GREENE, J.
The ultimate issue presented by this case is what may be placed on a petition for referendum pertaining to land annexation under Maryland Code (1957, 2011 Repl.Vol.), Article 23A, § 19(g).
We shall hold that a petition for referendum, pertaining to land annexation, shall present foremost a land annexation resolution, but the inclusion of additional legislative enactments that, although non-referable, do not obfuscate the subject matter of the petition for referendum, will not invalidate the petition. See Maryland Code (1957, 2011 Repl.Vol.), Article 23A, § 19(g), (o); Koste v. Town of Oxford, 431 Md. 14, 63 A.3d 582 (2013); Anne Arundel Cnty. v. McDonough, 277 Md. 271, 354 A.2d 788 (1976). Moreover, we hold that the chief executive and administrative officer in the present case acted within his authority
On September 27, 2011, the La Plata Town Council passed four resolutions, one of which was an annexation resolution acquiring a 14.1 acre tract of land. The annexed land consisted of a 4.1 acre right-of-way along Route 301, and a ten-acre parcel owned by one of the Appellees in this case, Johel Limited Partnership (hereinafter, "Johel"). The annexed land was intended as the site to erect a Wal-Mart store and other retail and office spaces. This annexation resolution, Resolution No. 11-12a, passed by a vote of 3-2. The other Resolutions, 11-11a (approving a 2011 annexation agreement to the extent it set out certain conditions under which the Town agreed to consider the 2011 annexation), 11-13 (approving an annexation plan as required under Article 23A, § 19(o) containing the Town Manager's analysis of the consequences of the annexation with regard to Town services such as water and sewer), and 11-14a (approving an amendment to an earlier annexation agreement) all passed by a unanimous vote of the Town Council.
Thereafter, several citizens of La Plata and other interested persons (hereinafter, "the Referendum Supporters"), Appellants in this case, published and circulated a petition to refer the Town Council's annexation resolution to referendum. See Article 23A, § 19(g) of the Maryland Code (describing the municipal annexation referenda process) (hereinafter, all references to Art. 23A, Section 19 of the Code will be cited as "§ 19"). The petition signature page stated:
On November 8, 2011, several days before the petition signature pages were due for filing with the chief executive and administrative officer of La Plata, Town Manager Daniel Mears ("Mears"), published on the Town's website an eight-page document entitled "Procedures for Validation and Verification of Signatures on Annexation Referendum Petition Signatures Submitted Pursuant to Maryland Annotated Code, Article 23A, Section 19(g)" ("procedures"). The procedures established the process and criteria to guide the Town Manager in validation and verification of signatures on a petition for the purpose of submitting the annexation question to the voters. Included in the procedures are guidelines on the filing, acceptance and preliminary review of the petitions, signature removal, signature validation and reporting results. For example, with regard to the filing, acceptance and preliminary review of petitions, the
On November 10, 2011, the Referendum Supporters submitted their petition for referendum to Mears. Thereafter, Mears conducted an initial review regarding the legal sufficiency of the form of the petition. Early in his review, Mears requested assistance from counsel for the interested parties as to whether the petition was invalid on its face because its signatories sought to petition to referendum four resolutions when only one of the resolutions was referable. On December 30, 2011, Mears responded:
Subsequently, both Mears and the Charles County Board of Elections
On March 13, 2012, the Town, through Mears, issued a proclamation stating that sufficient signatures had been submitted. As such, the annexation resolution was suspended, and all four resolutions were referred to referendum. The Town then drafted a referendum ballot for an election to be held on April 18, 2012, asking the citizens of La Plata to approve or reject "all four Resolutions."
On May 3, 2012, a judge of the Circuit Court heard argument and announced from the bench his ruling in favor of the Referendum Opponents. The trial judge later issued a written order and opinion.
The trial judge also reviewed the referendum process. He noted that the dispositive issue in this case "deals with the guidelines ... that the Town Manager put together two days before the petition had to be filed." According to the trial judge, while § 19(g) is clear in terms of granting the Town Manager the responsibility and duty of verifying the signatures and ascertaining that the signatures reflect 20% of the qualified voters, the statute does not tell the Town Manager how to do it. The trial judge concluded that Mears put together guidelines for the voters, that would, in effect, "give him carte blanche approval in determining his responsibility, namely the verification of the petitions."
After explaining that the court is "required to uphold the administrative decision[] as long as [it] is not arbitrary, capricious or illegal," the trial judge found that Mears did not have the power to determine his own verification process under the statute. Rather, according to the trial judge, "[t]hat's an action that the Town could have done in exercising its governmental power, but it never did so ... [and] [t]his was a non-delegable governmental power." Moreover, according to the court, Mears did not have the implied power to create these verification procedures because
Thereafter, the Town and Referendum Supporters appealed to the Court of Special Appeals, and Referendum Opponents cross-appealed. The Referendum Opponents filed a petition for certiorari to this Court, and the Town and Referendum Supporters filed cross-petitions, all of which were granted prior to any proceedings in the intermediate appellate court. Town of La Plata v. Faison-Rosewick, LLC, 428 Md. 543, 52 A.3d 978 (2012). We have rephrased the underlying questions posed by the parties for purposes of brevity and clarity:
We hold that the statute allows for a "petition ... for a referendum on the resolution." Article 23A, § 19(g). The statutory scheme clarifies that the resolution refers to a decision that adds to the corporate boundaries of the municipal corporation. We hold, however, that where the petition for referendum contained legislative enactments that were collateral to the land annexation resolution but did not obfuscate the subject matter of the petition for referendum, such additions do not invalidate the petition. Additionally, we hold that Mears, the Town Manager of La Plata, acted within his authority as Town Manager when he published Town policies for the validation and verification of signatures on a petition for referendum, and that there was no violation of due process when those policies were published several days prior to the petition deadline.
We address first the Parties
The present case bears little resemblance to Schultz or Burning Tree. Namely, this action deals with the petition for referendum and petition verification process, not the actual resolutions themselves. Moreover, the Town is defending, not challenging, what it believes is its administrator's duty under Article 23A, § 19 with regard to the petition verification and referendum process. Therefore, the Town is not challenging its own laws and the principles of Burning Tree are not at issue.
Next, we review the Referendum Supporters' jurisdictional challenge. The Referendum Supporters contend that the trial court did not have subject matter jurisdiction to review Mears's determination. They argue that the pleadings filed for judicial review, administrative and common law mandamus, must be considered by a tribunal with "the requisite legal authority to hear those questions...." The Referendum Supporters contend that the trial court "lacked the power to hear [the Referendum Opponents'] challenges as anything other than a `properly framed' complaint for declaratory judgment" and that the claims should have been dismissed.
The Referendum Opponents filed, in addition to a complaint for judicial review, requests for declaratory relief, injunctive relief, and mandamus. Although the Circuit Court decided the merits as a judicial review action, the parties do not identify any statute or ordinance that grants a right to seek judicial review in this case.
Generally, mandamus is initiated as an "original action.... used `to compel inferior tribunals, public officials or administrative agencies to perform their function, or perform some particular duty imposed upon them which in its nature is imperative and to the performance of which duty the party applying for the writ has a clear legal right.'" Goodwich v. Nolan, 343 Md. 130, 145, 680 A.2d 1040, 1047 (1996) (citation omitted); see also Talbot Cnty. v. Miles Point Prop., LLC, 415 Md. 372, 394, 2 A.3d 344, 357 (2010) (acknowledging "the concept of administrative mandamus as an extension of the common law writ of mandamus") (citations omitted). Two types of mandamus are available as equitable remedies to an individual challenging the decision of an administrative agency: common law mandamus and administrative mandamus. Administrative mandamus is limited to quasi-judicial agency actions. See Talbot Cnty., 415 Md. at 394, 2 A.3d at 357 (noting that "for administrative mandamus to lie in any given case, the underlying action being reviewed must be quasi-judicial in nature, where quasi-judicial action is synonymous with administrative adjudication"). Administrative mandamus is not an available remedy to the Referendum Opponents in this case, because Mears was not engaged in adjudicating any dispute.
On the other hand, a common law mandamus action is appropriate where "the relief sought involves the traditional enforcement of a ministerial act (a legal duty) by recalcitrant public officials," but not where there is any "vestige of discretion" in the agency action or decision. South Easton Neighborhood Ass'n v. Town of Easton, 387 Md. 468, 477 n. 3, 876 A.2d 58, 63 n. 3 (2005). "Ministerial acts are `duties in respect to which nothing is left to discretion [and are] distinguished from those [allowing] freedom and authority to make decisions and choices.'" Talbot Cnty., 415 Md. at 397, 2 A.3d at 359 (quoting State, Use, Clark v. Ferling, 220 Md. 109, 113, 151 A.2d 137, 139 (1959)).
Gisriel v. Ocean City Board of Supervisors of Elections, 345 Md. 477, 693 A.2d 757 (1997) provides a relevant example of the types of actions that are considered in such an analysis. In Gisriel, a registered voter of Ocean City sought to compel the Board of Elections to comply with the Ocean City Charter voter qualification terms and procedures for validating referendum petitions, after the City Council had allegedly improperly refused to validate the petition based on an insufficient number of signatures. This Court noted that, "whenever a referendum petition is filed, ... the Board must determine whether or not such registered voters are unqualified, and delete the names of those found to be unqualified" before making a determination on the validity of the petition, and that "this is a ministerial duty imposed as a matter of law.... [and] is an appropriate subject for a common law mandamus action." Gisriel, 345 Md. at 498, 693 A.2d at 767-68.
Similarly, in this case, Mears and the Town's review and decision to approve the petition for referendum were actions taken pursuant to the ministerial duty of determining the validity of a petition for
Although the Circuit Court characterized the case as an action for judicial review, this Court in Gisriel pointed out that, "even where a particular action against an administrative agency was allegedly brought under a statutory judicial review provision ... this Court has looked to the substance of the action, [holding] that it could be treated as a common law mandamus or certiorari action, and has exercised appellate jurisdiction." Gisriel, 345 Md. at 500, 693 A.2d at 768. The common law mandamus action, therefore, may serve as a basis for this Court's exercise of appellate jurisdiction. See id. (explaining that where the action was "in substance a common law mandamus action, the Court of Special Appeals had jurisdiction to entertain the appeal under § 12-301 of the Courts and Judicial Proceedings Article").
In addition to common law mandamus, the Referendum Opponents specifically invoked the Declaratory Judgment Act in their amended complaint.
The question of the sufficiency of the petition for referendum turns on the construction and interpretation of Md.Code (1957, 2011 Repl.Vol.), Article 23A, § 19(g). The issue is what did the General Assembly intend to be presented to the voters in a petition for referendum under § 19(g).
The Referendum Opponents argue that the petition pages were legally insufficient and that the Town Manager did not verify that they complied with Article 23A, § 19. As a result, they contend, the invalid petition and petition process rendered the referendum effort in the instant case fatally flawed. First, the Referendum Opponents assert, as a matter of law, that the signature pages were not a "petition" under Article 23A, § 19. They argue that the statute is a precise rubric and authorizes a petition for referendum only on an annexation resolution. In the present case, however, the Referendum Opponents contend that the petition submitted to voters contained non-referable resolutions. Additionally, the resolutions cannot be considered "a single package" pertaining to the annexation resolution, the Referendum Opponents note, because the Town Council voted on each individual resolution separately and recorded different votes for different resolutions. Moreover, they contend that the petition, as it stands, misleads the voters which ultimately undermines the integrity and reliability of the petition process.
In response, the Referendum Supporters argue that Article 23A supplies broad grants of legislative power to the citizens of the State's municipalities, including the right to petition their local legislative bodies to enact charter amendments or annex land, and the power of direct democracy through referendum. As such, the "mere mention — on the petition and ballot — of the three subsidiary resolutions as well as the [referable] annexation resolution [does not] violate[] the Annexation Statute and... the referendum." Specifically, they argue that the resolutions are "four interrelated parts of a single legislative objective, all four parts of which stand or fall together" and were presented to the voters for a single vote of approval or disapproval of the annexation. According to the Referendum Supporters, the inclusion of the subsidiary resolutions with the annexation resolution amounts to mere surplusage, and to strike the petition down because of the subsidiary resolutions' inclusion would exalt form over substance.
We begin our analysis by reviewing the applicable statute and statutory scheme at issue. Article XI-E of the Maryland Constitution governs all municipalities except Baltimore City, which is constitutionally the same as a home rule county. See Art. XI-A (relating to home rule counties and Baltimore City). A municipal corporation established pursuant to Art. XI-E is also subject to the provisions of Article 23A, § 19. Maryland-National Capital Park & Planning Comm'n v. Mayor of Rockville, 272 Md. 550, 558, 325 A.2d 748, 753 (1974). For example, although "[t]he extension of the boundaries of a municipality
The proposal for annexation shall be by "resolution." § 19(b)(1), (c). Section 19 specifies in several subsections that the "resolution" shall concern the enlargement of municipal boundaries. See, e.g., § 19(a); (b)(1) ("The proposal for change [enlarging the municipality's corporate boundaries] may be initiated by resolution...."); § 19(j) (referring to the "resolution proposing a change in the corporate boundaries of the municipal corporation"); § 19(l) (suggesting that the resolution is a "proposal for change"); § 19(m) ("The provisions of this section shall authorize an increase in the area within any municipal corporation only as to land which is not then within the corporate limits of any other municipal corporation.") (emphasis added); § 19(n) (discussing "[t]he resolution to add to the corporate boundaries of a municipal corporation ..."). Section 19 also provides for what is to be included in the resolution. See, e.g., § 19(b)(1) ("The resolution shall describe "by a survey of courses and distances ... the exact area proposed to be included in the change, and shall contain complete and detailed provisions as to the conditions and circumstances applicable to the change in boundaries and to the residents and property within the area to be annexed."). Additionally, in subsection (n), the nature of an annexation resolution is further explained:
See § 19(n). We also note that § 19 provides for an "annexation plan" separate and apart from the resolution. See § 19(o)(1) ("In addition to, but not as a part of the resolution, the legislative body of the municipal corporation shall adopt an annexation plan for the area proposed to be annexed."); see also Koste, 431 Md. at 34, 63 A.3d at 594 (citations and quotations omitted) (noting that subsection (o) "provides that an annexation plan, containing additional information (not contained in the resolution necessarily), ... be made available at the public hearing[,]" and that the "amendments to the annexation plan may not be construed in any way as an amendment to the resolution, nor may they serve in any manner to cause a reinitiation of the annexation procedure then in process").
The section of the Maryland Code on annexation also provides voters or the county in which the municipality is located with the opportunity to petition for a referendum election on the enacted annexation
Looking first to the plain meaning of subsection (g), we note that the language states that the voters "may, in writing, petition ... for a referendum on the resolution...." § 19(g) (emphasis added). Although § 19(g) does not specify what a petition on "the resolution" encompasses, it is appropriate to look elsewhere in § 19, which outlines the municipal annexation process, for guidance. See Koste, 431 Md. at 30, 63 A.3d at 592 (citations and quotations omitted) (noting that "[t]he plain language of a statutory provision is not considered in isolation, however, but rather the plain language must be viewed within the context of the statutory scheme to which it belongs"). When we read the language of § 19(g) together with the other provisions of § 19, it is clear that "the resolution" refers to the "propos[al] [for] change in the corporate boundaries of the municipal corporation." See § 19(j); see also § 19(l) (suggesting that the resolution is a "proposal for change"); § 19(m) (maintaining, in effect, that the resolution "shall authorize an increase in the area within any municipal corporation ..." of land not already within the corporate limits of another municipality); § 19(n) (noting that "the resolution" refers to a resolution proposing to "add to the corporate boundaries of a municipal corporation..."). Similarly, our case law has interpreted the phrase "the resolution" as it is used in § 19 as a proposal to annex land to a municipality. See Mayor of Oakland, 392 Md. at 324-25, 896 A.2d at 1050 (referring to the resolution as it is used in § 19 and for the purposes of the petition as "the annexation resolution"); see also Beshore v. Town of Bel Air, 237 Md. 398, 410, 411, 206 A.2d 678, 684, 685 (1965) (noting that under § 19, the resolution is an "annexation resolution," and a "resolution providing for annexation by a municipality ...").
When viewed within the statutory scheme, the meaning of the phrase "the resolution" as it is used in § 19(g) unambiguously refers to the resolution proposing the annexation of land.
The Referendum Supporters contend that even if the additional Resolutions are not referable to the voters on their own under § 19(g), we should construe them together with Resolution 11-12a, as a "single resolution" because they are a part of a single legislative objective. The Referendum Supporters argue that this is reflected by the fact that the choice presented to the voters on the petition is either for or against "the annexation package." Based on a plain reading of the statute, however, this argument is unpersuasive.
The General Assembly made it clear in § 19(g) that the petition presented to voters shall be for a "referendum on the [annexation] resolution."
Notwithstanding the plain meaning of the statute, the Referendum Supporters contend that even though the petition for referendum included the non-referable resolutions, the placement of the additional resolutions on the petition amounts to mere surplusage, and rendering the petitions invalid exalts form over substance.
The General Assembly, in drafting § 19(g), did not expressly prohibit the inclusion
In this case, however, there is no real danger of confusion or ambiguity as to the subject of the petition for referendum. Although non-referable, the additional resolutions included in the petition serve only to further inform the voters on the nature of the annexation resolution that is the heart of the referendum. See Koste, 431 Md. at 37, 63 A.3d at 596 ("The law favors seemingly a presumption that voters will inform themselves fully of all accessible information before making a decision."). Therefore, we hold that because the inclusion of the additional resolutions does not obfuscate the subject matter of the petition for referendum on the annexation resolution, it does not invalidate the petition for referendum or render it legally insufficient.
In view of our disposition regarding the legal sufficiency of the petition in the present case, we also address whether, as a matter of law, La Plata's Town Manager had the power and authority to promulgate Town guidelines for the validation and verification of referendum petitions under § 19(g).
The Town and Referendum Supporters defend the Town Manager's publication of his eight-page document, entitled, "Procedures for Validation and Verification of Signatures on Annexation Referendum Petition Signatures Submitted Pursuant to [§ 19(g)]." They argue that even if § 19(g) does not explicitly authorize the Town Manager to create such guidelines, the statute grants him the implied authority to do so. According to the Town and Referendum Supporters, the implied authority comes from the specific grant to the chief executive and administrative officer the responsibility to verify petition signatures and ascertain that the persons signing the petition represent at least twenty percent of the qualified voters. See § 19(g). The Town and Referendum Supporters contend, therefore, that it is logical that the chief executive and administrative officer, the person charged with conducting the verification of petitions, be authorized to enact procedures explaining how to carry out the responsibilities expressly delegated to him or her under § 19(g) with regard to municipal land annexation referenda.
By contrast, the Referendum Opponents do not read § 19(g) so broadly to provide the Town Manager with the power and authority to create such guidelines. Rather,
The gravamen of this inquiry revolves around whether Mears had the authority, as Town Manager, to create such petition guidelines. To analyze Mears's power, we begin by reviewing his grant of authority under Article 23A, § 19(g):
The statute unambiguously provides the chief executive and administrative officer of the municipal corporation, here the Town Manager, the power to "cause to be made a verification" of the signatures on the petition and ascertain that the requisite number of qualified signatures are present. § 19(g). The statute, therefore, does not grant the express authority to create verification and validation procedures. Generally, however, a government official or agency has reasonable discretion to carry out "fairly implied" powers incident to those duties or authority expressly granted. See River Walk Apartments, LLC v. Twigg, 396 Md. 527, 543, 914 A.2d 770, 779-80 (2007) (recognizing that municipalities may exercise powers that are necessary, fairly implied, or incident to "the powers expressly granted"). The exercise of implied or discretionary authority is limited in that it must be exercised reasonably, not arbitrarily or capriciously. See Harvey v. Marshall, 389 Md. 243, 303, 884 A.2d 1171, 1207 (2005).
The issue is thus whether Mears's verification authority, by implication, includes the power to "establish[] a process and criteria to guide the validation and verification of signatures [on a petition]..." and to guide all future petition drives in La Plata under § 19(g). See Mears's Procedures. In Burroughs v. Raynor, 56 Md.App. 432, 468 A.2d 141 (1983), a similar question was asked regarding what powers the Election Supervisors had when charged with the responsibility to verify signatures on a City Council nominating petition to ensure it was "signed by not less than three percent of the voters who are eligible to vote for the office for which nomination by petition was sought." 56 Md.App. at 434-35, 468 A.2d at 142. The Court of Special Appeals held that the nature of the verification requirement includes, in addition to counting the number of names on the petition, "determin[ing] that those names are in fact the names of registered voters of the appropriate jurisdiction." 56 Md.App. at 439, 468 A.2d at 144. Similarly, in Barnes v. State ex rel. Pinkney, 236 Md. 564, 204 A.2d 787 (1964), this Court held that the Secretary of State had the authority to examine the signatures
Under the basic definition of "verification," therefore, Mears's responsibility was to "cause to be made" an authentication of the signatures presented to him on the petition and confirm that the signatures represented enough qualified voters for a referendum election to take place.
Moreover, Mears's action is consistent with Maryland administrative law, in that an agency may adopt regulations articulating the agency's interpretation of the law that it administers. See DPSCS v. Demby, 390 Md. 580, 604-07, 890 A.2d 310, 324-26 (2006); Comptroller v. Miller, 169 Md.App. 321, 346, 901 A.2d 229, 243 (2006), aff'd, 398 Md. 272, 920 A.2d 467 (2007) ("In general, an agency may enact rules that are either legislative or interpretive. A legislative rule is the product of an exercise of delegated legislative power to make the law through rules. An interpretive rule is any rule an agency issues without exercising delegated legislative power to make law through rules.") (citation and quotation omitted). Lastly, we note that the governmental transparency espoused by Mears's publication of the guidelines is consistent with the general principles of good government.
We therefore hold, not only that the petition for referendum was valid, but also that the Town Manager in the present case had the implied authority to create and publish procedures or guidelines for the conduct of petition validation and verification for purposes of the referendum.
We hereby remand this case to the Circuit Court for further proceedings to resolve the outstanding claims in the Referendum Opponents' amended complaint, namely, Count V, alleging fraud in circulation with regard to fraudulent circulator's affidavits, and Count VI, alleging fraud in circulation with regard to misrepresentations to potential signers and inadequate anti-fraud measures.