AMY BERMAN JACKSON, United States District Judge.
Plaintiffs David Schermerhorn, Mary Ann Wright, Huwaida Arraf, and Margriet Deknopper have sued the State of Israel, and its Ministries of Defense, Foreign Affairs, Justice, and Public Security. On May 31, 2010, plaintiffs were passengers on the Challenger I, one of a group of ships seeking to draw public attention to, and to penetrate, the Israeli naval blockade of the Gaza Strip that was in effect at the time. They seek redress for the physical and emotional injuries that they allege they suffered when the Israeli military boarded their ship in international waters. See Compl. [Dkt. # 1] ¶¶ 1-2, 7, 22-23, 26.
Plaintiffs allege that Israel's actions constituted war crimes in violation of international law, and their complaint includes four counts based on that theory: Torture (Count 1), Cruel and Inhuman Treatment (Count 2), Mutilation or Maiming (Count
Israel is a foreign sovereign. Like any other country, it may only be sued in courts in the United States under certain limited circumstances defined by statute.
This case arises out of the history of the troubled relationship of the Israelis and the Palestinians, a complex and controversial subject that is not well suited to the sort of summarization that one would include in the "background" section of a legal opinion. Suffice it to say that the events described in the complaint relate to the ongoing dispute concerning the disposition of the Gaza Strip in the wake of the 1967 Six Day War, the creation of the Palestinian Authority in 1994, and the series of violent conflicts and fragile ceasefires that followed.
Plaintiffs were a part of what was called the "Gaza Freedom Flotilla," which aimed "to draw international public attention to the situation in the Gaza Strip and the effect of the blockade, to break the blockade, and to deliver humanitarian assistance and supplies to Gaza." Compl. ¶ 24. The flotilla consisted of six vessels: the M.V. Mavi Marmara, a passenger ship sailing under the flag of the Union of Comoros; the M.V. Defne Y, a cargo vessel sailing under the flag of the Republic of Kiribati; the M.V. Gazze, a cargo vessel sailing under the flag of the Republic of Turkey; the M.V. Sfendoni, a passenger ship sailing under the flag of the Hellenic Republic of Greece; and the Challenger I, a passenger ship sailing under the flag of the United States of America. Compl. ¶ 25. Plaintiffs allege that on May 31, 2010, the IDF "unlawfully intercepted and attacked" the six vessels. Compl. ¶ 2. Since the claims in this case relate solely to the events that took place on the Challenger I, the Court
The Challenger I carried seventeen passengers, including crew; they were American, British, Irish, Australian, Dutch, Belgian, and Polish nationals who worked as humanitarian workers, medics, and journalists. Compl. ¶ 29. According to plaintiffs, the vessel was carrying humanitarian aid, including medical equipment and supplies, in addition to "a large amount of media equipment" such as video cameras, recorders, phones, and GPS locators. Id. ¶ 30.
On May 31, 2010, as the flotilla approached the shore, the Israeli navy took action to enforce the blockade of the Gaza Strip and board the vessels.
After the Israelis took control of the Challenger I, they directed the ship to the Israeli port of Ashdod. Compl. ¶ 38. Plaintiffs allege that while on route to Ashdod, they were assaulted, handcuffed, and forcibly detained; that they were denied toilets and medical care; and that their personal property, including "all media equipment and film footage," was confiscated and never returned. Id. ¶ 45. When the Challenger I arrived in Ashdod, "[s]everal passengers, including Plaintiff Wright[,] were treated violently when they refused to leave the ship." Id. ¶ 46.
On January 11, 2016, plaintiffs filed this nine-count action against the State of Israel and its Ministries of Defense, Foreign Affairs, Justice, and Public Security. Compl. Count 1, brought by plaintiffs Arraf and Deknopper, alleges that defendants committed the war crime of torture when they banged plaintiff Arraf's head against the deck, stood on her head, hooded
Defendants moved to dismiss on August 8, 2016. Defs.' Mot.; Defs.' Mem. They argue principally that the Court lacks jurisdiction because Israel and its ministries are immune from suit under the FSIA, Defs.' Mem. at 12-28, and that even if Israel were not immune, the Court lacks jurisdiction under the political question doctrine and the act of state doctrine. Id. at 28-37. They also argue that each count in the complaint fails to state a claim under Rule 12(b)(6), and that the action should be dismissed under Rule 12(b)(2) under the doctrine of forum non conveniens so that the claims can be resolved in Israel. Id. at 37-45. Plaintiffs opposed the motion, Pls.' Mem. of P. & A. in Opp. to Defs.' Mot. [Dkt. # 22] ("Pls.' Opp."), defendants replied in support of their motion, Defs.' Reply Mem. in Supp. of Defs.' Mot. [Dkt. # 23] ("Defs.' Reply"), and plaintiffs were granted leave to file a brief sur-reply. Pls.' Sur-Reply in Further Opp. to Defs.' Mot. [Dkt. # 26] ("Pls.' Sur-Reply").
On November 21, 2016, the United States submitted a Statement of Interest in this case pursuant to 28 U.S.C. § 517, taking the position "that neither exception to immunity invoked by plaintiffs removes Israel's immunity under FSIA in this case." Statement of Interest of the U.S. [Dkt. # 28] ("SOI"). Each side had an opportunity to respond to the government's position. Min. Order (Nov. 28, 2016); Pls.' Resp. to SOI [Dkt. # 29] ("Pls.' SOI Opp."). Because the Court agrees with defendants and the United States that it lacks jurisdiction under the FSIA, the case will be dismissed and the Court need not reach any of the other issues.
Before the Court may turn to the merits of plaintiffs' allegations, it must first ensure that it has jurisdiction to hear this case.
Kokkonen v. Guardian Life Ins. Co. of Am., 511 U.S. 375, 377, 114 S.Ct. 1673, 128 L.Ed.2d 391 (1994) (internal citations omitted). In addition, "`[i]t is axiomatic that subject matter jurisdiction may not be waived, and that courts may raise the issue sua sponte.'" NetworkIP, LLC v. FCC, 548 F.3d 116, 120 (D.C. Cir. 2008), quoting Athens Cmty. Hosp., Inc. v. Schweiker, 686 F.2d 989, 992 (D.C. Cir. 1982). Indeed, a federal court must raise the issue because it is "forbidden — as a court of limited jurisdiction — from acting beyond [its]
Under Federal Rule of Civil Procedure 12(b)(1), plaintiffs bear the burden of establishing jurisdiction by a preponderance of the evidence. See Lujan v. Defs. of Wildlife, 504 U.S. 555, 561, 112 S.Ct. 2130, 119 L.Ed.2d 351 (1992); Shekoyan v. Sibley Int'l Corp., 217 F.Supp.2d 59, 63 (D.D.C. 2002). "[B]ecause subject-matter jurisdiction is `an Art[icle] III as well as a statutory requirement ... no action of the parties can confer subject-matter jurisdiction upon a federal court.'" Akinseye, 339 F.3d at 971, quoting Ins. Corp. of Ir., Ltd. v. Compagnie des Bauxites de Guinee, 456 U.S. 694, 702, 102 S.Ct. 2099, 72 L.Ed.2d 492 (1982).
In ruling upon a motion to dismiss for failure to state a claim, a court may ordinarily consider only "the facts alleged in the complaint, documents attached as exhibits or incorporated by reference in the complaint, and matters about which the Court may take judicial notice." Gustave-Schmidt v. Chao, 226 F.Supp.2d 191, 196 (D.D.C. 2002), citing EEOC v. St. Francis Xavier Parochial Sch., 117 F.3d 621, 624-25 (D.C. Cir. 1997). When considering a motion to dismiss for lack of jurisdiction, however, the court "is not limited to the allegations of the complaint." Hohri v. United States, 782 F.2d 227, 241 (D.C. Cir. 1986), vacated on other grounds, 482 U.S. 64, 107 S.Ct. 2246, 96 L.Ed.2d 51 (1987). Rather, "a court may consider such materials outside the pleadings as it deems appropriate to resolve the question [of] whether it has jurisdiction to hear the case." Scolaro v. D.C. Bd. of Elections & Ethics, 104 F.Supp.2d 18, 22 (D.D.C. 2000), citing Herbert v. Nat'l Acad. of Scis., 974 F.2d 192, 197 (D.C. Cir. 1992); see also Jerome Stevens Pharm., Inc. v. FDA, 402 F.3d 1249, 1253 (D.C. Cir. 2005).
Under the Foreign Sovereign Immunities Act, "a foreign state is presumptively immune from the jurisdiction of United States courts," and "unless a specified exception applies, a federal court lacks subject-matter jurisdiction over a claim against a foreign state." Saudi Arabia v. Nelson, 507 U.S. 349, 355, 113 S.Ct. 1471, 123 L.Ed.2d 47 (1993); see 28 U.S.C. § 1604 ("a foreign state shall be immune from the jurisdiction of the courts of the United States and of the States except as provided in sections 1605 to 1607 of this chapter"). The exceptions set forth in the statute provide "the sole basis for obtaining jurisdiction over a foreign state in the courts of this country." OBB Personenverkehr AG v. Sachs, ___ U.S. ___, 136 S.Ct. 390, 393, 193 L.Ed.2d 269 (2015), quoting Argentine Republic v. Amerada Hess Shipping Corp., 488 U.S. 428, 443, 109 S.Ct. 683, 102 L.Ed.2d 818 (1989) (internal quotation marks omitted); see also Simon v. Republic of Hungary, 812 F.3d 127, 135 (D.C. Cir. 2016). Because "subject matter jurisdiction in any such action depends on the existence of one of the specified exceptions... [a]t the threshold of every action in a district court against a foreign state... the court must satisfy itself that one of the exceptions applies." Verlinden B.V. v. Cent. Bank of Nigeria, 461 U.S. 480, 493-94, 103 S.Ct. 1962, 76 L.Ed.2d 81 (1983); see also Belize Social Dev. Ltd. v. Government of Belize, 794 F.3d 99, 101 (D.C. Cir. 2015) (describing the FSIA's terms as "absolute"); Jerez v. Republic of Cuba, 775 F.3d 419, 423-24 (D.C. Cir. 2014), citing Mwani v. bin Laden, 417 F.3d 1, 15 (D.C. Cir.2005). And given the "comprehensive" nature of the FSIA, "any sort of immunity defense made by a foreign sovereign in an American court must stand on the Act's text. Or it must fall." Republic of Argentina
Plaintiffs predicate their assertion of the Court's jurisdiction on two exceptions to the FSIA: the non-commercial tort exception, 28 U.S.C. § 1605(a)(5), and the terrorism exception, 28 U.S.C. § 1605A. When a defendant contests the legal sufficiency of plaintiff's jurisdictional claims, "the standard is similar to that of Rule 12(b)(6), under which dismissal is warranted if no plausible inferences can be drawn from the facts alleged that, if proven, would provide grounds for relief." Price v. Socialist People's Libyan Arab Jamahiriya, 294 F.3d 82, 93 (D.C. Cir. 2002).
Plaintiffs cite de Csepel v. Republic of Hungary, 169 F.Supp.3d 143 (D.D.C. 2016) for the proposition that, "[w]here, as here, the claims on the merits set out in the Complaint directly mirror the jurisdictional standard, Plaintiffs `need only show that [their] claim is `non-frivolous' at the jurisdictional stage and need not definitely prove [their] claim as [they] would at the merits stage.'" Pls.' Opp. at 7, quoting de Csepel, 169 F.Supp.3d at 156. But this case does not present the situation discussed in de Csepel, and a closer look at the case law reveals that the more lenient standard is not applicable in this case.
The court in de Csepel pointed to the D.C. Circuit's opinions in Simon v. Republic of Hungary, 812 F.3d at 141, and Helmerich & Payne International Drilling Co. v Bolivarian Republic of Venezuela, 784 F.3d 804, 812 (D.C. Cir. 2015), when it noted that under certain circumstances, a lower standard of proof could apply at the jurisdictional stage.
Simon, 812 F.3d at 140 (emphasis added), quoting 28 U.S.C. 1605(a)(3). The court then went on to explain that the non-frivolous standard would not apply to the dispute before it:
Id. at 141 (internal citations omitted). This admonition was repeated in de Csepel:
169 F.Supp.3d at 156, quoting Simon, 812 F.3d at 141.
Plaintiffs contend first that the Court may exercise jurisdiction over each count in the complaint under the non-commercial tort exception to the FSIA. See Compl. ¶ 80. That exception provides:
28 U.S.C. § 1605(a)(5).
"Congress' primary purpose in enacting § 1605(a)(5) was to eliminate a foreign
Plaintiffs maintain that a vessel flying the American flag falls within this definition, Pl.'s Opp. at 9-16, but their argument does not accord with the law in this circuit. In Persinger v. Islamic Republic of Iran, 729 F.2d 835, 837-39 (D.C. Cir. 1984), the D.C. Circuit addressed whether a claim against Iran arising out of the hostage crisis at the American embassy in Tehran could be heard in a United States court under the non-commercial tort exception. The D.C. Circuit explained that the statutory definition of "United States" that appears in § 1603(c) was meant to limit the Court's jurisdiction:
Id. at 839. Because "[t]he ground upon which our Embassy stands in Tehran does not fall within [the statutory] definition," the Court concluded that "Iran enjoy[ed] sovereign immunity" in that case. Id. at 837.
Applying this reasoning, the definition of "in the United States" would not include an American vessel in international waters. Plaintiffs attempt to distinguish Persinger by arguing that unlike an embassy, which is fixed within the territory of the receiving state, a flagged vessel is deemed to be within the territory of the country whose flag is flown onboard as a matter of international
While the "floating island" theory may be "a principle that antedates the Republic," Pls.' Opp. at 13, quoting United States v. Riker, 670 F.2d 987, 988 (11th Cir. 1982), the Supreme Court has explained that the theory "is a figure of speech, a metaphor," and the Court has made clear that when the law uses the term "territory" in a "physical and not a metaphorical sense," it is referring to "areas or districts having fixity of location and recognized boundaries." Cunard S.S. Co. v. Mellon, 262 U.S. 100, 122-23, 43 S.Ct. 504, 67 S.Ct. 894 (1923) (holding that a U.S.-flagged vessel was not in the "territory" of the United States for purposes of the Eighteenth Amendment's prohibition on the sale of intoxicating liquors to or from "territory subject to the jurisdiction" of the United States).
The Second Circuit rejected reasoning similar to that advanced by the plaintiffs in Smith v. Socialist People's Libyan Arab Jamahiriya. See 101 F.3d 239 (2d Cir. 1996). The plaintiffs in Smith, the families of a group of passengers and employees aboard Pan Am Flight 103, sued Libya for its alleged complicity in the bombing of that flight over Lockerbie, Scotland. Id. at 241. Their theory was that "Pan Am Flight 103 should be considered to have been `territory' of the United States for purposes of the FSIA ... rely[ing] on the principle that a nautical vessel `is deemed to a be part of the territory' of `the sovereignty whose flag it flies.'" Id. at 246, quoting United States v. Flores, 289 U.S. 137, 155, 53 S.Ct. 580, 77 S.Ct. 1086 (1933). The Second Circuit disagreed and explained:
Id. at 246 (internal citation omitted).
So, even if the Court were to assume that the Challenger I could be considered subject to certain U.S. laws as a U.S.-flagged ship, it does not necessarily follow that the vessel is within the "territory" of the United States for purposes of the FSIA.
Therefore, the Court finds that the non-commercial tort exception does not apply, because a tort committed on a U.S.-flagged vessel in international waters is not committed "in the United States" for purposes of the FSIA. So Count 1 — to the extent that it is premised on the non-commercial tort exception — and the remaining counts, will be dismissed for lack of subject matter jurisdiction.
Plaintiffs Araff and Deknopper maintain that the Court has jurisdiction under the terrorism exception, 28 U.S.C. § 1605A, over their claim in Count 1 that
28 U.S.C. § 1605A(a)(1).
The FSIA specifies the conditions under which the terrorism exception may be invoked. A court "shall hear a claim" if three conditions are satisfied: (1) "the foreign state was designated as a state sponsor of terrorism at the time the act ... occurred, or was so designated as a result of the act;" (2) "the claimant or the victim was, at the time the act ... occurred," a U.S. national, a member of the armed forces, an employee of the United States government, or a U.S. government contractor acting within the scope of the contractor's employment; and (3) "in a case in which the act occurred in the foreign state against which the claim has been brought, the claimant has afforded the foreign state a reasonable opportunity to arbitrate the claim in accordance with the accepted international rules of arbitration." Id. § 1605A(a)(2).
With respect to the first requirement, the statute defines the term "state sponsor of terrorism" to mean:
28 U.S.C. § 1605A(h)(6). The Secretary of State currently designates three countries — Iran, Sudan, and Syria — as state sponsors of terrorism. See "State Sponsors of Terrorism," http://www.state.gov/j/ct/list/c14151.htm.
Plaintiffs recognize that Israel is not on the list, but they point to the legislative history of the current version of the exception and argue that the designation is not a necessary precondition to the abrogation of sovereign immunity. See Pls.' Opp. at 22-25. The previous version of the terrorism exception provided:
Antiterrorism & Effective Death Penalty Act of 1996, § 221, Pub. L. No. 104-132, 110 Stat 1214 (1996), codified at 28 U.S.C. § 1605(a)(7). In 2008, Congress repealed section 1605(a)(7) and enacted the present version of the terrorism exception — renumbered as 28 U.S.C. § 1605A. National Defense Authorization Act for Fiscal Year 2008, § 1083, Pub. L. No. 110-181, 122 Stat 3 (2008). The amended statute is no longer cast in terms of when the court must decline to hear a claim — what plaintiffs call a "red light," Pl.'s Opp. at 23; instead, the statute now details the circumstances when the court "shall hear a claim." 28 U.S.C. § 1605A(a)(2) (emphasis added). According to plaintiffs, "[t]he language adopted by Congress in 2008 abandoned the designation requirement ... and left open the possibility that a non-designated state could be a defendant under the new § 1605A exception." Pls.' Opp.
But the D.C. Circuit has grappled with the new language, and it observed that former section 1605(a)(7) "is materially identical to current section 1605A." Weinstein v. Islamic Republic of Iran, 831 F.3d 470, 482 n.22 (D.C. Cir. 2016). And the D.C. Circuit has joined its sister circuits around the country in concluding that any assertion of immunity based on 28 U.S.C. § 1605A "requires that [] the foreign country was designated a `state sponsor of terrorism at the time [of] the act." Mohammadi v. Islamic Republic of Iran, 782 F.3d 9, 14 (D.C. Cir. 2015); accord Bennett v. Islamic Republic of Iran, 825 F.3d 949, 955 (9th Cir. 2016) (terrorism exception "strip[s] a foreign state of its sovereign immunity when (1) the United States officially designates the foreign state a state sponsor of terrorism," and (2) the foreign state is sued for an act of terrorism); In re Terrorist Attacks on Sept. 11, 2001, 714 F.3d 109, 115 n.7 (2d Cir. 2013) (noting that the terrorism exception "is only available against a nation that has been designated by the United States government as a state sponsor of terrorism at the time of, or due to, a terrorist act."); Lubian v. Republic of Cuba, 440 Fed.Appx. 866, 868 (11th Cir. 2011) (affirming the dismissal of a complaint where because the "requirement[]" that "the foreign state must have been designated a `state sponsor of terrorism' when the predicate act occurred" was not satisfied); see also Owens v. Republic of Sudan, 174 F.Supp.3d 242, 273 (D.D.C. 2016) (concluding that "[s]ubsection (a)(2)" of the terrorism exception "contains three collateral requirements," including that "that the foreign state was designated as a state sponsor of terrorism").
And in any event, plaintiffs misread the statute as a whole. The Court must begin with the presumption that Israel is immune from suit. 28 U.S.C. § 1604; see also Simon, 812 F.3d at 135 (beginning its analysis with the "baseline grant of immunity," and then assessing whether any exceptions to immunity apply). The terrorism exception provides that a court "shall hear a claim" if "the foreign state was designated as a state sponsor of terrorism at the time the act ... occurred, or was so designated as a result of the act." 28 U.S.C. § 1605A(a)(2). Israel is not, and has never been, designated as a state sponsor of terrorism. So the presumption of immunity has not been overcome in this case. Therefore the Court lacks jurisdiction over plaintiff's claim of torture in Count 1 to the extent that Count 1 is premised on the terrorism exception.
For the foregoing reasons, the Court concludes that there has been no waiver of sovereign immunity that would enable the