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DR. ERIC J. SMITH, AS COMMISSIONER OF EDUCATION vs MICHAEL ALLEN SIMMONS, 09-006513PL (2009)

Court: Division of Administrative Hearings, Florida Number: 09-006513PL Visitors: 29
Petitioner: DR. ERIC J. SMITH, AS COMMISSIONER OF EDUCATION
Respondent: MICHAEL ALLEN SIMMONS
Judges: JEFF B. CLARK
Agency: Department of Education
Locations: Orlando, Florida
Filed: Nov. 25, 2009
Status: Closed
Recommended Order on Thursday, April 29, 2010.

Latest Update: Aug. 11, 2010
Summary: Whether it is appropriate for Petitioner to discipline Respondent's Florida educator's certificate for acts alleged in Petitioner's Administrative Complaint dated July 16, 2009.Petitioner seeks to discipline Respondent/band teacher for touching student with a baton to obtain the student's attention, but failed to prove violation of Principles of Professional Conduct.
STATE OF FLORIDA

STATE OF FLORIDA

DIVISION OF ADMINISTRATIVE HEARINGS


DR. ERIC J. SMITH, AS

)




COMMISSIONER OF EDUCATION,

)

)




Petitioner,

)





)




vs.

)

Case

No.

09-6513PL


)




MICHAEL ALLEN SIMMONS,

)





)




Respondent.

)





)





RECOMMENDED ORDER


Pursuant to notice, a final hearing was held in this case on March 5, 2010, in Orlando, Florida, before Jeff B. Clark, a duly-designated Administrative Law Judge of the Division of Administrative Hearings.

APPEARANCES


For Petitioner: Edward T. Bauer, Esquire

Brooks, LeBoeuf, Bennett, Foster & Gwartney, P.A.

909 East Park Avenue Tallahassee, Florida 32301


For Respondent: Michael Allen Simmons, pro se

6004 Westgate Drive, Apartment 102

Orlando, Florida 32835 STATEMENT OF THE ISSUE

Whether it is appropriate for Petitioner to discipline Respondent's Florida educator's certificate for acts alleged in Petitioner's Administrative Complaint dated July 16, 2009.

PRELIMINARY STATEMENT


On July 16, 2009, Petitioner, Dr. Eric J. Smith, Commissioner of Education, filed an Administrative Complaint advising Respondent, Michael Allen Simmons, that he was seeking disciplinary sanctions against his Florida educator's certificate.

On September 10, 2009, Respondent requested an administrative hearing if a settlement was not reached. On November 25, 2009, Petitioner forwarded the case to the Division of Administrative Hearings for assignment of an Administrative Law Judge.

On November 25, 2009, an Initial Order was sent to both parties requesting, inter alia, mutually-convenient dates for the final hearing. Based on the response of the parties on December 3, 2009, the case was scheduled for final hearing on February 2, 2010, in Orlando, Florida. On January 28, 2010, Respondent requested a continuance, and on February 1, 2010, the case was rescheduled for March 5, 2010.

The hearing took place as scheduled on March 5, 2010. Petitioner presented four witnesses: Dr. Stephanie Shames, Michael Longmire, Rivers Lewis, and C.F. Petitioner submitted four exhibits that were received into evidence and marked Petitioner's Exhibits 1 through 4. At the hearing, Respondent

testified in his own behalf and had with him a conductor's baton.

The Transcript of Proceedings was filed on March 17, 2010.


Both parties timely submitted Proposed Recommended Orders.


All statutory references are to Florida Statutes (2007), unless otherwise noted.

FINDINGS OF FACT


Based on the oral and documentary evidence presented at the final hearing, the following Findings of Fact are made:

  1. Respondent holds Florida Professional Educator's Certificate No. 1045332, covering the area of music, which is valid through June 30, 2011. At the time of the incident alleged in the Administrative Complaint, he was employed as a band teacher at Memorial Middle School, Orlando, Florida.

  2. Petitioner is the head of the state agency responsible for certifying and regulating public school teachers in Florida.

  3. On December 12, 2007, Respondent, pursuant to his teaching responsibility, was conducting the seventh-grade band ensemble which was performing in the school cafeteria. Apparently, this is where the band class meets.

  4. C.F., a sixth-grade band student, was in the cafeteria as a part of the class. Students who were not actively performing had been instructed to remain quiet, to read music, to be courteous and not to distract the performing ensemble.

  5. Notwithstanding the admonition to remain quiet, C.F. became "bored" and began "banging" rhythmically on a lunch table.

  6. Initially, Respondent attempted to get C.F.'s attention. Another student also attempted to stop C.F. Respondent moved across the cafeteria as he continued to conduct the ensemble, reached out and "tapped" C.F. on the wrist/forearm with a conductor's baton "to get his attention," and instructed him by facial expressions to stop banging on the table.

  7. A conductor's baton is approximately eight inches long, has a cork end that allows it to be grasped between the thumb and forefinger, and is smaller in circumference than a pencil. It looks similar to a small knitting needle, only shorter.

  8. When the ensemble concluded the musical selection it was performing, Respondent returned his attention to C.F. who began arguing with him. Respondent told C.F. to remove himself from the cafeteria and stand in the hallway.

  9. Instead of standing in the hallway as instructed, C.F. went to the assistant principal, Mr. Campbell, and complained that Respondent had struck him.

  10. Mr. Campbell called Mr. Longmire, the sixth-grade dean of men, to his office, and Mr. Longmire observed a small red mark on C.F.'s arm.

    CONCLUSIONS OF LAW


  11. The Division of Administrative Hearings has jurisdiction over the parties to and the subject matter of this proceeding. § 120.57, Fla. Stat. (2009); Sublett v. District

    School Board of Sumter County, 617 So. 2d 374, 377 (Fla. 5th DCA 1993).

  12. Section 1012.795, Florida Statutes (2009), reads, in pertinent part, as follows:

    1. The Education Practices Commission may suspend the educator certificate of any person as defined in s. 1012.01(2) or

      (3) for up to 5 years, thereby denying that person the right to teach or otherwise be employed by a district school board or a public school in any capacity requiring direct contact with students for that period of time, after which the holder may return to teaching as provided in subsection (4); may revoke the educator certificate of any person, thereby denying that person the right to teach or otherwise be employed by a district school board or public school in any capacity requiring direct contact with students for up to ten years, with reinstatement subject to the provisions of subsection (4); may revoke permanently the educator certificate of any person thereby denying that person the right to teach or otherwise be employed by a district school board or public school in any capacity requiring direct contact with students; may suspend the educator certificate, upon an order of the court or notice by the Department of Revenue relating to the payment of child support; or may impose any other penalty provided by law, if the person:

      * * *


      (j) Has violated the Principles of Professional Conduct for the Education Profession prescribed by the State Board of Education rules.


  13. Florida Administrative Code Rule 6B-1.006 states, in pertinent part, as follows:

    1. The following disciplinary rule shall constitute the Principles of Professional Conduct for the Education Profession in Florida.


    2. Violation of any of these principles shall subject the individual to revocation or suspension of the individual educator's certificate, or the other penalties as provided by law.


    3. Obligation to the student requires that the individual:


      1. Shall make reasonable effort to protect the student from conditions harmful to learning and/or to the student's mental and/ or physical health and/or safety.


        * * *


        (e) Shall not intentionally expose a student to unnecessary embarrassment or disparagement.


  14. Because Respondent's Florida educator's certificate is at risk of being sanctioned, Petitioner bears the burden of proving the allegations in the Administrative Complaint by clear and convincing evidence. Ferris v. Turlington, 510 So. 2d 292 (Fla. 1987). The definition of clear and convincing evidence is

    found in the case of Slomowitz v. Walker, 429 So. 2d 797 (Fla. 4th DCA 1983).

  15. Because the statute and rules providing grounds for disciplining Respondent's Florida educator's certificate are penal in nature, they must be construed in favor of Respondent. Rosario v. Burke, 605 So. 2d 523 (Fla. 2d DCA 1992); Lester v. Department of Professional Regulations, 348 So. 2d 923 (Fla. 1st DCA 1977).

  16. Petitioner has failed to prove by "clear and convincing evidence" that Respondent violated the Principles of Professional Conduct for the Education Profession in Florida in that he failed to "make reasonable effort to protect the student from conditions harmful to learning and/or to the student's mental and/ or physical health and/or safety." The evidence clearly suggests that Respondent was simply attempting to gain the attention of a disruptive student by tapping his hand/wrist with the conductor's baton.

  17. It is also alleged that Respondent violated the Principles of Professional Conduct for the Education Profession in Florida in that he "intentionally expose[d] a student to unnecessary embarrassment or disparagement." While it is not hard to imagine that a student would be embarrassed by being asked to leave the classroom, based on the evidence presented, removing the student appears to be an appropriate remedy for

the disruption caused by the student and arguing with a teacher. Petitioner has failed to prove that Respondent violated Florida Administrative Code Rule 6B-1.006(3)(e) by "clear and convincing" evidence.

RECOMMENDATION


Based on the foregoing Findings of Fact and Conclusions of Law, it is

RECOMMENDED that Respondent, Michael Allen Simmons, be found not guilty of the violations alleged in the Administrative Complaint and that no disciplinary action be taken.

DONE AND ENTERED this 29th day of April, 2010, in Tallahassee, Leon County, Florida.

S

JEFF B. CLARK

Administrative Law Judge

Division of Administrative Hearings The DeSoto Building

1230 Apalachee Parkway

Tallahassee, Florida 32399-3060

(850) 488-9675

Fax Filing (850) 921-6847 www.doah.state.fl.us


Filed with the Clerk of the Division of Administrative Hearings this 29th day of April, 2010.

COPIES FURNISHED:


Deborah Kearney, General Counsel Department of Education Turlington Building, Suite 1244

325 West Gaines Street Tallahassee, Florida 32399-0400


Kathleen M. Richards, Executive Director Education Practices Commission Department of Education

Turlington Building, Suite 224-E

325 West Gaines Street Tallahassee, Florida 32399-0400


Marian Lambeth, Bureau Chief

Bureau of Professional Practices Services Department of Education

Turlington Building, Suite 224-E

325 West Gaines Street Tallahassee, Florida 32399-0400


Edward T. Bauer, Esquire Brooks, LeBoeuf, Bennett,

Foster & Gwartney, P.A.

909 East Park Avenue Tallahassee, Florida 32301


Michael Allen Simmons

6004 Westgate Drive, Apartment 102

Orlando, Florida 32835


NOTICE OF RIGHT TO SUBMIT EXCEPTIONS


All parties have the right to submit written exceptions within

15 days from the date of this Recommended Order. Any exceptions to this Recommended Order should be filed with the agency that will issue the Final Order in this case.


Docket for Case No: 09-006513PL
Issue Date Proceedings
Aug. 11, 2010 Agency Final Order filed.
Apr. 29, 2010 Recommended Order (hearing held March 5, 2010). CASE CLOSED.
Apr. 29, 2010 Recommended Order cover letter identifying the hearing record referred to the Agency.
Apr. 01, 2010 (Respondent`s) Michael Allen Simmonss Proposed Recommended Order filed.
Mar. 29, 2010 Petitioner's Proposed Recommended Order filed.
Mar. 17, 2010 Transcript filed.
Mar. 05, 2010 CASE STATUS: Hearing Held.
Mar. 01, 2010 Agency`s court reporter confirmation letter filed with the Judge.
Feb. 24, 2010 Petitioner's Third Amended Witness and Exhibit List (exhibits not attached) filed.
Feb. 24, 2010 Petitioner's Second Witness & Exhibit List (exhibits not attached) filed.
Feb. 01, 2010 Notice of Hearing (hearing set for March 5, 2010; 9:00 a.m.; Orlando, FL).
Jan. 28, 2010 Amended Joint Notice of Availability filed.
Jan. 28, 2010 Joint Notice of Availability filed.
Jan. 28, 2010 Order Granting Continuance (parties to advise status by February 8, 2010).
Jan. 27, 2010 Letter to Judge Clark from M. Simmons requesting a continuance for hearing filed.
Jan. 27, 2010 Agency`s court reporter confirmation letter filed with the Judge.
Jan. 25, 2010 Petitioner's Amended Witness and Exhibit List (exhibits not available for viewing) filed.
Jan. 25, 2010 Petitioner's Witness and Exhibit List (exhibits not attached) filed.
Jan. 22, 2010 Amended Notice of Hearing (hearing set for February 2, 2010; 9:00 a.m.; Orlando, FL; amended as to location of hearing).
Jan. 22, 2010 Notice of Transfer.
Dec. 03, 2009 Order of Pre-hearing Instructions.
Dec. 03, 2009 Notice of Hearing (hearing set for February 2, 2010; 9:00 a.m.; Orlando, FL).
Dec. 01, 2009 Joint Response to Initial Order filed.
Nov. 25, 2009 Initial Order.
Nov. 25, 2009 Administrative Complaint filed.
Nov. 25, 2009 Election of Rights filed.
Nov. 25, 2009 Letter to K. Richards from Agency`s General Counsel requesting administrative hearing and notification of counsel of record.
Nov. 25, 2009 Agency referral filed.

Orders for Case No: 09-006513PL
Issue Date Document Summary
Aug. 11, 2010 Agency Final Order
Apr. 29, 2010 Recommended Order Petitioner seeks to discipline Respondent/band teacher for touching student with a baton to obtain the student's attention, but failed to prove violation of Principles of Professional Conduct.
Source:  Florida - Division of Administrative Hearings

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