Amit P. Mehta, United States District Judge.
In or around September 2011, the United States used a drone strike to kill Anwar al-Aulaqi, a U.S. citizen living in Yemen who administration officials had determined was a senior leader of al-Qaeda. The following year, Jason Leopold, an investigative reporter, filed a Freedom of Information Act (FOIA) request with the Department of Justice (DOJ) seeking documents related to the lethal use of drones against terrorist targets. Believing that DOJ had not adequately responded to his request, Plaintiff brought this action in February 2014, after which DOJ produced 96 pages of responsive material. The parties
Before the court are Defendant's Motion for Summary Judgment and Plaintiff's Cross-Motion for Partial Summary Judgment. For the reasons set forth below, the court holds that DOJ did not conduct an adequate search in response to Plaintiff's FOIA request because it construed the term "Obama administration" too narrowly. In all other respects DOJ's search was reasonable. As for the redactions to the White Paper, the court concludes that the vast majority were proper under FOIA Exemption 1. Certain redacted passages of legal analysis, however, do not reference or pertain to classified information or implicate national security concerns and thus must be disclosed.
Defendant's Motion for Summary Judgment is therefore granted in part and denied in part. Plaintiff's Cross-Motion for Partial Summary Judgment also is granted in part and denied in part. Consistent with this opinion, DOJ shall conduct a new search that is reasonably calculated to uncover the documents Plaintiff seeks. In addition, it must disclose a revised redacted White Paper.
During an August 2012 Congressional hearing, at least two U.S. Congressmen publicly stated that there existed a DOJ "White Paper" addressing the legality of the government's use of drones against U.S. citizens living abroad who were suspected of terrorist activities. Thereafter, Plaintiff Leopold filed a FOIA request with DOJ seeking a copy of the White Paper, as well as related documents (the "First Request"). The First Request stated:
Decl. of Vanessa R. Brinkmann [hereinafter "Brinkmann Decl."], Ex. A, ECF No. 13-2 at 2. The DOJ Office of Information Policy ("OIP") received the request on August 10, 2012. Brinkmann Decl., ECF No. 13-1 ¶ 3. By a letter dated August 23, 2012, OIP notified Plaintiff that it had received his request and had granted "expedited processing." Brinkmann Decl., Ex. B, ECF No. 13-2 at 5.
DOJ's response was anything but expeditious. Six months later, and before Plaintiff's receipt of any materials in response to the First Request, a 16-page,
On February 4, 2014, a year after receiving the Leaked Drone Memorandum and having received no other records from DOJ, Plaintiff filed the complaint in this case. ECF No. 1. Several months later, DOJ began to produce additional documents to Plaintiff. See Status Report and Proposed Schedule, ECF No. 8. First, on May 21, 2014, OIP produced 46 pages of unredacted documents, consisting almost entirely of correspondence between DOJ and Members of Congress. Brinkmann Decl., Ex. D, ECF No. 13-2 at 26-73. Then, on August 22, 2014, OIP produced 12 pages, similarly consisting of emails and correspondence between DOJ staff and Members of Congress or their staffs, which contained only a single redaction pursuant to FOIA Exemption 6. Brinkmann Decl., Ex. E, ECF No. 13-3 at 2-15; see also 5 U.S.C. § 552(b)(6) (exempting "personnel and medical files and similar files the disclosure of which would constitute a clearly unwarranted invasion of personal privacy"). Finally, on September 5, 2014, OIP produced a 22-page "White Paper," dated May 25, 2011 and titled "Legality of a Lethal Operation by the Central Intelligence Agency Against a U.S. Citizen [REDACTED]." Brinkmann Decl., Ex. F, ECF No. 13-3 at 19. This White Paper contained significant redactions under FOIA Exemptions 1 and 3. See id.; see also 5 U.S.C. § 552(b)(1), (b)(3) (exempting material that is subject to secrecy by executive order and by statute, respectively).
The White Paper produced on September 5, 2014, was "prepared by DOJ for Congress [and] discusse[d] the legal basis upon which the CIA could use lethal force in Yemen against a U.S. citizen. Although this paper d[id] not mention the U.S. citizen by name — the target of the contemplated operation was Anwar al-Aulaqi." Decl. of Martha Lutz, ECF No. 13-4 ¶ 17 [hereinafter "Lutz Decl."]. The White Paper was prepared before the U.S. government carried out the 2011 operation in which al-Aulaqi was killed. Pl.'s Mem. In Opp'n to Def.'s Mot. For Summ. J., Ex. 1, ECF No. 16-1 at 2-4 (May 22, 2013 letter from Attorney General Holder to Senator Patrick Leahy); Islamist Cleric Anwar al-Awlaki Killed in Yemen, BBC News (Sept. 30, 2011), http://www.bbc.com/news/world-middle-east-15121879 (last visited Aug. 6, 2015). It also provided a more fulsome analysis of the Yemen operation than was contained in the Leaked Drone Memorandum released in 2013.
DOJ's three additional productions did not end this dispute, however. Disagreements remain over the reasonableness of DOJ's search and the appropriateness of
The Freedom of Information Act embodies a profound and powerful commitment to the ideals enshrined in our Constitution. "The basic purpose of FOIA is to ensure an informed citizenry, vital to the functioning of a democratic society, needed to check against corruption and to hold the governors accountable to the governed." NLRB v. Robbins Tire & Rubber Co., 437 U.S. 214, 242, 98 S.Ct. 2311, 57 L.Ed.2d 159 (1978). Thus the law requires that "each agency, upon any request for records which (i) reasonably describes such records and (ii) is made in accordance with published rules ... shall make the records promptly available to any person," 5 U.S.C. § 552(a)(3)(A), unless the records fall within one of nine narrowly construed exemptions, see 5 U.S.C. § 552(b); Vaughn v. Rosen, 484 F.2d 820, 823 (D.C.Cir.1973). Federal courts have the authority to order agencies to produce any records improperly withheld. 5 U.S.C. § 552(a)(4)(B). "Unlike the review of other agency action that must be upheld if supported by substantial evidence and not arbitrary or capricious, the FOIA expressly places the burden `on the agency to sustain its action' and directs the district courts to `determine the matter de novo.'" DOJ v. Reporters Comm. for Freedom of the Press, 489 U.S. 749, 755, 109 S.Ct. 1468, 103 L.Ed.2d 774 (1989) (quoting 5 U.S.C. § 552(a)(4)(B)). "At all times courts must bear in mind that FOIA mandates a `strong presumption in favor of disclosure.'" Nat'l Ass'n of Home Builders v. Norton, 309 F.3d 26, 32 (D.C.Cir. 2002) (quoting U.S. Dep't of State v. Ray, 502 U.S. 164, 173, 112 S.Ct. 541, 116 L.Ed.2d 526 (1991)).
Most FOIA cases are appropriately resolved on motions for summary judgment. Brayton v. Off. of the U.S. Trade Rep., 641 F.3d 521, 527 (D.C.Cir.2011). Summary judgment is warranted under Federal Rule of Civil Procedure 56 "if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R.Civ.P. 56(a). A dispute is "genuine" only if a reasonable fact-finder could find for the nonmoving party, while a fact is "material" only if it is capable of affecting the outcome of litigation. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). A non-material factual dispute is insufficient to prevent the court from granting summary judgment. Id. The moving party must support the assertion that no facts are in dispute by "citing to particular parts of materials in the record, including ... affidavits or declarations." Fed. R. Civ. P. 56(c)(1)(A). In making its determination as to summary judgment, the court must review "[a]ll underlying facts and inferences... in the light most favorable to the non-moving party." N.S. ex rel. Stein v. District of Columbia, 709 F.Supp.2d 57, 65 (D.D.C.2010) (citing Anderson, 477 U.S. at 255, 106 S.Ct. 2505).
An agency seeking summary judgment in a FOIA case bears the burden of showing that, even with the facts viewed in the light most favorable to the requester, the agency has conducted a search "reasonably calculated to uncover all relevant documents." Weisberg v. DOJ, 705 F.2d 1344, 1351 (D.C.Cir.1983). To carry its burden, the agency may submit a "reasonably detailed affidavit, setting forth the search terms and the type of search performed, and averring that all files likely to contain responsive materials (if such records exist) were searched." Oglesby v. U.S. Dep't of Army, 920 F.2d 57, 68
The parties first contest the adequacy of DOJ's search for responsive records. DOJ asserts that it conducted an adequate search reasonably designed to produce responsive documents. Plaintiff disagrees, raising a host of objections.
Before addressing the parties' specific arguments, the court first discusses the steps DOJ took to identify relevant documents. To demonstrate the reasonableness of its search, DOJ submitted a declaration from Vanessa Brinkmann, Senior Counsel at OIP. See Brinkmann Decl. As the Brinkmann Declaration explains, because Plaintiff's request sought materials shared with the Obama administration, and because it involved "communications with Congress concerning a high-level matter," OIP conducted searches in three DOJ leadership offices: (1) the Office of the Attorney General (OAG); (2) the Office of the Deputy Attorney General (ODAG); and (3) the Office of Legislative Affairs (OLA). Id. ¶ 4. OIP believed that the records sought by Plaintiff were most likely to be found in these offices. Id.
To identify responsive materials held by DOJ's two main leadership offices — OAG and ODAGOIP searched the Executive Secretariat's Intranet Quorum (IQ) database. Id. ¶ 6. The IQ database is the "the official records repository of OAG and ODAG, and in particular, of records of all formal, controlled correspondence sent to or from OAG and ODAG," including "official correspondence sent to or from OLA and Congress." Id. OIP conducted keyword searches of the database using the following search terms provided by Plaintiff: "targeted killing(s)"; "targeted killing program"; "targeted assassination program"; "white paper"; "Senator John Cornyn"; and "Senator Patrick Leahy." Id. ¶ 7. OIP then reviewed responsive records and made redactions where it deemed appropriate before producing them to Plaintiff. Id.
In addition to searching the IQ database, OIP sent memoranda to liaisons within each of the three leadership offices. Id. ¶ 4. Upon receipt of OIP's memorandum, the liaison in each leadership office notified individual staff members within that office of the search request. Those staff members, "as the custodians of their own records and the best authorities on what records they would personally maintain," id. then advised the liaison that they either (i) had no responsive records; (ii) would conduct their own search and provide responsive material directly to the OIP; or (iii) might have responsive material,
To identify responsive electronic mail, OIP performed a "test" search on the electronic mail of seven of the nine self-reported custodians (one of the ten custodians maintained only paper records, thus reducing the email custodians to nine) using Plaintiff's prescribed search terms. Id. ¶ 14. That search yielded 41,965 documents. Id. at 8 n. 5. To reduce the universe of potentially responsive materials, OIP determined that, because Plaintiff's request sought material exchanged with members of Congress or provided to any member of the "Obama administration," the search should be narrowed along those lines. Id. ¶ 14. "Thus, OIP conducted a secondary search of the documents retrieved using plaintiff's search terms in order to locate records containing one or more of the terms provided by plaintiff that were exchanged between the Department and any e-mail account ending in `senate.gov,' `house.gov,' or "eop.gov[,]'" the latter including the email accounts of staff in the Executive Office of the President. Id.
As a result of the foregoing search efforts, OIP identified and produced a total of 96 pages of records responsive to Plaintiff's FOIA request. Id. ¶ 15.
Plaintiff first argues that the Brinkmann Declaration contains untruths with respect to its description of the search, and therefore the declaration is not entitled to the ordinary presumption of good faith. See Casey, 656 F.2d at 738. In support of this assertion, Plaintiff has presented the documents he acquired through his Second Request, which concern how DOJ processed his First Request. Pl.'s Mem. In Supp. of His Cross-Mot. For Partial Summ. J., ECF No. 15 at 2-6 [hereinafter "Pl.'s Summ. J. Memo"]; see also id. Exs. 1-5. Based on those documents, he argues that the Brinkmann Declaration inaccurately recounts the number of custodians with responsive paper records. Id. at 4. Plaintiff points to an internal OIP memorandum that shows that one individual in OAG had potentially responsive paper records, id. at 3-4; id., Ex. 2, ECF No. 15-2, whereas the Brinkmann Declaration stated that "OAG did not identify any potentially responsive paper records," Brinkmann Decl. ¶ 11 (emphasis added). The internal OIP memorandum also shows that three ODAG staff members requested that OIP conduct a search of their paper records, Pl.'s Summ. J. Memo, Ex. 2, whereas the Brinkmann Declaration stated that only one person made such a request, Brinkmann Decl. ¶ 10.
In response to these contentions, DOJ provided a supplemental declaration from Brinkmann (hereinafter "Supplemental Brinkmann Declaration"), in which she admitted making errors in her initial declaration: "The statements made in my October 22, 2014 declaration regarding the number of OAG and ODAG custodians who may maintain potentially responsive records
Id. ¶ 9. Plaintiff contends that the conceded errors in the Brinkmann Declaration indicate bad faith on the part of Defendant. Pl.'s Reply In Supp. of His Cross-Mot. For Partial Summ. J., ECF No. 20 at 1-2 [hereinafter "Pl.'s Reply Memo."]. He also seeks discovery of the administrative record on that basis. Id.
Although the Brinkmann Declaration contained errors, those errors are not indicative of bad faith. Mistakes alone do not imply bad faith. See Fischer v. DOJ, 723 F.Supp.2d 104, 109 (D.D.C.2010) ("To be sure, defendant has not performed its duties under FOIA perfectly, but error-free performance is not required."). The Supplemental Brinkmann Declaration addresses, to the court's satisfaction, the discrepancies between OIP's internal records and the initial declaration. It acknowledges the errors made, explains why the internal records provide an incomplete picture of OIP's process, and offers additional details regarding the search. "[T]he agency's cooperative behavior of notifying the court and plaintiff that it had discovered a mistake, if anything, shows good faith." Id. Accordingly, the court finds that the Brinkmann Declarations are entitled to a presumption of good faith. The court also denies Plaintiff's request for discovery. See Schrecker v. DOJ, 217 F.Supp.2d 29, 35 (D.D.C.2002) ("Discovery in FOIA is rare and should be denied where an agency's declarations are reasonably detailed [and] submitted in good faith and [where] the court is satisfied that no factual dispute remains.").
Plaintiff next contends that DOJ's email search was too narrow and was not adequately crafted to capture relevant communications between DOJ staff and the "Obama administration." It argues that DOJ's decision to search for emails between DOJ and the "eop.gov" email domain used by the Executive Office of the President was too limited in scope — emails with other possible relevant executive branch agencies, such as the Department of Defense and the Central Intelligence Agency (CIA), were not reviewed. Pl.'s Reply Memo at 7. In response, DOJ contends that the phrase "member of the Obama administration" is unclear and that the "most reasonable interpretation of the phrase in context" was someone who worked at the White House, i.e. the Executive Office of the President. Brinkmann Decl. ¶ 4 n.1. According to DOJ, "the most logical `member[s] of the Obama administration' to have exchanged e-mails on the topic with DOJ would have worked with the Executive Office of the President." Reply Mem. In Supp. of Def.'s Mot. For Summ. J. and Opp'n to Pl.'s Cross-Mot. For Summ. J., ECF No. 17, 18 at 7.
With these principles in mind, the court concludes that DOJ's interpretation of "Obama administration" as consisting only of members of the Executive Office of the President — at least in the context presented here — is too limited. The natural meaning of the term "administration," when referring to a U.S. President's administration, encompasses more than officials in the Executive Office of the President. At a minimum, it includes other high-level cabinet and agency officials. Indeed, the White House's own website, www.whitehouse.gov,
DOJ, of course, was not required to search for communications with every conceivable agency and person in the "Obama administration" in order to sufficiently respond to Plaintiff's request. It was reasonable for the agency to use email domains to narrow the number of possible recipients of relevant communications. But the narrowing of possible recipients should have taken into account the subject
The court notes that, had DOJ confined its email search to the Executive Office of the President after exercising reasonable diligence, its conclusion might be different. The record, however, contains no evidence that DOJ limited its search based on ascertained facts about who within the Obama administration would have received relevant communications from DOJ. The Brinkmann Declaration simply states, in conclusory fashion, that DOJ equated the "Obama administration" with the Executive Office of President for purposes of conducting the search. Brinkmann Decl. ¶ 4 n.1, ¶ 14. The court thus concludes that DOJ did not, as it was required to do, construe Plaintiff's FOIA request liberally and that its email search was not reasonably calculated to uncover all relevant documents.
Plaintiff next contends that OIP's search within OLA was inadequate. OIP identified two possible custodians within OLA. Plaintiff argues that, in addition to the two identified custodians, OIP should have searched the files of other OLA personnel whose names appear on produced documents as "either senders or recipients of emails about drones." Pl.'s Reply Memo at 4-5; see also Pl.'s Summ. J. Memo at 9. DOJ answers that OIP's search method was "dynamic" and "informed by the expertise of Department personnel with knowledge of the matter at hand." Brinkmann Supp. Decl. ¶¶ 5-7. More significantly, according to the Supplemental Brinkmann Declaration, OIP engaged in "numerous personal conversations" with an OLA staffer who had involvement with the subject matter before concluding that no other custodians were likely to have responsive, non-duplicative documents. Id. ¶ 12.
The Court of Appeals has held that an agency answering a FOIA request can conduct a standard search in response to a general request, but "it must revise its assessment of what is `reasonable' in a particular case to account for leads that emerge during its inquiry. Consequently, the court evaluates the reasonableness of an agency's search based on what the agency knew at its conclusion rather than what the agency speculated at its inception." Campbell v. DOJ, 164 F.3d 20, 28 (D.C.Cir.1998).
Here, DOJ did not ignore leads when identifying possible custodians within OLA. Rather, OIP "continually reassess[ed]" its searches based on input from DOJ personnel. Brinkmann Supp. Decl. ¶ 6. Although Plaintiff is correct that certain OLA staffers whose records were not searched did appear on produced emails about drones — which the Supplemental Brinkmann Declaration acknowledges, id. ¶ 12 — those staffers were excluded as possible custodians only after extensive discussions
Plaintiff's final challenge to the adequacy of DOJ's search is his claim that OIP neglected to add and run additional search terms, such as "drone" and "UAV," which he asserts were implicit in his request. Pl.'s Summ. J. Memo at 13; see also Pl.'s Reply Memo at 9 (arguing that DOJ failed to "search for the term `drone' in what it understood to be a FOIA request about drones," making the search "plainly inadequate").
An agency responding to a FOIA request "is not obliged to look beyond the four corners of the request for leads to the location of responsive documents." Kowalczyk v. DOJ, 73 F.3d 386, 389 (D.C.Cir.1996). Rather, the agency is "bound to read [the request] as drafted, not as either agency officials or [Plaintiff] might wish it was drafted." Miller v. Casey, 730 F.2d 773, 777 (D.C.Cir.1984). See also Hall v. CIA, 881 F.Supp.2d 38, 61 (D.D.C.2012) ("[A] showing that each newly suggested search term existed in a single document is not enough to find the CIA's search inadequate without further explanation as to why these terms in particular would uncover responsive documents that the previous search did not."). Thus, the court's inquiry into the adequacy of the search turns on "the reasonableness of the effort in light of the specific request." Larson v. U.S. Dep't of State, 565 F.3d 857, 869 (D.C.Cir.2009) (citation omitted) (internal quotation marks omitted) (emphasis added).
Here, the court finds that DOJ search terms were adequate. An agency presented with a FOIA request which expressly prescribes a set of search terms — as Plaintiff's request did here — ordinarily is not required to conceive of additional search terms that might produce responsive documents. Indeed, when a requester communicates specific search terms, it is reasonable for the agency to presume that he or she has selected them because the requester believes that those terms are reasonably calculated to identify responsive documents.
The court turns next to Plaintiff's challenge to DOJ's invocation of FOIA exemptions 1 and 3, which it uses to justify the redactions made to the White Paper. Brinkmann Decl., Ex. F at 1940.
Although in enacting FOIA Congress recognized the strong public interest in transparent government, it nevertheless determined that "legitimate governmental and private interests could be harmed by release of certain types of information." FBI v. Abramson, 456 U.S. 615, 621, 102 S.Ct. 2054, 72 L.Ed.2d 376 (1982). Congress therefore included in FOIA nine exemptions under which an agency can refuse to disclose otherwise responsive information. See 5 U.S.C. § 552(a)(4)(B), (b)(1)-(9). Courts must read these exemptions narrowly "as to provide the maximum access consonant with the overall purpose of the Act." Vaughn, 484 F.2d at 823. When an agency has withheld requested information, the agency's affidavits must "describe the documents and the justifications for nondisclosure with reasonably specific detail, demonstrate that the information withheld logically falls within the claimed exemption, and [must not be] controverted by either contrary evidence in the record nor by evidence of agency bad faith." Casey, 656 F.2d at 738.
A court must determine de novo whether an agency properly withheld information and may examine the contents of the agency's records in camera to that end. 5 U.S.C. § 552(a)(4)(B). But "the judiciary owes some measure of deference to the executive in cases implicating national security, a uniquely executive purview." Ctr. for Nat'l Sec. Studies v. DOJ, 331 F.3d 918, 926-27 (D.C.Cir.2003). "Ultimately, an agency's justification for invoking a FOIA exemption is sufficient if it appears logical or plausible." Judicial Watch, Inc. v. Dep't of Def., 715 F.3d 937, 941 (D.C.Cir.2013) (citations omitted) (internal quotation marks omitted).
This court is not the first to address the redactions to the White Paper at issue here. The document has been the subject of extensive FOIA litigation in this and other courts. In this district, Judge Collyer, faced with a FOIA request similar to Plaintiff's, initially upheld the CIA's response of neither confirming nor denying the existence of documents pertaining to the use of drones for targeted killings — known as a Glomar response — on the ground that "the release of any acknowledgment of responsive records could damage national security." ACLU v. DOJ, 808 F.Supp.2d 280,
Meanwhile, in parallel litigation in the Southern District of New York, the ACLU and the New York Times brought suit against DOJ and the CIA over FOIA requests seeking, as Leopold does here, legal memoranda that justified targeted killings of U.S. citizens. N.Y. Times Co. v. DOJ, 915 F.Supp.2d 508, 540 (S.D.N.Y.2013) (Times I). The district court granted summary judgment for the agencies, but the Second Circuit Court of Appeals reversed, holding that DOJ and the CIA had waived many of their asserted exemptions through public disclosure of the November 2011 White Paper, as well as through various statements from Obama administration officials concerning the use of drones and the strike that killed al-Aulaqi. N.Y. Times Co. v. DOJ, 756 F.3d 100, 120-21 (2d Cir.2014) (Times II). On remand, the district court conducted an in camera review of responsive documents, including the redacted White Paper. ACLU v. DOJ, 12-cv-794 (CM), 2015 WL 4470192, at *17 (S.D.N.Y. July 16, 2015) (Times III). The court concluded that "[t]he portions of the document that have not already been produced by the Government need not be produced." Id.
Although two other courts have considered the very same document that is at issue here, this court has an independent obligation to conduct its own de novo review of the agency's decision to withhold information, taking into account Plaintiff's specific claims and the record before the court. To that end, the court ordered DOJ to produce an unredacted version of the White Paper for in camera review. Order, ECF No. 24. See also Carter v. U.S. Dep't of Commerce, 830 F.2d 388, 393 (D.C.Cir.1987) (citation omitted) (internal quotation marks omitted) ("[W]hen the requested documents are few in number and of short length, in camera review may save time and money"); Allen v. CIA, 636 F.2d 1287, 1298-99 (D.C.Cir.1980) ("An examination of the document would make totally unnecessary speculation and inference as to the contents of the document[.]").
Plaintiff makes an argument similar to that which prevailed before the D.C. Circuit and the Second Circuit: namely, that the Obama administration's official acknowledgement of the CIA's role in targeting killings, including that of al-Aulaqi, constitutes a waiver of the invoked FOIA exemptions. When "information has been `officially acknowledged,' its disclosure may be compelled even over an agency's otherwise valid exemption claim." Fitzgibbon v. CIA, 911 F.2d 755, 765 (D.C.Cir.1990). The D.C. Circuit applies a three part test for whether information has been "officially acknowledged": "(1) the information requested must be as specific as the information previously released; (2) the information requested must match the information previously disclosed; and (3) the information requested must already have been made public
To support its redaction of the White Paper, DOJ submitted two declarations — one filed publicly and one filed under seal — from Martha Lutz, the Chief of the Litigation Support Unit of the CIA. In her publicly filed declaration, Lutz states that the information redacted from the White Paper "goes beyond what has been publicly disclosed." Lutz Decl. ¶ 18. She further declares, "I have considered the information released in the course of the ACLU and New York Times litigation [as well as] other government disclosures and have confirmed that there has been no official acknowledgement of any of the information that was redacted from the DOJ Classified White Paper." Id. ¶¶ 18-19.
The court finds these statements — supported by the Classified Lutz Declaration and the court's in camera review of the White Paper, and with nothing in the record or from related cases to the contrary — to be accurate. Though the CIA's role in the targeted killing of al-Aulaqi has been made public, the redacted portions of the White Paper concern information that has not been released or otherwise publicly acknowledged. See ACLU v. Dep't of Def., 628 F.3d at 620-21. Thus, the court rejects Plaintiff's claim of waiver and turns next to the validity of the exemptions.
FOIA Exemption 1 permits an agency to withhold information that is "specifically authorized under criteria established by an Executive order to be kept secret in the interest of national defense or foreign policy" and is "in fact properly classified pursuant to such Executive order." 5 U.S.C. § 552(b)(1). Agencies may establish the applicability of Exemption 1 by declaration. See ACLU v. Dep't of Def., 628 F.3d at 619. As long as the declaration "describes the justifications for withholding the information with specific detail, demonstrates that the information withheld logically falls within the claimed exemption, and is not contradicted by contrary evidence in the record or by evidence of the agency's bad faith, then summary judgment is warranted on the basis of the affidavit alone." Id.
The operative classification order for the purposes of Exemption 1 is Executive Order No. 13,526, 75 Fed.Reg. 707 (Dec. 29, 2009) [hereinafter "E.O. 13,526"], which sets forth substantive and procedural criteria that an agency must follow to properly invoke the exemption. E.O. 13,526 requires, in relevant part, that information should only be classified as "Top Secret" if (i) its unauthorized disclosure could reasonably be expected to cause exceptionally grave, identifiable or describable harm to national security and (ii) the information pertains to one of eight subject-matter classification categories. E.O. 13,526 §§ 1.1(a)(4), 1.2(a)(1), 1.4. The Order also includes certain procedural requirements: (i) the information may be classified only by an individual with original or derivative classification authority, see id. §§ 1.1(a)(1), 2.1, and (ii) the classified information must be marked with the identity of the classifier, a concise reason for classification that cites one of the subject matter categories, and the date and duration of classification,
As noted, the court has reviewed both the public and the non-public Lutz Declarations and conducted an in camera review of the White Paper. As to the procedural requirements of E.O. 13,526, the court is satisfied with Lutz's assertion that "the documents are properly marked in accordance with section 1.6 of the Executive Order." Lutz Decl. ¶ 12. Additionally, because Lutz holds original classification authority, id. ¶ 2, and has determined that the document in question is currently and properly classified, id. ¶ 7, the derivative classification requirements of E.O. 13,526 § 2.1 are irrelevant to this case. See Judicial Watch, 715 F.3d at 944 (internal quotation omitted) ("[B]ecause the [agency] declaration removes any doubt that a person with original classification authority has approved the classification decision, any failure relating to application of the [derivative] classification guide would not reflect adversely on the agency's overall classification decision.").
As to the substantive elements of E.O. 13,526, the court concludes that most, but not all, of the redactions are proper. Most of the redacted text pertains to another classified record that generally concerns CIA activities. Other redacted portions pertain either to specific CIA activities, foreign relations, or foreign activities of the United States. Further, affording the proper deference to the classifying agency on issues of national security, the court agrees with Lutz that disclosure of most of the redacted text "could reasonably be expected to result in exceptionally grave damage to [the] national security" of the United States. Lutz Decl. ¶¶ 10, 13; see E.O. 13,526 §§ 1.4(c)-(d).
But the court does not agree that the White Paper is properly redacted in every respect. Several redacted passages contain nothing more than legal analysis that does not in any way reference or pertain to any classified information. See, e.g., Brinkmann Decl., Ex. F at 20-21, first two full paragraphs following section heading "B." See Drones III, 109 F.Supp.3d at 235-36, 2015 WL 3777275, at *10 (emphasis in original) ("[A] legal analysis need not constitute an intelligence activity, source, or method by itself to warrant protection so long as it pertains to an intelligence activity, source, or method."). Other parts of the White Paper containing similar legal analysis were disclosed to Plaintiff. See Times II, 756 F.3d at 120 ("With the redactions and public disclosures discussed above, it is no longer either `logical' or `plausible' to maintain that disclosure of the legal analysis in the OLC-DOD Memorandum risks disclosing any aspect of `military plans, intelligence activities, sources and methods, and foreign relations.'"). Thus, the court finds that certain portions of the White Paper consisting of legal analysis that does not reference or pertain to classified material should be disclosed.
Additionally, one redacted sentence simply contains facts that already have been publicly acknowledged and disclosed to Plaintiff. See, e.g., Brinkmann Decl., Ex. F at 19, first sentence under section heading "A." Because the same information is unredacted in other parts of the White Paper, that additional sentence shall be disclosed as well.
The court has set forth in the attached Appendix the redacted portions of the White Paper that do not fall within Exemption 1 (or Exemption 3
FOIA Exemption 3 authorizes agencies to withhold information that is specifically exempted from disclosure by statute, as long as the statute in question "(i) requires that the matters be withheld from the public in such a manner as to leave no discretion on the issue, or (ii) establishes particular criteria for withholding or refers to particular types of matters to be withheld." 5 U.S.C. § 552(b)(3). Defendant relies upon two statutes to justify Exemption 3 in this case: Section 102A(i)(1) of the National Security Act of 1947, as amended, 50 U.S.C. § 3024 (formerly 50 U.S.C. § 403-1(i)(1)), which provides that the Director of National Intelligence "shall protect intelligence sources and methods from unauthorized disclosure," 50 U.S.C. § 3024(i)(1); and Section 6 of the Central Intelligence Agency Act of 1949, as amended, 50 U.S.C. § 3507 (formerly 50 U.S.C. § 403g), which protects from disclosure information that would reveal the "organization, functions, names, official titles, salaries, or numbers of personnel employed by the [CIA]." Both statutes have long qualified as proper justification for invoking Exemption 3. See Fitzgibbon, 911 F.2d at 761; Weissman v. CIA, 565 F.2d 692, 694 (D.C.Cir.1977) (holding that the predecessors of the two statutes are "precisely the type of statutes comprehended by exemption (b)(3).").
Page 11 of the White Paper contains a single redaction premised solely on Exemption 3. (DOJ invoked both Exemptions 1 and 3 for all other redactions.
For the reasons set forth above, Defendant's Motion for Summary Judgment is therefore granted in part and denied in part, and Plaintiff's Cross-Motion for Partial Summary Judgment is granted in part and denied in part. DOJ must conduct a new search for responsive email communications between the DOJ and members of the "Obama administration." It also must produce a revised redacted White Paper to Plaintiff that complies with the Appendix attached to this opinion.
The parties shall file a joint status report within 30 days describing the steps DOJ has taken to comply with the court's Order.
The following passages shall be disclosed to Plaintiff in unredacted form:
1. Page 2, first sentence under the section heading "A." The remainder of that paragraph is properly subject to redaction.
2. Pages 2-3, first two full paragraphs following section heading "B."
3. Page 5, full paragraph immediately above section heading "II."
4. Page 16, redacted sentence between the sentence ending with "... the armed
5. Page 16, redacted portion of the sentence starting after the words "in accord with" up to the end of the sentence.
