JAMES E. BOASBERG, District Judge.
On July 20, 2009, following a 225-mile trek from her home in Pennsylvania, Plaintiff Debra Hartley arrived in Washington seeking to meet with Michelle Obama to express her concerns about sex discrimination in law enforcement. Standing on the sidewalk in front of the White House and wearing a vest bearing the words "Walking to the White House," Hartley was confronted by two uniformed Secret Service officers, Defendant Wilfert and Defendant Doe. During this encounter, Wilfert informed Hartley that if she remained, she would be required to provide background data, including her name, date of birth, and Social Security number, as well as to fill out a card and submit to questions. He cautioned her that all of this information would be recorded and advised her to leave, rather than be added to the Secret Service list and be "considered one of the crazies who protest in front of the White House." Intimidated by this admonition, Hartley abandoned her efforts to communicate to the public on the White House sidewalk.
She subsequently brought this suit against Officers Wilfert and Doe, alleging a violation of her First Amendment rights. Defendants now move to dismiss, asserting that Plaintiff cannot bring a Bivens action on these facts, and that even if her speech was infringed, the officers are entitled to qualified immunity. Because the Court finds that Hartley has stated a cognizable Bivens claim involving a clearly established constitutional right of which the officers
According to the Complaint, which must be presumed true at this stage, Hartley, a former officer with the Pocono Mountain Regional Police Department, began a 225-mile walk in July 2009 from her home in Pennsylvania to Washington "to express her concerns about sex discrimination in law enforcement." Compl., ¶¶ 3, 6, 7. She wore a vest with the message "Walking to the White House" on the front and back and sought to "engage[] others and the press during her walk to raise awareness about her concerns." Id., ¶¶ 7, 10. After weeks of travel, Hartley arrived at the White House and added the words "225 miles from the Pocono Mountains" to her vest. See id., ¶ 11. Hartley inquired at the guard house by the west entrance about a meeting with Michelle Obama, but was informed that there was no appointment listed. See id., ¶ 12. She remained on the sidewalk in front of the White House with her friend, answering tourists' questions regarding her concerns about the unfair treatment of women in law enforcement. See id., ¶ 13.
Hartley was briefly approached by Officer Doe and an unknown male officer, who asked her about her walk. See id., ¶ 14. After this exchange, Officer Doe left, but returned shortly thereafter with Officer Wilfert. See id. Wilfert asked Hartley similar questions about what she was doing on the sidewalk and informed her that "if you want to protest, you can ... but we have rules ... and we're gonna have to call it in as a protest." See id., ¶ 16. He made it clear that if she intended to remain on the sidewalk discussing her concerns, she would have to provide "background data including name, date of birth and Social Security number, fill out a card, and submit to questions." See id., ¶ 17. Additionally, he informed her that this information would be put into Secret Service records, and he advised her that "she would probably choose to leave rather than be added to the Secret Service list and be `considered one of the crazies who protest in front of the White House.'" See id., ¶ 18.
Intimidated by Wilfert's statements, Hartley abandoned her speech on the sidewalk. See id., ¶¶ 21, 28, 31 ("[Wilfert's] statements and threats (that she had to leave or submit to detailed inquiry and registration) in fact caused Ms. Hartley to end her expression."). At the time of the events, "Plaintiff had not committed any crime. She had not acted suspiciously or interfered with Officers [Wilfert] and Doe. She had not interfered with or threatened to interfere with any Secret Service protectee, any government function, or any member of the public." Id., ¶ 26. On August 19, 2010, Hartley filed a complaint with the Secret Service regarding the officers' conduct during the incident. See id., ¶ 29. During the investigation of that complaint, Wilfert was interviewed several times and provided varying accounts of the interaction, though he ultimately stated that he had determined that Hartley posed no threat to the White House or protectees and that no White House incident report was required. See id. He "also acknowledged that he `may have given her the indication that she had to leave the area' which was a mistake and thus he should have handled the incident `in a different
Under Federal Rule of Civil Procedure 12(b)(6), a court must dismiss a claim for relief when the complaint "fail[s] to state a claim upon which relief can be granted." In evaluating a motion to dismiss, the Court must "treat the complaint's factual allegations as true and must grant plaintiff the benefit of all inferences that can be derived from the facts alleged." Sparrow v. United Air Lines, Inc., 216 F.3d 1111, 1113 (D.C.Cir.2000) (citation and quotation marks omitted); see also Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009). A court need not accept as true, however, "a legal conclusion couched as a factual allegation," nor an inference unsupported by the facts set forth in the complaint. Trudeau v. FTC, 456 F.3d 178, 193 (D.C.Cir.2006) (quoting Papasan v. Allain, 478 U.S. 265, 286, 106 S.Ct. 2932, 92 L.Ed.2d 209 (1986)). Although "detailed factual allegations" are not necessary to withstand a Rule 12(b)(6) motion, Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007), "a complaint must contain sufficient factual matter, [if] accepted as true, to state a claim to relief that is plausible on its face." Iqbal, 556 U.S. at 678, 129 S.Ct. 1937 (quotation omitted). Though a plaintiff may survive a Rule 12(b)(6) motion even if "recovery is very remote and unlikely," the facts alleged in the complaint "must be enough to raise a right to relief above the speculative level." Twombly, 550 U.S. at 555-56, 127 S.Ct. 1955 (quoting Scheuer v. Rhodes, 416 U.S. 232, 236, 94 S.Ct. 1683, 40 L.Ed.2d 90 (1974)).
Defendants' Motion alternatively moves to dismiss Plaintiff's suit for insufficient service of process under Federal Rules of Civil Procedure 12(b)(4) and 12(b)(5). See Mot. at 21-24. Subsequent to the filing of the Motion, however, Defendant Wilfert waived service. See ECF No. 15. In addition, the Court extended Plaintiff's time to serve Defendant Doe until February 15, 2013. See Minute Order of December 20, 2012. The Court, accordingly, will limit its analysis to Defendants' Motion under Rule 12(b)(6).
Defendants raise two distinct challenges to Plaintiff's claims. First, they contend that Hartley cannot bring an action under Bivens v. Six Unknown Named Agents of Fed. Bureau of Narcotics, 403 U.S. 388, 91 S.Ct. 1999, 29 L.Ed.2d 619 (1971), for the alleged conduct here. See Mot. at 5-16. A Bivens remedy should not be "created," they argue, where a comprehensive statutory scheme — here, the Privacy Act — has been established to provide relief in a given area. See id. at 7, 9. Second, Defendants maintain that "[e]ven if this Court were to entertain a Bivens claim against the individually-sued defendants, the Complaint fails to state a claim that can withstand the defense of qualified immunity." Id. at 16. They contend that the officers did not violate a "clearly established specific First Amendment right" here, and "no reasonable officer would know that a mere request for personal identifying information would cause a former law enforcement officer to feel the need to cease engaging in First Amendment activities after having been told that she could continue such activity." Id. at 19, 21. The Court will consider each challenge separately.
Defendants argue that the circumstances here "counsel[] against the creation
In Dellums, this Circuit held that a Bivens-style damages action was maintainable where demonstrators protesting the war in Vietnam were arrested on the steps of the United States Capitol in violation of their First Amendment rights. See 566 F.2d at 194-96. In recognizing the cause of action, the court reasoned:
Id. at 195. The court expressly rejected the Government's argument that providing such a cause of action would set a trap for the unwary policeman by "subject[ing] police officers to the alleged perplexities of First Amendment law," noting that the "broad good faith immunity" available to officers exempts them from being "held to the standards of a constitutional lawyer." Id. at 195 n. 84.
At a hearing on the current Motion, Defendants argued that the Bivens cause of action recognized in Dellums was limited to instances in which First Amendment violations were coupled with Fourth Amendment violations. Nothing in that decision, however, suggests that the viability of the cause of action there hinged on the presence of an additional constitutional violation. In fact, the specific question before the court was whether there was a "cause of action under Bivens for redress of First Amendment violations," id. at 194, and the court's analysis focused on the harm that would result from the loss of an ability to express oneself, not on a loss that would derive from an improper seizure. See id. at 195.
This Circuit's recognition of a Bivens remedy for this type of First Amendment violation in Dellums over 35 years ago is not an anomaly that might be outdated; on the contrary, its rationale has been embraced by other circuits. See Mendocino Envtl. Ctr. v. Mendocino Cnty., 14 F.3d 457, 464 (9th Cir.1994) (plaintiffs stated
Indeed, in Paton, the Second Circuit observed:
524 F.2d at 870; see also Gibson, 781 F.2d at 1342 n. 3 (noting that "[g]iven the availability of § 1983 relief against state agents who infringe First Amendment rights, it is hard to see why Bivens relief should not be available to redress equivalent violations perpetrated by federal agents") (citing McKinley v. City of Eloy, 705 F.2d 1110 (9th Cir.1983)).
Defendants nevertheless challenge whether the Bivens cause of action as recognized in Dellums is still viable precedent, contending that "it is unclear if that decision would survive Supreme Court scrutiny," in light of its decision in Ashcroft v. Iqbal, 556 U.S. 662, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009). See Mot. at 7. Specifically, they point to the following language in Iqbal:
Having determined that Dellums recognized a Bivens action for First Amendment violations in the context of public demonstrations, the Court must now decide whether the conditions Wilfert placed on Hartley's ability to protest — specifically, his statements to her that she would have to provide him with her background data, would be added to the Secret Service list, and would be "considered one of the crazies who protest in front of the White House," see Compl., ¶¶ 16-18 — rise to the level of such a violation. In conducting such an inquiry, the Court will look to First Amendment decisions in the Section 1983 context that address whether certain acts of intimidation sufficiently chill the speech of demonstrators or protesters.
As discussed above, Dellums makes clear that an actual arrest resulting in demonstrators' "loss of an opportunity to demonstrate" clearly violates First Amendment rights "`in their most pristine and classic form.'" See 566 F.2d at 195 (citation omitted). Additionally, there is substantial caselaw in which the threat of an arrest — even in the absence of an actual arrest — is sufficient to chill speech, in violation of the First Amendment. See World Wide Street Preachers Fellowship v. Town of Columbia, 591 F.3d 747, 752 (5th Cir. 2009) (Fifth Circuit recognized that police officer had violated First Amendment rights of group of preachers when he threatened them with arrest if they did not end their demonstration and disperse); Childs v. Dekalb Cnty., Ga., 286 Fed.Appx. 687, 693-94 (11th Cir.2008) (officer's suppression of protesters' speech — by instructing them not to speak to individuals on sidewalk during protest of Honey Baked Ham — violated First Amendment); Dietrich v. John Ascuaga's Nugget, 548 F.3d 892, 896-99 (9th Cir.2008) (constitutional violation when officer removed plaintiff from public sidewalk under threat of arrest where she was collecting signatures
In Lewis v. McCracken, 782 F.Supp.2d 702 (S.D.Ind.2011), a district court held that the plaintiff pastor had established a constitutional violation of his First Amendment rights where he was threatened with arrest by an officer for trespass if he did not move his staged sidewalk demonstration to another location. Id. at 707-12. The court expressly stated that the threat alone was sufficient to chill his First Amendment rights:
Id. at 710 n. 5 (quoting Hodgkins ex rel. Hodgkins v. Peterson, 355 F.3d 1048, 1056 (7th Cir.2004)).
In contrast with the aforementioned plaintiffs, Hartley was not threatened with arrest here if she continued speaking. Wilfert's words, however, sought to intimidate her and to deter her from speaking — the same effect as a threat of arrest. In Surita v. Hyde, 665 F.3d 860 (7th Cir.2011), the Seventh Circuit noted:
Id. at 878-79 (citations omitted). The question before this Court, then, is whether Wilfert's interaction with Hartley "would likely deter a person of ordinary firmness from continuing to engage in protected activity."
In so inquiring, the Court is bound by the allegations in the Complaint. While standing on the White House sidewalk, Plaintiff alleges she was first approached by two uniformed Secret Service officers on bicycles, Doe and an unknown male officer. See Compl., ¶¶ 4, 13-14. She was asked "about why she was there, to which she provided full answers about her walk and her underlying concerns over the unfair treatment of women in law enforcement. The officers seemed interested, even asking what police department she had been in and wishing her luck, and left after a brief exchange." Id., ¶ 14. Hartley was later approached for a second time by Doe, this time accompanied by Officer Wilfert, who proceeded to ask her a number of questions about what she was doing on the sidewalk and "ominously" informed her that "if you want to protest, you can
Hartley alleges that she abandoned her speech on the sidewalk because she was intimidated by these statements. See id., ¶¶ 21, 28, 31 ("[Wilfert's] statements and threats (that she had to leave or submit to detailed inquiry and registration) in fact caused Ms. Hartley to end her expression."). Indeed, Wilfert himself appears to have acknowledged that he "`may have given her the indication that she had to leave the area.'" See id., ¶ 30. Facing two uniformed Secret Service officers who had approached for a second encounter and who had cautioned her to "leave rather than be added to the Secret Service list and be `considered one of the crazies ... in front of the White House,'" Plaintiff's acquiescence is hardly a manifestation of timidity. The context here also matters: this took place in front of the White House in an age of heightened security awareness. Given these circumstances, the Court finds Hartley's retreat from the sidewalk is consistent with the actions of a person of ordinary firmness.
Additionally, while a plaintiff's actual response to a defendant's conduct is not dispositive, it "provides some evidence of the tendency of that conduct to chill First Amendment activity." Constantine v. Rectors and Visitors of George Mason Univ., 411 F.3d 474, 500 (4th Cir.2005). While Defendants contend that Hartley should have ignored Wilfert's intimidation because, as a "former law enforcement officer," she should not be "intimidated by mere verbal statements," Mot. at 13, they cite no authority for their contention that Plaintiff should be held to a "reasonable-former-law-enforcement-officer" standard and be expected to act differently in the face of threats from uniformed Secret Service agents than any other individual. The Court thus finds that Plaintiff's allegations sufficiently state a claim for violation of First Amendment rights under Dellums.
Even if Defendants' conduct here could normally give rise to a Bivens action, they claim they hold a get-out-of-jail-free card: the Privacy Act. In other words, Defendants urge the Court to disregard Dellums and deny a Bivens remedy where a comprehensive statutory scheme — here, the Privacy Act — has been established to provide relief in a given area. See Mot. at 7. Defendants characterize the claim here as "one for damages for violations of the Privacy Act," "[e]ven though pled as a Constitutional claim," because "Plaintiff's Complaint alleges that Officers Wilfert and Doe sought personal information about her — her name, date of birth and Social Security number — without authorization, resulting in harm to her for which she should receive damages." Mot. at 11. Plaintiff staunchly contests this characterization of her claims, noting that "the Privacy Act has nothing to do with this case," as "Officer Wilfert was not engaged in collecting information, he was engaged in intimidating plaintiff from exercising her First Amendment rights." Opp. at 3-4. The Court agrees: Defendants' unduly technical characterization of the conduct here would lead to the unjust result of protecting
The Privacy Act regulates the "`collection, maintenance, use, and dissemination of information'" about individuals by federal agencies. Doe v. Chao, 540 U.S. 614, 618, 124 S.Ct. 1204, 157 L.Ed.2d 1122 (2004) (quoting 5 U.S.C. § 552(a)(5)). It "authorizes civil suits by individuals ... whose Privacy Act rights are infringed," Sussman v. U.S. Marshals Serv., 494 F.3d 1106, 1123 (D.C.Cir.2007), and provides for criminal penalties against federal officials who willfully disclose a record in violation of the Act. 5 U.S.C. § 552a(i)(1). The Act "represents the compromise reached by Congress between a citizen's right to correct inaccurate records and the government's need to assemble critical information for responsible employment decisionmaking." Dickson v. Office of Pers. Mgmt., 828 F.2d 32, 40 (D.C.Cir.1987). In furtherance of those goals, the Privacy Act "gives agencies detailed instructions for managing their records and provides for various sorts of civil relief to individuals aggrieved by failures on the Government's part to comply with the requirements." Doe, 540 U.S. at 618, 124 S.Ct. 1204. Put simply, the Act "safeguards the public from unwarranted collection, maintenance, use and dissemination of personal information contained in agency records ... by allowing an individual to participate in ensuring that his records are accurate and properly used." Bartel v. FAA, 725 F.2d 1403, 1407 (D.C.Cir.1984).
Defendants go to great lengths to frame Hartley's encounter with Wilfert here as lying in this sphere, arguing that "the Privacy Act plainly constitutes a comprehensive statutory scheme for addressing the types of private information government officials may gather from individuals, and what remedies exist when private information has been gathered in violation of the Act." Mot. at 12. As support for this characterization, Defendants relate the suit here to the claims in Wilson v. Libby, 535 F.3d 697 (D.C.Cir.2008), the celebrated leak case. See Mot. at 11. The facts here, however, are readily distinguishable.
In Wilson, the plaintiffs alleged harm from the improper disclosure of information subject to the Privacy Act's protections. Specifically, Wilson's claims stemmed from the publication of his wife's CIA employment in an article published in several newspapers; the publication was the result of a disclosure by the Deputy Secretary of State of information contained in State Department records. 535 F.3d at 707. As this Circuit observed,
Id. The claims here, in contrast, have nothing to do with disclosure of information.
In arguing that Plaintiff's claims are nonetheless covered by the Act, Defendants rely on language in the statute requiring that an agency that maintains a system of records shall "maintain no record describing how any individual exercises rights guaranteed by the First Amendment unless expressly authorized
Id. at 718.
Wilfert's actions here did not involve the sort of collection of information contemplated by the Act; instead, his words were merely a threat to intimidate Hartley from continuing in her speech, just as "I will arrest you if you continue to protest" or "I will take a picture of you for my book of crazy protesters" would deter a person from speaking. As Plaintiff observes:
Opp. at 4.
The Court thus finds that the Privacy Act does not foreclose Hartley's First Amendment claim here.
Defendants last contend that even if this Court were to find Plaintiff's speech to be improperly infringed, her claim would nonetheless be barred by qualified immunity. "The doctrine of qualified immunity protects government officials `from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.'" Pearson v. Callahan, 555 U.S. 223, 231, 129 S.Ct. 808, 172 L.Ed.2d 565 (2009) (quoting Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S.Ct. 2727, 73 L.Ed.2d 396 (1982)). The doctrine "gives government officials breathing room to make reasonable but mistaken judgments" and "protects `all but the plainly incompetent or those who knowingly violate the law.'" Ashcroft v. al-Kidd, ___ U.S. ___, 131 S.Ct. 2074, 2085, 179 L.Ed.2d 1149 (2011) (quoting Malley v. Briggs, 475 U.S. 335, 341, 106 S.Ct. 1092, 89 L.Ed.2d 271 (1986)).
To show that a government official is not protected by qualified immunity, a plaintiff must establish that (1) the defendant's conduct violated the Constitution, and (2) the constitutional right that was violated was sufficiently established such that a reasonable official would have known the conduct violated the Constitution. Pearson, 555 U.S. at 232, 129 S.Ct. 808. For the reasons set forth Section III(A)(1)-(2), supra, the Court finds that Plaintiff has alleged a constitutional violation. It must now determine whether that right was clearly established. To reject an official's claim of qualified immunity, "the unlawfulness" of his action must be apparent "in the light of pre-existing law." Atherton v. Dist. of Columbia Office of Mayor, 567 F.3d 672, 689-90 (D.C.Cir.2009) (quoting
"An official enjoys protection from a lawsuit where [his] conduct is objectively reasonable in light of existing law. Conversely, an official is not shielded where he could be expected to know that certain conduct would violate statutory or constitutional rights." Brown v. Fogle, 819 F.Supp.2d 23, 28-29 (D.D.C.2011) (quoting Farmer v. Moritsugu, 163 F.3d 610, 613 (D.C.Cir.1998) (quotation marks omitted)). The operation of the "clearly established" standard "depends substantially upon the level of generality at which the relevant `legal rule' is to be identified." Anderson, 483 U.S. at 639, 107 S.Ct. 3034. While the contours of the right must be sufficiently clear that a reasonable official would understand that what he is doing violates that right, id. at 640, 107 S.Ct. 3034, this does "not require a case directly on point, but existing precedent must have placed the statutory or constitutional question beyond debate." Ashcroft, 131 S.Ct. at 2083; see Reichle v. Howards, ___ U.S. ___, 132 S.Ct. 2088, 2093, 182 L.Ed.2d 985 (2012).
Defendants seek to define the legal rule here very specifically. See Mot. at 19-20 ("Defendants are unaware of any clearly established authority holding that the First Amendment is violated if a law enforcement officer asks a former law enforcement officer for personal, identifying information in connection with the former law enforcement officer's exercise of First Amendment activities in a sensitive place such as the White House sidewalk."). Plaintiffs, in contrast, frame the right at a higher level of generality. See Opp. at 7 (characterizing right in question as Hartley's "right to stand on the White House sidewalk with her message and speak with passersby" without a permit). Just as in Section III(A)(2), supra, Defendants cite no authority for their cabined view that Hartley's First Amendment rights as a former law-enforcement officer differ from those of an ordinary citizen. The constitutional right in question should be defined as an ordinary person's expressing her views while standing on the public sidewalk in front of the White House, which Defendants appear to acknowledge is a public forum. See Reply at 13. Such a right was clearly established in 2009.
In Childs, upon very similar facts, the Eleventh Circuit found that the defendants were not entitled to qualified immunity, pointing to "many" decisions that
286 Fed.Appx. at 693-94 (quoting United States v. Lanier, 520 U.S. 259, 271, 117 S.Ct. 1219, 137 L.Ed.2d 432 (1997)); see also Cannon, 998 F.2d at 873-76 (finding right of plaintiff protesters to picket on public sidewalk in front of abortion clinic with signs was clearly established constitutional right at time of 1988 arrests, but ultimately remanding to determine whether defendants could nonetheless claim immunity under "extraordinary circumstances" exception).
Indeed, Defendants' assertion that "no reasonable officer would know that a mere request for personal identifying information would cause a former law enforcement officer to feel the need to cease engaging in First Amendment activities after having been told that she could continue
Because Hartley has sufficiently alleged that Defendants knowingly deprived her of clearly established constitutional rights, the Court cannot conclude at this stage of the litigation that they are entitled to qualified immunity from suit.
For the aforementioned reasons, the Court will deny Defendants' Motion to Dismiss. A separate Order consistent with this Opinion will be issued this day.
Dellums, 566 F.2d at 195-96. Indeed, the court found error in the damages instructions that were given, as they "did not require the jury to focus on the loss actually sustained by the plaintiffs." Id. at 196. Having determined that "the $7,500 judgment is totally out of proportion to any harm that has been suffered," the court vacated that judgment and remanded for a redetermination of First Amendment damages. Id. As this case proceeds, the Court trusts Plaintiff will bear this point well in mind, particularly since she, unlike the Dellums demonstrators, was not even arrested.