JOHN E. STEELE, SENIOR UNITED STATES DISTRICT JUDGE.
This matter comes before the Court on Petitioner's Amended Verified Complaint and Petition for Return of Child Under the Hague Convention (Petition) (Doc. #3) filed on October 7, 2015. Respondent filed an Answer and Affirmative Defenses (Answer) (Doc. #26) on January 2, 2016. After ordering expedited pretrial proceedings, the Court conducted a bench trial on March 18, 2016.
The Petition was filed pursuant to the Hague Convention on the Civil Aspects of International Child Abduction (the Hague Convention), Oct. 25, 1980, T.I.A.S. No. 11,670, 1343 U.N.T.S. 97. Petitioner alleges that Respondent has wrongfully retained their seven-year-old son (G.V.B. or the Child) in the United States since late April 2014. Petitioner seeks G.V.B.'s immediate return to the Mexican state of Guanajuato, where the Child had been living with her since December 2009. Respondent opposes G.V.B.'s return to Mexico. He argues there has been no "wrongful retention" under the Hague Convention because Petitioner does not have custody rights over G.V.B. under Mexican law, and because the United States, not Mexico, has always been G.V.B.'s country of habitual residence. Respondent claims further that Petitioner consented or acquiesced to G.V.B. remaining in the United States; it is not safe for G.V.B. to return to Mexico; G.V.B. is settled in Collier County, Florida and prefers to stay in the United States; and there is a custody case pending in Collier County Family Court that will adjudicate Petitioner's and Respondent's custody and visitation rights. For the reasons set forth below, the Court finds that the Hague Convention requires G.V.B.'s immediate return to Mexico.
"The [Hague] Convention was adopted in 1980 in response to the problem of international child abductions
Together, the Hague Convention and ICARA are "intend[ed] to restore the pre-abduction status quo and deter parents from crossing borders in search of a more sympathetic court for custody hearings."
This case involves a claim of wrongful retention only, not of wrongful removal. Not every instance in which one parent refuses to return a child is a "wrongful retention" under the Hague Convention. To establish a prima facie case of wrongful retention, a petitioner must carry a two-step burden. First, to establish that a "retention" has occurred, the petitioner must show that the child has been kept outside his or her country of "habitual residence."
There are, however, several exceptions to the rule that a wrongfully removed or retained child must be returned to his or
The Eleventh Circuit has emphasized that "narrow interpretations of these exceptions are necessary to prevent them from swallowing the rule and rendering the Convention a dead letter."
Based upon the evidence and testimony that the Court finds credible, the Court makes the following findings of fact:
Petitioner and Respondent (collectively, the parties) are both from the Mexican state of Guanajuato and are citizens of Mexico only. They knew each other in Mexico, traveled to the United States together in February 2005, and illegally remained in Florida. The parties entered into a romantic relationship in July 2005 and resided together in Florida, but they never married. Neither Petitioner nor Respondent ever had legal immigration status in the United States, and, according to his testimony, Respondent is still in the United States illegally. However, their son, G.V.B., was born in Florida on October 29, 2008 and is thus a U.S. citizen. G.V.B. is the couple's only child together, and Respondent's name is listed on G.V.B.'s birth certificate as his father. The parties lived together with G.V.B. in Florida as a family unit. In or around June 2009, Petitioner decided she wanted herself and Respondent to return to Mexico with their eight-month-old son. Important details of the parties' stories diverge at this point in the chronology.
According to Petitioner, the parties remained a couple until sometime in February 2010, when they argued about her returning to work and ended their now-long-distance relationship. Petitioner told Respondent she would not sue for child support if he agreed to send $100 in monthly support payments. In return, Petitioner agreed that when G.V.B. was older, she would let the Child talk to Respondent on the phone and, eventually, she would send him to Florida to visit Respondent. Respondent agreed to this arrangement and did not object to G.V.B. remaining in Mexico with Petitioner. The parties did not put this agreement in writing.
Respondent's version of what happened is a little different. He acknowledged discussing a return to Mexico when he and Petitioner were romantically involved in the United States, but he denies that he ever intended to go back to Mexico. Respondent stated that he and Petitioner actually broke up one month prior to Petitioner's December 2009 departure, and that the breakup was the reason Petitioner decided to return to Mexico. He also admitted, however, that he did not object to Petitioner moving to Mexico with G.V.B., because he believed Petitioner was going to send G.V.B. to Florida to visit him. Respondent presented no evidence that he made any attempt under the Hague Convention or otherwise to obtain G.V.B.'s return to Florida, nor that he took any steps to formalize a visitation agreement.
It is undisputed that, from December 2009 until June 2013, G.V.B. lived exclusively in Mexico with Petitioner. Petitioner and Respondent did not have any formal custody agreement, and neither sought a judicial determination as to custody. Petitioner married in Mexico in 2012, and she gave birth to another son sometime thereafter. By all accounts, G.V.B. engaged in normal, age-appropriate activities while living in Mexico, and he exclusively spoke Spanish.
Petitioner and Respondent agreed that G.V.B. would travel to the United States in June 2013 for approximately one month to spend time with Respondent. Petitioner signed a travel authorization, and G.V.B. traveled to Florida by bus with Petitioner's aunt. After spending time with Respondent, G.V.B. returned to Mexico by bus in July 2013, this time with Respondent's partner/wife. The Child resumed preschool classes at the "Jardin de Niños Pablo Neruda" school sometime thereafter.
In 2014, the parties agreed that G.V.B. would again travel to the United States to spend time with Respondent, this time over the Child's Easter holidays. On March 24, 2014, G.V.B. flew to Florida with Respondent's brother. Respondent has refused to return the Child to Mexico since then.
The parties recounted different versions of their understanding as to the intended length of this trip. Petitioner testified that she sent G.V.B. to Florida in March 2014, with the agreement that the Child would
Petitioner repeatedly testified that, throughout all of these discussions, she objected to G.V.B. staying in the United States and continuously demanded his return to Mexico. Petitioner applied for a visa in December 2014 to travel to the United States to try to bring her son home to Mexico, but her application was denied.
Respondent, in contrast, presented internally-contradictory testimony regarding the intended length of the Child's 2014 visit. On direct-examination, Respondent testified that the parties never discussed any return date and that, shortly after G.V.B.'s arrival, Petitioner agreed to let him stay in Florida to attend a summer program. Based on how well G.V.B. was adjusting and learning English, Petitioner then agreed to let him stay for the 2014-2015 school year. On cross-examination, however, Respondent testified that, prior to G.V.B.'s arrival in March 2014, Respondent knew the plan was for the Child to stay only for his Easter vacation period. Respondent also stated that Petitioner first objected to G.V.B. remaining in the United States in August 2014, not December 2014. Respondent testified that he did not return G.V.B. to Mexico when Petitioner objected because Petitioner told Respondent he would never see the Child again. Respondent further testified that G.V.B. is happy in Florida, attends school in Collier County, plays in a soccer league with his cousins, takes karate classes, and spends time with extended family on the weekends. Respondent asserted it has never been his intention to keep G.V.B. in the United States permanently, but he fears returning the Child to Mexico until a legally-binding custody and time-sharing agreement has been entered.
The Court will resolve the conflicting testimony below, as is necessary to decide the various issues at hand.
The two Article 4 "threshold" issues for establishing that a wrongful retention of a child has occurred under the Hague Convention — age and dual contracting status — are satisfied in this case. It is undisputed that G.V.B. is younger than sixteen years
The Hague Convention is designed to ensure the prompt return of children who have been wrongfully removed or retained. Consequently, a court may not order the return of a child without first concluding that the child has indeed been "wrongfully removed" or "wrongfully retained."
To establish a prima facie case that a child should be returned where a wrongful retention is alleged, a petitioner must first prove that the child is being kept outside of his country of habitual residence (the "retention" aspect).
The Court must first determine "whether there has been a `retention' at all under the Hague Convention."
Such "archetype conduct" is the basis for this Petition. Both parties concur that at some point G.V.B.'s agreed-upon 2014 visitation period ended, and Respondent nevertheless refused to return the Child to Mexico. The question is whether keeping G.V.B. in the United States amounts to a "retention" under the Hague Convention.
Although neither the Hague Convention nor ICARA specifies when a putative retention actually "occurs," Elisa Perez-Vera's
Elisa Perez-Vera,
There are three arguable dates for when Respondent prevented G.V.B. from returning to Mexico: (1) April 29, 2014, which is one day after Petitioner expected G.V.B. to have returned to Mexico; (2) August 2014, which is the month in which Respondent testified on cross-examination that Petitioner first objected to the Child remaining in the United States; or (3) December 2014, which is when Petitioner testified that Respondent told her he would not send G.V.B. back to Mexico.
Ultimately, the Court found credible Petitioner's testimony that, although the parties did not fix an exact date by which G.V.B. would return to Mexico, they did agree that the Child would be returned by no later than April 28, 2014. This testimony is supported by Petitioner's Trial Exhibit 3, a letter from G.V.B.'s school approving the Child's absence from school between March 21, 2014 and April 28, 2014. In contrast to Respondent's inconsistent testimony, Petitioner unwaveringly testified that she expected her son to be back in Mexico after the one-month 2014 visit, and that she continuously objected to the Child staying in Florida past April 28, 2014.
Further, the Court found unconvincing Respondent's contention that Petitioner originally consented to G.V.B. staying in Florida until the end of the 2014-2015 school year and then suddenly changed her mind and demanded Respondent return the Child to Mexico. The Court does not believe Petitioner agreed to be apart from her young son for approximately fifteen months, or that Petitioner allowed G.V.B. to attend school in Florida after having already registered him to begin elementary school in Mexico for the 2014-2015 year. Respondent's own testimony, in fact, was that Petitioner had always told him she wanted their son to be educated in Mexico — a position Petitioner reiterated to him in December 2014 when, according to Respondent, she first demanded the Child's return. Petitioner's credible testimony convinces the Court that the second visit was to be like the first: a month-long visit to Florida to spend time with Respondent,
The Court thus finds that Petitioner has establish by a preponderance of the evidence that G.V.B.'s agreed-upon visitation period in the United States ended on April 28, 2014, and that Petitioner never consented to an extension of that period. Because the putative retention occurred on April 29, 2014, the relevant date for determining G.V.B.'s place of habitual residence is April 28, 2014.
The parties disagree on the Child's place of habitual residence in April 2014. Respondent contends that the United States, specifically Florida, has always been G.V.B.'s place of habitual residence, and thus he has not "retained" his son within the meaning of the Hague Convention by keeping him in Florida. In support, Respondent asserts that he himself never intended to go back to Mexico; it was Petitioner who unilaterally made the decision to move there with G.V.B. Petitioner does not appear to disagree that the United States was G.V.B.'s original country of habitual residence, but she argues that Mexico had become the Child's place of habitual residence by the time Respondent refused to return him to Mexico in April 2014.
Although "[a] child's place of birth is not automatically the child's habitual residence,"
While the United States was G.V.B.'s place of habitual residence in December 2009, the issue remains whether that had changed by April 28, 2014, when Respondent refused to return the Child to Mexico. The Court concludes that G.V.B.'s habitual residence did change to Mexico sometime prior to that date.
Neither the Hague Convention nor ICARA sets forth a test for determining whether, and when, a previous habitual residence has changed. The Circuit Courts of Appeals utilize two different frameworks, one of which concentrates on the intent of the child,
Even where there existed a settled parental intention to abandon the child's prior place of habitual residence for a new one, this is not alone sufficient to change the child's habitual residence.
The Court finds that, when Petitioner and G.V.B. left the United States in December 2009, there was a settled intent, shared by Petitioner and Respondent, to change G.V.B.'s habitual residence to Mexico. While the parties disagree about certain facts — namely, whether Respondent would eventually join Petitioner and G.V.B. in Mexico — it is clear to the Court that both Petitioner and Respondent understood the Child would abandon his habitual residence in the United States and take up a new one in Mexico.
Petitioner testified that both she and Respondent intended to move to Mexico permanently, and that when she left for Mexico with G.V.B. in December 2009, that was still the plan. Respondent's conflicting testimony — that he and Petitioner had broken off their personal relationship while in the United States, which was the impetus for Petitioner and G.V.B.'s return to Mexico in December 2009 — does not undercut a finding that Respondent nevertheless intended for his son's habitual residence to change to Mexico. Most significantly, Respondent admitted, twice, that he did not object to G.V.B. moving to Mexico with Petitioner, because Petitioner was eventually going to let the Child visit the United States when the Child was old enough — a promise she kept. So, even if Respondent never intended to relocate to Mexico, the evidence establishes that he did have a settled intent for Mexico to become his son's new country of habitual residence.
Even if Respondent did not share Petitioner's intent per se, the facts also "point unequivocally to a change" in G.V.B.'s habitual residence.
The second requirement for a change of habitual residence, a physical relocation to the new geographic area, is easily established here. It is undisputed that Petitioner and G.V.B. moved to Guanajuato, Mexico in December 2009, and that, except for the two visitation periods with his father in Florida, the Child never left Mexico.
The third requirement for a change of habitual residence is the child's acclimation to the new geographic area. The acclimation inquiry focuses on whether the child's new residence has supplanted the prior habitual residence "as the locus of [the child's] family and social development."
Here, there is ample objective evidence that G.V.B. became well-acclimated to life in Mexico. He left the United States when he was fourteen months old, and, on the date of the putative retention, he had spent only two additional months outside of Mexico. He attended preschool/kindergarten in Mexico, played soccer, frequently interacted with family members, including many aunts, uncles, and cousins, maternal and fraternal grandparents, and a new baby brother, and exclusively spoke Spanish. Apart from some phone calls with Respondent and the two months he spent on vacation in the United States, there is no evidence that G.V.B. maintained any appreciable connection to the United States.
Coupled with Petitioner's and Respondent's settled parental intent and G.V.B.'s physical move, this evidence of acclimation supports a finding — at least by a preponderance of the evidence — that the Child's habitual residence on April 28, 2014 was Guanajuato, Mexico. Accordingly, Respondent's keeping G.V.B. in the United States over Petitioner's objections amounts to a "retention" under the Hague Convention.
Having determined that Respondent has "retained" G.V.B. outside of the Child's country of habitual residence — Mexico — the Court must next determine whether the preponderance of the evidence shows such retention is "wrongful." As previously discussed, under the Hague Convention, a retention is "wrongful" only where it violates rights of custody under the law of the pre-abduction place of habitual residence, which rights the petitioner was actually exercising at the time of the retention.
Here, there has been no prior judicial determination, and there is no formal custody agreement. Accordingly, Petitioner must show that she had rights of custody over G.V.B. at the time of the retention by operation of Mexican law.
Petitioner argues that Mexican law, and specifically, the law of the State of Guanajuato,
Respondent, however, argues that Petitioner has failed to establish she possessed rights of custody under Mexican law at the time G.V.B. was retained. The crux of his argument is that "there is no evidence that custody was ever established by a court of law in the State of Guanajuato, Mexico." (Doc. #50, p. 7.) "This is very important," he claims, "because these rights are granted by the laws of the contracting state and are done by an administrator or judge in that particular contracting state." (
The operative language is found in Section One, Title Eight, Articles 469 and 471 of the Guanajuato Civil Code, which state, respectively, that "[w]hen both parents have recognized a child born out of wedlock and they live together, they will jointly exert parental authority/responsibility (patria potestas)," and "[w]hen the parents of a child born out of wedlock separate and in the case the parents cannot agree on the matter, the judge will designate which parent will exert parental authority/responsibility (patria potestas), always considering the best interest of the child."
So too, here. Petitioner and Respondent each "recognized" G.V.B.,
The second question is whether Petitioner was exercising her patria potestas rights of custody at the time of the retention. Although the Hague Convention and ICARA do not specify what constitutes an "exercise" of custody rights, this Court has found persuasive the Sixth Circuit's reasoning that "the only acceptable solution, in the absence of a ruling from a court in the country of habitual residence, is to liberally find `exercise' whenever a parent with de jure custody rights keeps, or seeks to keep, any sort of regular contact with his or her child."
Here, the Court finds no evidence showing Petitioner ever abandoned G.V.B. To the contrary: Apart from his two one-month vacations in Florida, G.V.B. lived exclusively with Petitioner in Mexico from December 2009 until he was retained in the United States. Petitioner provided most, and sometimes all, of the Child's financial support. At trial, Petitioner testified that she had given G.V.B. everything within her reach so he would have a good life. Based on these facts, the Court is easily convinced that Petitioner was exercising her rights of custody within the meaning of the Hague Convention at the time of G.V.B.'s retention.
Respondent's Answer raised various arguments for why, even if G.V.B. has been wrongfully retained, Respondent should not be ordered to return the Child to Mexico. He contended that Petitioner consented or acquiesced to G.V.B. remaining in the United States; that it is not safe for G.V.B. to return to Mexico; that the Child prefers to stay in Florida; and that more than one year has elapsed since the wrongful retention and G.V.B. is well-settled in Florida. He also claims that there is a custody case pending in Family Court in Collier County, Florida, which will adjudicate Petitioner's and Respondent's custody and visitation rights. Although Respondent's Closing Brief did not discuss all of these arguments, the Court finds the goals of the Hague Convention and the interests of the parties best served by addressing each.
A court is not bound to order the return of a child where the respondent demonstrates by a preponderance of the evidence that the person "having the care of the person of the child ... consented to or subsequently acquiesced in the removal or retention." Hague Convention art. 13(a); 22
Respondent contends that Petitioner has either consented or acquiesced to G.V.B. living in the United States. Respondent presented no evidence of any "formal act" of acquiescence or "written renunciation of rights." Rather, he claims that Petitioner failed to act for nine months, which shows, at a minimum, that she acquiesced to the new living situation. This bare assertion is insufficient to show acquiescence, because it does not speak to Petitioner's subjective mindset. It is also contradicted by Petitioner's testimony and actions, which are better indicators of that mindset. Petitioner stated numerous times that she continuously objected to extending G.V.B.'s stay in the United States. When Respondent told her in December 2014 that he would not send G.V.B. back to Mexico, she applied for a visa to travel to the United States and, when it was denied, she pursued legal action to secure G.V.B.'s return.
At trial, Respondent testified that he fears returning his son to Mexico because of the crime levels and drug cartels. Consistent with the Hague Convention's central aim of protecting children, the Convention also provides an exception to mandatory repatriation where "there is a grave risk that his or her return would expose the child to physical or psychological harm or otherwise place the child in an intolerable situation." Hague Convention art. 13(b). There are two kinds of situations that present "grave risk" to a child: "returning the child to a zone of war, famine, or disease," and evidence of "serious abuse or neglect, or extraordinary emotional dependence."
In support of his claim that this exception applies, Respondent's Answer cited to a U.S. Department of State travel advisory (Doc. #26, ¶ 5). The Court concludes that the travel advisory and Respondent's testimony as to the generalized "dangerousness" of Mexico fall far short of directly establishing by clear and convincing evidence that G.V.B. will face the type of grave risk of harm contemplated by the Hague Convention if he returns to Mexico. Although the travel advisory "warns U.S. citizens about the risk of traveling to certain places in Mexico," there is, in fact, "no advisory ... in effect" in Guanajuato, the city/municipality to which G.V.B. will return.
Moreover, the Court is not aware of any case in which a district court has refused to return a child because the country to which the child will return is reputed as "dangerous." The opposite is actually true: Courts have repatriated children even where there is evidence that the particular neighborhood in which the petitioner's residence is located is known to be dangerous and have drug activity.
Respondent also claims that G.V.B. is mature for his young age and prefers to stay in the United States. A court may decline to order a child's return where the respondent shows, by a preponderance of the evidence, "that the child objects to being returned and has attained an age and degree of maturity at which it is appropriate to take account of its views." Hague Convention art. 13. The Hague Convention does not provide guidance on what constitutes an "appropriate" age and degree of maturity, and courts have resisted formulating a "mature child" test or creating a bright-line age rule.
Respondent did not testify as to G.V.B.'s wishes. More importantly, he did not state that the Child objects to returning to Mexico, which is the operative question for this exception. Even if Respondent had so testified, this Court has previously found that the age of seven is too young for the child's wishes to be taken into consideration.
Respondent's main argument for why G.V.B. should not be returned to Mexico is that the Child is now "settled" in the United States. A court may refuse to order the return of a child who has been wrongfully retained if (i) the proceedings seeking the child's return were commenced more than one year after the date of the abduction, and (ii) the respondent has shown by a preponderance of the evidence "that the child is now settled in its new environment." Hague Convention art. 12. Determining whether a child has become "settled" is a fact-intensive inquiry that looks at multiple things, including the child's age; the stability and duration of the child's residence in the new environment; whether the child attends school consistently; the stability of the retaining parent's employment and financial circumstances; whether the child has friends and relatives in the new area; whether the child participates in community or extracurricular school activities; the child's immigration status; the respondent's immigration status; whether the child has been concealed in his new location; and the reasons for any delay in initiating the petition for the child's return.
This exception is available to Respondent, since more than one year elapsed between the date of G.V.B.'s wrongful retention (April 29, 2014) and the date on which these proceedings were commenced (October 5, 2015).
The Court acknowledges that, according to Respondent's testimony, G.V.B. seems to be doing well in Florida. The Child has lots of clothes and toys and lives in a private, two-bedroom, two-bathroom apartment with Respondent and, presumably, Respondent's partner/wife. He has consistently attended school in Collier County,
Ultimately, however, these factors are counter-balanced and outweighed by the fact that G.V.B.'s financial security in the United States is unstable, and his stay here may come to an abrupt end, since Respondent is here illegally, without a work permit, and could be "subject to deportation at anytime."
The Court concludes that it is preferable to return G.V.B. to Mexico now, rather than to risk the Child being forced to return when he is older and more fully immersed in life in the United States.
Additionally, even if the preponderance of the evidence did show that G.V.B. is "well-settled" in the United States, the Court would nevertheless exercise its "equitable discretion under the Hague Convention" and order the Child's return to Mexico.
At trial, the Court took judicial notice of the fact that Respondent filed a custody lawsuit in Family Court in Collier County, Florida. The Collier County Court's docket reveals that the suit was filed on January 22, 2016, well after Petitioner filed her Hague Convention Petition with this Court, and there is no evidence that Petitioner has yet been served in that case. Respondent seems to imply, however, that it would be improper for this Court to order G.V.B.'s return, in light of that pending custody case. The Court rejects any such proposition.
This Court's obligation to exercise jurisdiction over cases properly filed before it is "virtually unflagging."
Accordingly, it is hereby
1. Petitioner's Amended Verified Complaint and Petition for Return of Child Under the Hague Convention (Doc. #3) is
2. Respondent shall surrender custody of the minor child, G.V.B., to Petitioner or Petitioner's designee
3. G.V.B. shall be returned to Mexico at Petitioner's expense.
4. G.V.B. may be accompanied by an officer from the Mexican Consulate during his return to Mexico. Respondent may accompany
5. The Clerk is further directed to enter judgment accordingly, terminate all pending motions and deadlines, and close the case.
6. Petitioner's counsel shall immediately notify the Court when G.V.B.'s return to Mexico is complete.