MARVIN J. GARBIS, District Judge.
The Court has before it Defendants' Motion to Dismiss the Amended Complaint [ECF No. 18] and the materials submitted relating thereto. The Court has held a hearing and has had the benefit of the arguments of counsel.
In 2013, the Maryland General Assembly passed the Firearm Safety Act of 2013 ("FSA"), to regulate the sale and possession of firearms within the state. The FSA includes a Handgun Qualification License provision ("HQL Provision" or "Provision"), Md. Code Ann., Pub. Safety § 5-117.1, which forbids the sale, rental, transfer, purchase, or receipt of a handgun by any person without a valid HQL issued by the Secretary, with certain exceptions.
Plaintiffs Maryland Shall Issue, Inc., Atlantic Guns, Inc., Ana Sliveira, Deborah Kay Miller, Susan Brancato Vizas, and Christine Bunch (collectively "Plaintiffs") assert claims against Defendants Lawrence Hogan, in his official capacity as Governor of the State of Maryland, and William M. Pallozzi, in his official capacity as Secretary and Superintendent of the Maryland State Police (collectively "Defendants").
The Plaintiffs have filed the instant lawsuit, seeking an order declaring the HQL Provision unconstitutional on its face and as applied to the Plaintiffs, and to enjoin enforcement of Md. Code Ann., Pub. Safety § 5-117.1 and the implementing regulations and practices adopted by the Maryland State Police ("MSP").
Plaintiffs' Amended Complaint [ECF No. 13] presents three Counts:
By the instant motion, Defendants seek dismissal of the Amended Complaint pursuant to Rule
A motion to dismiss filed pursuant to Rule 12(b)(6) tests the legal sufficiency of a complaint. A complaint need only contain "`a short and plain statement of the claim showing that the pleader is entitled to relief,' in order to `give the defendant fair notice of what the . . . claim is and the grounds upon which it rests.'"
Inquiry into whether a complaint states a plausible claim is "`a context-specific task that requires the reviewing court to draw on its judicial experience and common sense.'"
Plaintiffs challenge the HQL Provision of the FSA. The Provision provides that "[a] dealer or any other person may not sell, rent, or transfer a handgun" unless the purchaser, lessee, or transferee presents a valid handgun qualification license ("HQL"). Md. Code Ann., Pub. Safety § 5-117.1(b).
Furthermore, "[a] person may purchase, rent, or receive a handgun only if the person:
The statute states that the Secretary shall issue an HQL to a person who is (1) 21 years old, (2) a Maryland resident, (3) not prohibited by federal or state law from purchasing or possessing a handgun, and (4) has "demonstrated satisfactory completion" of a firearms safety training course approved by the Secretary within the three years prior to the application.
HQL applicants must submit:
After receiving an application, the Secretary must complete a State and national criminal history records check using the applicant's fingerprints. The fees for these records checks are $18.00 and $14.50 respectively.
Within thirty days
A person whose HQL application is denied or whose HQL is revoked may request a hearing within thirty days of the revocation or denial, and the hearing will be granted within fifteen days of the request.
The FSA authorizes the Secretary of the Maryland State Police ("MSP") to adopt regulations to implement the HQL requirement.
The MSP regulations require an HQL application to be submitted online, and the application must include the "applicant's name, address, driver's license or photographic identification soundex number, place and date of birth, height, weight, race, sex, eye and hair color, occupation, and home and work telephone numbers" and a nonrefundable payment of $50.00. Md. Code Regs. 29.03.01.28 (2017). Plaintiffs claim that, as a matter of practice, the MSP will accept only fingerprints taken by a State-certified vendor using "livescan" technology. The fee for fingerprinting is $17.00. ¶
Applicants are also required to submit "a Firearms Safety Training Certificate issued by a Qualified Handgun Instructor" that "constitute[s] proof that the applicant satisfactorily completed a Firearms Safety Training Course." Md. Code Regs. 29.03.01.29 (2017). In addition to the statute's requirements for the course content, the regulations specify that the course must include "a practice component in which the applicant safely fires at least one round of live ammunition."
Maryland and are over the age of 21. They do not currently own handguns and are "deterred from purchasing a handgun because of the expense and inconvenience of the HQL application process and its constituent parts." ¶¶ 9, 14, 19, 24. But for the HQL requirement, they could lawfully purchase and own handguns.
Plaintiff Ana Sliveira is a single mother who is employed as a Department of Defense federal contractor employee. She holds a government security clearance and was a victim of the Office of Personnel Management data breach. She has heightened concern for her family's safety because her personal information has been disclosed as a result of that breach. She would like to purchase a handgun to protect herself and her family inside of her home. She does not own any other firearms.
Plaintiff Deborah Kay Miller is a General Member of Plaintiff organization Maryland Shall Issue, Inc. Ms. Miller wants a handgun for self-defense, target practice, and other lawful purposes.
Plaintiff Susan Brancato Vizas has passed Hunter Safety Training and would like to purchase a handgun for self-defense, target practice, and other lawful purposes, but has not taken further steps to obtain an HQL because the process is burdensome. Ms. Vizas is a mother of three school-aged children.
Plaintiff Christine Bunch wants a handgun for self-defense, target practice, and other lawful purposes; however, she "cannot afford the time or excessive cost of acquiring an HQL." ¶ 24.
Plaintiff Maryland Shall Issue, Inc. ("MSI") is a Maryland non-profit organization "dedicated to the preservation and advancement of gun owners' rights in Maryland." ¶ 25. MSI "seeks to educate the community about the right of selfprotection, the safe handling of firearms, and the responsibility that goes with carrying a firearm in public."
MSI brings this action on behalf of itself and its approximately 772 members. Some MSI members do not possess HQLs and "have been deterred from purchasing a handgun because of the expense and inconvenience of the HQL application process and its constituent parts."
Plaintiff Atlantic Guns, Inc. ("Atlantic Guns") is a federally-licensed firearms dealer and Maryland Regulated Firearms Dealer.
Atlantic Guns is unable to sell handguns to persons without HQLs and persons who are deterred by the HQL application process. Atlantic Guns has experienced a "significant reduction in its business due to the HQL requirement." ¶ 26. Atlantic Guns also represents the interests of customers who would like to purchase handguns but cannot buy them because of the HQL requirement.
Plaintiffs contend that the HQL Provision and implementing regulations violate individuals' Second Amendment rights to purchase or acquire a handgun and the Due Process Clause of the Fourteenth Amendment.
The Plaintiffs present their federal constitutional claims pursuant to 42 U.S.C. § 1983 (2012). To establish a § 1983 claim, a plaintiff must prove that a defendant acted under color of state law and deprived him/her of a right secured by the Constitution.
There is no doubt that all pertinent actions of Defendants were performed under color of state law, i.e., acting as state officials.
The Second Amendment provides: "A well regulated Militia, being necessary to the security of a free State, the right of the people to keep and bear Arms, shall not be infringed." U.S. Const. amend. II. At its core, the Second Amendment protects an individual right of "law-abiding, responsible citizens to use arms in defense of hearth and home."
Although the Supreme Court has not delineated the exact scope of the Second Amendment, the
The United States Court of Appeals for the Fourth Circuit follows a two-step analysis when assessing laws regulating firearms.
At step two, the level of scrutiny applied "depends on the nature of the conduct being regulated and the degree to which the challenged law burdens the right."
Defendants do not deny that the HQL Provision and implementing regulations burden conduct within the scope of the Second Amendment, namely, the ability of a law-abiding citizen to attain a handgun for use in the home for self defense.
However, the Defendants contend that:
These assertions will be addressed in turn.
To have standing, an individual plaintiff must allege a concrete injury, causation, and redressability. An association has standing only when its individual members have standing in their own rights.
Generally, a person may not bring a constitutional challenge to a statute on grounds that do not apply to that plaintiff.
Plaintiffs allege that the HQL Provision and regulations are "unduly burdensome, particularly for people who hunt for food, require a firearm to earn a living, are elderly, terminally ill and/or who have an urgent need for firearms for self-defense because they live in a high crime area or have been threatened." ¶ 44. Plaintiffs also allege that the MSP regulations are burdensome because they require computer and internet access, a scanner to scan and attach the supporting documentation to an HQL application, a permanent home address and phone number, and a credit or debit card to pay the fee.
Additionally, Plaintiffs allege that the MSP regulations discriminate against and act as a barrier to "the poor or disadvantaged citizens of Maryland who live in urban areas" who lack access or means to travel to State-certified "livescan" fingerprint vendors, handgun training course instructors, or a public shooting range for live fire instruction. ¶ 46.
Defendants contend that the Plaintiffs lack standing to bring a facial or as-applied Second Amendment claim based on this alleged discrimination (other than time and cost) because none of the Plaintiffs allege that they themselves or one of their members or customers are negatively impacted by those requirements,
The Amended Complaint does not contain even
However, MSI, a gun advocacy organization, contends that at least some of its many members across the state are affected by all of these burdens, and that it can identify specific individuals after discovery. ¶ 25 ("MSI has approximately 772 members statewide."). "[T]he Supreme Court has made it clear that `the presence of one party with standing is sufficient to satisfy Article Ill's case-or-controversy requirement.'"
Taken in a light most favorable to Plaintiffs, with all inferences that can be derived from the facts alleged, it is plausible that some MSI members do hunt for their food or live in urban areas, and thus have standing as to those challenges. Ultimately, to prevail, Plaintiffs must prove the identity of specific individuals who are personally injured or deterred by each contested aspect of the challenged requirements in order to have standing. Count I shall not be dismissed for lack of standing.
Plaintiffs disagree with Defendants' position that intermediate scrutiny applies and assert that it is inappropriate for the Court to select and apply means-end scrutiny prior to discovery.
The facts and Statute at issue in this case are different from those previously addressed by the Fourth Circuit, thus the issue of what scrutiny should or could apply is unsettled.
Even
The HQL Provision and regulations do not effect an absolute ban on handguns, but, based on the facts alleged in the Amended Complaint, at least one Plaintiff, Ms. Bunch, cannot afford the fees or time necessary to get an HQL, and therefore allegedly has been prevented from owning a handgun under the FSA. ¶ 24.
The Court concludes that it is wise to have a fully developed record before weighing in on this matter of first impression.
Thus, it is premature to select and apply a form of scrutiny to assess the merits of Plaintiffs' claims without giving the parties a chance to conduct discovery.
Defendants assert that Plaintiffs do not allege facts sufficient to present a plausible claim that their Second Amendment rights have been burdened.
The Individual Plaintiffs allege that they do not have handguns and want to obtain handguns for self-defense and other lawful purposes, but are deterred by the expense and inconvenience of the HQL application process. Similarly, MSI alleges that some of its members, including Ms. Miller, want to obtain handguns but have been deterred or prevented by the HQL requirements. Atlantic Guns alleges that it suffers business losses because the HQL Provision prevents it from selling to customers who want a handgun, which in turn, burdens the Second Amendment rights of its customers.
The Amended Complaint details the burdens associated with the application process, including the specific costs
Accepting the pleadings as true, the Court finds that the Plaintiffs allege adequate facts to present a plausible claim that the HQL Provision and regulations have deprived them (or their members or customers) of the Second Amendment right to possess a handgun in the home for self-defense. Accordingly, Count I shall not be dismissed.
"As the Supreme Court has repeatedly observed, [a] facial challenge to a legislative Act is, of course, the most difficult to mount successfully, since the challenger must establish that no set of circumstances exists under which the Act would be valid. The fact the [relevant statute] might operate unconstitutionally under some conceivable set of circumstances is insufficient to render it wholly invalid . . . ."
An exception relating to third party rights exists in the First Amendment context for overbreadth claims, but no circuit has accepted such a Second Amendment overbreadth challenge.
Plaintiffs contend that the HQL Provision and regulations are facially unconstitutional because they were intended to act "as a rationing of Second Amendment rights by discouraging and burdening the exercise of a law-abiding citizen's right to purchase or acquire a handgun," and thus the Provision is illegitimate and unconstitutional. ¶ 57. In addition, Plaintiffs contend that the HQL requirements are facially unconstitutional because they bar a person from exercising the Second Amendment right until or unless that person has "borne all the burdens imposed by the HQL Statute and navigated all the obstacles." Pls.' Opp'n [ECF No. 29] at 17.
Defendants assert that the Amended Complaint fails to present a facial challenge because the HQL Provision has a legitimate sweep and because Plaintiffs either do not have standing or have not alleged facts to support a claim that the individual burdens, such as cost or access to a shooting range, impose an unconstitutional burden in every circumstance.
The Court has already addressed the standing issue, and concludes that if it is later determined that the law is constitutional as-applied to Plaintiffs, at that point it will be unnecessary to address the facial challenges.
Accordingly, the claims in Count I remain pending.
Plaintiffs allege that the HQL requirement violates the Fourteenth Amendment Due Process Clause
These contentions will be addressed in turn.
The MSP regulations provide that an HQL applicant must submit "a Firearms Safety Training Certificate issued by a Qualified Handgun Instructor" to prove that the applicant "satisfactorily completed a Firearms Safety Training Course." Md. Code Regs. 29.03.01.29 (2017). Plaintiffs' claims are based on the possibility that an Instructor could refuse to issue such a certificate, thereby preventing an applicant from successfully completing the application and being considered to receive an HQL. The statute and the regulations do not provide for a hearing or judicial review of an Instructor's denial of a Certificate.
To state a procedural due process claim, Plaintiffs must show that:
Plaintiffs' procedural due process claims are speculative and fail to meet this standard because they do not allege a deprivation due to the denial of a Training Certificate.
Accordingly, Plaintiffs have failed to plausibly allege that the Instructor Certification Requirement violates procedural due process.
The HQL Provision provides that a person may not "purchase, rent, or receive a handgun" without an HQL. Md. Code Ann., Pub. Safety § 5-117.1(c). Section 5-144(a) of the Maryland Public Safety Code prohibits the "receipt of a regulated firearm in violation of this subtitle." Md. Code Ann., Pub. Safety § 5-144(a)(2011 Repl. Vol., 2016 Supp.). Plaintiffs assert that the HQL Provision is void for vagueness because the terms "receive" and "receipt" are undefined by the Code and regulations.
MSI submitted comments to the MSP during the rulemaking proceedings and requested that the MSP define those terms, but the MSP failed to do so. MSI contends that its members without HQLs who wish to temporarily handle a handgun at home or a shooting range or to receive training are exposed to the threat of arbitrary prosecution under § 5-144 due to the ambiguous meaning of the terms "receive" and "receipt."
A statute is impermissibly vague under the Due Process Clause only if it "[1] fails to provide a person of ordinary intelligence fair notice of what is prohibited, or [2] is so standardless that it authorizes or encourages seriously discriminatory enforcement."
Defendants contend that the words "receive" and "receipt" are not vague in light of the structure of the statute, which pairs "transfer" in § 5-117.1 subsection (b), with "receive" in subsection (c). The Maryland Court of Appeals has defined the word "transfer" as used in § 5-124 of the Maryland Public Safety Article, to refer only to "permanent gratuitous transfers,"
To address Defendants' arguments, the Court would have to analyze the merits of Plaintiffs' vagueness claim, which is inadvisable and unnecessary at the motion to dismiss stage.
It suffices now to note that Plaintiffs adequately allege a plausible claim that the HQL Provision is impermissibly vague
Accordingly, Count II shall not be dismissed.
In Count III, Plaintiffs bring a claim under the Maryland Administrative Procedure Act, which provides that "[a] person may file a petition for a declaratory judgment on the validity of any regulation" and "the court shall declare a provision of a regulation invalid if the court finds that:
Md. Code Ann., State Gov't § 10-125(a),(d). An agency's rules or regulations should be upheld "as long as they d[o] not contradict the language or purpose of the statute."
Plaintiffs contend that the MSP regulations are invalid because MSP:
Plaintiffs also allege that the regulations violate the Second Amendment.
The Maryland Court of Appeals has held "[i]t is proper to dismiss a declaratory judgment action only where there is a lack of jurisdiction or where a declaratory judgment is not an available or appropriate type of remedy."
Accordingly, Count III shall not be dismissed.
For the foregoing reasons:
SO ORDERED.
§ 5-117.1 (c).
§ 5-117.1 (e).