PATTI B. SARIS, Chief District Judge.
State prisoner Harold Smitherman brings this
When all reasonable inferences are drawn in favor of the nonmoving party, the complaint sets forth the following facts, most of which are disputed.
On August 2, 2012, Correctional Officers Matthew Wisnewski, Matthew Harris, Anthony Stevenson, Brian Boisse, Erick Colston, seven or more "John Doe" correctional officers, and Sergeant Pasquel used force against Smitherman. Without provocation or any need for force, the defendants "grabbed Smitherman around the neck and slammed him face first to the floor," punched and kicked Smitherman in the head, face, and back, held Smitherman down on the floor so that other officers could continue the attack, sprayed a chemical agent in his face, beat him with a metal detector, purposely applied handcuffs and shackles excessively tightly, and repeatedly refused to allow Smitherman to wash the chemical agent off his eyes and face. Compl.
After the assault, one of the prison guards, defendant Boisse, threatened to kill Smitherman if he complained about what had happened. Smitherman was then brought to the Health Services Unit, where Lieutenant "John Doe" would not allow Smitherman's restraints to be removed so that Nurse "Anne Moe" could examine him for possible injuries. The nurse only wiped his face and left; and the correctional officers that remained with Smitherman ignored his complaints that he was asthmatic and was having difficulty breathing.
That evening, Smitherman was placed in the Special Management Unit. Correction officers uncuffed him when he arrived at the unit. For this operation, the officers ordered Smitherman to put his hands through the foot slot; Smitherman complied. However, instead of simply uncuffing or cuffing the plaintiff, the correction officers (Boisse and Pasquel) pulled his hands all the way through the food slot, causing Smitherman to scream out in pain and his shoulder to snap. Although Smitherman complained that the officers were hurting him, they "repeated the same abuse when removing the shackles."
Based on these allegations, Smitherman brings claims for violation of his rights under the Eighth Amendment and the Massachusetts Constitution. He also brings a tort claim for assault and battery.
On August 13, 2012, Smitherman informed defendant Correctional Officers Boisse, Colston, and Jacob Roberts that "he had a medical handcuff restriction for . . . extra-large cuffs due to his shoulder injury and request that they use the available big cuffs when cuffing him for his mandatory showder [sic]."
Based on these allegations, Smitherman brings a claim for deliberate indifference to a serious medical need, in violation of his rights under the Eighth Amendment.
On July 10, 2012, Superintendent Bruce Gelb, Deputy Superintendents Michael Rodriguez and Osvaldo Vidal, and Captain Kevin Whippen moved Smitherman's known enemy into his cell. Both prisoners orally informed Osvaldo and Whippen, who were present, that they were enemies and could not be housed in the same cell. Smitherman and his enemy asked to be separated, but Osvaldo and Whippen replied "deal with it" and "next question."
Smitherman asserts that the defendants are liable for violating his rights under the Eighth Amendment and M.G.L. ch. 127, § 22.
Gelb, Vidal, Rodriguez, Whippen, Jane Doe, and DOC Commissioner Luis Spencer failed "to take disciplinary or other action to curb the known pattern of misuse of chemical agent and of physical abuse of prisoners" by their subordinates."
On September 1, 2016, plaintiff filed three formal grievances directly with the DOC's Director of Administrative Resolution, defendant Kristie Ladouceur, alleging that various officers and defendants misused force on August 2, 2013. Correctional Officer Jeffrey Cardin allegedly wrote a false disciplinary report against Smitherman in retaliation for filing informal and formal grievances about the guards' excessive use of force and use of a chemical agent. Smitherman was charged with making false allegations against staff for his own personal gain. Correctional Officer Donald Griffiths conducted the disciplinary hearing and ruled against him. As a sanction, Smitherman lost certain canteen privileges. Gelb subsequently denied Smitherman's appeal. Smitherman asserts this alleged misconduct deprived him of his First Amendment rights. There is no mention of defendant Bedard's conduct.
Plaintiff asserts significant deficiencies in regards to the hearing on the charge that Smitherman had made false allegations against staff, including a failure to provide Smitherman with adequate notice of the charges against him or with complete copies of relevant documents.
Based on these assertions, Smitherman brings claims for violations of his Fourteenth Amendment Due Process rights and state regulations regarding prisoner disciplinary hearings (103 C.M.R. §§ 430.11(1)(a)-(c), 491.07, and 491.17.(1).
On different occasions from July through December 2012, Smitherman attempted to speak to mental health counselors about his history of being sexually abused, both as a child and while incarcerated. On these particular incidents, the mental health counselors ignored him. In December 2012, Smitherman filed a grievance on the matter, including a request that he be afforded a single-bunk cell because of this history of abuse. His grievance was denied.
Based on these assertions, Smitherman brings claims for violations of rights under the Eighth Amendment, Title II of the Americans with Disabilities Act, 42 U.S.C. § 12131
Smitherman's religious belief requires him to eat a Kosher meal, which the defendants provided. From September 1, 2012 through January 2013, Smitherman voluntarily began fasting to lose weight for medical purposes. He limited his solid food intake to one meal a day, if at all. Smitherman was under the impression that at meal time, if he signed for his Kosher meal but did not eat it, he would have to throw it away or give it to another inmate, both of which were disciplinary violations. Thus, as a result of this self-imposed dietary regime, Smitherman did not always sign for his Kosher meal.
On October 1, 2012, Smitherman was informed that his name had been removed from the Kosher religious meal list. He wrote to the superintendent and spoke to the food service director about this issue and was informed about the policy at SBCC to remove a prisoner from the religious meal list if he fails to sign for his religious meal three times in a thirty-day period. Smitherman was hitherto unaware of this rule. Although he informed prison officials of the medical reason for which he had not signed for his Kosher meals, they refused to restore his name to the religious meal list. Based on these assertions, Smitherman asserts claims under the Religious Land Use and Institutionalized Persons Act of 2000 ("RLUIPA"), 42 U.S.C. § 2000cc, the Massachusetts Constitution, and 103 C.M.R. § 477, 761.07(10).
"[A] motion for judgment on the pleadings serves `as a vehicle to test the plausibility of a complaint,' [and] it is treated like a motion to dismiss under Rule 12(b)(6)."
Nineteen DOC Defendants have not been served. The DOC Defendants argue that they all should be dismissed under Rule 4(m) of the Federal Rules of Civil Procedure. At the time this action was initiated, Rule 4(m) required that service of summonses be completed within 120 days of the filing of the complaint.
Both the former and current versions of Rule 4(m) allow the Court to extend the period of time for service for good cause, which the Court will do in this instance. Summonses have not issued as to seventeen of the nineteen unserved DOC Defendants because they have fictitious names. The Court previously ordered that if, through discovery, Smitherman discovered the true identify of these parties, he should act promptly to amend the complaint. (Docket Entry No. 16). Because the parties have not been engaged in discovery, Smitherman presumably has not been able to identify these defendants. Accordingly, given the age of this case, the plaintiff shall name the defendants within 90 days of discovery or the "John Doe" defendants will be dismissed.
The other two unserved DOC Defendants—Pamela O'Dell and Donald Griffeths—could not be located by the United States Marshals Service ("USMS"). The return of service for both of them (Docket Entry Nos. 38, 39) indicates that, pursuant to Smitherman's instructions, the USMS attempted to serve both of them at SBCC but was informed that those defendants were no longer at that institution.
Accordingly, the Court will not dismiss these two unserved DOC Defendants. As to defendant Griffeths, counsel for the DOC Defendants shall, within twenty-one days of the date of this order either (1) notify the Court that service of summons and the complaint is waived; or (2) provide under seal an address at which Griffiths can be served.
At this time, service on O'Dell is not necessary. For the reasons set forth below, the Court is severing Count VIII from this action. Count VIII is the only claim in which O'Dell is identified as a defendant. Should Smitherman choose to pursue Count VIII in a separate action, the Court will address service on O'Dell at that time.
The DOC Defendants argue that Smitherman's complaint is subject to dismissal because he has improperly joined claims and defendants.
The Court agrees with the DOC Defendants that some of Smitherman's claims and defendants are improperly joined. Rule 18(a) of the Federal Rules of Civil Procedure provides: "A party asserting a claim . . . may join, as independent or alternative claims, as many claims as it has against an opposing party." Fed. R. Civ. P. 18(a). However, "[d]espite the broad language of Rule 18(a), plaintiff may join multiple defendants in a single action only if plaintiff asserts at least one claim to relief against each of them that arises out of the same transaction or occurrence and presents questions of law or fact common to all." 7 Charles Alan Wright et al.,
Here, Smitherman has not alleged that all of the defendants he has named participated in the same transaction or series of transactions and that a question of fact is common to all of the defendants. Thus, severing claims into separate actions is appropriate,
Smitherman brings claims for violations of his rights under the First, Eighth, and Fourteenth amendments of the United States Constitution.
The DOC Defendants (Stevenson, Winewski, Harrison, Boisse, Colston, and Pasquel and Roberts) contend that plaintiff has failed to allege more than a
DOC Defs.' Mem. at 16. These factual allegations are sufficient to state a claim.
Smitherman claims his Eighth Amendment rights were violated when the DOC Defendants Boisse, Colston, and Roberts allegedly regular-sized handcuffs even though Smitherman had been prescribed a larger handcuff.
The DOC Defendants assert that Smitherman has "failed to provide any specific facts, or provided any evidence demonstrating that he, in fact, had a medically prescribed restriction regarding the size of handcuffs that should be used upon him." DOC Defs.' Mem. at 18. They further reason that a "[m]edical need for larger handcuffs is not sufficiently serious,"
Smitherman adequately alleges that he informed defendants Colston, Roberts and Boisse "that he had a medical handcuff restriction for big cuffs extra-large cuffs due to his shoulder injury." Compl. ¶ 66. A medical need for a cuff accommodation can be sufficiently serious for purposes of an Eighth Amendment claim,
The DOC Defendants argue that supervisory liability under § 1983 cannot be based on a theory of vicarious liability. "It is well-established that `only those individuals who participated in the conduct that deprived the plaintiff of his rights can be held liable.'"
The Court finds that Smitherman has not adequately pled direct involvement by six-named supervisory defendants (Gelb, Vidal, Whippen, Rodriguez, Spencer, and Jane Doe) in the constitutional violations that were physically carried out by their subordinates. Smitherman asserts in conclusory fashion that all of the defendants who directly inflicted excessive force on him "have repeatedly engaged in excessive force against prisoners in the past," Comp. ¶ 59, and that the supervisory defendants "failed to take disciplinary or other action "to curb the known pattern of misuse of chemical agent and of physical abuse of prisoners" by these defendants,"
These allegations insufficiently plead an affirmative link between the conduct of the Gelb, Vidal, Rodriguez, Whippen, Spencer, and Jane Doe and the unlawful use of excessive force directly inflicted on Smitherman by their subordinates. To state a plausible claim of supervisory liability, the plaintiff must allege facts to support his bald-faced conclusion that the named individual defendants had a pattern of using excessive force which the supervisors knew about or that there was a pattern of misuse of chemical agents. Accordingly, the Court allows the motion for judgment on the pleadings on this claim as to Gelb, Vidal, Rodriguez, Whippen, Jane Doe and Spencer.
Smitherman claims that he was retaliated against for filing an informal grievance concerning the alleged use of excessive force on August 2, 2012. The alleged retaliatory disciplinary report was filed on October 2, 2012 by Correctional Officer Cardin, who claimed that Smitherman made false allegations against staff for his personal gain. Smitherman further alleges that Correctional Officer Griffiths deliberately ignored his rights during the disciplinary process.
The alleged facts suggest a plausible connection between Smitherman's complaint of excessive force (conduct protected under the First Amendment), the disciplinary report charging him with lying about the use of force (the retaliatory action), and the alleged deficiencies in the hearing. If Smitherman's allegation of excessive force was false, then he was not engaged in conduct protected by the First Amendment. However, if Smitherman's grievance was truthful, a claim of an impermissible retaliatory motive is plausible.
Nonetheless, Count V shall be dismissed as to Superintendent Gelb, Correctional Lieutenant Greg Bedard and Director Ladouceur. Smitherman's only allegation against Gelb is that he denied Smitherman's appeal of the disciplinary ruling against him.
The Court will dismiss Bedard as a defendant because Smitherman has not alleged any conduct by him. In the recitation of the parties, Smitherman identifies Bedard as a correctional lieutenant "responsible for processing all disciplinary matters."
Smitherman also claims that the deficiencies in the hearing on the allegedly retaliatory disciplinary charge violated his right to due process.
The Due Process Clause of the Fourteenth Amendment "protects persons against deprivations of life, liberty, or property; and those who seek to invoke its procedural protection must establish that one of these interests is at stake."
Here, the disciplinary procedure resulted in the temporary loss of canteen charges. This sanction does not "impose[] atypical and significant hardship on the inmate in relation to the ordinary incidents of prison life."
Qualified immunity shields government officials performing discretionary functions from "liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known."
Here, the facts, as alleged by Smithermen, do not present a situation in which the defendants were acting within "a margin of error" in regards to excessive force or retaliation. A claim of excessive force to subdue a convicted prisoner is analyzed under the Eighth Amendment standard.
Smitherman alleges that the defendants brutally attacked him for no reason whatsoever. His assertions set forth a plausible claim for a violation of his rights under the Eighth Amendment. Because his right to be free from this alleged use of excessive force was clearly established was clearly established at the time, qualified immunity defense at the pleading stage of the litigation is precluded. Similarly, a prisoner's right to be free from retaliation for filing grievances has long been clearly established.
Smitherman bring claims under the Massachusetts Constitution, M.G.L. ch. 127, § 22, and various regulations of the Massachusetts Department of Correction. The Commonwealth has not waived its sovereign immunity as to any of these claims against the state. Further, no private right of action exists under M.G.L. ch. 127, § 22 which states that two prisoners shall not be allowed to occupy the same room "unless the crowded state of the institution so requires."
The state tort claims of assault and battery, however, shall go forward. Under the Massachusetts Tort Claims Act, M.G.L. ch. 258 ("MTCA"), "[p]ublic employers shall be liable for injury or loss of property or personal injury or death caused by the negligent or wrongful act or omission of any public employee while acting within the scope of his office or employment, in the same manner and to the same extent as a private individual under like circumstances." M.G.L. ch. 258, § 2. Where the tortfeasor is employed by the Commonwealth, the state, as the "public employer," is the proper defendant. Massachusetts has not waived its Eleventh Amendment immunity in regards to claims under the MTCA,
Accordingly, the motion for judgment on the pleadings (Docket Entry No. 69) is GRANTED as follows:
1. Insofar as the plaintiff asserts official capacity claims under § 1983, those claims are DISMISSED.
2. All official capacity claims under the Massachusetts Constitution are DISMISSED.
3. All claims under M.G.L. ch. 127, § 22 and Massachusetts regulations are DISMISSED.
4. Count VI, the Due Process claim arising out of Smitherman's disciplinary proceeding, is DISMISSED.
5. Count IV—against Gelb, Vidal, Whippen, Rodriguez, Spencer, and Jane Doe—is DISMISSED.
6. Count V shall be DISMISSED as to Gelb, Bedard, and Ladouceur.
7. Counts III, VII, and VIII shall be severed from this case and within 21 days Smitherman shall notify the Court whether he wants to proceed with a separate action on any of these claims.
If Smitherman does not within 21 days notify the Court that he wishes to pursue Counts III, VII, or VIII, the claims will be dismissed without prejudice. If Smitherman timely notifies the Court that he wishes to prosecute Counts III, VII, and/or VIII:
The motion for judgment on the pleadings is otherwise DENIED.
8. Further, as to DOC Defendant Griffeths, counsel for the DOC defendants shall, within 14 days of the date of this order, either (1) notify the Court that service of summons and the complaint is waived as to this defendant; or (2) provide under seal an address at which Griffiths can be served.
9. Defendants D.J. Hager and Meaghan Dupuis' Motion for Judgment on the Pleadings (Docket Entry No. 72) is DENIED without prejudice pending plaintiff's decision as to when to file a new action.
10. All discovery on the remaining claims shall be completed by November 1, 2017. Any summary judgment motion shall be filed by November 15, 2017.
SO ORDERED.