WEIMER, Justice.
In response to the devastating terrorist attacks of September 11, 2001, the Louisiana legislature enacted a series of laws under the title "Prevention of Terrorism on the Highways." 2002 La. Acts, 1st Ex.Sess. 46, § 1. Among other stated aims, the purpose of the enactment was "to make operating a motor vehicle in this state when not lawfully present in the United States a crime." La. R.S. 14:100.11(B). To that end, La. R.S. 14:100.13 was passed. The statute proscribes the operation of a motor vehicle by an alien student or nonresident alien who does not possess documentation demonstrating lawful presence in the United States. La. R.S. 14:100.13(A). Violation of the statute is a felony which carries with it a fine of not more than $1,000 and/or imprisonment for not more than one year, with or without hard labor. La. R.S. 14:100.13(C).
Following a nolo contendere plea to the charge of violating La. R.S. 14:100.13, in which he reserved the right to appeal the claim that the statute is preempted by federal law, the defendant appealed his conviction to the Court of Appeal, Third Circuit. Upon review, the appellate court reversed the defendant's conviction and sentence, holding that La. R.S. 14:100.13
After review of the relevant law, both statutory and jurisprudential, and despite its laudable goal aimed at preventing acts of terrorism, we are constrained to find, based on the Supreme Court case of Arizona v. United States, ___ U.S. ___, 132 S.Ct. 2492, 183 L.Ed.2d 351 (2012), that La. R.S. 14:100.13 operates in the field of alien registration and is, therefore, preempted by federal law under the Supremacy Clause of the U.S. Constitution. Accordingly, we affirm the judgment of the court of appeal.
On April 12, 2012, defendant Alexis Sarrabea was charged by bill of information with being an alien student and/or a nonresident alien who, on February 12, 2012, operated a motor vehicle in the parish of Lafayette without documentation demonstrating that he is lawfully present in the United States, a violation of La. R.S. 14:100.13. Defendant, a thirty-year-old non-English speaking male, initially pleaded not guilty. However, after spending more than three months in the parish jail, he entered a nolo contendere plea to the charge and, in accordance with a plea agreement with the State, was sentenced to time served. Although erroneously characterizing defendant's plea as an "Alford plea,"
On appeal, a panel of the Third Circuit reversed and set aside defendant's conviction and sentence. State v. Sarrabea, 12-1013 (La.App. 3 Cir. 5/1/13), ___ So.3d ___, 2013 WL 1810228. Concluding that La. R.S. 14:100.13 is preempted by federal law, the court found the Supreme Court's decision in Arizona, supra, to be both dispositive and binding, particularly that portion of the decision rejecting the state of Arizona's attempt to punish failure to comply with federal alien registration requirements. The Third Circuit panel reasoned that, like Arizona, Louisiana has attempted to regulate in a field—alien registration—preempted by federal law where even complementary legislation is not permitted:
Sarrabea, 12-1013 at 9, ___ So.3d ___.
The court additionally found that, by enacting laws and administrative provisions in tandem with La. R.S. 14:100.13 that seek to determine what forms of documentation are acceptable proof of lawful
Id. at 12, ___ So.3d ___.
Finally, the court pointed to uncertainties in the Louisiana law, particularly in identifying what constitutes probable cause for an arrest under La. R.S. 14:100.13, and in the definitions of "alien student," "nonresident alien," and "lawfully present in the United States," explaining that the very existence of such uncertainties underscores the reason states cannot act in this area, which is already occupied by federal law. Id. at 14-15, ___ So.3d ___. "To put it plain and simple," the court succinctly concluded, "La. R.S. 14:100.13 is preempted by federal law; and the State of Louisiana lacks Constitutional authority to enforce it." Id. at 17, ___ So.3d ___.
From this adverse ruling, the State applied for supervisory review to this court.
The statute at issue in this case, La. R.S. 14:100.13, was enacted as part of
The question presented to this court for resolution is whether this provision, which the legislature clearly intended to operate in a counter-terrorism context as a complement to federal law, is instead preempted by federal law.
While the question is one of first impression in this court, it has been the subject of examination in the appellate courts. The Fourth Circuit was the first court to directly address the issue. In State v. Lopez, 05-0685 (La.App. 4 Cir. 12/20/06), 948 So.2d 1121, writ denied, 07-0110 (La.12/7/07), 969 So.2d 619, the appellate court concluded that La. R.S. 14:100.13 is preempted by federal law. Acknowledging that the "state of Louisiana is vested with the authority to regulate public roads and highways within the state under its police power, provided that the legislation does not `prove repugnant to the provisions of the state or national constitutions,'"
Less than two years later, the First Circuit expressly declined to follow Lopez.
In a series of decisions that followed Gonzalez-Perez and Reyes, the First Circuit continued to adhere to the conclusion that La. R.S. 14:100.13 is not preempted by federal law; rather, the statute complements and assists the federal scheme. State v. Ramos, 07-1448 (La.App. 1 Cir. 7/28/08), 993 So.2d 281, writ denied, 08-2103 (La.12/18/09), 23 So.3d 929; State v. Sanchez, 10-0016 (La.App. 1 Cir. 6/11/10), 39 So.3d 834. The court reiterated that it simply did "not find a clear and manifest purpose of Congress to effect a complete ouster of state power to regulate requirements for legal operation of a vehicle on public roads and highways within a state." Sanchez, 10-0016 at 6, 39 So.3d at 839.
Such was the state of the jurisprudence in 2012: a split had developed among the circuit courts of appeal as to whether La. R.S. 14:100.13 is preempted by federal law, with the First and Fourth Circuits taking opposite sides of the debate. Then, in that year, the legal landscape against which these competing decisions operated was substantively altered when the Supreme Court chose to revisit this area of the law.
In Arizona v. United States, the Supreme Court considered a facial challenge to sections of Arizona's "Support Our Law Enforcement and Safe Neighborhoods Act" which had been enacted to "discourage and deter the unlawful entry and presence of aliens and economic activity by persons unlawfully present in the United States." Arizona, 132 S.Ct. at 2497. Specifically, the Court granted certiorari to consider whether federal law preempts
The Court in Arizona began its analysis by reaffirming two long-standing principles which have particular resonance for this case. First, the federal government "has broad, undoubted power over the subject of immigration and the status of aliens," power that "rests, in part, on the National Government's constitutional power to `establish an uniform Rule of Naturalization,' U.S. Const., art. I, § 8, cl.4, and its inherent power as sovereign to control and conduct relations with foreign nations." Id., 132 S.Ct. at 2498. Second, by reason of the Supremacy Clause, U.S. Const., art. VI, cl. 2,
The Court then considered each of the four provisions of the Arizona act in light of these principles. Regarding Section 3, which created a state misdemeanor proscribing the willful failure to complete or carry an alien registration document, the Court found that "[t]he framework enacted by Congress leads to the conclusion ... that the Federal Government has occupied the field of alien registration." Id., 132 S.Ct. at 2502. Referencing 8 U.S.C. § 1302, 1304-1306, the Court noted:
Id., 132 S.Ct. at 2502 (citations omitted), quoting Hines v. Davidowitz, 312 U.S. 52, 61 S.Ct. 399, 85 L.Ed. 581 (1941).
In reaching its conclusion, the Court rejected Arizona's contention that Section 3 of the act was permissible because it complemented federal law. The Court found this argument "not only ignores the basic premise of field preemption—that States may not enter, in any respect, an area the Federal Government has reserved for itself—but also is unpersuasive on its own terms," because, as the Court pointed out, "[w]ere § 3 to come into force, the State would have the power to bring criminal charges against individuals for violating a federal law even in circumstances where federal officials in charge of the comprehensive scheme determine that prosecution would frustrate federal policies." Id., 132 S.Ct. at 2503.
The Court also pointed to the inconsistency between Section 3 of the Arizona Act and federal law with respect to penalties, concluding that the Arizona law, which (unlike its federal counterpart) rules out probation as a possible sentence and also eliminates the possibility of a pardon, creates a conflict with the plan Congress put in place, underscoring the fundamental reason for field preemption. Id., 132 S.Ct. at 2503.
In contrast to Section 3 of the Act, Section 5(C) created a state criminal prohibition that lacked any federal counterpart: Section 5(C) made it a state misdemeanor for an unauthorized alien to knowingly apply for work, solicit work in a public place, or perform work as an employee or independent contractor in Arizona. Distinguishing its prior decision in DeCanas v. Bica, 424 U.S. 351, 96 S.Ct. 933, 47 L.Ed.2d 43 (1976), which found that a state had authority to pass its own laws on the subject at a time when there was no comprehensive federal program regulating the employment of unauthorized aliens, the Court noted that federal law at present contains "a comprehensive framework for `combating the employment of illegal aliens,'"
The Court then turned to Section 6 of the Arizona Act, which provided that a state officer without a warrant may arrest
Id.
Finally, the Court turned its attention to Section 2(B) of the Arizona Act, which requires state officers to make a "`reasonable attempt to determine the immigration status' of any person they stop, detain, or arrest on some other legitimate basis if `reasonable suspicion exists that the person is an alien and is unlawfully present in the United States.'" Id.
Id., 132 S.Ct. at 2510. The Supreme Court thus held three sections of the Arizona Act, but not Section 2(B), preempted by federal immigration laws.
It was against this jurisprudential backdrop, in the wake of the Arizona decision, that the court of appeal issued its ruling in the instant case. As that court correctly recognized, pursuant to the Supremacy Clause, as the most recent pronouncement of the Supreme Court, the Arizona decision
Not unexpectedly, the State insists that La. R.S. 14:100.13 is most analogous to Section 2(B) of the Arizona Act, the section of the Act the Supreme Court declined to find preempted. That section requires state officials to make a reasonable attempt to determine the immigration status of any person they stop, detain, or arrest on some other legitimate basis if reasonable suspicion exists that the person is not lawfully present. The State argues that La. R.S. 14:100.13 is distinguishable from the preempted Section 3 of the Arizona Act because criminal consequences under La. R.S. 14:100.13 are triggered by driving without documentation rather than by mere undocumented presence. The State asserts that La. R.S. 14:100.13 is not an "alien registration" statute, nor does it operate in the field of alien registration, because it does not require aliens to register with the State nor does it make an effort to keep track of aliens. Unlike Section 3 of the Arizona Act, La. R.S. 14:100.13 does not merely adopt the federal standard; neither does it exactly mirror federal law, as it does not require aliens to carry registration documents at all times. According to the State, the only way to find La. R.S. 14:100.13 preempted within the field of alien registration is to disregard the element of operating a motor vehicle, which no federal immigration law attempts to regulate. Relying on the well-established presumption against preemption,
Quite naturally, the defendant endorses the position adopted by the court of appeal. He argues that, like Section 3 of the Arizona Act, La. R.S. 14:100.13 is field preempted because, in creating a state law penalty for the failure to carry documents proving one's lawful presence in the United States, it also invades a field pervasively occupied by the federal government— that of alien registration. Drawing from the Arizona decision, he points out that the field of alien registration occupied by the federal government establishes requirements for registration and for carrying proof of compliance, and sets forth penalties for violation of these requirements:
Arizona, 132 S.Ct. at 2502. He asserts that, as illustrated, Louisiana's requirement that proof of lawful presence be carried is one component of the federally occupied field of alien registration.
Moreover, the defendant points out that every document Louisiana accepts as proof
In the final analysis, in this post-Arizona era, the debate over whether La. R.S. 14:100.13 is preempted centers on whether the fact that Louisiana's statute only criminalizes the failure to carry documents proving lawful presence in the United States while driving is sufficient to distinguish it from Section 3 of the Arizona Act that made it a state misdemeanor for failure to carry alien registration documents generally.
In an effort to escape principles of field preemption, the State argues that, because criminal liability only arises if a person operates a vehicle, La. R.S. 14:100.13 is merely an effort by the state to regulate driving on its roads and does not operate within the field of alien registration.
Federal law mandates that, once in the United States, aliens are required to register with the federal government and carry proof of status on their persons at all times (which necessarily includes while driving). See 8 U.S.C. §§ 1301-1306. Failure to do so is a federal misdemeanor. 8 U.S.C. §§ 1304(e), 1306(a). The Supreme Court ruled in Arizona that the comprehensive framework in which these provisions appear leads to the conclusion that the federal government has occupied the field of alien registration and that "[w]here Congress occupies an entire field, as it has in the field of alien registration, even complementary state regulation is impermissible." Arizona, 132 S.Ct. at 2502. Arizona thus instructs that states may not criminalize federal registration violations such as the failure to carry proof of alien registration. Id.
In requiring aliens to carry documentation of their lawful presence while driving, La. R.S. 14:100.13 regulates squarely in the field of alien registration.
Additionally, following the rationale of Arizona, it is clear that the harsh penalty provisions of La. R.S. 14:100.13 impermissibly intrude upon the federal scheme. Under federal law, the failure to carry registration papers is a misdemeanor, punishable by fine, imprisonment, or a term of probation. See 8 U.S.C. § 1304(e); 18 U.S.C. § 3561. Louisiana R.S. 14:100.13, by contrast, punishes the failure to carry documentation as a felony with the possibility of a hard labor sentence of up to one year. We conclude, consonant with the Supreme Court in Arizona: "This state framework of sanctions creates a conflict with the plan Congress put in place," and "underscore[s] the reason for field preemption." Arizona, 132 S.Ct. at 2503.
Whereas, previously it may have been a closer question whether La. R.S. 14:100.13 is preempted (thus accounting for the intra-circuit split among the courts of appeal), after Arizona, it is clear that the federal government has occupied the field of alien registration and that, as a result, even complementary legislation by the states operating in that field is pre-empted.
For the foregoing reasons, the decision of the court of appeal is affirmed.
VICTORY, Justice, dissents with reasons.
HUGHES, Justice, dissents with reasons.
VICTORY, J., dissents.
I dissent from the majority opinion because in my view, La. R.S. 14:100.13 is not preempted by federal law. Preemption only occurs under Arizona (1) where Congress
It is axiomatic that the State is vested with the authority to regulate public roads and highways under its police power. Regulations pertaining to the issuance of motor vehicle drivers' licenses constitute an exercise of the police power to regulate the use of the highways in the interest of the public safety and welfare. Majorie Shields, The Validity of State Statutes, Regulations, or other Identification Requirements Restricting or Denying Driver's Licenses to Illegal Aliens, 16 A.L.R.6th 131 (2006). This power to license carries with it the power to prescribe reasonable conditions precedent to the issuance of such licenses and to classify drivers for special regulation, provided such classifications are not unreasonable or arbitrary. Id. La. R.S. 14:100.13 is part of a group of statutes requiring alien students and nonresident aliens to have documentation demonstrating lawful presence in the United States in order to obtain a Louisiana driver's license and to be lawfully present in the United States in order to operate a motor vehicle. For instance, while one of the requirements for obtaining a license is a social security number, La. R.S. 32:409. 1(A)(2)(d)(vi) provides that an alien residing in Louisiana who is ineligible to obtain a social security number can instead "present a document demonstrating lawful presence in the United States in a status in which the alien individual may be ineligible to obtain a social security number." As the majority opinion recognizes, "the Supremacy Clause apparently presents no obstacle to Louisiana requiring proof of lawful presence before issuing a driver's license." Op. at 465, n. 21 (citing Arizona Dream Act Coalition v. Brewer, 945 F.Supp.2d 1049, (D.Ariz.5/16/13), 2013 WL 2128315).
Regarding the particular statute at issue, La. R.S. 14:100.13, the majority reasons that because federal law mandates that aliens are required to carry proof of status on their person at all times (8 U.S.C. 1301-1306), and the failure to do so is a misdemeanor, a state statute which criminalizes failure to carry such proof in a more particularized circumstance, even one related to the state's police power, is preempted. If that were true, then the above statutes are also preempted, even the one that requires presenting proof of lawful presence to obtain a driver's license, because the alien would have to be "carrying" proof of lawful presence in order to obtain the license. Further, the statute at issue does not appear to criminalize the failure to carry a document proving lawful presence on his person while driving. While La. R.S. 14:100.13(A) provides that "no alien student or nonresident alien shall operate a motor vehicle in the state without documentation demonstrating that the person is lawfully present in the United States," that is basically just a restatement that documentation demonstrating lawful presence is required to get a driver's license under La. R.S. 32:409.1(A)(2)(d)(vi). The penalty provision, La. R.S. 14:100.13(C), provides that "whoever commits the crime of driving without lawful presence in the United States shall be fined not more than one thousand dollars, imprisoned for not more than one year, with or without hard labor, or both." Thus, La. R.S. 14:100.13(C), the penalty provision, punishes only "driving without lawful presence," not driving without carrying documentation proving lawful presence.
In addition to misinterpreting the statute, the majority simply reads Arizona too broadly. As the Supreme Court previously held in De Canas v. Bica, 424 U.S. 351, 96 S.Ct. 933, 47 L.Ed.2d 43 (1976):
This principle is not altered by the holding in Arizona. This was exemplified by an Eighth Circuit case which considered whether a city ordinance, which limited hiring and providing rental housing to "illegal aliens" and "unauthorized aliens," was preempted by federal immigration law in light of Arizona. Keller v. City of Fremont, 719 F.3d 931 (8th Cir.(Nev.) 6/28/13).
Id. at 943.
I agree with the reasoning of Keller and would apply it in this case. Just as the ordinance in Keller, the statute here is distinguishable from the broad statute in Arizona. The licensing and driving provisions require all drivers, including U.S. citizens, to obtain a license from the state in order to drive on state highways. Further, the statute at issue does not apply to all aliens, only drivers. The fact that a prospective driver must disclose some of the same information that aliens must disclose in order to comply with federal alien registration laws does not turn a statewide driver's license program into a preempted alien registration requirement. It "defies common sense" to think that any time a state collects basic information from aliens before issuing a driver's license or allowing them to drive on state roads that the state has impermissibly intruded into the field of alien registration.
The court in Alabama also rejected the argument that the anti-harboring provisions in the ordinance were preempted by the federal immigration anti-harboring provisions, even though the ordinance defined "harboring" more expansively and imposed penalties not imposed by the federal statute. The court found that "[p]laintiffs made no showing that Congress intended to preempt States and local governments from imposing different penalties for the violation of different state or local prohibitions simply because the prohibited conduct is labeled `harboring.'" Id. at 944. Likewise, there is nothing to show that Congress intended to preempt states from punishing an alien who drives without lawful presence, especially given that proof of lawful presence is a requirement for obtaining a driver's license.
In my view, a state is simply not prevented from asking an alien to provide proof of lawful presence in order to obtain a license, and should certainly not be prevented from punishing an alien with criminal penalties for obtaining a license with fraudulent proof of lawful presence or for driving when they are not lawfully present. The federal government simply has no interest in a state's requirements for driving within that state. For all of the above reasons, I respectfully dissent.
HUGHES, J., dissenting.
I respectfully dissent. Louisiana has passed a law that prohibits non-citizen aliens from driving in Louisiana without documentation showing they are legally present in the United States. The documentation is already required of non-citizen aliens by the federal government. I fail to see how Louisiana's statute interferes with federal immigration law or involves the status of aliens. Rather, I view it as a legitimate measure to protect the citizens of Louisiana, much the same as requiring drivers to carry liability insurance.
The administrative code also provided the following list of "lawful presence documents":
La. Admin. Code tit. 55, § 147(B)(1)(2007).
The State's interpretation of the sweep of La. R.S. 14:100.13 is dubious. The penalty provisions of the statute, La. R.S. 14:100.13(B) and (C), clearly indicate that the only persons who could be punished for violating Section (A) are those "without lawful presence." Furthermore, La. R.S. 14:100.11(B) plainly declares the purpose of the legislation: "to make operating a motor vehicle in this state when not lawfully present in the United States a crime."
However, whether the statute's penalty provisions extend to lawfully present aliens who fail to carry the required documentation while driving or only to those alien students and nonresident aliens "without lawful presence," Section (A) of the statute nonetheless seeks to regulate the circumstances under which non-citizens carry documentation proving lawful presence, placing it directly within the field of alien registration.
Moreover, it is noteworthy, as the State concedes in brief to this court, that application of the statute has yet to yield the apprehension of anyone identified as a terrorist operating on the roadways of this State.
The REAL ID Act provides that a federal agency may not accept, for any official purpose, a driver's license or ID card issued by a state to any person unless the state is meeting the requirements of the Act. Section 202(c)(1) of the Act lists the types of identification information that must be provided before a state may issue a driver's license or identification card, and Section 202(c)(2) requires verification by valid documentary evidence of an applicant's citizenship or immigration status. However, while a driver's license from a noncomplying state may not be accepted by a federal agency for federal purposes, the Act does not mandate implementation by individual states. In other words, states may issue driver's licenses and identification cards without complying with the Act.
691 F.3d at 1299.