ELLEN SEGAL HUVELLE, District Judge.
Plaintiff Howard Bloomgarden brings this suit against the Department of Justice ("DOJ") to compel the production of records by the Executive Office for United States Attorneys ("EOUSA") under the Freedom of Information Act ("FOIA"), 5 U.S.C. § 552. (Am. Compl. [ECF No. 11].)
Plaintiff seeks to acquire documents from the disciplinary file of a former Assistant United States Attorney (the "former AUSA"), who worked for DOJ in the Eastern District of New York ("EDNY") in the mid-1990s. (See Pl.'s Mot. for Summ. J. at 9-11.) Beginning in January 1995, the former AUSA was the lead prosecutor in a state-federal investigation into certain drug-related crimes, including the kidnapping and murder of Peter Kovach and Ted Gould, which eventually led to plaintiff accepting a guilty plea in the EDNY. (Id. at 1, 7-8.) The former AUSA was removed from plaintiff's case in November 1995 (id. at 4), and his termination by DOJ was later proposed in a thirty-five page disciplinary letter (the "Letter"), which was accompanied by a table of contents and 3,649 pages of supporting evidence (together, "the Disciplinary File"). (See Def.'s Mot. for Summ. J. at 5.) Plaintiff believes that the Disciplinary File may show that the AUSA engaged in prosecutorial misconduct with regard to certain proffers that plaintiff made to federal and Los Angeles County prosecutors. (See Pl.'s Mot. for Summ. J. at 36.) If such a showing could be made, plaintiff believes that it could help his effort to get a new trial before a California state court, where in 2014 he was convicted of the Kovach-Gould murders. (See id. at 8-9.)
In February 2015, prior to the filing of the pending cross-motions, the Court ordered DOJ to produce an unredacted copy of the Letter for in camera review. (See Feb. 20, 2015 Order [ECF No. 42].) Weeks later, the Court held a status conference at which it noted that the Letter reflected the AUSA's "professional failings," but it questioned the public's interest in learning about an "inadequate, incompetent, sort of disobedient . . . employee." (See Mar. 4, 2015 Hearing Tr. [ECF No. 45] at 20:20-22:5.) It also ordered DOJ to produce a Vaughn Index outlining DOJ's basis for withholding the entire Disciplinary File under the FOIA. (See Mar. 10, 2015 Minute Order.) The Vaughn Index that DOJ submitted was, as the Court stated at a November 2015 hearing, "useless [and] deficient" because it impermissibly lumped hundreds of pages together in a single entry, making it impossible to understand which claimed exemptions applied to which documents (and why). (See Nov. 4, 2015 Hearing Tr. [ECF No. 81] at 7:12-23.) Nevertheless, having reviewed the Letter in camera, the Court did indicate that "it is probably true that [the Letter was not created] for law enforcement purposes and so [Exemption 7(C)] does not apply. [Exemption 6 might apply], but it only applies to the Letter." (Id. at 11:17-20.) The Court then confirmed this ruling from the bench at a January 2016 hearing: "I've already ruled that the letter is not covered by [Exemption] 7(C) and that it is protected by [Exemption] 6." (Jan. 5, 2016 Hearing Tr. at 11:13-14.)
Plaintiff now suggests that the Court's ruling on the Letter was merely "tentative." (See Pl.'s Mot. for Vaughn Index [ECF No. 105] at 7 n.8.) Therefore, to dispel any further doubt on that score, the Court issues the instant opinion.
Summary judgment is appropriate if the pleadings and evidence on file show that there is no genuine issue of material fact and that the moving party is entitled to judgment as a matter of law. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247 (1986). "In a FOIA case, summary judgment may be granted to the government if `the agency proves that it has fully discharged its obligations under the FOIA, after the underlying facts and the inferences to be drawn from them are construed in the light most favorable to the FOIA requester.'" Fischer v. Dep't of Justice, 596 F.Supp.2d 34, 42 (D.D.C. 2009) (quoting Greenberg v. U.S. Dep't of Treasury, 10 F.Supp.2d 3, 11 (D.D.C. 1998)). As relevant here, the agency has the burden to "prove that each document that falls within the class requested . . . is wholly exempt from the [FOIA's] inspection requirements." See Goland v. Cent. Intelligence Agency, 607 F.2d 339, 352 (D.C. Cir. 1978).
Having reviewed the Letter in camera and having considered the extensive briefs and arguments by the parties, the Court will rule on the exemptions relied on by defendant to justify the withholding of the Letter.
Exemption 7(C) protects from disclosure "records or information compiled for law enforcement purposes, but only to the extent that the [disclosure] . . . could reasonably be expected to constitute an unwarranted invasion of personal privacy." 5 U.S.C. § 552(b)(7)(C). DOJ asserts that Exemption 7(C) applies because "[e]very document in the proposed removal and the evidence supporting that proposal is related to, created for, or involves the prosecution of a criminal case." (Def.'s Mot. for Summ. J. at 15.) By DOJ's rationale, virtually all documents in its possession would qualify, because they arguably have some attenuated "relat[ion] to" law enforcement purposes. However, this states the test too broadly—a document is not exempt if it is merely "related to" a criminal prosecution, but instead it must have been "compiled for" that purpose. See 5 U.S.C. § 552(b)(7)(C); Stern v. F.B.I., 737 F.2d 84, 89 (D.C. Cir. 1984).
Nor is it enough that a law enforcement agency, acting as an employer, compiled the document as part of a supervisory investigation into its own employee's conduct. See Kimberlin v. Dep't of Justice, 139 F.3d 944, 947 (D.C. Cir. 1998). Instead, to withhold an employee disciplinary file under Exemption 7(C), DOJ must show that it focuses "directly on specifically alleged illegal acts . . . of particular identified officials, acts which could, if proved, result in civil or criminal sanctions." See Rural Hous. Alliance v. U.S. Dep't of Agric., 498 F.2d 73, 81 (D.C. Cir. 1974) (emphasis added). DOJ does not contend that its investigation of the former AUSA involved any suspicion of illegal activity, or that the Letter made any such allegation. Rather, the Letter arose out of precisely the type of run-of-the-mill employee discipline that falls outside of Exemption 7(C).
Like Exemption 7(C), Exemption 6 is concerned with the protection of personal privacy, allowing agencies to withhold "personnel and medical files and similar files the disclosure of which would constitute a clearly unwarranted invasion of personal privacy." 5 U.S.C. § 552(b)(6). Because it unquestionably applies to the disciplinary records of federal employees like the former AUSA, see Stern, 737 F.2d at 90, the Court must only determine whether disclosure would constitute a "clearly unwarranted" invasion of his privacy. This entails balancing the public's interest in disclosure against the former AUSA's interest in privacy.
"[T]he only relevant public interest in the FOIA balancing analysis [is] the extent to which disclosure of the information sought would `she[d] light on an agency's performance of its statutory duties' or otherwise let citizens know `what their government is up to.'"
As regards the Letter, whatever light it might have shed on the internal operations of a U.S. Attorney's office in 1996 has been greatly diminished over the past twenty years. Cf. Cochran v. United States, 770 F.2d 949, 959 n.15 (11th Cir. 1985) ("[T]here is a great public interest in insuring the dissemination of current, newsworthy information . . . particularly when the information relates to the operations of government.") (emphasis added). To be sure, there can be historical value in exposing government activity from long ago. See, e.g., Rosenfeld v. U.S. Dep't of Justice, 57 F.3d 803, 811-12 (9th Cir. 1995) (strong public interest in an overzealous, politically motivated investigation into student protestors twenty-five years earlier); Rosenfeld v. U.S. Dep't of Justice, 2012 WL 710186, at *8 (N.D. Cal. Mar. 5, 2012) (significant public interest in documents suggesting that the FBI "used—or potentially abused—their investigative powers in order to aid Ronald Reagan in a non-law enforcement capacity" decades earlier). But this is simply not that case. Having examined the Letter, the Court finds that there is little public interest in a single, largely unremarkable disciplinary matter regarding a former AUSA who left government service two decades ago. Nor does the Letter reflect that "the government dropped the ball" by not terminating the AUSA sooner. (See Pl.'s Reply Br. [ECF No. 71-2] at 10.) Instead, it reflects an ongoing effort by DOJ to correct professional failings until it became clear that warnings and corrective measures were not succeeding.
Plaintiff is correct that federal prosecutors do weighty, important work, affecting matters of "life, death, or lengthy incarceration." (Id.) But it does not necessarily follow that everything a prosecutor does is a matter of pressing public concern, especially as regards instances of garden-variety incompetence and insubordination, and especially years and years after the fact. Perhaps recognizing this hurdle, plaintiff also asserts a more contemporary public interest: "[T]he fact that [the former AUSA] is a lawyer in private practice only heightens the public interest in the documents," because he remains admitted to practice before certain federal courts. (See id.) However, as noted above, the only relevant public interest in disclosure is in showing citizens "what their government is up to," not whether a public servant who left the government twenty years ago is a capable attorney. See Reporters Comm. For Freedom of Press, 489 U.S. at 773 (emphasis added). Thus, the public's interest in disclosure of the Letter is minimal.
It is an "indisputable proposition that disclosure of information identifying a particular attorney as the subject of a dismissed disciplinary proceeding . . . would violate substantial privacy interests of the attorney." Carter v. U.S. Dep't of Commerce, 830 F.2d 388, 394 (D.C. Cir. 1987). And even if, as here, the government attorney has already been publicly identified, the proceeding's undisclosed details are still likely to be "personal and potentially embarrassing" if revealed. See Parker v. U.S. Dep't of Justice, 68 F.Supp.3d 218, 231 (D.D.C. 2014); Kimberlin, 139 F.3d at 949 (disclosure of a "staff-level government lawyer['s disciplinary file] ... would occasion an invasion of [his] privacy," even though he had already been publicly identified); see also Citizens for Responsibility & Ethics in Washington v. U.S. Dep't of Justice, 746 F.3d 1082, 1092 (D.C. Cir. 2014) (former congressman's "privacy interest in the contents of [his] investigative files is not insubstantial" even though he had publicly acknowledged that he was under investigation). Although the events at issue occurred twenty years ago, "[t]he passage of time, without more, does not materially diminish these interests." See Schrecker v. U.S. Dep't of Justice, 349 F.3d 657, 666 (D.C. Cir. 2003). Indeed, as plaintiff himself notes, the former AUSA remains an attorney in private practice, and so without question he has a strong interest in avoiding decades-old disclosures that would likely cause him professional embarrassment. See Dep't of Air Force v. Rose, 425 U.S. 352, 380-81 (1976) (recognizing that ex-cadets, and particularly those who continue to serve in the military, have a privacy interest in their student disciplinary files).
Plaintiff also asserts that DOJ conceded, at a March 2015 hearing, that "any potential claim to privacy on [the AUSA's] part is moot if `there was an adjudication on the merits of the[] allegations'" in his disciplinary file. (Pl.'s Reply Br. at 9.) He further contends that his other FOIA requests have turned up evidence that such an "adjudication" did take place. (Id.) Although not expressly styled as such, the Court construes this argument as one of waiver: if the AUSA appealed his termination in a public proceeding before the Merit Systems Protection Board ("MSPB"), then he arguably would have waived any expectation of privacy he might have had in that subject matter. See Nation Magazine, Washington Bureau v. U.S. Customs Serv., 71 F.3d 885, 896 (D.C. Cir. 1995) (several public statements by former presidential candidate waived his privacy interest in the subject matter of those statements). However, plaintiff bears the initial burden to show what information has already been placed into the public domain, Davis v. U.S. Dep't of Justice, 968 F.2d 1276, 1279 (D.C. Cir. 1992), and the Court finds that he has failed to carry that burden. He has provided evidence only of an intra-agency determination made by Dennis Corrigan, Chief of Staff to the Deputy Attorney General. (Ex. JJ to Pl.'s Mot. for Summ. J. [ECF No. 53].) Both parties speculate that the AUSA may have appealed Corrigan's determination to the MSPB, but without more, there is simply no basis to find that the AUSA waived his privacy interest in the proposed termination.
For Exemption 6 to apply, disclosure must cause a "clearly unwarranted" invasion of privacy, and for the reasons already discussed, the Court finds that to be the case here. The former AUSA has a strong interest in avoiding the professional embarrassment that disclosure would likely cause, while the public has only a negligible need to know about a largely unremarkable, decades-old disciplinary proceeding involving an entry-level prosecutor. A similar result was reached in Parker, which also involved a FOIA request for the disciplinary file of an AUSA. 68 F. Supp. 3d at 232. The court found that "[a]lthough there is a valid public interest in knowing how defendant handled its investigation of former AUSA Jackson's unlicensed practice of law, the privacy interest at stake . . . outweighs that public interest because this record details a specific proposed adverse employment action against Ms. Jackson that sheds little light on defendant's handling of the investigation." Id. Just so here. In fact, the request in Parker sought a more contemporary record of DOJ's disciplinary procedures, so the public interest was arguably greater than in the outdated Letter sought here. Accordingly, Exemption 6 allows the Letter to be withheld.
Typically, Exemption 6 protects only personal identifying information within an employee's disciplinary file—it is this sensitive information that creates the "clearly unwarranted" invasion of privacy, not the substance of the file itself. See Am. Immigration Lawyers Ass'n v. Exec. Office for Immigration Review, 76 F.Supp.3d 184, 191 (D.D.C. 2014) (upholding redaction of personal information in employee disciplinary files that were otherwise produced); Lewis v. U.S. Dep't of Justice, 867 F.Supp.2d 1, 17 (D.D.C. 2011) ("Information protected under Exemption 6 includes such items as a person's name, address, place of birth, employment history, and telephone number."). However, if the substance of the file would allow the employee to be identified—despite the redaction of the employee's personal information— then it may be withheld in its entirety. See Rose, 425 U.S. at 381 ("[I]f . . . deletion of personal references and other identifying information is not sufficient to safeguard privacy, then the summaries should not be disclosed. . . .") (internal quotation marks omitted); see also Carter, 830 F.2d at 391.
Here, redaction of the Letter would be ineffective, because plaintiff has already publicly identified the former AUSA as its subject. (See, e.g., Compl. [ECF No. 1] ¶ 6; Pl.'s Statement of Material Facts [ECF No. 26-1] ¶ 12; Pl.'s Mot. for Summ. J. [ECF No. 58-1] at 10.) Moreover, plaintiff seeks the Letter as support for his assertion in a California court that misconduct by the prosecutor entitles him to a new trial—his stated purpose is to connect the former AUSA specifically with that alleged misconduct, and thus redaction would be fruitless. (See Ex. FF to Pl's. Mot. for Summ. J.) In other words, the Letter's content and the former AUSA's identity are "inextricably intertwined." Covington v. McLeod, 646 F.Supp.2d 66, 72 (D.D.C. 2009) (FOIA requester not entitled to redacted transcript of co-defendant's grand jury proceeding because a redacted version would still invade co-defendant's privacy). And even if the former AUSA had not been publicly identified as the Letter's subject, the Court finds that the exhaustively detailed thirty-five page Letter would allow others to identify him as the responsible U.S. Attorney in each of the cases discussed therein. See Rose, 425 U.S. at 381. As such, it is clear that redaction of his name and address would do nothing to avoid a "clearly unwarranted" invasion of his privacy. See also Parker, 68 F. Supp. 3d at 232 (finding letter detailing a proposed adverse employment action against a former AUSA "protected in its entirety by FOIA Exemption 6").
Accordingly, and for the reasons stated above, plaintiff's motion for summary judgment will be