. Aumick, 126 Wn.2d 422, 429, 894 P.2d 1325 (1995) ("[T]his court and the Court of Appeals have repeatedly recognized that attempt consists of two elements: (1) intent, and (2) a substantial step."). In the context of the crime at issue, attempted first degree robbery, that means that the State must prove that the actor must have (1) intended to commit first degree robbery and (2) undertaken any act constituting a substantial step toward the commission of first degree robbery.
¶ 14 The relevant "to convict" attempt Washington Pattern Jury Instructions provides two options for instructing the jury on the crime of attempt. WPIC 100.01 mimics the statutory definition, written as a complete sentence, while WPIC 100.02 lists each of the three
¶ 15 Of the two approaches to formulating the "to convict" instruction suggested in the WPICs comments, the first approach appears to be more streamlined and in line with the statutory definition. Neither requires the State to prove each element of the underlying substantive crime. The actor's intent to engage in actions that would bring about the crime and an act constituting a substantial step are the only elements the State has to prove. Providing a separate definition to the jury of the nature and the elements of the underlying crime serves the purpose of educating the jury on what the crime would have looked like if completed. But this definition is not required to be included in the "to convict" instruction. This means that the argument that Meinhold's ownership or representative capacity, an essential element of the
¶ 16 A separate concern alluded to by Nelson is the structure of the jury instructions as given. The trial court opted to provide the statutory definition of the crime of attempt separately, and for the "to convict" instruction to list the elements of the crime the defendant intended to commit, which, according to the WPICs, also calls for using the word "attempt" along with those elements. As given, the trial court's "to convict" instruction here, excerpted supra, contained superfluous provisions in several respects. It included several elements of the crime of first degree robbery that the State was not required to prove where a defendant is charged with an attempt crime. The "to convict" instruction here included "[t]hat force or fear was used by the defendant to obtain or retain possession of the property or to prevent or overcome resistance to the taking or to prevent knowledge of the taking." CP at 67 (emphasis added). Similarly, it provided "[t]hat Myung B. Meinhold was an employee of the owner of the property."
¶ 17 As discussed earlier, the underlying crime being attempted may be defined separately, as was done in this case, because the purpose is to inform and educate the jury on what the defendant intended to accomplish.
¶ 18 A "to convict" instruction must contain all the elements of the crime "because it serves as a `yardstick' by which the jury measures the evidence to determine guilt or innocence." State v. Smith, 131 Wn.2d 258, 263, 930 P.2d 917 (1997). We have also held in State v. DeRyke that "a reviewing court may not rely on other instructions to supply the element missing from the `to convict' instruction." DeRyke, 149 Wn.2d 906, 910, 73 P.3d 1000 (2003) (citing Smith, 131 Wash.2d at 262-63, 930 P.2d 917). Important to the case here, DeRyke also reiterated that an attempt crime contains only two elements: intent to commit a specific crime and taking a substantial step toward the commission of that crime, and that an attempt instruction does not have to provide the elements of the crime allegedly attempted. 149 Wash.2d at 910-11, 73 P.3d 1000. In DeRyke, we nevertheless held that the "to convict" instruction that did not specify the degree of the rape allegedly attempted was error.
¶ 19 The record reveals that unlike DeRyke, the trial court's "to convict" instruction here was a list of all the elements of first degree robbery allegedly attempted, and therefore DeRyke is not directly applicable. The fact that the jury was provided the statutory definitions of the crimes of both first degree robbery, CP at 65, and robbery
¶ 20 As indicated earlier, review was granted to address the holding of Richie. Given the two essential elements of the crime of attempted first degree robbery, the analysis from Richie is not directly applicable. In Richie, an off-duty employee attempted to prevent the defendant from walking out with two bottles of brandy he failed to pay for; the defendant struck the employee over the head with one of the bottles before fleeing with the merchandise. He was charged and convicted of first degree robbery. On appeal, Division Two of the Court of Appeals held that a nonstatutory element that the victim have an ownership, representative, or possessory interest in the property stolen was an essential implied element of the crime or robbery. It noted that RCW 9A.56.190, which defines the crime of robbery, does not require that the victim have an ownership, representative, or possessory interest in the property, but relied on existing case law
¶ 21 This reasoning by the Court of Appeals in Richie must be rejected. Requiring the State to establish care, custody, control, or management of the property by an employee for purposes of proving representative interest is unnecessary. As we have previously stated, "By describing the crime of robbery as it did, the legislature established an offense which is dual in nature — robbery is a property crime and a crime against the person." State v. Tvedt, 153 Wn.2d 705, 711, 107 P.3d 728 (2005). "The unit of prosecution is defined both by the taking of property and that the forcible taking be from or from the presence of a person against his or her will." Tvedt, 153 Wash.2d at 715, 107 P.3d 728 (second emphasis added). Taking personal property from the person or his or her presence implies that that person, and not the defendant, has a superior possessory right to the item being taken.
¶ 22 For example, a person who forcibly takes groceries being delivered to the customer's car by a store employee who is on her break is guilty of robbery regardless of
¶ 23 We affirm the Court of Appeals but clarify that the ownership, representative, or possessory interest is not an essential element of the crime of attempted first degree robbery and that the Court of Appeals incorrectly determined that it was. We further conclude that here the "to convict" instruction was sufficient.
WE CONCUR:
Fairhurst, C.J.
Owens, J.
Madsen, J.
Stephens, J.
Wiggins, J.
Yu, J.
González, J. (concurring)
¶ 24 I concur with the majority. I write separately to stress that a first degree robbery charge might well be sustainable when the property was taken from a customer, not just an employee. The majority opinion provides an example where an employee is robbed while delivering groceries to a customer's car. It concludes that the State is not required to prove, and the "to convict" instruction does not need to include, that the employee had "care, custody, control, or management of the property." Majority at 418. I completely agree. Similar principles might well apply when a customer tries to stop the theft. For example, if a thief reaches into an open cash register and a customer, the only witness, tries to stop the theft, a trier of fact might well conclude the customer "was acting as a representative of the owner." 11 WASHINGTON PRACTICE: WASHINGTON PATTERN JURY INSTRUCTIONS: CRIMINAL 37.02(2) (4th ed. 2016). With these observations, I concur.
GORDON McCLOUD, J. (concurring)
¶ 25 I agree with the majority that this case involves an attempted robbery, not a completed crime. Majority at 411-12. I further agree with the majority that the elements of such an attempt crime are (1) intent to commit the target crime, here the robbery, and (2) "any act which is a substantial step toward the commission of that crime." Id.; RCW 9A.28.020(1). Since the elements instruction in this case contained those two elements,
¶ 26 That decision is the only holding in this case. In fact, the majority correctly explains that its other statements about the continuing validity of State v. Richie, 191 Wn.App. 916, 365 P.3d 770 (2015), are irrelevant to its decision to affirm. It states, "As indicated earlier, review was granted to address the holding of Richie. Given the two essential elements of the crime of attempted first degree robbery, the analysis from Richie is not directly applicable." Majority at 417. I agree.
¶ 27 For that reason, the majority's decision to go on and purportedly overrule Richie is completely unnecessary. It is an interesting expression of opinion, but it has no bearing on the outcome of this case.
¶ 28 I therefore respectfully concur.