KAFKER, J.
In Commonwealth v. Perez, 477 Mass. 677, 688 (2017) (Perez I), we determined that the juvenile defendant, Fernando Perez, received a sentence for his nonhomicide offenses that was presumptively disproportionate under art. 26 of the Massachusetts Declaration of Rights in that the time he would serve prior to parole eligibility exceeded that applicable to a
Facts. As we described in Perez I, 477 Mass. at 679-680, in the early hours of December 23, 2000, the defendant, "then aged seventeen, committed two robberies and attempted a third. The three crimes occurred within thirty minutes of each other and within a several-block radius of downtown Springfield." That night his uncle, Tito Abrante, gave the defendant a gun and encouraged him to get out of the vehicle and commit these crimes. The uncle "shuttled [the defendant] from crime to crime. The defendant first robbed a married couple at a train station and then robbed a man walking on Main Street. In the third incident, he approached Carlo D'Amato, an off-duty detective with the Springfield police department" and threatened to rob him (footnote omitted). Id. D'Amato identified himself as a police officer and told the defendant to desist. "As Detective D'Amato reached
Miller hearing. At the Miller hearing on remand, the hearing judge, who had presided over Abrante's trial arising from the same incidents, made further findings.
The hearing judge found that Abrante "was a monster in the most damning sense of that word." "He told the defendant stories about violent acts that he had committed and said that he wanted to train the defendant to be his `back-up' so that they could avenge the death of Uncle Eddie. He bragged about killing a number of people, including a fifteen year old girl and other women and children. He plied the defendant with drugs and alcohol, and encouraged him to have sexual relations with `older women.' He beat a woman and attacked her with a knife in the defendant's presence. He put the defendant `on alert' to accompany him to New York to perform a `hit.' He tried to control the defendant's movements and allowed him to visit with his mother and girl friend for only short periods of time. The defendant claimed that he was in constant fear of [Abrante], and worried that he would be killed if he crossed his uncle."
The defendant did briefly move to Maine to enter the Job Corps, but returned to Massachusetts after a few months. The hearing judge was unable to determine whether the defendant returned because, as the Commonwealth argued, he liked the criminal
The hearing judge also made findings about the defendant's personal characteristics. He found that the defendant's intelligence quotient was "at the low end of the normal range," that he had been in special education, and that he "struggled to keep up with his school work." He was diagnosed with posttraumatic stress disorder, depression, and attention deficit disorder. As the hearing judge found, "[o]ne of [his mental health counsellors] described [him] as trying `to please others all the time,' and noted that he was not `very strong' and `not a leader.'" An evaluator observed: "He has some difficulty comprehending what is said to him, and has little skill at understanding complex situations and at predicting outcomes. When he is not sure what to say he acquiesces, when he is not sure what to do, he complies, and when he does not know a problem's solution, he is more likely to guess than inquire for help." His mental conditions, however, did not interfere with his ability to form the intent required for his offenses, and he knew right from wrong. The hearing judge also noted that, despite his fear of Abrante, the defendant was able to stand up to him on at least one occasion, refusing to accompany him to New York. The defendant was not under duress when he committed his crimes, as the jury found.
Based on his findings, the hearing judge considered the Miller factors. As we articulated in Perez I, those factors are "(1) the particular attributes of the juvenile, including `immaturity, impetuosity, and failure to appreciate risks and consequences'; (2) `the family and home environment that surrounds [the juvenile] from which he cannot usually extricate himself'; and (3) `the circumstances of the ... offense, including the extent of [the juvenile's] participation in the conduct and the way familial and peer pressures may have affected him.'" Perez I, 477 Mass. at 686, quoting Miller, 567 U.S. at 477. Weighing those factors, the hearing judge determined that although the defendant's "horrible" family and home environment, and the influence of Abrante, might have favored an earlier parole eligibility, the circumstances of the crimes themselves, particularly the catastrophic injuries suffered by D'Amato, outweighed those considerations.
Discussion. 1. Standard of review. We review the denial of a motion brought under Mass. R. Crim. P. 30 (a), as appearing in 435 Mass. 1501 (2001), for abuse of discretion or error of law.
In the instant case, however, the hearing judge was not the trial judge, and his fact finding was based on a review of the trial record. We are therefore in the same position as the hearing judge in this regard. That being said, with the exception of his finding concerning the defendant's laughter regarding the injuries inflicted on the officer, see note 4, supra, we accept and adopt his subsidiary findings. We do, however, reach a different conclusion regarding the application of art. 26 to those facts.
2. Sentencing after Diatchenko. After our decision in Diatchenko, "a sentencing statute prescribing life without the possibility of parole [for murder in the first degree] in effect became a statute prescribing, for juvenile offenders, life with the possibility of parole after fifteen years." Commonwealth v. Costa, 472 Mass. 139, 140 (2015). We further held that "a life sentence without the possibility of parole [for murder in the first degree] violates art. 26, regardless of whether such sentence is mandatory or imposed in the sentencing judge's discretion." Perez I, 477 Mass. at 683, citing Diatchenko, 466 Mass. at 671. Under the statutes then in effect, a sentencing judge had no discretion to impose a period of incarceration prior to eligibility for parole that was longer than fifteen years, even for murder in the first degree. Costa, supra. See note 6, infra. In Perez I, supra, we were then presented with the question "whether the requirement of proportionality bars the imposition, on a juvenile defendant, of consecutive sentences for nonmurder offenses with a resulting parole eligibility date that exceeds that applicable to juveniles convicted of murder."
In Perez I, 477 Mass. at 686, we ruled:
At such a hearing, the judge must weigh the factors articulated in Miller, 567 U.S. at 477-478, "appl[y] them uniquely to the
The Miller principles we apply arise from the Supreme Court's recognition "that children are constitutionally different from adults for purposes of sentencing. Because juveniles have diminished culpability and greater prospects for reform, ... `they are less deserving of the most severe punishments.'" Miller, 567 U.S. at
In Miller, 567 U.S. at 465, 478, the Supreme Court expressly recognized the viciousness of the murder but nonetheless concluded that the individual characteristics of the juvenile murderer must be considered before imposing a life sentence without parole. See Roper, 543 U.S. at 573 ("An unacceptable likelihood exists that the brutality or cold-blooded nature of any particular crime would overpower mitigating arguments based on youth as a matter of course, even where the juvenile offender's objective immaturity, vulnerability, and lack of true depravity should require a sentence less severe than death"). We likewise consider both the crime and the individual, although we provide a more protective analysis under art. 26 regarding the individual characteristics. See Perez I, 477 Mass. at 683 ("The point of our departure from the Eighth Amendment jurisprudence was our determination that, under art. 26, the `unique characteristics of juvenile offenders' should weigh more heavily in the proportionality calculus than the United States Supreme Court required under the Eighth Amendment [to the United States Constitution]"). The criminal conduct must be extraordinary and thus comparable to murder, and the personal characteristics of the juvenile must also be extraordinary
In regard to the individualized inquiry, we have further explained:
Diatchenko, 466 Mass. at 669-670.
We therefore do not require the Commonwealth to prove that the defendant exhibited "irretrievable depravity" or "irreparable corruption" such as might justify, for Eighth Amendment purposes albeit not under art. 26, a sentence of life without parole. See Miller, 567 U.S. at 471, 479-480. See also Diatchenko, 466 Mass. at 669-670.
We recognize the difficulty and complexity of this task and the need to develop better scientific tools to identify the factors, such as psychopathy, that support a finding that a juvenile is not reasonably likely to be rehabilitated. See T. Grisso & A. Kavanaugh, Prospects for Developmental Evidence in Juvenile Sentencing Based on Miller v. Alabama, 22 Psychol. Pub. Pol'y & L. 235, 240 (2016). See also Roper, 543 U.S. at 573, citing American Psychiatric Association, Diagnostic and Statistical Manual of Mental Disorders 701-706 (4th ed. rev. 2000) ("As we understand it, this difficulty underlies the rule forbidding psychiatrists from diagnosing any patient under [eighteen] as having antisocial personality disorder, a disorder also referred to as psychopathy or sociopathy ..."). It is for this reason, however, that we consider parole eligibility periods longer than those provided for juvenile murderers to require extraordinary circumstances.
Applying these principles to the defendant's case, it is clear that the crimes themselves met the extraordinary circumstances requirement of Perez I. The defendant committed two armed robberies and attempted a third. In that attempt, the defendant repeatedly shot a police detective, gravely and permanently injuring him after he identified himself and told the defendant to desist. The detective has suffered terribly from the shooting. That the defendant did not kill D'Amato strikes us as a matter of pure happenstance. The defendant was also the principal in all of these crimes, not merely a joint venturer with no control over the principal's actions. Moreover, while it seems clear that the defendant was under Abrante's influence, he nonetheless acted under his own volition. Nothing forced the defendant to shoot D'Amato; he chose to do that.
However, we are not persuaded that the defendant's personal characteristics meet the extraordinary circumstances requirement
We see no basis to conclude, on this record, that the defendant has the extraordinary individual characteristics that necessitate a longer parole eligibility period than that available for a juvenile murderer. Rather, as the Supreme Court emphasized in Miller, 567 U.S. at 478-479, the juvenile had mental health problems but no criminal history, and "if ever a pathological background might have contributed to [the] commission of a crime, it is here." Based on the evidence adduced at trial and considered at the Miller hearing, we conclude that this case does not present extraordinary circumstances justifying incarcerating the defendant, prior to parole eligibility, longer than a juvenile convicted of murder.
Furthermore, we see no reason to remand this matter for a second Miller hearing at this point. The record before us is sufficient. The crime spree was vicious and comparable to murder. But the Commonwealth will not be able to demonstrate that there is no reasonable possibility of rehabilitation within the probationary period provided to juvenile murderers given the defendant's lack of criminal history, his low intelligence and mental health problems, and his terrible upbringing. The defendant's sentence is therefore amended to conform his parole eligibility to that available to juveniles convicted of murder.
Conclusion. The order denying the defendant's motion for resentencing is vacated, and the matter is remanded to the Superior Court for resentencing in accordance with this opinion.
So ordered.
On the second set of indictments, the trial judge sentenced the defendant as follows: armed assault with the intent to rob (count 2), from seven and one-half to ten years in State prison, to run from and after the sentence on count 3 in the first set of indictments; assault and battery by means of a dangerous weapon (count 4), from nine years and 364 days to ten years in State prison, to run from and after the sentence for count 2; unlawful possession of a firearm (count 5), two and one-half years in a house of correction, concurrent with the sentence for count 7 of the first set of indictments; and unlawful discharge of a firearm (count 6), one day in a house of correction, concurrent with the sentence for count 5.
To be clear, the denial of such a motion is also reviewed for error of law. See, e.g., Wright, supra. In the instant case, we conclude that there was an error of law.
Commonwealth v. Costa, 472 Mass. 139, 145 (2015). The defendant was sentenced in 2002, well before the enactment of this new sentencing statute and while the old sentencing statute was still in force. As previously explained, "[b]ecause our decisions in Diatchenko and Brown struck the parole ineligibility provision from [the old] statute when applied to juvenile offenders, the result was that ... [the] statute ... required a sentence of life with parole eligibility after fifteen years." Costa, supra at 146. We therefore compare the defendant's parole eligibility date to the fifteen-year requirement.