GANTS, C.J.
A jury in the Superior Court convicted the defendant of murder in the second degree for the killing of Myles Lawton. The defendant also was convicted of armed assault with intent to murder for the shooting of Pierre Laguerre, and of possession of an unlicensed firearm.
On appeal, the defendant claims that (1) he was denied his right to the effective assistance of counsel because of his attorney's failure to object to the in-court identification of the defendant by an eyewitness who previously had been unable to make a positive identification of the defendant when the police showed her a
Background. We summarize the evidence at trial, reserving discussion of the evidence that pertains to the issues on appeal. Laguerre testified that, before December 5, 2006, he and the defendant, whom Laguerre knew only by the name "Goodie," agreed that Laguerre would purchase two kilograms of cocaine from the defendant at a price of $38,000.
The only other people in the apartment at the time of the shooting were Jones and her one year old grandson, who were lying in bed in the bedroom, with the door closed, watching television. Jones testified that, before any shots were fired, the bedroom door opened and a man whom Jones had never seen before stood in the doorway "for a second" and looked at her. When he closed the door, Jones got up to see who the man was, but then heard shooting. She "peeked out" of the door "for a second"; heard the man say "get the money"; and saw him shooting into the living room and hitting Lawton over the head with the firearm. She closed the door and heard more shooting.
Jones's downstairs neighbors, Desmond and Melissa Sheets, heard banging noises upstairs at approximately 9:30 P.M., and Melissa asked her husband to go upstairs and tell them to keep the noise down. When Desmond arrived at the top of the landing, he saw a man wearing a Mets jacket with a semiautomatic firearm in his right hand emerge from the second-floor apartment. The man said, "Dude, I got a gun," and proceeded downstairs at a fast pace. When Desmond was shown a photographic array, he said that a photograph of the defendant "could pass for" the man he saw, based on similarities in their facial features and facial hair. Asked by the police to state his degree of certainty in the identification, Desmond said he was seventy-five per cent sure that the photograph of the defendant showed the man.
The defendant was arrested in Washington, D.C., on December 21. A New York Mets jacket was retrieved from the vehicle he was in when he was arrested. In the defendant's pocket were business cards with the name "Goodie" in the upper lefthand corner, above the letters "CEO."
The defendant also was implicated in a double shooting in Chelsea that occurred on July 28, 2006. One of the victims, John Arnold, told police that "Goodie" had shot him, and was later shown a photographic array where he identified the defendant as the shooter.
Discussion. 1. Jones's in-court identification of the defendant. On January 5, 2007, Boston police Detective Juan Tores showed Jones a photographic array consisting of eight photographs. Detective Tores had not been involved in the investigation of this homicide and did not know which photograph depicted the defendant. The photographic array was sequential rather than simultaneous, that is, Jones was shown only one photograph at a time, and was allowed to take as much time as she wanted to view the photographs. The defendant's photograph was the fourth shown to her. Detective Tores testified that Jones said "no" after
During her direct examination at trial more than two years later in May, 2009, Jones was not asked to make an in-court identification of the defendant, but she testified about her earlier viewing of the photographic array. She said that she had pointed out photographs no. four and no. eight to the police, and testified that photograph no. four looked more like the person at her bedroom door. After defense counsel had questioned her on cross-examination about the discrepancy between her trial testimony and Detective Tores's police report regarding whether she previously had ever stated that photograph no. four looked more like the person than photograph no. eight did, Jones said on redirect examination that the reason she was unable to make a positive identification from the photographic array was that she only saw the man at her bedroom door "from the side." The prosecutor asked, "Do you see the person in the court room today who you saw in your apartment that night?" Without objection, Jones answered, "Yes, I do," and pointed to the defendant.
The defendant contends that he was denied the effective assistance of counsel by his attorney's failure to object to the in-court identification, which he claims was inadmissible as "a one-man showup without advance notice to counsel." In Commonwealth v. Crayton, ante 228 (2014), which we issued today, we considered whether a judge erred in admitting, over objection, an in-court identification of the defendant by a witness who had not participated in any pretrial identification procedure. We explained in Crayton:
Id. at 237-238 (quotations and citations omitted). Here, the witness had participated in a pretrial identification procedure that is not alleged to have been suggestive, and failed to make a positive identification of the defendant, although she did identify his photograph as one of two that looked like the person she saw at her bedroom door. As in Crayton, the judge's admission of the in-court identification conformed to our case law, and we conclude that defense counsel was not ineffective for failing to make an objection that would have been futile under the prevailing case law. See Commonwealth v. Conceicao, 388 Mass. 255, 264 (1983) ("It is not ineffective assistance of counsel when trial counsel declines to file a motion with a minimal chance of success"). Cf. Minkina v. Frankl, 86 Mass.App.Ct. 282, 289 (2014) ("[I]t is not malpractice to fail to advocate for or anticipate a substantial change in law requiring the overruling of a controlling precedent"). However, as in Crayton, we revisit the wisdom of our case law regarding the admission of in-court identifications in the circumstances reflected in this case.
In Crayton, we concluded that an "in-court identification is comparable in its suggestiveness to a showup identification," supra at 236, and may even be more suggestive because "where the prosecutor asks the eyewitness if the person who committed the crime is in the court room, the eyewitness knows that the defendant has been charged and is being tried for that crime." Id. at 237. We declared:
Id. at 241-242. We consider here whether to adopt that rule where the eyewitness did participate before trial in a nonsuggestive identification procedure and made something less than an unequivocal positive identification of the defendant.
The danger posed by admitting in evidence an in-court identification where there has been no pretrial identification procedure is somewhat different from the danger posed by the admission in evidence of an in-court identification where there has been an earlier identification procedure that produced something less than an unequivocal positive identification. With the former, the danger is that the jury must evaluate the accuracy of the in-court identification without the benefit of a nonsuggestive pretrial identification procedure. With the latter, the danger is that the jury may disregard or minimize the earlier failure to make a positive identification during a nonsuggestive identification procedure, and give undue weight to the unnecessarily suggestive in-court identification.
The danger of unfairness arising from an in-court showup in these circumstances is considerable. Where eyewitnesses before trial were unable to make a positive identification of the defendant or lacked confidence in their identification, they are likely to regard the defendant's prosecution as confirmation that the defendant is the "right" person and, as a result, may develop an
We previously have concluded that a witness's in-court identification is admissible where it "demonstrated greater certitude than did his [pretrial] photographic identifications," and left it to defense counsel on cross-examination to elicit evidence of the witness's "previous reservations" to diminish the weight of the in-court identification. See Commonwealth v. Paszko, 391 Mass. 164, 172 (1984), citing Commonwealth v. Correia, 381 Mass. 65, 79 (1980). But cross-examination cannot always be expected to reveal an inaccurate in-court identification where "most jurors are unaware of the weak correlation between confidence and accuracy and of witness susceptibility to `manipulation by suggestive procedures or confirming feedback.'" SJC Study Group Report, supra at 20, quoting State v. Lawson, 352 Or. 724, 778 (2012). Nor do we in other circumstances rely on cross-examination to cure the dangers arising from an unnecessarily suggestive identification procedure. If the police, after an eyewitness failed to make a positive identification from a nonsuggestive lineup or photographic array, had conducted a showup outside the court
In Crayton, where there had been no pretrial identification procedure, we noted that there may be "good reason" to conduct an in-court showup if a witness was familiar with the defendant before the commission of the crime, and therefore the risk of misidentification arising from the in-court showup is minimal. Id. at 242. But this "good reason" will not often exist where a witness has earlier failed to make a positive identification. In these circumstances, for an in-court showup to be admissible, it would need to be justified by some other "good reason" for permitting a suggestive identification procedure, which usually would require a showing that the in-court identification is more reliable than the witness's earlier failure to make a positive identification and that it poses little risk of misidentification despite its suggestiveness.
Because the defendant did not object to the admission of the
In the future, where an eyewitness to a crime has not made an unequivocal positive identification of the defendant before trial but the prosecutor nonetheless intends to ask the eyewitness to make an in-court identification of the defendant, we impose the same burden on the prosecutor as we did in Crayton to move in limine to admit the in-court identification, preferably before trial.
2. Prosecutorial misconduct. In his motion for a new trial, the defendant argued that he did not receive a fair trial because, among other things, the prosecutor engaged in misconduct by failing to disclose an alleged deal with Laguerre in exchange for Laguerre's testimony. At the time of trial, drug distribution charges were pending against Laguerre in the Boston Municipal Court Department (BMC case).
The Commonwealth is required to disclose exculpatory evidence to the defendant, including, as is relevant here, evidence that would tend to impeach the credibility of a key prosecution witness. See Commonwealth v. Hill, 432 Mass. 704, 715 (2000). Such evidence clearly includes "[u]nderstandings, agreements, promises, or any similar arrangements between the government and a significant government witness." Id. at 715-716, citing Commonwealth v. Gilday, 382 Mass. 166, 175 (1980). Had there been any such deal with Laguerre in this case, the Commonwealth would have been required to disclose it. The judge, however, found that there was no such deal, and we conclude that his finding was not clearly erroneous. See, e.g., Commonwealth v. Torres, 437 Mass. 460, 469 (2002) (judge's findings of fact will not be disturbed on appeal unless clearly erroneous).
On the first day of trial, before the jury were empaneled, the prosecutor, Assistant District Attorney David Fredette, told the
After an evidentiary hearing on the motion for a new trial, the judge found that the district attorney's office ultimately decided not to enter a nolle prosequi in Laguerre's case or to give Laguerre any considerations in exchange for his testimony in the defendant's case. Fredette, whose testimony the judge credited, testified that the primary reason for deciding not to enter a nolle prosequi in Laguerre's case was that Curtis had told Fredette that Laguerre was going to cooperate regardless of whether the Commonwealth offered him a deal in the BMC case, and Fredette did not want to provide defense counsel with the argument that Laguerre was not credible because he was testifying in exchange for a deal from the Commonwealth in the BMC case. Curtis also testified at the defendant's trial that no promises had been made regarding how Laguerre's case would be resolved. Laguerre testified similarly, answering "No" when Fredette asked him, "[A]re you getting anything in exchange for your testimony here today?"
In addition to Fredette's testimony, the judge also credited the testimony of Assistant District Attorney Laura Montgomery, who was handling the BMC case at its conclusion. Montgomery testified that Fredette told her to handle Laguerre's case as she normally would and to document what she did. She also testified that on the date that Laguerre's BMC case was resolved, she did not know that Laguerre had already testified at the defendant's trial.
We conclude that the evidence adequately supported the judge's finding that "Laguerre was not given a deal on his BMC drug case in exchange for his testimony at [the defendant's] trial." The evidence also adequately supported the judge's finding that Fredette disclosed to the judge, defense counsel, and the defendant that he wanted to enter a nolle prosequi in Laguerre's case but needed approval from his superiors, that Laguerre would likely testify at the defendant's trial before his own trial was scheduled, and that it was possible that Laguerre would receive an entry of nolle prosequi in exchange for his testimony. In addition, the evidence adequately supported the judge's finding that the potential
3. Admissibility of cellular telephone records. Evidence was offered at trial that, at the relevant time, the defendant regularly used a cellular telephone registered to Lanides. During its investigation of the defendant, the Commonwealth sought and received a court order pursuant to the Federal Stored Communications Act, 18 U.S.C. § 2703(d) (2012), directing Sprint Nextel to disclose certain information associated with this cellular telephone number. Those records, with accompanying testimony from a Sprint Nextel records custodian, were admitted in evidence at trial.
The records included call detail records for the period from December 1, 2006, to December 15, 2006, which provided information about the telephone numbers from which the cellular telephone received incoming calls and the telephone numbers to which outgoing calls were made from the cellular telephone. The records also included information about "repoll" numbers that identify the mobile switching center through which a call is routed. The records custodian testified that a repoll number reveals the general area where the cellular telephone is at the time of a call, but does not provide a pinpoint location; that a repolling site can cover an area of up to 100 miles; and that a repoll number from the Washington, D.C., area would indicate that the cellular telephone for that call was "more likely" in Virginia, Maryland, or Washington, D.C., and "definitely not the Boston area." Taken together, the evidence indicated that the cellular telephone that the defendant was regularly using was in the Washington, D.C., area after December 7, 2006, which the Commonwealth suggested reflected that he fled Massachusetts for Washington, D.C., shortly after the killing, showing his consciousness of guilt.
The defendant argues that the judge erred in admitting the records in evidence, and that his trial counsel was ineffective for failing to object to their admission. He contends that the location information revealed from the repoll numbers could be obtained lawfully under art. 14 of the Massachusetts Declaration of Rights and the Fourth Amendment to the United States Constitution only with a search warrant based on probable cause. We disagree.
The defendant equates the repoll numbers at issue here with cell site location information (CSLI). In Commonwealth v. Augustine,
Where telephone records reveal repoll numbers rather than CSLI, a search warrant is not required for their production. To obtain such records, it is sufficient that the Commonwealth obtain a court order pursuant to 18 U.S.C. § 2703(d), which requires "specific and articulable facts showing that there are reasonable grounds to believe that the contents of ... the records ... sought, are relevant and material to an ongoing criminal investigation." Because the telephone records in this case were obtained through such a court order, the Commonwealth did not violate the defendant's rights, under either art. 14 or the Fourth Amendment, and the judge did not err in admitting the call detail records in evidence. Where the records were not admitted in error, there is no basis for the defendant's claim that his counsel was ineffective in failing to object to their admission. See, e.g., Commonwealth v. Lykus, 406 Mass. 135, 140 (1989).
4. Court room closure. There is, similarly, no basis for the defendant's claim that his counsel was ineffective for failing to object to a purported closure of the court room. During the course of jury empanelment, it came to counsels' and the judge's attention that some of the defendant's family members and friends who were also potential witnesses were in the court room. There was, additionally, some indication that a family member or friend had spoken with a prospective juror, and that, in the court room, the potential witnesses had been speaking with each other in front
Because a defendant has a right to a public trial, a judge may not permit even a partial closure of the court room at any time during the trial, including during jury selection proceedings, without first making specific findings that closure is necessary. See Commonwealth v. Cohen (No. 1), 456 Mass. 94, 106-107 (2010), and cases cited. It is plain that, after the jury are sworn, a sequestration order that excludes from the court room all persons whom the parties have identified as potential witnesses at trial does not constitute a partial closure and therefore requires no specific findings that the sequestration is necessary. See Commonwealth v. Buckman, 461 Mass. 24, 29 n.2 (2011), cert. denied, 132 S.Ct. 2781 (2012) ("The exclusion from the court room, pursuant to a sequestration order, of persons identified by the parties as witnesses is generally not considered to be a partial closure of the court room"). The issue presented here is whether excluding potential witnesses from the court room before the jury are sworn, specifically during jury selection, constitutes a partial closure that can be accomplished only with specific findings that closure is necessary.
A usual reason for the sequestration of potential witnesses is to prevent them from hearing the testimony of other witnesses, or from learning the content of such testimony during opening statements. See Reporters' Notes to Rule 21, Mass. Ann. Laws Court Rules, Rules of Criminal Procedure, at 1649 (LexisNexis 2014-2015) ("The process of sequestration consists merely in preventing one prospective witness from being taught by hearing another's testimony"). See also Commonwealth v. Bianco, 388 Mass. 358, 369, S.C., 390 Mass. 254 (1983). Where this is the sole reason to sequester, a sequestration order "ordinarily would not include the exclusion of such witnesses from the jury empanelment portion of the trial proceedings." Commonwealth v.
The criminal rule of procedure governing the sequestration of witnesses, Mass. R. Crim. P. 21, 378 Mass. 892 (1979), imposes no such limitation, providing that, "[u]pon his own motion or the motion of either party, the judge may, prior to or during the examination of a witness, order any witness or witnesses other than the defendant to be excluded from the court room." The reporters' notes to this rule recognize that "[t]he power of a judge to control the progress and, within the limits of the adversary system, the shape of a trial, is universally held to include the broad discretionary power to sequester witnesses before, during, and after their testimony." Reporters' Notes to Rule 21, supra at 1649, and cases cited. We conclude that the sequestration of potential witnesses at any time during the trial, including jury empanelment, is not a partial closure of the court room, because a defendant's right to a public trial does not include a right to have potential witnesses in the court room at any time during a trial. See Cohen (No. 1), 456 Mass. at 101 & n.10 (excluding potential witness from scope of defendant's Sixth Amendment challenge to alleged partial closure of court room during jury empanelment because potential witness "would not have been allowed in the court room for empanelment in any event because of a witness sequestration order in the case"). See also Nicely v. State, 291 Ga. 788, 793-794 (2012), and cases cited (collecting "case upon case in which courts have held that the rule of sequestration ordinarily does not even implicate the right to public trial, much less infringe upon it"). Furthermore, the purpose of witness sequestration and the right to a public trial serve entirely different ends. The latter allows the public to see that a defendant "is fairly dealt with and not unjustly condemned." Waller v. Georgia, 467 U.S. 39, 46 (1984), quoting Gannett Co. v. DePasquale, 443 U.S. 368, 380 (1979). The former "exercises a restraint on witnesses `tailoring' their testimony to that of earlier witnesses; and it aids in detecting testimony that is less than candid." Geders v. United States, 425 U.S. 80, 87 (1976). If the right to a public trial entitled the defendant to have potential witnesses in the court room at any time, the broad discretion granted to judges to sequester witnesses would be as limited as a judge's power to order a partial closure of the court room, and would require the same specific findings as are required to determine
Nor do we discern any abuse here of the judge's considerable discretion to sequester. The judge reasonably was concerned that potential witnesses were speaking with and in front of prospective jurors. He acted within his discretion to exclude the potential witnesses from jury empanelment, and that exclusion, as we have explained, did not amount to a partial closure of the court room. Because there was no court room closure, and the decision to sequester the potential witnesses from jury empanelment was within the judge's discretion, defense counsel was not ineffective for agreeing that the potential witnesses should be excluded from jury empanelment.
5. Firearm conviction. The defendant also argues that his conviction of the unlicensed possession of a firearm, in violation of G. L. c. 269, § 10 (a), violated his rights under both the Second and Fourteenth Amendments to the United States Constitution because the Commonwealth failed to prove that he did not have a license to carry the firearm. We rejected this same argument in Commonwealth v. Powell, 459 Mass. 572, 582 (2011), cert. denied, 132 S.Ct. 1739 (2012), and reject it here for the same reasons.
6. Conclusion. For the reasons stated, the judgments of conviction and the denial of the motion for a new trial are affirmed.
So ordered.
We also note that a recently released report from the National Research Council of the National Academies recognizes that "[i]n-court confidence statements may ... be less reliable than confidence judgments made at the time of an initial out-of-court identification.... The confidence of an eyewitness may increase by the time of the trial as a result of learning more information about the case, participating in trial preparation, and experiencing the pressures of being placed on the stand." Identifying the Culprit: Assessing Eyewitness Identification 75 (2014) (pending publication).