BERGER, J.
This case involves a medical malpractice action filed in the Circuit Court for Baltimore City. Appellant and cross-appellee, Enzo Martinez ("Martinez"), a minor, by and through his parents,
After a two week trial, a jury awarded Martinez $4 million for lost wages, $25 million for future medical expenses, and $26 million for non-economic damages. The court entered judgment in favor of Martinez in the amount of $55 million. Thereafter, the Hospital filed a motion for new trial, to alter or amend judgment, and for remittitur. The trial court denied the Hospital's request for a new trial. The trial court further reduced the jury's award for lost wages from $4 million to $2,621,825, and reduced the jury's $26 million award for non-economic damages to $680,000.
Martinez presents one question for review, which we have rephrased as follows:
The Hospital presents four questions for review, which we have reordered and rephrased as follows:
For the reasons set forth below, we hold that the circuit court erred in precluding evidence of the nurse-midwife standard of care, and in precluding evidence of a breach of that standard of care by a nurse-midwife while treating Ms. Fielding. Accordingly, we reverse the judgment of the Circuit Court for Baltimore City and remand for further proceedings. For guidance on remand, we shall also address whether the circuit court erred in admitting evidence regarding the offering of general anesthesia.
On March 25, 2010, Ms. Fielding began labor with her first child, Martinez. Ms. Fielding elected to have a natural birth at home, with the assistance of Evelyn Muhlhan, a registered nurse midwife ("Midwife Muhlhan"), and a doula.
Ms. Fielding (who was 10 days overdue) was in labor for 14.5 hours during the first stage of labor, and at least five hours more in the second stage of labor.
Ms. Fielding arrived at the Hospital at 3:30 a.m. on March 26, 2010. Ms. Fielding was an unknown patient to the Hospital. The Hospital's labor and delivery team evaluated Ms. Fielding's status and the best way to deliver her baby. The team also applied a fetal heart rate monitor. The medical records indicate that the descent level of the baby was assessed as +1 station
At 3:45 a.m., Dr. Christopher Ennen, the treating physician, and Dr. Sherrine Ibrahim, the attending senior resident physician, determined that Ms. Fielding would be unable to deliver Martinez vaginally. Rather, the Hospital's physicians concluded that an "urgent" Caesarean section was required.
The Hospital team took Ms. Fielding's medical history and drew blood for laboratory testing. The blood tests were sent to the Hospital's laboratory on a "stat" basis, meaning they were the "highest" priority and should be completed "as quickly as possible." The Hospital explained at trial that the blood testing was necessary in order to determine whether it would be safe to administer spinal/epidural anesthesia to Ms. Fielding during the Caesarean section procedure. The Hospital also administered IV penicillin to Ms. Fielding to reduce the risk of passing her Group B streptococcus bacteria on to Martinez. Further, the Hospital obtained Ms. Fielding's consent for spinal/epidural anesthesia, administered medications to reduce the strength of Ms. Fielding's contractions, and made other pre-delivery preparations.
Some of the laboratory test results were returned at 3:57 a.m. The tests showed a negative result for syphilis. At 4:14 a.m., the Hospital re-ordered the remaining blood tests, which related to Ms. Fielding's blood type and platelet count.
Martinez, by and through his parents, filed a complaint alleging that the Hospital negligently failed to perform a timely Caesarean section. In short, Martinez argued that "had [Martinez] been delivered by 4:15 a.m., as the standard of care required, he would not have suffered any injury." Further, Martinez argued at trial that the Hospital also "fail[ed] to recognize ominous signs of fetal distress." Martinez contended that the Hospital should have converted to an emergency Caesarean section based on the status of Martinez's fetal heart rate monitor. Accordingly, Martinez concluded that the Hospital was also negligent in performing an urgent Caesarean section, rather than an emergency Caesarean section.
The Hospital argued that Midwife Muhlhan was solely responsible for Martinez's injuries, and, therefore, that Martinez's injuries "occurred a number of hours prior to the delivery and prior to the arrival at Johns Hopkins." Additionally, the Hospital argued that the timing in performing the urgent Caesarean section was medically necessary in order to evaluate the effects of Midwife Muhlhan's treatment on Ms. Fielding. The Hospital posited that the delay in receiving blood tests was due, in part, to Ms. Fielding's lack of cooperation.
After a two week trial, a jury awarded Martinez $4 million for lost wages, $25 million for future medical expenses, and $26 million for non-economic damages. The court entered judgment in favor of Martinez in the amount of $55 million. Thereafter, the Hospital filed a motion for new trial, to alter or amend judgment, and for remittitur. After a two day hearing, the trial court denied the Hospital's request for a new trial, and reduced the jury's award for lost wages from $4 million to $2,621,825. The trial court further ruled that the Maryland cap on non-economic damages ("the Cap") was constitutional, and reduced the jury's $26 million award for non-economic damages to $680,000 in accordance with the Cap. Martinez noted this timely appeal, and the Hospital also noted its timely cross-appeal on the following day. Additional facts relevant to the issues on appeal are summarized below.
Martinez filed a pre-trial motion in limine seeking to exclude testimony regarding the standard of care applicable to Midwife Muhlhan, and Midwife Muhlhan's alleged breach of that standard of care while treating Ms. Fielding. The Hospital filed an extensive response, arguing that the midwife standard of care, and Midwife Muhlhan's breach of that standard of care, were relevant to the Hospital's defense. The Hospital's theory was that the Hospital was not negligent, nor was it a cause of any injury to Martinez. Rather, the Hospital contended, the injury was solely caused by Midwife Muhlhan's negligence before Ms. Fielding ever arrived at the Hospital.
In support of its opposition to the motion in limine, the Hospital attached an order from the Maryland Board of Nursing ("the Board"), which suspended Midwife Muhlhan's certification and license to practice as a nurse-midwife. The order provided that the Board had never authorized Midwife Muhlhan to perform home deliveries, and concluded that Midwife Muhlhan had violated the Nurse Practice Act ("NPA") based upon the care that she provided to Ms. Fielding and other patients. In particular, as to the care rendered to Ms. Fielding, the Board found that:
Accordingly, as a result of the treatment that Midwife Muhlhan provided to Ms. Fielding and four other individuals, the Board suspended Midwife Muhlhan's certification and license to practice as a nursemidwife.
Additionally, the Hospital attached to its response to the motion in limine an excerpt from Dr. Katz's deposition. Dr. Katz determined that when Ms. Fielding arrived at the Hospital, there was evidence of "uterine tetany" due to the Pitocin administered by Midwife Muhlhan. Dr. Katz explained that, as a result, there was no relaxation in between contractions. Relaxation between contractions is important, Dr. Katz testified, because this is when "there is re-establishment of blood flow and there is proper oxygen exchange." By contrast, Dr. Katz stated that "[w]hen you have lack of relaxation, there is no opportunity for exchange to happen[,] or less opportunity, and that can very adversely affect fetal oxygen status." Dr. Katz concluded that because of the Pitocin injections administered by Midwife Muhlhan, there was an "absence of oxygen [to Martinez which] is what ultimately caused damage."
Dr. Katz further observed in his deposition testimony that Martinez had "cephalic hematoma, which cannot be explained except by trauma ... and the cause of that, of course, is the trying to force a head that was in a unique form through a narrow pelvis
Based upon this treatment, Dr. Katz concluded that injury was caused to Martinez "during those times when [Midwife Muhlhan was] hitting and beating up on this baby."
After holding a hearing, the trial court granted Martinez's motion in limine, ruling that, "[t]here cannot be testimony as to what the standard of care is for midwives or that this was a breach of the standard of care...." In support of its ruling, the trial court explained:
Accordingly, the trial court concluded that, as to Midwife Muhlhan's conduct, only evidence regarding causation was relevant. The trial court, therefore, limited the Hospital to presenting evidence of: (1) the physical actions and conduct of Midwife Muhlhan; and (2) the reactions of the Hospital personnel when learning of this conduct.
The following is a summary of the relevant testimony introduced at trial regarding the treatments used by Midwife Muhlhan.
The Hospital asked its treating physician, Dr. Ennen, about his reaction when he learned that Ms. Fielding was given "two to three injections intramuscular, or IM injections, of Pitocin at home." Dr. Ennen replied that his reactions were "[s]urprise and shock." Dr. Ennen then explained that "Pitocin is something that we use in the hospital through an IV to — in very carefully monitored doses to cause uterine contractions to be more frequent and/or stronger. It's never, in my experience that I know of, used as injections in the muscle in a non-monitored situation to cause labor to progress."
The Hospital also offered testimony from Ms. Naomi Cross ("Nurse Cross"), the nurse primarily responsible for Ms. Fielding's nursing care. However, upon Martinez's objection, the trial court precluded Nurse Cross from giving her first-hand account of how Midwife Muhlhan's actions affected her management of Ms. Fielding, or her experience with Pitocin. The trial judge did not elaborate on the basis for precluding this testimony.
When asked to clarify what he meant by a "huge dose," Dr. Katz explained:
Martinez's expert witness, Dr. Balducci, also addressed the use of Pitocin:
The following exchange ensued during Dr. Balducci's cross-examination:
The trial judge sustained the Hospital's objection to Dr. Balducci's last comment and instructed the jury to disregard the statement. The Hospital's counsel then asked:
The trial court sustained the Hospital's objection to the last statement by Dr. Balducci.
Martinez's expert witness, Dr. Stokes, provided the following testimony regarding the use of Pitocin:
Upon the Hospital's objection, the trial court then instructed the jury to disregard Dr. Stokes' last statement:
One of the Hospital's witnesses, Dr. Lauren Krill, testified that, "[a]s a second year resident, like I said, I didn't realize that fundal pressure is something that somebody would actually do." Dr. Ibrahim, a resident physician at the Hospital, testified that Mr. Fielding told her he was "uncomfortable with some of the things that were going on at home. And he demonstrated to me that the — someone had used fundal pressure with two hands pushing on his wife's chest." Finally, the Hospital's obstetrical expert witness, Dr. Katz, testified that, "Yes, I think fundal pressure under these circumstances plays a role [in Martinez's injury]...."
On the other hand, however, the trial court stopped Dr. Katz from testifying the instant he uttered the word "deviation" when referring to Midwife Muhlhan's care:
Martinez's expert witnesses testified as follows on cross-examination regarding the use of fundal pressure:
The following is a summary of the relevant testimony regarding whether the Hospital "offered" Ms. Fielding general
Martinez's counsel asked its first obstetrical expert witness, Dr. James Balducci, whether the Hospital "ever offered [Ms. Fielding] general anesthesia." The Hospital objected, and the trial court initially overruled the objection. The Hospital explained to the trial judge that the objection was due to the fact that Martinez had not alleged a claim founded upon informed consent. Thereafter, the trial court sustained the objection.
Martinez's second obstetrical expert witness, Dr. Richard Stokes, was asked whether Ms. Fielding's medical records indicated that she should not receive general anesthesia. Dr. Stokes interjected that the "option [of general anesthesia] was never offered to the patient." Additionally, Dr. Stokes testified that the Hospital "did not offer the option of being put to sleep, which would have gotten her baby out a whole lot sooner."
When Ms. Fielding testified, Martinez's counsel asked whether she was "ever given a choice between general anesthesia versus a combined spinal-epidural." The Hospital objected, and the trial court overruled the objection. Thereafter, Ms. Fielding testified: "No. I was never given that option." In a subsequent bench conference, the Hospital again explained its argument regarding informed consent. The following colloquy ensued:
Finally, during Martinez's cross-examination of the Hospital's obstetrical expert, Dr. Michael Katz, Martinez's counsel asked: "[W]as Ms. Fielding, the patient, ever given the choice of which anesthesia?" The Hospital's objection was overruled. Dr. Katz testified: "I don't believe she was given, or should have been given [the choice of which anesthesia]."
In closing argument, Martinez's counsel stated that the Hospital "could have converted to general anesthesia at any time they wanted[.]" Moreover, Martinez's counsel explained: "They want to say, oh my God, the risks. It's a one percent risk. There is a risk for anything." Martinez's counsel further stated during closing argument:
The Hospital did not object to Martinez's closing arguments. The jury was instructed on general negligence, and was not instructed on informed consent.
The trial court held a post-trial hearing on the Hospital's motion for new trial, to alter or amend judgment, and for remittitur. The trial court considered various issues, including the preclusion of evidence regarding the midwife standard of care, the admission of evidence regarding the Hospital's offering of anesthesia to Ms. Fielding, the sufficiency of the evidence to support the jury verdict, and the Hospital's request to annuitize the jury award. Ultimately, the trial court rejected each of the Hospital's arguments.
In considering the first issue, the trial court ruled that the exclusion of midwife standard of care evidence did not deny the Hospital a fair trial. In particular, the trial judge observed:
Regarding the second issue, the trial judge observed that the testimony regarding whether general anesthesia was "offered" would "not be admissible if it goes to informed consent." The trial judge, however, ruled that the challenged evidence was admissible to show that Ms. Fielding had not refused general anesthesia:
The trial judge also recognized that Martinez's closing argument was improper and "exceed[ed] the directions that I had given from the bench on the issue of informed consent." The trial judge, nevertheless, pointed out that the Hospital did not object to Martinez's closing argument. Accordingly, the trial judge explained that, "had an objection been made, I was prepared to sustain the objection and give a curative instruction to the jury." Accordingly, the trial court denied the Hospital's motion for a new trial.
"Evaluating the constitutionality of an act of the Maryland General Assembly is a question of law[,]" as is "the interpretation of the Constitution and the Maryland Declaration of Rights." DRD Pool Serv., Inc. v. Freed, 416 Md. 46, 62, 5 A.3d 45 (2010). The Court of Special Appeals, however, "has no discretion but to follow the law as enunciated by the Court of Appeals." Freed v. DRD Pool Serv., Inc., 186 Md.App. 477, 481, 974 A.2d 978 (2009), aff'd sub nom., 416 Md. 46, 5 A.3d 45 (2010).
Martinez argues that the Maryland cap on non-economic damages ("the Cap") is unconstitutional because it violates the separation of powers doctrine under the Maryland Declaration of Rights. Martinez, therefore, contends that the jury
Evidentiary rulings will not be disturbed "absent error or a clear abuse of discretion." Thomas v. State, 429 Md. 85, 97, 55 A.3d 10 (2012) (citations omitted). "[A]ll relevant evidence is admissible. Evidence that is not relevant is not admissible." Md. Rule 5-402. Further, the Maryland Rules provide that:
Md. Rule 5-403.
When determinations of relevancy are "the ultimate issue," appellate courts are "generally loath to reverse a trial court[.]" Tyner v. State, 417 Md. 611, 616-17, 11 A.3d 824 (2011) (citations omitted). The trial court's consideration of prejudice or confusion of the issues "will be accorded every reasonable presumption of correctness...." Cure v. State, 421 Md. 300, 331, 26 A.3d 899 (2011) (citations omitted). Thus, an abuse of discretion exists when the "decision under consideration [is] well removed from any center mark imagined by the reviewing court and beyond the fringe of what that court deems minimally acceptable." North v. North, 102 Md.App. 1, 14, 648 A.2d 1025 (1994). "Trial judges do not, however, have discretion to admit irrelevant evidence." Schneider v. Little, 206 Md.App. 414, 447, 49 A.3d 333 (2012), cert. granted, 429 Md. 303, 55 A.3d 906 (2012) (citing State v. Simms, 420 Md. 705, 724, 25 A.3d 144 (2011)).
The Hospital argues that the trial court erred by precluding evidence of the
When a trial court makes a final ruling on a motion in limine to exclude evidence, a party is not required to proffer the excluded evidence at trial in order to preserve its issue for appeal. See, e.g., Reed v. State, 353 Md. 628, 638, 728 A.2d 195 (1999) ("When motions in limine to exclude evidence are granted, normally no further objection is required to preserve the issue for appellate review.") (citations omitted); J.L. Matthews, Inc. v. Md. Nat'l Capital Park and Planning Comm'n, 368 Md. 71, 106 n. 29, 792 A.2d 288 (2002) ("It is well-established that after the judge's preclusion of the evidence [on a motion in limine], Petitioner was not required to proffer that evidence at trial."); Prout v. State, 311 Md. 348, 356-57, 535 A.2d 445 (1988), superseded by rule on other grounds, Md. Rule 1-502, as recognized in Beales v. State, 329 Md. 263, 269, 619 A.2d 105 (1993) (holding that when a trial judge determines that "questionable evidence will not be admitted ... the proponent of the evidence is left with nothing to do at trial but follow the court's instructions"); Simmons v. State, 313 Md. 33, 38, 542 A.2d 1258 (1988) (holding that after a final ruling to preclude evidence on a motion in limine, requiring a defendant "to offer the evidence again during the trial in order to preserve the issue for appellate review is unwarranted and would unduly interfere with the orderly progression of the trial"); Davis v. Petito, 197 Md.App. 487, 505, 14 A.3d 692 (2011), rev'd on other grounds, 425 Md. 191, 39 A.3d 96 (2012) (holding that a party "was not obligated to make a proffer once the court had finally ruled on her motion in limine").
By contrast, when a ruling on a motion in limine is not final, the party wishing to raise the issue on appeal must make a timely proffer at trial. Prout, 311 Md. at 356-57, 535 A.2d 445. Several cases have addressed whether a ruling on a motion in limine is final. See, e.g., id. at 356-57, 535 A.2d 445 (ruling on a motion in limine is final where "the trial judge resolves the[] motions [in limine] by clearly determining that the questionable evidence will not be admitted, and by instructing counsel not to proffer the evidence again during trial...."); Simmons, 313 Md. at 38, 542 A.2d 1258 (citing Prout, 311 Md. at 358, 535 A.2d 445) (ruling on a motion in limine is final when the trial judge has "directed defense counsel to avoid raising the issue during his cross-examination of the witness"); id. at 38, 535 A.2d 445 (holding that a trial court's ruling on a motion in limine was a final ruling
Based upon our review of the record, we conclude that the trial court's ruling constituted a final ruling on the motion in limine. The trial judge granted Martinez's motion in limine, and expressly stated that "[t]here cannot be testimony as to what the standard of care is for midwives or that this was a breach of the standard of care...." Martinez points out that the ruling was not final because the trial court stated it would reconsider if "Plaintiff's witnesses[] open the door." However, the trial judge's "opening the door" caveat was raised only due to a question by Martinez's counsel seeking clarification of the ruling:
The Hospital's counsel then asked for further clarification. Counsel gave examples of what they could ask during cross-examination, but noted that they could not ask, "is it a violation of standard of care?" The trial judge replied, "[c]orrect."
In sum, just as in Prout, the trial judge determined that the evidence at issue would not be admitted. Similarly, as in Simmons, the trial court directed defense counsel to avoid raising the issue during cross-examination. Accordingly, the trial judge made a final ruling on the motion in limine, and the Hospital was left with nothing to do at trial but follow the court's instructions. We, therefore, hold that the issue is preserved for our review.
We now turn to the substantive question whether the Hospital was properly precluded from presenting evidence of the midwife standard of care, or Midwife Muhlhan's breach of that standard of care while treating Ms. Fielding. The Hospital argues that the midwife standard of care testimony was relevant for two reasons. First, the testimony was relevant to the Hospital's defense that Midwife Muhlhan's negligence solely caused Martinez's brain damage before Ms. Fielding ever arrived at the Hospital, and, therefore, the Hospital was not a cause of injury. The Hospital argues that this is because "[n]egligent and grossly negligent medical treatment... is much more likely to cause injury than non-negligent medical treatment." Second, the Hospital contends, it was relevant to explaining why the Caesarean section took place when it did. The Hospital alleged that it had to undertake additional evaluations to determine the effect of the Midwife's negligence on the fetus and the mother before performing the Caesarean section.
Martinez argues that the trial court did not err because the Hospital's causation defense was not contingent upon a finding that Midwife Muhlhan violated the standard of care. Rather, if the jury were to find that Midwife Muhlhan was "the sole cause of [Martinez's] injuries, the jury was
The trial court limited the Hospital to presenting evidence of: (1) the physical actions and conduct of Midwife Muhlhan; and (2) the Hospital's immediate reactions when learning of this conduct.
We begin by examining the rationale employed by the trial court. First, the trial judge determined that the standard of care evidence was not relevant because Midwife Muhlhan's breach of her standard of care would not excuse the Hospital's breach of its standard of care. Critically, this rationale necessarily presumes that the Hospital breached its standard of care. The Hospital's defense, however, was that it was not negligent, and did not cause any injury to Martinez. Second, the trial judge observed that Midwife Muhlhan could have breached her standard of care but caused no damage, or caused damage without breaching the standard of care. In either case, the trial judge reasoned that the standard of care related to the midwife would be irrelevant. While the trial judge's inferences are reasonable, his rationale does not recognize the other obvious possibility; namely, that Midwife Muhlhan breached her standard of care, and that the breach was the sole cause of Martinez's injuries. This was precisely the defense advanced by the Hospital at trial. Thus, the relevant inquiry on appeal is whether evidence of a non-party's negligence is relevant to a defendant's complete denial of liability.
Maryland courts have seemingly not decided whether a party may defend itself with evidence of a non-party's negligence. Courts in other jurisdictions, however, have considered the issue related to a non-party's negligence, and have deemed such evidence admissible. See, e.g., Jefferson v. Lyon Sheet Metal Works, 376 S.W.3d 37, 45 (Mo.Ct.App.2012), reh'g and/or transfer denied (June 28, 2012) ("The trial court erred in prohibiting [defendant] from presenting its defense and advocating [third party's] negligence at trial."); Owens v. Dougherty, 84 S.W.3d 542, 548-49 (Mo.Ct. App.2002) ("[Defendant has] ... the right
Moreover, these cases support our analysis that evidence of both negligence and causation attributable to a non-party is relevant where a defendant asserts a complete denial of liability. See, e.g., Jefferson, 376 S.W.3d at 44 (citing Mengwasser, 312 S.W.3d at 372-73) ("[A] defendant may introduce evidence and argue that a third person, even a non-party, caused a plaintiff's injuries.... [because] evidence that the [non-party] was negligent and that her actions caused the accident.... [i]s both legally and logically relevant....") (emphasis added); McDonnell v. McPartlin, 192 Ill.2d 505, 522, 249 Ill.Dec. 636, 736 N.E.2d 1074 (2000) ("[N]egligent conduct and proximate cause are distinct, albeit related, concepts. Given their relationships, there is a pronounced tendency when considering one to include the other."); id. at 525, 249 Ill.Dec. 636, 736 N.E.2d 1074 ("[A] reasonable inference could be made that [non-party] Dr. Ahstrom was professionally negligent, and that such negligence was the sole proximate cause of plaintiff's claimed injury. Accordingly, defendants were entitled to make this argument to the jury.") (emphasis
The Connecticut Supreme Court aptly explained the rationale for holding that evidence of negligence of a non-party is relevant to a defendant's complete denial of liability:
Archambault, 287 Conn. at 32-33, 946 A.2d 839.
We are persuaded by the logical and well-reasoned rationale of our sister jurisdictions. Here, the Hospital was entitled to try to convince the jury that not only was it not negligent and not the cause of Martinez's injuries, but that Midwife Muhlhan was negligent and did cause the injuries. There was a void of evidence that left a logical hiatus in the story because the jury was not allowed to hear what role Midwife Muhlhan's conduct played. This void was amplified by the fact that this was a medical malpractice case involving obstetrical medicine and treatment decisions. The Hospital's defense was contingent upon showing that Midwife Muhlhan's use of intra-muscular Pitocin injections, fundal pressure, and/or attempting home delivery after 41 gestational weeks solely caused Martinez's injuries. Surely it was far from self-evident to the lay jury whether this treatment caused injury.
For these reasons, we hold that evidence of the midwife standard of care, and Midwife Muhlhan's breach of that standard of care, if any, during her treatment of Ms. Fielding, were relevant to the Hospital's defense. The trial judge, therefore, erred in precluding this evidence. See Md. Rule 5-402; Schneider, supra, 206 Md.App. at 447, 49 A.3d 333 (citing Simms, supra, 420 Md. at 724, 25 A.3d 144) ("Trial judges do not, however, have discretion to admit irrelevant evidence."). By precluding such evidence, the jury was given a materially incomplete picture of the facts, which denied the Hospital a fair trial.
Martinez asserts several arguments against our reliance on other jurisdictions
The Connecticut Supreme Court has held that the reasons for not joining a party as a defendant have "no bearing on the legal issue before this court, namely, whether a defendant may introduce evidence of a nonparty employer's negligence as the sole proximate cause of the plaintiff's injuries under a general denial." Archambault, 287 Conn. at 41, 946 A.2d 839. In that case, a plaintiff argued that evidence of a non-party's negligence should have been excluded because the defendant "could have attempted to keep [the non-party] in the case.... [and] could have filed an apportionment complaint against [the non-party] following [the non-party's] dismissal from the case rather than attempting to proceed under a general denial to adduce evidence of [the non-party's] alleged negligence." Id. at 40, 946 A.2d 839. Moreover, the plaintiff pointed out that the defendant "instituted a postverdict indemnification claim against [the non-party] pursuant to which the trial court awarded [defendant] a prejudgment remedy in the amount of $8,590,000...." Id. The Connecticut Supreme Court, however, rejected these claims, observing:
Id. at 40-41, 946 A.2d 839. See also supra, discussing cases from other jurisdictions that have addressed the "empty chair" defense without regard as to why an individual was not a party to the action.
We are persuaded by the rationale of our sister jurisdictions, and hold that the parties' reasons for not joining Midwife Muhlhan as a defendant have no bearing on the evidentiary issue presented.
Martinez also argues that the cases we rely on from other jurisdictions are inapposite because those jurisdictions have adopted comparative negligence, whereas Maryland follows a system of contributory negligence. Accordingly, Martinez argues that evidence relating to Midwife Muhlhan's negligence, or lack thereof, did not make it any more or less likely that the Hospital was negligent, nor did it make it any more or less likely that the Hospital caused Martinez's injuries. The Hospital contends that such a distinction is of no consequence because, although the cases cited originated in comparative negligence jurisdictions, the cases "address[ed] sole proximate causation defense[s] in contexts where apportionment is completely irrelevant." We are not persuaded by Martinez's
Under a system of comparative negligence, "[c]onsideration of the negligence of both parties and non-parties to an action is essential for determining liability commensurate with degree of total fault." Bofman v. Material Serv. Corp., 125 Ill.App.3d 1053, 1064, 81 Ill.Dec. 262, 466 N.E.2d 1064 (1984). In states that have adopted comparative negligence, apportioning of liability is permitted as to each tortfeasor's "proportionate share of the injury suffered." Archambault, 946 A.2d at 854-55 (internal citation omitted).
By contrast, Maryland allows a plaintiff to secure "complete relief" from a single defendant tortfeasor, who remains jointly and severally liable with all other defendant tortfeasors for the whole of any negligently caused injuries. See, e.g., Service Transport Inc. v. Hurricane Exp., Inc., 185 Md.App. 25, 39-40, 968 A.2d 620, cert. denied, 409 Md. 49, 972 A.2d 862 (2009).
First, we observe that although the cases cited originated in comparative negligence jurisdictions, comparative negligence principles did not apply in many of the cases. For example, under New Jersey's comparative negligence system, assessment of liability is limited to those who are parties to a suit. Straley, 887 F.Supp. at 742. Accordingly, in New Jersey, a non-party's "negligence cannot be considered by the jury on the issue of comparative negligence." Id. For this reason, in Straley, because an alleged joint tortfeasor was not a party to the suit, the non-party's "negligence [could] not be considered by the jury on the issue of comparative negligence." Id. Indeed, the Straley court acknowledged that, "`there is a considerable difference between having the jury assess and determine [defendants'] percentage of negligence [as compared to a non-party] and the defendants arguing [the non-party's] negligence as the [sole] cause of the accident.'" Id. Accordingly, the court held that the evidence of the non-party's negligence was admissible because it was relevant to the defendant's complete denial of liability. Id. at 734.
In the other cases we cited supra, apportionment of fault was not implicated because the defendants chose to assert a defense of complete denial of liability rather than filing a statutory claim for apportionment. In those cases, because the defense was that a non-party's "negligence was the sole proximate cause of the
In particular, the Owens court addressed a defendant's decision not to seek apportionment of liability under Missouri's comparative negligence statute. The court rejected the argument that "`any other person's negligence absolutely ceased to be an issue' when Dr. Dougherty did not seek apportionment of fault." Id. at 548. Rather, the court explained that "there is a distinction between sole cause and apportionment of fault.... [t]he issue ... is not apportionment, but the alleged negligence of [the defendant]." Id. (internal citation omitted). Accordingly, the court held that even though comparative negligence did not apply, the defendant nevertheless had a "right to contend that the negligence of someone else, even a non-party, was the sole cause of the incident in question." Id. at 548-49. For this reason, the court concluded that, "[w]hile there was evidence to support a submission of Dr. Dougherty's negligence, Dr. Dougherty had the right to have the jury consider the evidence and his contention that the negligence of others was the sole cause of Decedent's death." Id. at 549. The court granted a new trial in light of the "unavoidable fact [] that the jury was specifically instructed not to consider an issue that Dr. Dougherty had a right to have considered." Id.
Similarly, in Archambault, a Connecticut defendant chose not to "file[] an apportionment complaint against [a non-party]... [and instead] attempt[ed] to proceed under a general denial to adduce evidence of [the non-party's] alleged negligence." Archambault, 287 Conn. at 40, 946 A.2d 839. The Connecticut Supreme Court held that, "the issue in the present case is whether the defendant may introduce evidence that a nonparty employer's negligence was the sole proximate cause of the plaintiff's injuries so as to escape liability altogether. Accordingly, the legal principles of apportionment ... do not apply...." Id. at 39-40, 946 A.2d 839. The court recognized, however, that, "if there was any question that the [non-party]'s negligence was not the sole proximate cause of the plaintiff's injuries" the defendant would be "held liable for all, rather than some proportionate share, of the plaintiff's damages" where no apportionment claim is filed. Id. at 40, 946 A.2d 839.
Archambault is particularly illustrative of our basis for concluding that the cases cited from other jurisdictions are persuasive, despite the fact that they originated in comparative negligence jurisdictions. When apportionment of liability is not implicated, a defendant's liability in a comparative negligence state mirrors a defendant's liability under Maryland's contributory negligence system. For example, in Archambault, because the defendant did not seek apportionment, the defendant would be held 100 percent liable for the plaintiff's injuries if the defendant was found to be "a" cause of injury. For this reason, evidence of a non-party's negligence was deemed relevant to the defense that the defendant was not "a" cause of injury, because a non-party was the sole cause of the plaintiff's injury. Likewise, in the instant case, the Hospital's defense was that it was not "a" cause of injury because Midwife Muhlhan was solely responsible for Martinez's injuries. If the Hospital's defense was successful, it would not be liable to
Martinez also argues that our focus on the complete denial of liability is misplaced. In particular, Martinez cites McDonnell for the proposition that the "issue of whether a defendant is entitled to argue to the jury that the nonparty physician was negligent is separate and distinct from the issue of whether a defendant is entitled to have the jury instructed on the defense of sole proximate cause." McDonnell, 249 Ill.Dec. 636, 736 N.E.2d at 1085-86. "[E]vidence of the nonparty's negligence is not required to justify the sole proximate cause instruction." Id. Martinez concludes that this undercuts our reliance on case law from other jurisdictions in holding that evidence of a non-party's negligence is relevant to a defendant's complete denial of liability in a negligence action. We disagree. The court in McDonnell explained that a defendant may assert a complete denial of liability as a defense, but is not required to present evidence of another party's negligence in order to invoke that defense. This has no bearing on whether evidence of a non-party's negligence is relevant. Moreover, the many cases cited supra have clearly held that evidence of a non-party's negligence is relevant when a defendant asserts a complete denial of liability.
Accordingly, because comparative negligence and apportionment of fault were not implicated in the cases cited from other jurisdictions, and because the cases involved actions in which defendants asserted a complete denial of liability, we see no reason to distinguish the rationale of our sister jurisdictions.
Next, Martinez argues that even if the evidence at issue is deemed relevant, the probative value is "vastly outweighed by potential for unfair prejudice, confusion of the issues, and waste of time...." We disagree. Indeed, the probative value of the evidence of the midwife standard of care, and Midwife Muhlhan's breach of that standard of care, if any, during her treatment of Ms. Fielding, outweighs any potential for unfair prejudice, confusion, or waste of time.
We review a trial court's exclusion of evidence pursuant to Maryland Rule 5-403 under the abuse of discretion standard. "When weighing the probative value of proffered evidence against its potentially prejudicial nature, an abuse of discretion in the ruling may be found where no reasonable person would share the view taken by the trial judge." Consol. Waste Indus. v. Std. Equip. Co., 421 Md. 210, 219, 26 A.3d 352 (2010) (internal quotation omitted).
Maryland Rule 5-403 provides that relevant evidence "may be excluded if its probative value is substantially outweighed by the danger of unfair prejudice, confusion of the issues, or misleading the jury, or by considerations of undue delay, waste of time, or needless presentation of cumulative evidence." Md. Rule 5-403. Maryland Rule 5-401 defines "relevant evidence" as "evidence having any tendency to make the existence of any fact that is of consequence to the determination of the action more probable or less probable than
Here, the trial court precluded the evidence at issue on the basis that it was "prejudicial and is not relevant to the case." The trial judge's concern for prejudice was due to the "potential prejudice from the jury feeling there is a third-party here, who is not a party to the action." We reiterate that the issue of admissibility of a non-party's negligence is an issue of first impression in Maryland. The trial judge seemingly found the evidence prejudicial for the very same reason we deem it relevant. As discussed supra, when a defendant asserts a complete denial of liability, the jury should be made aware of an alleged non-party tortfeasor, in order to provide a complete story to the jury. Accordingly, we necessarily conclude that the trial court abused its discretion in precluding the evidence due to the perceived prejudice resulting from the jury's awareness of a non-party.
Martinez also alleges other grounds for prejudice and confusion. In particular, Martinez cites cases which have held that a different standard of care applies to obstetricians and midwives, and that other jurisdictions have precluded obstetricians from offering standard of care testimony regarding midwifery practices. See, e.g., Postell v. Hankla, 317 Ga.App. 86, 728 S.E.2d 886, 889 (2012); McElhaney ex rel. McElhaney v. Harper-Hutzel Hosp., 269 Mich.App. 488, 711 N.W.2d 795, 800 (2006); c.f. Cox v. M.A. Primary and Urgent Care Clinic, 313 S.W.3d 240, 256 (Tenn.2010) (discussing rationale for applying different standard of care to physician assistants than applied to physicians). Accordingly, Martinez maintains that the "admission of separate, distinct standard[s] of care could easily confuse jurors, especially when the verdict sheet and instructions would make no reference to the midwife's breach of the standard of care because she was not a party and her negligence, if any, was neither a necessary nor sufficient predicate to the Hospital's defense."
The Hospital counters that the differing standards of care for physicians and midwives actually supports the admission of the excluded testimony. In the Hospital's view, the differing standards of care underscores the Hospital's need to show the jury Midwife Muhlhan's "gross violations of the standard of care because the outrageousness of her treatment methods was far from clear to a lay jury. This was especially true here because [Martinez's] witnesses and attorneys repeatedly told the jury that there was no dispute that hospitals do not use fundal pressure and IM Pitocin to create the false impression that some competent midwives do use these methods."
We are not persuaded by Martinez's arguments. Although Martinez cites authority to suggest that different standards of care would apply to midwives and obstetricians, Martinez presents no authority to support its contention that it would be prejudicial or confusing to present evidence of differing standards of care to a jury. We fail to see how explaining to a jury that two different standards of care apply to two different medical professionals would be unduly confusing. "Jurors generally are presumed to follow the court's instructions...." Dillard v. State, 415 Md. 445, 465, 3 A.3d 403 (2010) (citations omitted). Similarly, the prejudice Martinez would face is not the type of prejudice contemplated by Maryland Rule 5-403. "The fact that evidence prejudices one party or the other, in the sense that it hurts his or her case, is not the undesirable prejudice referred to in Rule 5-403." Odum v. State, 412 Md. 593, 615, 989 A.2d 232 (2010). Rather, "[p]robative value is outweighed by the danger of `unfair' prejudice
Finally, Martinez argues that any error attributable to the trial court's exclusion of evidence was harmless. In support, Martinez cites the testimony provided by various Hospital witnesses regarding causation. Martinez concludes that evidence of the midwife standard of care would have provided a "de minimus boost to [the Hospital's] theory of defense ... [which] suggests that the Hospital was not prejudiced."
The Hospital contends that it was unfairly prejudiced because it could not "present expert witness testimony that Midwife Muhlhan breached the applicable standard of care for patient safety when she: (1) allowed Ms. Fielding to attempt home delivery past 41 weeks and labor through prolonged first and second stages; (2) administered intramuscular Pitocin in an uncontrolled setting as many as three times; and (3) applied fundal pressure to try to force the baby's head through the birth canal." Accordingly, the Hospital concludes, the jury had a materially incomplete picture of the case. Moreover, the Hospital asserts that Martinez exploited the trial court's ruling "to give the jury the false impression that Midwife Muhlhan did her job competently, but that the Hospital simply does not understand that midwives practice differently than obstetricians in hospitals. The Hospital was entitled to respond." We agree with the Hospital that the preclusion of evidence was not harmless.
Our sister jurisdictions have consistently held that when a defendant was precluded from presenting evidence of a non-party's negligence, the defendant was entitled to a new trial. See, e.g., Petre, supra, 356 Ill. App.3d at 66-67, 291 Ill.Dec. 867, 824 N.E.2d 1117 (remanding for new trial and holding that "defendants will [] be allowed to assert an empty chair defense and admit evidence of the [non-party] physicians' alleged postoperative negligence on the issue of proximate cause"); Archambault, 287 Conn. at 41, 946 A.2d 839 (holding that because the trial court erred in precluding the defendant from presenting evidence of a non-party's negligence, the defendant "is entitled to a new trial"); Owens, 84 S.W.3d at 548-49 (holding that "[w]hile there was evidence to support a submission of [defendant's] negligence, [the defendant] had the right to have the jury consider the evidence and his contention that the negligence of others was the sole cause of Decedent's death" and granting a new trial in light of the "unavoidable fact [] that the jury was specifically instructed not to consider an issue that [the defendant] had a right to have considered.").
We reiterate the well-reasoned holding of Archambault that a defendant is entitled to "try to convince the jury that not only did it not cause [the] plaintiff's injuries, but someone else did. A void of evidence concerning the [non-party's] conduct would leave a logical hiatus in the story presented to the jury. With no one allowed to show what part the [non-party's] conduct played, the jury would be left to wonder whether anyone other than the defendant could have caused [the] plaintiff's injuries." Archambault, supra, 287 Conn. at 32-33, 946 A.2d 839.
At trial, Martinez's experts provided opinions about the practice of midwives. For example, Dr. Balducci testified he did not understand why the Hospital personnel were shocked when they learned that Midwife Muhlhan had administered Pitocin, observing that "I think I've seen midwives use this before in delivery centers...." Dr. Balducci also opined on the differences between hospital practice and midwifery practice, observing, "[w]ell, that's the way midwives will practice." Dr. Stokes similarly clarified that his testimony pertained only to obstetrics, stating: "That's the way obstetricians do it. It's not the way midwives do it." Although the trial court sustained objections to the testimony about midwives,
During closing arguments, Martinez's counsel derided the Hospital's "shock" at Midwife Muhlhan's conduct, suggesting that her actions, including fundal pressure and administration of Pitocin, were perfectly appropriate. In particular, Martinez explained that: "You know what Pitocin's for. It's to increase contractions. Why? Because consistent with what mom said, she wasn't really having strong contractions at home. That's why they gave it to her." Martinez concluded that both the administration of Pitocin and the fundal pressure "didn't cause her any pain, anything like that. It was not a big deal."
The Hospital also points out that by limiting the Hospital to merely reciting the facts of Midwife Muhlhan's conduct and its immediate reactions when learning of it, the jury could have formed a false impression that Midwife Muhlhan's treatment was benign. Moreover, the Hospital asserts that negligent care is more dangerous and likely to cause injury than non-negligent care. Thus, Midwife Muhlhan's negligence would have significantly added credibility to the Hospital's defense that Midwife Muhlhan's negligence injured Martinez before he ever reached the Hospital. The Hospital concludes by observing that a jury is not likely to be particularly moved by testimony that the defendant blames someone else, unless there is proof that the other person actually did something that should not have been
In sum, the effect of the trial court's ruling was that Martinez was permitted to argue to the jury that Midwife Muhlhan's treatment of Martinez was appropriate. The Hospital, however, was precluded from arguing that Midwife Muhlhan's actions were negligent. Consequently, the only evidence of negligence before the jury was the alleged negligence of the Hospital. It follows, therefore, that the jury was left to wonder whether anyone other than the Hospital could have caused Martinez's injuries. In our view, the jury was provided a materially incomplete picture, and the Hospital was unnecessarily constrained in presenting its defense that Midwife Muhlhan was the sole cause of Martinez's injuries. Accordingly, we hold that the error here had a "substantial likelihood of causing an unjust verdict." See Isley v. State, 129 Md.App. 611, 619, 743 A.2d 772 (2000). The Hospital, therefore, is entitled to a new trial.
Next, the Hospital argues that Martinez was improperly permitted to introduce evidence that the Hospital did not offer general anesthesia to Ms. Fielding. In the Hospital's view, any testimony suggesting that physicians should have "offered" general anesthesia — as opposed to another type of anesthesia — constitutes an informed consent claim. By contrast, Martinez argues that "the failure to offer treatment required by the standard of care states a claim in ordinary malpractice, not informed consent." Additionally, Martinez contends that the testimony at issue was "relevant to rebutting [the Hospital's] express and implied claims that Ms. Fielding was to blame for any delay in delivering Martinez and that she had rejected general anesthesia."
We address the merits of the informed consent issue in order to provide guidance for future proceedings on remand.
"Simply stated, the doctrine of informed consent imposes on a physician, before he subjects his patient to medical treatment, the duty to explain the procedure to the patient and to warn him of any material risks or dangers inherent in or collateral to the therapy, so as to enable the patient to make an intelligent and informed choice about whether or not to undergo such treatment." Sard v. Hardy, 281 Md. 432, 440, 379 A.2d 1014 (1977) (internal citations omitted). "This duty to disclose is said to require a physician to reveal to his patient the nature of the ailment, the nature of the proposed treatment, the probability of success of the
The "law is settled that `[a] party cannot allege one cause of action and introduce evidence to prove another and different one.'" Zeller v. Greater Balt. Med. Ctr., 67 Md.App. 75, 82, 506 A.2d 646 (1986) (citing McTavish v. Carroll, 17 Md. 1 (1861)). "Breach of informed consent must be pled as a separate count of negligence." Schwartz v. Johnson, 206 Md.App. 458, 484, 49 A.3d 359 (2012) (citing Zeller, 67 Md.App. at 83, 506 A.2d 646). Under Maryland law, informed consent evidence cannot be admitted if there is no informed consent claim. Id. at 485, 49 A.3d 359 (citations omitted) (holding that "evidence of informed consent ... is both irrelevant and unduly prejudicial in medical malpractice cases without claims of lack of informed consent"). This is because "claims of informed consent and medical malpractice are `separate, disparate theories of liability....'" Id. at 484-85, 49 A.3d 359 (citing McQuitty v. Spangler, 410 Md. 1, 18, 976 A.2d 1020 (2009)). "Knowledge by the trier of fact of informed consent to risk, where lack of informed consent is not an issue, does not help the plaintiff prove negligence. Nor does it help the defendant show he was not negligent." Id. (citations omitted). Instead, "whether the plaintiff patient had given informed consent to [a] procedure generally is irrelevant and carrie[s] a great potential for the confusion of the jury in an action wherein only medical malpractice is pleaded...." Id. (internal quotations omitted). "The purpose behind this principle is clear. A defendant must have notice of the allegations lodged so he or she can use his or her best efforts to disprove the charges." Zeller, 67 Md.App. at 82, 506 A.2d 646.
The Court of Appeals has held that the failure to offer diagnostic testing "is properly an allegation of medical malpractice, not one of breach of informed consent." McQuitty, 410 Md. at 18, 976 A.2d 1020 (citing Reed v. Campagnolo, 332 Md. 226, 240-41, 630 A.2d 1145 (1993)). In Reed, the plaintiff pursued an informed consent action arising from a physician's failure to offer prenatal testing that would have revealed complications pertaining to the plaintiff's unborn child. Id. at 229-30, 630 A.2d 1145. On appeal, the Court considered whether the plaintiff alleged an informed consent claim, or whether the cause of action sounded only in ordinary negligence. Id. at 240-41, 630 A.2d 1145. Ultimately, the Reed Court concluded that the question of "whether the defendants had a duty to offer or recommend the tests is analyzed in relation to the professional standard of care." Id. at 241, 630 A.2d 1145.
Here, Martinez's complaint alleged that the Hospital breached its standard of care by failing to timely perform an "urgent" Caesarean section or by failing to later convert to an "emergency" Caesarean section when the fetal heart rate allegedly changed. See Factual and Procedural Background, supra. Spinal/epidural anesthesia is appropriate for an urgent Caesarean section, whereas general anesthesia is used for an emergency Caesarean section. See footnote 10, supra. An emergency Caesarean section is only performed when the life of the mother or baby (or both) is in imminent danger. See footnote 10, supra. Sard v. Hardy makes clear
Our review of the record shows that the testimony at trial regarding general anesthesia focused on whether Ms. Fielding was offered general anesthesia. Martinez concluded in closing argument that the question for the jury was whether a reasonable mother would have agreed to undergo general anesthesia in order to save her child. In particular, Dr. Stokes testified on direct examination that the "option [of general anesthesia] was never offered to the patient." (Emphasis added). Additionally, Dr. Stokes testified that the Hospital "did not offer the option of being put to sleep, which would have gotten her baby out a whole lot sooner." (Emphasis added). Martinez's counsel asked Ms. Fielding whether she was "ever given a choice between general anesthesia versus a combined spinal-epidural." Ms. Fielding testified: "No. I was never given that option." During cross-examination of Dr. Michael Katz, Martinez's counsel asked: "[W]as Ms. Fielding, the patient, ever given the choice of which anesthesia?" (Emphasis added). Finally, in closing argument, Martinez concluded that:
In sum, the evidence presented by Martinez focused on whether Ms. Fielding — the patient — was given a choice of anesthesia and whether a reasonable patient would have accepted the risks of such treatment in order to save her child. Since the Hospital had no obligation to obtain informed consent to administer general anesthesia for an emergency Caesarean section, evidence of whether Ms. Fielding was offered general anesthesia had no relevance to Martinez's negligence claim.
Moreover, the evidence was prejudicial because it was improperly used to conflate the negligence issue with an unpled informed consent claim.
In light of our decision to reverse and remand this case for a new trial, we need not address the other issues raised by the Hospital in this appeal, which pertain to the sufficiency of the evidence to support the jury award, and the annuitization of the jury award.
For the foregoing reasons, we hold that the circuit court abused its discretion in precluding evidence of the midwife standard of care, and evidence of Midwife Muhlhan's breach of that standard of care during her treatment of Martinez. Additionally, for purposes of remand, we conclude that, under the circumstances, the circuit court abused its discretion in admitting evidence that Ms. Fielding was not offered general anesthesia. Accordingly, the judgment is reversed and the case is remanded for further proceedings.