BOTSFORD, J.
The defendant, Emmanuel Okoro, appeals from his conviction of murder in the second degree. He was fifteen years old at the time of the offense, January 1, 2008. Pursuant to the sentencing statutes then in effect, the defendant received a mandatory sentence of life imprisonment with eligibility for parole after fifteen years. The defendant argues that in light of the United States Supreme Court's decision in Miller v. Alabama, 132 S.Ct. 2455, 2460, 2469 (2012), and this court's decision in Diatchenko v. District Attorney for the Suffolk Dist., 466 Mass. 655, 658 (2013) (Diatchenko I), the defendant's mandatory life sentence constitutes a cruel and unusual punishment in violation of both the Eighth Amendment to the United States Constitution and art. 26 of the Massachusetts Declaration of Rights, and also violates constitutional guarantees of due process and separation of powers. The defendant further argues that his conviction should be overturned because (1) the trial judge erroneously prevented him from introducing expert testimony and arguing that the way the brain develops in children and adolescents makes the condition of being a youth itself a mitigating factor to be considered in determining whether the defendant was capable of forming the requisite mental state for murder; and (2) the judge erred in declining to instruct the jury on defense of another. For the reasons discussed below, we conclude that the defendant's sentence does meet the requirements of the Eighth Amendment and art. 26, as well as other constitutional rights, and we reject the defendant's challenges to his underlying conviction.
At some point before midnight, the defendant and his companions left the site of the New Year's Eve party and went home. After the party ended, a crowd gathered outside the party site and a fight broke out. The defendant and his companions saw this crowd and went toward it, and this time, the defendant was carrying a knife. The defendant and the victim confronted one another, and although it is unclear who started the physical fight between them, the defendant stabbed the victim multiple times.
The defendant presented evidence at trial concerning the level of his cognitive functioning, as well as concerning his psychological profile and family background. In particular, the defendant was tested shortly after the stabbing incident and found to have an intelligence quotient (IQ) score of 75 or 76, which placed him in the fifth percentile for youths his age in terms of cognitive functioning. This level of cognitive functioning has been characterized as "borderline deficient," and is associated with difficulties in problem solving, flexible thinking, and detection of options. In addition, psychological testing indicated that although the defendant was not severely mentally ill and was able to perceive reality accurately, he was vulnerable to "emotional disregulation," meaning that under stressful conditions he had a tendency toward simplified approaches to problem solving and being primarily influenced by emotions. The defendant also previously had been diagnosed with oppositional defiant disorder, which is typically associated with rule breaking and "profoundly
A forensic psychologist who examined the defendant opined that much of the defendant's personality presentation could have been related to the combination of his cognitive limitations and his history of "exposure to chronic and severe domestic violence." In particular, the defendant suffered abuse at the hands of his father for approximately two years, including punishments such as being forced to stand with his hands in the air for hours at a time or to kneel on hard, uncooked rice and salt. At around age ten, the defendant was removed from his parents' home and placed in foster care, where he remained for three and one-half years. During that time, he went through seven different foster homes due to behavioral problems, and he eventually went to live at a group residential home for youth. By the time the defendant was about thirteen years old, his father had been deported to Nigeria, and the defendant was allowed to return to live with his mother, but by then he was struggling with poor anger management, disruptive behavior, and alcohol abuse problems. Although he was taking several types of prescribed medications to help with his behavior when he returned to his mother, his mother decided to "wean him off" these medications, and instead allowed him to drink alcohol and smoke marijuana, because it kept him "more calm."
2. Procedural history. In February, 2008, the defendant was indicted on a charge of murder in the first degree, and he was tried in December, 2010. The jury found the defendant guilty of murder in the second degree,
The defendant filed an appeal in the Appeals Court from the denials of his motion for a new trial and his request for reconsideration, which was consolidated with the pending appeal from his conviction. This court granted the defendant's application for direct appellate review.
Discussion. 1. Constitutionality of the defendant's sentence. a. Eighth Amendment and art. 26. At the time of the defendant's offense, every conviction of murder in the second degree, regardless of a defendant's age at the time the offense was committed, required a mandatory sentence of life imprisonment with eligibility for parole after fifteen years.
We agree with the defendant that certain language in Miller can be read to suggest that individualized sentencing is required whenever juvenile homicide offenders are facing a sentence of life in prison. See Miller, 132 S. Ct. at 2467 ("mandatory penalties [such as life in prison without parole] preclude a sentencer from taking account of an offender's age and the wealth of characteristics and circumstances attendant to it"); id. at 2468 ("in imposing a State's harshest penalties, a sentencer misses too much if he treats every child as an adult"). See also id. at 2466 n.6 ("Graham [v. Florida, 560 U.S. 48 (2010),] established one rule ... for nonhomicide offenses, while we set out a different one [individualized sentencing] for homicide offenses"). However,
This court has construed Miller and its consideration of individualized sentencing to be limited to the question whether a juvenile homicide offender can be subjected to a mandatory sentence of life in prison without parole eligibility. See Diatchenko I, 466 Mass. at 668 ("the Supreme Court said in Miller that on those occasions when a State seeks to impose life in prison without parole on a juvenile homicide offender, there must be an individualized hearing to evaluate the unique characteristics of the offender and assess whether this punishment is appropriate in the circumstances"). See also Brown, 466 Mass. at 686-688. Accordingly, Diatchenko I and Brown, which both involved juvenile homicide offenders convicted of murder in the first degree, left in place the mandatory life sentence imposed by the murder sentencing statute, G. L. c. 265, § 2, but declared invalid, as applied to the two defendants and similarly situated juvenile homicide offenders, the portion of that statute that rendered persons convicted of murder in the first degree ineligible for parole. The result for both defendants was a sentence of life imprisonment with parole eligibility after fifteen years. See Diatchenko I, supra at 674; Brown, supra at 688-689 & n.10.
As this court's decision in Diatchenko I makes clear, we fully accept the critical tenet of Miller that "children are constitutionally different from adults for purposes of sentencing," Miller, 132 S. Ct. at 2464, with "diminished culpability and greater prospects for reform." Id. See Diatchenko I, 466 Mass. at 669-671. See also id. at 675 (Lenk, J., concurring). But as just stated, to date we have determined that a mandatory life sentence with the possibility of parole satisfies the constitutional requirements for juveniles convicted of murder in the first degree, on the understanding
In this case, in contrast to the offenders in Diatchenko I and Brown, the defendant has been convicted of murder in the second degree. Although this offense does not include acts of deliberate premeditation or extreme atrocity or cruelty, murder in the second degree is an intentional crime involving the killing of another person; the severity of the offense, even when committed by a juvenile offender, goes without saying. See Diatchenko I, 466 Mass. at 674. The Legislature has determined that every defendant convicted of murder in the second degree must serve a sentence of life in prison with the possibility of parole after fifteen years. See G. L. c. 265, § 2; G. L. c. 119, § 72B. While recognizing that "[art.] 26, like the Eighth Amendment, bars punishments which are unacceptable under contemporary moral standards" (citation and quotation omitted), Libby v. Commissioner of Correction, 385 Mass. 421, 435 (1982), neither Miller nor Diatchenko I persuades us at the present time that such a mandatory sentence, imposed on a juvenile offender who commits murder in the second degree, violates the Eighth Amendment or art. 26. For the reasons we next discuss, we continue to think it sensible to leave for a later day the question whether juvenile homicide offenders require individualized sentencing.
First, the defendant's argument that he is constitutionally entitled to an individualized, judicially determined, sentence is premised on Miller,
Second, the Supreme Court's determination that youth are constitutionally different from adults for purposes of sentencing is of fairly recent origin. Miller was decided in 2012, and its reasoning principally builds on cases that were decided in the last ten years — in particular, Roper v. Simmons, 543 U.S. 551 (2005), and Graham, 560 U.S. 48. See Miller, 132 S. Ct. at 2463-2469. Although in some areas, this court has recognized for many years that youth are constitutionally different from adults,
It is significant that judicial recognition of this principle is so recent. As noted in Diatchenko I, the determination that youth are constitutionally distinct from adults for sentencing purposes has strong roots in recent developments in the fields of science and social science.
Moreover, as is true of the science, the law relating to juveniles and sentencing continues to change and develop at this time. State courts have disagreed whether Miller's holding applies retroactively,
Finally, although both juvenile and adult homicide offenders remain subject to a mandatory life sentence, it is important to note that there are a number of ways that the constitutional differences between juvenile and adult homicide offenders currently are reflected in our sentencing laws. Thus, while the mandatory punishment for murder in the first degree for an adult remains life in prison without parole, a juvenile convicted of this crime is now guaranteed to become eligible for parole at some point in his or her life. See Diatchenko I, 466 Mass. at 671. See also G. L.
In sum, we conclude that at present, a mandatory life sentence with parole eligibility after fifteen years for a juvenile homicide offender convicted of murder in the second degree does not offend the Eighth Amendment or art. 26.
b. Due process and art. 30. The defendant advances two other constitutional arguments in favor of individualized sentencing. First, he asserts that the parole process lacks significant due process protections such as access to counsel, and includes no guarantees that the board will take into consideration any of the attributes of youth identified in Miller as relevant to the issue of sentencing. See Miller, 132 S. Ct. at 2468. Recognizing these issues and how fundamental they are to ensuring that parole eligibility provides a "meaningful opportunity to obtain release" for juveniles sentenced to life in prison (citation omitted), see Diatchenko I, 466 Mass. at 674, we have today concluded, in Diatchenko v. District Attorney for the Suffolk Dist., ante 12 (2015) (Diatchenko II), that certain due process protections not available to adult offenders in their parole hearings must be made available to juvenile offenders convicted of murder in the first degree. For the reasons discussed in that case, we conclude
Finally, the defendant argues that a mandatory sentence of life in prison with eligibility for parole for juvenile homicide offenders impermissibly vests in the executive branch of government the power to determine whether juveniles serve their entire lives in prison, in violation of art. 30's requirement of separation of powers. It is true that the grant or denial of parole is a discretionary act of the board and therefore an executive — not judicial — function. See Commonwealth v. Cole, 468 Mass. 294, 302 (2014). However, as discussed, we have thus far concluded that, following Miller, the Eighth Amendment does not require individualized, discretionary judicial sentencing of juvenile homicide offenders before these offenders may be sentenced to life in prison with eligibility for parole.
It remains for us to address the defendant's claims that the trial judge erred in two ways: by prohibiting the defendant's expert witness from testifying as to how youth may limit a defendant's ability to formulate malice, and by declining to provide a jury instruction on defense of another. Neither of these claims is
2. Expert testimony regarding defendant's age. Prior to trial, the defendant notified the court and the Commonwealth that Dr. Robert Kinscherff, a psychologist who serves as the director of forensic studies at the Massachusetts School of Professional Psychology, was expected to testify on the defendant's behalf regarding the "effect of the defendant's age and his life experience on his actions in the alleged incident." The Commonwealth sought to exclude this testimony on the ground that an expert is not permitted to render an opinion that a juvenile is unable to form the specific intent required for a murder conviction.
The trial judge held a hearing on the issue and concluded that although an expert witness could not base an opinion on adolescent brain development generally and conclude from it that a fifteen year old by definition (i.e., always) is unable to form the specific intent required for murder, Kinscherff would be allowed to testify as to this particular defendant's "mental impairment or condition on the night in question." The issue was then revisited at length in a sidebar discussion between counsel and the judge during Kinscherff's trial testimony. The defendant's trial counsel assured the judge at that time that any testimony of Kinscherff regarding the neurological development of a teenager's brain would be tied directly to this defendant's capacity for impulse control, his response to threats, and his ability to make decisions, and would relate to the defendant's intent only in this way. The judge then permitted the expert to testify at length regarding the biological aspects of teenage brain development and how these aspects may be related to adolescent behavior generally and to the defendant's behavior specifically.
Despite the significant testimony that Kinscherff presented regarding
This court previously has acknowledged that, although children may have not have the maturity fully to appreciate the consequences of wrongful actions, "that does not mean that a delinquent child lacks the ability to formulate the specific intent to commit particular wrongful acts." Commonwealth v. Ogden O., 448 Mass. 798, 804 (2007). Where the Legislature has determined that a youth is capable of committing certain crimes, we have noted that "respect for the legislative process means that it is not the province of the court to sit and weigh conflicting evidence supporting or opposing a legislative enactment." Id. at 805 n.6, quoting Massachusetts Fed'n of Teachers, AFT, AFL-CIO v. Board of Educ., 436 Mass. 763, 772 (2002). Here, the Legislature has enacted G. L. c. 119, § 72B, which, as it applied to the defendant, directs the Superior Court to punish individuals who are found to have committed murder in the first or second degree on or after their fourteenth birthday and before their eighteenth birthday "as is provided by law." Thus, the Legislature has clearly indicated that youth in the defendant's age group are considered capable of committing murder, and the trial judge was correct to preclude the defendant from putting forward evidence that would have suggested it was impossible for anyone the defendant's age to formulate the necessary intent to commit this crime.
In light of these principles, the trial judge was correct in allowing Kinscherff to testify regarding the development of adolescent brains and how this could inform an understanding of this particular juvenile's capacity for impulse control and reasoned decision-making on the night of the victim's death. This information was beyond the jury's common knowledge, it offered assistance to the jury in determining whether the defendant was able to form the intent required for deliberate premeditation or malice generally at the time of the incident, and it did not amount to an opinion that the defendant (or any other fifteen year old) was incapable of forming the intent required for murder in the first or second degree simply by virtue of being fifteen. In this way, Kinscherff's permitted testimony aided the jury in reaching a
3. Defense of another. Finally, the defendant argues that the trial judge committed reversible error in declining to instruct the jury that the defendant's actions may have been excused, or that he may have been guilty only of manslaughter, rather than murder, because he was acting in defense of another when he stabbed the victim. The defendant requested such an instruction, and objected when it was not given.
An actor (defendant) may use force against another in order to protect a third person when "(a) a reasonable person in the [defendant's] position would believe his intervention to be necessary for the protection of the third person, and (b) in the circumstances as that reasonable person would believe them to
The defendant argues that he was entitled to a jury instruction on defense of another on the theory that he was defending his older sister, Strickland, when the offense was committed. There was evidence presented at trial that the victim and the victim's friend, Elijah Finch, had been involved in acts of violence directed toward Strickland for some time before the victim's death. Specifically, the jury could have found the following. Up until the summer of 2007, the defendant and the victim were friendly with one another, but in July, 2007, Strickland attended a party where she saw Finch waving a gun in the air, shots were then fired, and a man fell to the ground. After Strickland spoke to the police about the incident, she developed a reputation for having implicated Finch in the shooting, and she experienced retaliation: her friends were physically beaten on two separate occasions, and shots were fired at the house where the defendant and Strickland both lived several weeks later. The victim was present when all three of these incidents occurred, and he verbally encouraged at least one of the beatings. The defendant had been home when the shots were fired, and he could have been aware of the other incidents as well due to his relationship with Strickland. Thus, the jury could have found that Strickland had a legitimate fear of the victim and Finch, and that the defendant was aware of this fear.
In sum, we agree with the trial judge that a jury instruction on defense of another was not warranted on the evidence presented
Judgment affirmed.
Orders denying motions for new trial, for reduction of verdict, for resentencing, and for reconsideration affirmed.
SPINA, J. (concurring in part and dissenting in part, with whom Cordy, J., joins).
I agree with the opinion of the court except for part 1.b, "Due process and art. 30," ante at 62. As to that section, I dissent for the reasons stated in my dissent in Diatchenko v. District Attorney for the Suffolk Dist., ante 12, 33-48 (2015).
The Legislature amended this punishment scheme in 2012, such that a conviction of murder in the second degree for an adult offender now carries a mandatory sentence of life imprisonment with the sentencing judge to set the date of parole eligibility to begin no earlier than after fifteen years and no later than after twenty-five years. G. L. c. 127, § 133A, as amended through St. 2012, c. 192, §§ 37-39 (providing that minimum parole term is now set according to G. L. c. 279, § 24); G. L. c. 279, § 24, as amended through St. 2012, c. 192, § 46. The statutes were amended again in 2014, but the mandatory life sentence with parole eligibility after fifteen to twenty-five years for murder in the second degree remains the same. See G. L. c. 265, § 2, as amended through St. 2014, c. 189, § 5; G. L. c. 279, § 24, as amended through St. 2014, c. 189, § 6. Of more direct relevance here, with respect to defendants between fourteen and eighteen who are convicted of murder in the second degree and are subject to sentencing under G. L. c. 119, § 72B, although § 72B was amended in 2013 and again in 2014, the Legislature did not change the fifteen-year parole eligibility date for this cohort. See G. L. c. 119, § 72B, as amended by St. 2013, c. 84, §§ 24, 24A; G. L. c. 119, § 72B, as amended by St. 2014, c. 189, § 2. The 2013 amendments expanded the class of persons covered by § 72B to include seventeen year old defendants. St. 2013, c. 84, §§ 24, 24A.
In addition to his argument about the constitutionality of his punishment, the defendant claims that the sentence violates his due process rights and also art. 30 of the Massachusetts Declaration of Rights. We address these claims in part 1.b, infra.