CLARK, Justice.
In this direct appeal, the state challenges a judgment issued by an Orleans
We begin our recitation of the facts with the defendant's prior felony conviction, as it bears directly on the scope of our review in this case. The record in Case No. 500-141, Section J of the Orleans Parish Criminal District Court shows that on February 22, 2011, Glen Draughter entered a guilty plea to one count of attempted simple burglary.
On April 18, 2012, a little over a year later, Draughter was arrested for the instant offense and charged with being a felon in possession of a firearm, a violation of La. R.S. 14:95.1. La. R.S. 14.95.1 is entitled "Possession of firearm or carrying concealed weapon by a person convicted of certain felonies" and provides:
Based in part on his arrest for the instant offense,
That same day, January 31, 2013, Draughter filed a motion to quash the bill of information for the present charge of being a felon in possession of a firearm. The defendant argued La. R.S. 14:95.1 violated a recent amendment to article I, section 11 of the Louisiana Constitution, regarding a citizen's right to keep and bear arms. The Office of the Louisiana Attorney General exercised its discretionary right to respond to the constitutional challenge to the statute and joined with the Orleans Parish District Attorney in opposing the defendant's motion to quash.
The district court also provided written reasons for judgment, concluding the statute
Pursuant to article V, section 5(D) of the Louisiana Constitution, the matter proceeded directly to this court for review of the district judge's declaration of the statute's unconstitutionality.
This case requires us to determine the constitutionality of a statute. Such questions of law are reviewed by this court de novo. City of Bossier City v. Vernon, 2012-0078, p. 2 (La.10/16/12); 100 So.3d 301, 303.
Before its recent amendment, article I, section 11 provided: "The right of each citizen to keep and bear arms shall not be abridged, but this provision shall not prevent the passage of laws to prohibit the carrying of weapons concealed on the person." La. R.S. 14:95.1 has already withstood constitutional scrutiny under this former version of article I, section 11. In State v. Amos, 343 So.2d 166 (La.1977), the defendants were charged with violating La R.S. 14:95.1. They argued in motions to quash that, having completed state supervision for their previous felony convictions, they had been restored their full rights of citizenship under article I, section 20, which provides in pertinent part: "[f]ull rights of citizenship shall be restored upon termination of state and federal supervision following conviction for any offense." The district court granted the motions to quash, but this court reversed on direct appeal.
Although the Amos court recognized the defendants had been restored full rights of citizenship prior to their arrest, the court did not accept the defendants' further contention that, as citizens, any act of the legislature limiting or regulating their right to keep and bear arms unconstitutionally contravened the broad language of former article I, section 11. This court explained:
Amos, 343 So.2d at 168 (internal citations omitted).
After determining that former article I, section 11 and article I, section 20 of the state constitution were never intended to preclude the type of legislation represented
Amos, 343 So.2d at 168.
We note the defendant's motion to quash raises a challenge to the constitutionality of La. R.S. 14:95.1 under the state constitution only. Specifically, Draughter claims the fundamental right to bear arms contained in the amended provisions of article I, section 11 of the Louisiana Constitution is impermissibly infringed upon by the criminal statute at issue. Draughter's motion does not assert a right under the Second Amendment of the United States Constitution, which provides: "A well regulated Militia, being necessary to the security of a free State, the right of the people to keep and bear Arms, shall not be infringed."
The Supreme Court recently reviewed the federal constitutional right to bear arms and expounded on the nature and limits of the right secured by the Second Amendment. These Supreme Court decisions appear to have been the catalyst for the recent amendment of the state constitution, so a brief description of their holdings is in order.
In District of Columbia v. Heller, 554 U.S. 570, 595, 128 S.Ct. 2783, 2799, 171 L.Ed.2d 637 (2008), a 5-4 majority of the Supreme Court agreed the Second Amendment "conferred an individual right to keep and bear arms," not only for the purpose of participation in a citizen militia, as the right was understood by the minority justices, but also for law-abiding, responsible citizens to use arms in defense of hearth and home. Id., 554 U.S. at 635, 128 S.Ct. at 2821. So finding, the Supreme Court invalidated the District of Columbia's total ban on the possession of handguns and also ruled that the District's requirement that citizens keep their firearms inoperative "[made] it impossible for citizens to use [firearms] for the core lawful purpose of self-defense." Id., 554 U.S. at 630, 128 S.Ct. at 2818. Two years later, in McDonald v. City of Chicago, ___ U.S. ___, 130 S.Ct. 3020, 177 L.Ed.2d 894 (2010), the Supreme Court, again by a 5-4 vote, held the Second Amendment's individual right to bear arms, recognized in Heller, is a right fundamental to our scheme of ordered liberty and fully applicable to the states through the Due Process Clause of the Fourteenth Amendment. McDonald, 130 S.Ct. at 3050.
The slim majority supporting the holdings in Heller and McDonald prompted Louisiana legislators to introduce legislation which ultimately resulted in the amendment of the state constitution. The legislators' stated intention in introducing this legislation was to secure a continued individual right to bear arms by Louisiana citizens under the Louisiana Constitution, protected from possible future judicial or legislative erosion.
Pursuant to Acts 2012, No. 874, § 1, a proposal to amend article I, section 11 was submitted to the electors of the state of Louisiana, and was ratified by them in a statewide election held on November 6, 2012. This section of the state constitution now provides: "The right of each citizen to keep and bear arms is fundamental and
The effective date of a constitutional provision or amendment is determined in accordance with the provisions of article XIII, section 1(C) of the Louisiana Constitution. Article XIII, section 1(C) provides in part: "If a majority of the electors voting on the proposed amendment approve it, the governor shall proclaim its adoption, and it shall become part of this constitution, effective twenty days after the proclamation...." The governor proclaimed the adoption of the amendment by Act 874 on November 19, 2012. See La. Const. art. I, § 11, "Historical Notes." The twentieth day thereafter, and the effective date of this constitutional amendment is therefore December 10, 2012.
We are asked to determine the applicability and the effect of the amended provisions of the state constitution to this case. Under the facts presented, we must also decide whether, and to what extent, this defendant had the right to assert a constitutional right to bear arms.
In brief to this court, the attorney general asserts for the first time that the law in effect on the date the crime was committed applies. Therefore, because Draughter committed the instant offense on April 18, 2012, and the amendment to the state constitutional article did not take effect until December 10, 2012, the attorney general contends Draughter's case should be evaluated under the former provisions of article I, section 11. If the attorney general's argument is correct, this court's ruling in Amos would apply.
Under the present language of article I, section 11, an alleged infringement on the right to bear arms is subject to strict scrutiny. "Under strict scrutiny the government bears the burden of proving the constitutionality of the regulation by showing (1) that the regulation serves a compelling governmental interest, and (2) that the regulation is narrowly tailored to serve that compelling interest." In re Warner, 2005-1303, p. 37 (La.4/17/09); 21 So.3d 218, 246.
By contrast, in Amos, the court found the defendant's right to keep and bear arms "... may be regulated in order to protect the public health, safety, morals or general welfare so long as that regulation is a
The defense argues the state waived this argument by not raising it in the district court. We note the defense correctly asserts the rule that arguments not raised in the lower courts are considered waived. See Prest v. Louisiana Citizens Property Ins. Corp., 2012-0513, p. 11 (La.12/4/12); 125 So.3d 1079, 2012 WL 6015594. In this case, however, the state's possible waiver of this issue is subsumed by the requirement that we consider de novo the proper meaning of La. R.S. 14:95.1 in the context of the facts before us. This case cannot be decided without determining which version of the state constitutional provision controls here. Accordingly, our conclusion of the proper interpretation of La. R.S. 14:95.1 will necessarily include a determination whether the former or present version of article I, section 11 applies.
Louisiana follows the general rule that a constitutional provision or amendment has prospective effect only, unless a contrary intention is clearly expressed therein. State v. Cousan, 1994-2503, p. 17 (La.11/25/96); 684 So.2d 382, 392-393. All of the parties concede there was no express intent by the legislature that the amendment at issue be retroactive.
See Acts 2012, No. 874, § 3. The proposition on the official ballot did not specify the standard of review as "strict scrutiny," but specified only that the infringement of this constitutional right must be accorded the highest level of review.
From this, we conclude the right to bear arms was always fundamental; the amendment to the constitutional provision merely sought to ensure that the review standard of an alleged infringement of this fundamental right was in keeping with the refinements made to constitutional analysis which developed since our decision in Amos. See Hondroulis v. Schuhmacher, 553 So.2d 398, 415 (La.1988) (government
We note the language of the amendment itself and the official ballot proposition is in the present tense. Finding no clearly expressed contrary intention, we hold the amendment to article I, section 11 has prospective effect from its effective date of December 10, 2012.
This determination does not end our inquiry in this matter, however. Although the amendment to article I, section 11 became effective after Draughter allegedly committed the offense at issue, his criminal case was still pending at the time the amendment became effective. In Griffith v. Kentucky, 479 U.S. 314, 328, 107 S.Ct. 708, 716, 93 L.Ed.2d 649 (1987), the Supreme Court held "that a new rule for the conduct of criminal prosecutions is to be applied retroactively to all cases, state or federal, pending on direct review or not yet final, with no exception for cases in which the new rule constitutes a `clear break' with the past." This court has endorsed Griffith as a matter of state law for review of non-final convictions still subject to direct appellate review. See State ex rel. Taylor v. Whitley, 606 So.2d 1292, 1296 (La.1992). Accordingly, we find the amendment to article I, section 11 has prospective effect from its effective date of December 10, 2012, and has retroactive effect to this case and all cases pending on direct review or not yet final. Thus, our analysis of La. R.S. 14:95.1 under the present facts will proceed under strict scrutiny, the standard of review provided in the amended constitutional provision.
Our review of the record in anticipation of oral argument revealed an issue with important implications to the scope of our analysis. Considering the temporal proximity of Draughter's felony conviction for attempted burglary, for which he received a two-year sentence, with his arrest for a violation of La. R.S. 14:95.1, approximately a year later, we questioned whether Draughter was still under the state's custody or supervision at the time of his arrest for the instant offense. As this issue was apparently unnoticed by the district court and was not raised by any party, we requested supplemental briefing to determine the threshold concern whether Draughter has standing to assert the protections of the amended constitutional provision in his motion to quash. See Howard v. Administrators of Tulane Educ. Fund, 2007-2224, p. 7 (La.7/1/08); 986 So.2d 47, 54 (an appellate court may raise the issue of standing on its own motion).
The supplemental briefs show that, while they agree on little else, the state and the defendant view the standing issue as no impediment to this court's determination of the constitutionality of La. R.S. 14:95.1. The state and the defendant both contend the defendant, simply by virtue of facing criminal prosecution for a major felony offense, has standing to raise the constitutionality of his present charge.
Additionally, Draughter states he was released from the custody of the penitentiary in connection with the attempted burglary conviction on February 27, 2013, as the result of good time credits. He argues the terms of his probation for his attempted burglary conviction were, therefore, satisfied at the time the district court ruled upon his motion to quash. He remains in the physical custody of the Criminal Sheriff in Orleans Parish because he
In State v. Mercadel, 2003-3015 (La.5/25/04); 874 So.2d 829, the court set forth the general principles of constitutional law regarding legal standing to challenge the constitutionality of code articles and statutes:
Id., 2003-3015, pp. 7-8; 874 So.2d at 834 (internal citations and quotations omitted). In order to have standing to challenge the constitutionality of a legal provision, "the person bringing the challenge must have rights in controversy." Id., 2003-3015, p. 8; 874 So.2d at 834. Specifically, "a person can challenge the constitutionality of a statute only if the statute seriously affects his or her rights." Id.; see also State v. Baxley, 93-2159 (La.2/28/94); 633 So.2d 142, 146.
The facts show Draughter has been under the state's supervision and/or in the state's physical custody at all relevant times. On February 22, 2011, he was sentenced to two years imprisonment at hard labor on his plea of guilty to attempted simple burglary. His sentence was suspended on the condition he serve two years of active probation, set to expire on February 22, 2013. While on probation, the defendant then allegedly committed the violation of La. R.S. 14:95.1 on April 18, 2012.
DOC records, to which we have access, affirm the defendant's assertion that he secured his release from the penitentiary for good behavior on February 27, 2013. The defendant has not, however, satisfied his original sentence for the felony conviction. The DOC gives him a full term date of April 14, 2014, and, in the interim, defendant remains on parole by operation of La. R.S. 15:571.5(A), which provides: "[w]hen a prisoner committed to the Department of Public Safety and Corrections
Draughter's status as a person still under state supervision at the time of his arrest for the instant offense narrows the scope of our review significantly. The only constitutional question actually raised by the present case is whether a convicted felon, who remains under state custody and supervision, may assert a constitutional right to bear arms, the infringement of which is subject to strict scrutiny review. As to that question, Draughter clearly has standing to raise the constitutionality of the statute. The larger question, previously addressed by the court in Amos — whether the state may dispossess certain convicted felons of their right to bear arms for a number of years, even after they have paid their debt to society and fully discharged their sentences — is not again before the court. As to that larger question, we find Draughter does not have standing to challenge the constitutionality of La. R.S. 14:95.1. See State v. Sandifer, 1995-2226, p. 12 (La.9/5/96); 679 So.2d 1324, 1332 (person may not challenge statute on the ground that it may conceivably be applied unconstitutionally to others in other situations not before the court).
This court has held that, subject to the legitimate requirements of prison discipline and security, even a person convicted of a crime and incarcerated retains fundamental constitutional rights and protections. See State v. Patrick, 381 So.2d 501, 503 (La.1980) (prisoners are not totally bereft of Fourth Amendment rights by virtue of their incarceration, but those rights are diminished in nature and scope due to their confinement for criminal conduct); see also Hudson v. Palmer, 468 U.S. 517, 523, 104 S.Ct. 3194, 3198, 82 L.Ed.2d 393 (1984) ("Indeed, we have insisted that prisoners be accorded those rights not fundamentally inconsistent with imprisonment itself or incompatible with the objectives of incarceration."). There are, however, some fundamental constitutional rights which, by necessity, must be curtailed entirely to accommodate the institutional needs and objectives of the prison setting. Hudson, 468 U.S. at 524, 104 S.Ct. at 3199. The right to keep and bear arms found in article I, section 11 is one such constitutional protection which must be curtailed entirely in the prison setting. Just as "the Fourth Amendment proscription against unreasonable searches and seizures does not apply within the confines of the prison cell," Hudson, 468 U.S. at 526, 104 S.Ct. at 3200, so, too, is the right to possess a firearm diametrically in conflict with the concept of incarceration and the needs and objectives of penal institutions. As the Supreme Court found in Hudson regarding an inmate's right to privacy in his prison cell, "it would be literally impossible to accomplish ... prison objectives" if inmates retained a Fourth Amendment proscription against unreasonable searches. Hudson, 468 U.S. at 527, 104 S.Ct. at 3200. Similarly, an inmate in jail or prison has no right to possess any firearm, a matter of compelling
The precise question here is whether La. R.S. 14:95.1 unconstitutionally infringes upon Draughter's right to possess a firearm as a convicted felon who was still under the state's supervision, but was no longer in its physical custody.
Hudson, 468 U.S. at 526, 104 S.Ct. at 3200. By necessity, the state must exercise continuing supervision and control over these convicted felons as they complete the punishments which have been meted out for their criminal activity.
For these persons still under state supervision, we easily find there to be a compelling state interest for the state's limited infringement of even fundamental constitutional rights, including the right to possess a firearm. These persons are still serving a portion of a criminal sentence. There will necessarily be intrusion into their lives by state actors administering the supervision required by their status. The possession of a firearm is inconsistent with that status and would subject the individuals tasked with their supervision to an untenable safety risk.
Id., 343 So.2d at 168. The governmental interest served by this statute as applied to persons under the state's supervision and control may be described as an interest of the "highest order." See Warner, 2005-1303, p. 46; 21 So.3d at 252.
Having found the statute serves a compelling governmental interest as applied to a person still under state supervision, we find La. R.S. 14:95.1 also satisfies the requirement that it be narrowly tailored to serve that compelling interest. The statute at issue actually advances the state's interest in preventing persons under state supervision from possessing firearms. This rule is reasonably necessary and is
Finding both a compelling state interest in the state's regulation of a convicted felon still under the state's supervision in La. R.S. 14:95.1 and that the statute is narrowly tailored to achieve that interest, we hold La. R.S. 14:95.1 survives strict scrutiny and is not an unconstitutional infringement of Draughter's right to bear arms under article I, section 11, as applied to the narrow fact situation before us today.
After reviewing the statute under a strict scrutiny analysis, we hold La. R.S. 14:95.1, as applied to a convicted felon still under state supervision, does not unconstitutionally infringe upon the right to bear arms secured by article I, section 11 of the Louisiana Constitution. The district court's ruling that La. R.S. 14:95.1 is unconstitutional is reversed. The district court's ruling granting the defendant's motion to quash the bill of information is reversed. This matter is remanded to the district court for further proceedings.
REVERSED AND REMANDED
The reasonableness standard was also used in subsequent cases which tested La. R.S. 14:95.1 in other contexts. State v. Wiggins, 432 So.2d 234 (La.1983) addressed whether La. R.S. 14:95.1 applied to a defendant who had been automatically pardoned for his prior felony conviction under La. Const. article IV, section 5E(1) and restored all rights of citizenship under La. R.S. 15:572(D). Relying on Amos, the court found the criminal statute applicable to the defendant, as the defendant's automatic pardon did not erase his status as a convicted felon. Wiggins held: "... we are satisfied that it is