JOHN A. WOODCOCK, JR., Chief Judge.
In 1997, the state of Maine elected to cover noncitizens under its state Medicaid program and it continued to do so until June 2011, when the Maine Legislature passed Public Law 2011, chapter 380, section KK-4, terminating Medicaid-ineligible alien health benefit coverage. Noncitizens Hans Bruns and Kadra Hassan, on behalf of themselves and a proposed class of Maine residents, request that the Court declare Public Law 2011, chapter 380, section KK-4 unconstitutional and grant a preliminary injunction enjoining Mary Mayhew, the Commissioner of the Maine Department of Health and Human Services (DHHS), from enforcing the law. They also petition the Court to order the restoration of their MaineCare benefits. The Plaintiffs claim that the 2011 Maine law violates the Equal Protection Clause of the Fourteenth Amendment of the United States Constitution because it discriminates against noncitizens in favor of citizens in the administration of MaineCare benefits. After an analysis of the four preliminary injunction factors, the Court denies the Plaintiffs' motion because they are unable to establish a likelihood of success on the merits of their equal protection claim.
On April 4, 2012, Hans Bruns filed a class action complaint against Mary Mayhew in her official capacity as the Commissioner of Maine DHHS. Class Action Compl. for Declaratory and Inj. Relief (ECF No. 1) (Compl.). The Complaint was amended on December 7, 2012 to join an additional Plaintiff, Kadra Hassan, in the action. First Am. Class Action Compl. for Declaratory and Inj. Relief (ECF No. 25) (First Am. Compl.). On April 4, 2012, the Plaintiffs moved for class certification, Pls.' Mot. for Class Certification (ECF No. 4), and for a preliminary injunction, Pls.' Mot. for Prelim. Inj. (ECF No. 5) (Pls.' Mot.). The Commissioner moved to dismiss the Plaintiffs' initial Complaint pursuant to Rule 12(b)(6) on May 11, 2012, Def.'s Mot. to Dismiss (ECF No. 12), and opposed the Plaintiffs' motions for class certification and preliminary injunction. Def.'s Opp'n to Pls.' Mot. for Class Certification (ECF No. 14); Def.'s Opp'n to Pl.'s Mot. for Prelim. Inj. (ECF No. 13) (Def.'s Opp'n).
On May 25, 2012, the Plaintiffs filed their opposition to the Commissioner's motion to dismiss. Pls.' Opp'n to Def.'s Mot. to Dismiss (ECF No. 17) (Pls.' Opp'n). They also replied to the Commissioner's opposition to the motions for class certification and preliminary injunction. Pls.' Reply Mem. in Supp. of Class Certification (ECF No. 15); Pls.' Reply Mem. in Supp. of Prelim. Inj. (ECF No. 16) (Pls.' Reply). On November 20, 2012, the Court dismissed the Commissioner's motion to dismiss without prejudice. Order on Commissioner's Mot. to Dismiss (ECF. No. 19) (Order). On December 19, 2012, the Commissioner filed an Answer to the First Amended Complaint. Def.'s Ans. to First Am. Compl. (ECF No. 27) (Def.'s Ans.).
Medicaid is a jointly funded state and federal program that provides medical assistance to low-income individuals. First Am. Compl. ¶ 26. In 1973, the Maine Legislature enacted Aid to Needy Persons, Public Law 1973, chapter 790, codifying its decision to provide Medicaid coverage to all qualified individuals regardless of their immigration status and alienage. Id. The state of Maine's Medicaid program is called MaineCare and Maine DHHS is responsible for administering MaineCare to Maine residents. Id.
In 1996, Congress changed the eligibility requirements for federal Medicaid with its enactment of the Personal Responsibility and Work Opportunity Reconciliation Act of 1996 (PRWORA), Public Law No. 104-193, 110 Stat. 2105 (1996). Id. ¶ 27. PRWORA divided noncitizens into two groups for Medicaid eligibility: qualified and non-qualified aliens. Id. Qualified aliens include lawful permanent residents and certain other specified groups of individuals, such as asylees and refugees. Id.
The Act further divided qualified aliens into two groups for Medicaid eligibility based upon the length of an alien's residency in the United States. Id. The law generally made Medicaid benefits unavailable to qualified aliens residing in the United States after August 22, 1996 until the aliens had resided in the United States for at least five years with qualifying status. Id. Nevertheless, the law provided that these Medicaid-ineligible noncitizens could receive medical assistance required to treat emergency medical conditions. Id. ¶ 28.
PRWORA also authorized states to decide whether to provide health benefit services to Medicaid-ineligible noncitizens residing within their borders. Id. ¶ 29. In response, in 1997, the Maine Legislature voted unanimously to pass Temporary Assistance to Needy Families (TANF), Public Law 1997, chapter 530, section A-16, which provided state-funded health benefit coverage to all legal noncitizens "`who would be eligible for the TANF or Medicaid programs but for their status as aliens under PRWORA.'" Id. ¶ 30. However, in June 2011, the Maine Legislature passed Public Law 2011, chapter 380, section KK-4, which terminated Medicaid-ineligible aliens' health benefit coverage under the 1997 law. Id. ¶ 31. Maine DHHS implemented this new law through emergency rulemaking on September 1, 2011 and adopted it permanently as of December 5, 2011. Id.
Hans Bruns resides in Fort Fairfield, Maine. Id. ¶ 10. Mr. Bruns became a United States lawful permanent resident on December 16, 2007. Id. ¶ 10, 32. He is indigent and, because of his low income, cannot afford to pay for private health insurance. Id. ¶ 32. Sometime in December 2010, Mr. Bruns began to receive health insurance benefits through the state of Maine. Id. On September 1, 2011, DHHS sent form termination notices to approximately five hundred noncitizens living in Maine, including Mr. Bruns, informing them that their state-funded coverage was being reduced to emergency care only. Id. ¶ 4. The State terminated Mr. Bruns' benefits on October 1, 2011. Id. ¶ 34.
After experiencing pain on the right side of his face for more than a year and seeking treatment for a mass on the right side of his neck, Mr. Bruns was diagnosed in late 2011 or early 2012 with adenoid cystic carcinoma of the right parotid gland and an apparent lesion in his lung. Id. ¶¶ 11, 33. Mr. Bruns has experienced extreme pain and suffering, which has impacted his
Without full MaineCare benefits, Mr. Bruns has been unable to afford medical care required to cure his condition, which includes services such as MRI imaging, resection of the lesion, radiation, and chemotherapy. Id. ¶¶ 1, 11, 35. Emergency care benefits under the State's current MaineCare program could not provide Mr. Bruns with the necessary medical services to treat his condition. Id. ¶ 10. Because Mr. Bruns did not receive a timely diagnosis and treatment for his cancer, he is now terminally ill and receiving hospice care. Id. ¶ 1.
Ms. Hassan was admitted to the United States as a non-immigrant on December 25, 2010 and is awaiting a decision on her asylum application. Id. ¶ 36. She has lived in Maine for several years and currently resides in Lewiston. Id. ¶ 12. Ms. Hassan suffers from Stage 5 Kidney Disease (End Stage Renal Disease) and requires kidney dialysis several times per week, prescription medications, and regular primary care physician visits, among other things. Id. ¶¶ 13, 36. Ms. Hassan goes to kidney dialysis treatment several times a week. Id. ¶ 2. Like Mr. Bruns, Ms. Hassan also requires medical care and treatment but cannot afford to pay for that care without state subsidy. Id. ¶ 36.
In January of 2012, Ms. Hassan applied and was found eligible for MaineCare benefits but was limited to emergency-only MaineCare benefits by Maine DHHS due to her immigration status. Id. ¶ 37. Without treatment, particularly dialysis and a kidney transplant, Ms. Hassan's condition will ultimately result in her death. Id. ¶ 36. Although she has been recommended for a kidney transplant, Ms. Hassan was turned down for the operation because of her lack of health insurance coverage. Id. ¶ 13.
The Plaintiffs claim they satisfy the first factor of the preliminary injunction inquiry because the "State of Maine ... plainly created a classification based upon alienage that cannot survive strict scrutiny." Pls.' Mot. at 5. They contend that Maine DHHS violated the Equal Protection Clause because the 2011 law created "two classes of MaineCare recipients" based on the recipients' immigration status and because "citizens and noncitizens in Maine were always part of, and granted the same benefits by, one MaineCare program." Id. at 7, 9. Given that the Commissioner cannot proffer a compelling state interest to justify the 2011 law, the Plaintiffs are confident they can demonstrate a likelihood of success on the merits. Id. at 13.
With respect to the second factor, the potential for irreparable harm, the Plaintiffs cite First Circuit caselaw supporting their argument that the Commissioner's wrongful denial of Medicaid benefits, which causes individuals like the Plaintiffs to forgo necessary medical treatment, is irreparable injury. Id. at 14. They point out that the Plaintiffs' have "already suffered harm, and will continue to do so until the Defendant is required to provide [them] with benefits." Id. at 15.
Regarding the third factor, the Plaintiffs assert that the hardship they will suffer absent health care support from the State outweighs the financial hardship the Defendant will face if the Court grants their motion. Id. at 16. Specifically, the Plaintiffs assert that the cost savings as a result of limiting coverage to some qualified aliens saved the State only 0.1932% of the General Fund MaineCare Budget for fiscal
Finally, regarding the fourth factor, the Plaintiffs insist that the public interest favors granting the preliminary injunction because "[i]t is unimaginable how seeking to prevent a State government's infringement upon the right to equal protection would disserve the public interest" especially considering the facts in this case. Id. at 16. On a procedural note, the Plaintiffs ask the Court to waive the Rule 56(c) security requirement because the Plaintiffs are indigent, this case involves an important "public interest", and they have demonstrated a strong likelihood of success on the merits. Id. at 17.
First, the Commissioner maintains that "[a] showing of likelihood of success on the merits stands as the sine qua non for obtaining preliminary injunctive relief ... a burden that the plaintiff[s] cannot carry." Def.'s Opp'n at 1. She claims that there was no Equal Protection Clause violation because the elimination of a state program which serves only aliens does not constitute selective treatment. Id. at 1, 7. Regarding the second preliminary injunction factor, the Commissioner asserts that the Plaintiffs do not necessarily face irreparable harm because they may be eligible for MaineCare's emergency care or medically necessary inpatient and outpatient hospital care pursuant to Maine's Free Care law. Id. at 8.
Next, the Commissioner argues that the balance of burdens weighs in the State's favor because if the Court grants the preliminary injunction it would shift the Plaintiffs' cost of care from hospitals to the State. Id. at 9. With respect to the fourth factor, the Commissioner contends that the public interest in managing and containing the current budgetary crisis controls the analysis. Id. Finally, the Commissioner asserts that the goal of preliminary injunctions — to preserve the status quo — is not furthered by granting a preliminary injunction in this case because Maine's termination of state-funded medical benefits to Medicaid-ineligible qualified aliens in 2011 fundamentally changed the status quo. Id.
In response, the Plaintiffs argue that the 2011 Maine law violates the Equal Protection Clause because there was never a "creation of a non-citizen-only program or non-citizen-only benefit." Pls.' Reply at 1-2. Regarding the second factor, the Plaintiffs argue that the Commissioner "overestimates the scope of the alternative care options" because emergency care is extremely limited and explicitly excludes care the Plaintiffs require in order to avoid irreparable injury such as "dialysis, organ transplants, school based services, personal care services, waiver services, nursing facility services and hospice services." Id. at 4. They also argue that medically necessary care under Maine's Free Care law fails to remedy the Plaintiffs' potential harm because it only provides care for inpatient and outpatient hospital services and would disqualify a large number of individuals from receiving services given the program's income requirements. Id. at 5.
Here, because the indigent Plaintiffs would be responsible to either pay out-of-pocket for their healthcare or forego treatment, they insist that the potential for irreparable injury is undeniable. Id. at 6. Further, they note that "[i]t is not only disappointing but appalling that the Defendant argues that a minuscule cost savings... outweighs at least 500 Maine residents'
"`A preliminary injunction is an extraordinary and drastic remedy that is never awarded as of right.'" Peoples Fed. Sav. Bank v. People's United Bank, 672 F.3d 1, 8-9 (1st Cir.2012) (quoting Voice of the Arab World, Inc., v. MDTV Med. News Now, Inc., 645 F.3d 26, 32 (1st Cir.2011)). When deciding whether to grant the Plaintiffs' motion for preliminary injunction, the Court must carefully weigh four factors. Esso Std. Oil Co. v. Monroig-Zayas, 445 F.3d 13, 17-18 (1st Cir.2006). These factors include: "(1) the likelihood of success on the merits; (2) the potential for irreparable harm [to the movant]; (3) the balance of the relevant impositions, i.e., the hardship to the nonmovant if enjoined as contrasted with the hardship to the movant if no injunction issues; and (4) the effect (if any) of the court's ruling on the public interest." Id. (quoting Bl(a)ck Tea Soc'y v. City of Boston, 378 F.3d 8, 11 (1st Cir.2004)).
"The party seeking the preliminary injunction bears the burden of establishing that these four factors weigh in its favor." Id. However, "[t]he sine qua non of this four-part inquiry is likelihood of success on the merits: if the moving party cannot demonstrate that he is likely to succeed in his quest, the remaining factors become matters of idle curiosity." New Comm Wireless Servs., Inc., v. SprintCom, Inc., 287 F.3d 1, 9 (1st Cir.2002); see Sindicato Puertorriqueno de Trabajadores v. Fortuno, 699 F.3d 1, 7 (1st Cir.2012) (confirming that "this factor is the most important part of the preliminary injunction assessment") (internal citations omitted). Ultimately, "trial courts have wide discretion in making judgments regarding the appropriateness of [preliminary injunctive] relief." Francisco Sanchez v. Esso Std. Oil Co., 572 F.3d 1, 4 (1st Cir.2009).
Here, because the Plaintiffs cannot satisfy the threshold requirements for their Equal Protection Clause claim, they have not demonstrated the sine qua non of the preliminary injunction test — a likelihood of success on the merits. See New Comm Wireless Servs., Inc., 287 F.3d at 9; see Borinquen Biscuit Corp. v. M.V. Trading Corp., 443 F.3d 112, 115 (1st Cir.2006) ("the cynosure of this four-part test is more often than not the movant's likelihood of success on the merits"). The Equal Protection Clause of the Fourteenth Amendment of the United States Constitution provides, "[n]o State shall ... deny to any person within its jurisdiction the equal protection of the laws." U.S. CONST. amend. XIV, § 1. Because "person" denotes lawfully admitted resident aliens and citizens of the United States, both noncitizens and citizens are entitled to "equal protection of the laws of the State in which they reside." Graham v. Richardson, 403 U.S. 365, 371, 91 S.Ct. 1848, 29 L.Ed.2d 534 (1971). Equal protection of the laws necessarily requires that similarly situated individuals be treated alike by the laws of a state. City of Cleburne v. Cleburne Living
To evaluate whether an equal protection claim is viable, the First Circuit has explained that a court must "look for two elements: (1) whether the [] [plaintiffs] [were] treated differently than others similarly situated, and (2) whether such a difference was based on an impermissible consideration...." Macone v. Town of Wakefield, 277 F.3d 1, 10 (1st Cir.2002); see Barrington Cove, LP, v. R.I. Hous. & Mortg. Fin. Corp., 246 F.3d 1, 7 (1st Cir. 2001). Once these two elements are shown, the court must determine what level of scrutiny applies to the law at issue. See City of Cleburne, 473 U.S. at 439-40, 105 S.Ct. 3249.
"The formula for determining whether individuals or entities are `similarly situated' for equal protection purposes is not always susceptible to precise demarcation." Barrington Cove, LP, 246 F.3d at 8. In Dartmouth Review, the First Circuit set out the prudent person test:
889 F.2d at 19.
Here, the parties fundamentally disagree about the statutory structure of the state of Maine's medical benefit program for Medicaid-ineligible qualified aliens post-PRWORA. The Plaintiffs insist that Medicaid-ineligible qualified aliens received benefits through MaineCare — "a single program providing medical benefits to both citizens and noncitizens alike." Pls.' Mot. at 8. They argue, "[the] creation of two classes of individuals within a medical benefits program like MaineCare is a classification based upon alienage." Id. The Commissioner disputes this interpretation of MaineCare and claims that the State created two distinct medical benefit programs: (1) MaineCare for citizens and Medicaid-eligible qualified aliens and (2) a separate state-funded program for Medicaid-ineligible qualified aliens subject to the five-year residency requirement.
Several federal and state courts have concluded that a state's elimination of a state-created and state-funded benefit program for noncitizens ineligible for federal benefits does not violate the Equal Protection Clause. First, in Pimentel v. Dreyfus, 670 F.3d 1096 (9th Cir.2012), the Ninth Circuit addressed a similar case. In 1997, the state of Washington Legislature enacted the Food Assistance Program for Legal Immigrants ("FAP") in response to PRWORA, to provide food benefits to non-citizens
When determining whether the federal-state food benefit program, SNAP, was distinct from the state food program, FAP, the Pimentel Court engaged in "[a] careful consideration of the contours of the SNAP program, including the statutory scheme, source of funding, extent of state involvement, and history, [which] demonstrate[d] that SNAP is a federal program which the state merely assists in administering, rather than a state program which receives federal assistance." Id. at 1107. Given this analysis, the Ninth Circuit concluded that SNAP's beneficiaries were not similarly situated with the plaintiffs. Id. The Court also rejected the district court's finding that the programs were the same given that they offered food benefits out of what appeared to be a unified program because "[t]he appearance of a single program does not overcome this fact: the two programs are, in reality, two separately administered programs funded by two distinct sovereigns." Id.
Next, in Soskin v. Reinertson, 353 F.3d 1242 (10th Cir.2004), the Tenth Circuit reviewed the constitutionality of a Colorado statute that eliminated medical coverage for Medicaid-ineligible qualified aliens after PRWORA. Id. at 1246-47. The Soskin Court concluded that "[w]hat Congress has done in PRWORA is, in essence, create two welfare programs, one for citizens and one for aliens. Within the aliens-only program, states have the option of including more or fewer aliens." Id. at 1255. The Court also found that "[a] state's exercise of the option to include fewer aliens in its aliens-only program, then, should not be treated as discrimination against aliens as compared to citizens." Id. at 1255-56. Ultimately, the Tenth Circuit affirmed the district court's denial of the plaintiffs' motion for a preliminary injunction because the plaintiffs likely would not prevail on their equal protection challenge. Id. at 1264-65.
In Hong Pham v. Starkowski, 300 Conn. 412, 16 A.3d 635 (2011), the Supreme Court of Connecticut reviewed a similar case where the Connecticut Legislature enacted a post-PRWORA state-funded program to provide health benefits for Medicaid-ineligible qualified aliens. Id. at 641-42. The Hong Pham Court concluded that the case involved two separate benefit programs and that "a state does not discriminate against aliens when it treats aliens covered under an alien-only benefit program differently from the way in which citizens and other aliens are treated under separate, federal-state benefit programs." Id. at 647, 654. The Connecticut Supreme Court reversed the trial court's permanent
Finally, in Doe v. Commissioner of Transitional Assistance, 437 Mass. 521, 773 N.E.2d 404 (2002), the Supreme Judicial Court of Massachusetts, addressing a similar case, affirmed the Superior Court's denial of the plaintiffs' motion for preliminary injunction because there was no equal protection violation. Id. at 408. The plaintiffs claimed that the Commonwealth's six-month residency requirement to qualify for its supplemental health benefit program for Medicaid-ineligible aliens violated their rights under the Equal Protection Clause because citizens were not subject to the same residency requirement. Id. at 407-08. The Doe Court held that because the benefit program for Medicaid-ineligible aliens was separate from the federal-state funded program for citizens, the program was constitutional as it only "discriminate[d] between groups of qualified aliens on the basis of the length of their residency in Massachusetts." Id. at 411.
A few courts have found that states violate the Equal Protection Clause when they eliminate state-sponsored health benefit coverage for Medicaid-ineligible aliens while still allowing citizens to retain that coverage. In Aliessa v. Novello, 96 N.Y.2d 418, 730 N.Y.S.2d 1, 754 N.E.2d 1085 (N.Y.2001), the plaintiffs challenged the state of New York's decision to change its state health benefit program to comport with federal Medicaid standards and thereby impose a five-year waiting period for Medicaid-ineligible qualified aliens. Id. at 1089-90, 1092. According to the New York Court of Appeals, in 1966 New York created its own Medicaid system which has "two components: one that is federally subsidized and one that the State funds entirely on its own ... New York had long provided State Medicaid to needy recipients without distinguishing between legal aliens and citizens." Id. at 1089-90. Yet, in light of PRWORA, where Congress distinguished between qualified aliens and citizens for federal Medicaid coverage, New York terminated all its previous Medicaid coverage for Medicaid-ineligible qualified aliens and imposed a five-year waiting period for those noncitizens before they could receive benefits from the State's own Medicaid program.
Without addressing whether plaintiffs were "similarly situated" with citizens for equal protection purposes, the Aliessa Court concluded that the State violated the Equal Protection Clause when it "impermissibly imposed" a waiting period on qualified aliens' receipt of state Medicaid while still providing citizens with benefits under the State's uniform program. Id. at 1094-95, 1098-99. The New York Court of Appeals analyzed the offending law under strict scrutiny because it determined the law drew lines on the basis of alienage. Id. at 1097-98.
Notably in Khrapunskiy v. Doar, 12 N.Y.3d 478, 881 N.Y.S.2d 377, 909 N.E.2d 70 (2009), the New York Court of Appeals distinguished its facts from Aliessa because it involved a comparison between the treatment of aliens under a state-funded and state-controlled health benefit program and the treatment of citizens under a
In Korab v. Koller, No. 10-00483 JMS/KSC, 2010 WL 5158883, 2010 U.S. Dist. LEXIS 119855 (D.Haw. Nov. 10, 2010) (Korab I), the plaintiffs challenged a Hawaii law passed in response to PRWORA, which ended the plaintiffs' eligibility for certain state health benefit programs ("old programs"). Id. at *12, *13-14, 2010 U.S. Dist. LEXIS 119855 at *36, 40. The old programs provided medical assistance to both noncitizens and citizens. Id. In 2010, Hawaii carved out a new state-funded program for Medicaid-ineligible aliens that provided them with less medical coverage than other aliens and citizens. Id. at *2-3, 2010 U.S. Dist. LEXIS 119855 at *7-8. The Korab I court observed:
Id. at *7, 2010 U.S. Dist. LEXIS 119855 at *21. Applying strict scrutiny to the Hawaii law, the Court denied the defendant's motion to dismiss because the plaintiffs were able to state a viable equal protection claim. Id. at *2-3, 2010 U.S. Dist. LEXIS 119855 at *5-9.
Later in Korab v. McManaman, 805 F.Supp.2d 1027 (D.Haw.2011) (Korab II), the district court, addressing a new set of motions on the same facts but for a separate group of plaintiffs, denied the defendant's motion for summary judgment. Id. at 1030, 1038. The Korab II court considered Hong Pham in evaluating defendant's argument against plaintiffs' equal protection claim but rejected its premise because "by limiting the inquiry to a particular program on its own as opposed to a state's provision of medical benefits to its residents through various programs generally, Hong Pham ... stands the Equal Protection clause on its head."
Finally, in Finch v. Commonwealth Health Insurance Connector Authority,
Only one case suggests that where a state creates two separate programs for Medicaid-eligible and ineligible aliens and citizen populations, the state violates the Equal Protection Clause by eliminating the separate aliens-only program. In Ehrlich v. Perez, 394 Md. 691, 908 A.2d 1220 (2006), the Maryland Court of Appeals affirmed the trial court's grant of a preliminary injunction to plaintiffs who challenged Maryland's elimination of an alien-only health benefit program. Id. at 1223, 1247. Similar to Pimentel, Pham, and Doe, the state of Maryland maintained two health benefit programs: a federal-state funded program for citizens and Medicaid-eligible aliens and a post-PRWORA state funded program for Medicaid-ineligible aliens. Id. at 1226-27. The Ehrlich Court did not discuss a "similarly situated" equal protection finding or the significance of Maryland's separate programs for citizens and Medicaid-ineligible aliens presumably because the defendant did not raise that issue on appeal. See id. at 1230-32. Like the Courts in Pimentel and Pham, this Court does not find Ehrlich persuasive. Pimentel, 670 F.3d at 1107 n. 12; Hong Pham, 300 Conn. 412, 16 A.3d at 652-53.
To assess whether the programs in this case were separate or part of the same statutory scheme, the Court examines their history. Created by Congress in 1965, Medicaid enables the federal government, through cooperative agreements with the states, to assist elderly, poor, and disabled individuals to obtain medical care. 42 U.S.C. § 1396 (2000); 42 C.F.R. § 430.0 (2002). The federal program provides financial assistance to states that establish Medicaid programs consistent with federal law and according to state plans approved by the United States Department of Health and Human Services. 42 U.S.C. § 1396 (2000); 42 C.F.R. §§ 430.0, 430.10.20 (2002); see Long Term Care Pharm. Alliance v. Ferguson, 362 F.3d 50, 51 (1st Cir.2004). Thus, federal-state Medicaid programs are subject to federal approval and control. See Frew ex rel. Frew v. Hawkins, 540 U.S. 431, 433, 124 S.Ct. 899, 157 L.Ed.2d 855 (2004) ("State participation is voluntary; but once a State elects to join the program, it must administer a state plan that meets federal requirements").
In April 1974, the state of Maine began providing medical assistance to the needy in conjunction with federal Medicaid. See An Act Relating to Supplemental Security Income, 1973 Me. Laws 790 § 2 (stating that "[t]he department is authorized to administer programs of aid, medical or remedial care and services for medically indigent persons"). In 1996, Congress passed PRWORA which significantly changed the United States welfare system and eliminated Medicaid coverage for some aliens to ensure that "the availability of public benefits [does] not constitute an incentive for immigration to the United States." Pub.L. No. 104-193, 110 Stat 2105 (1996); 8 U.S.C. § 1601(2)(B). The law divided aliens into two classes for
In compliance with federal law, states are required to deny federal Medicaid coverage to qualified aliens who are subject to the five-year benefit bar. See 42 U.S.C. § 1396; 10-144 C.M.R. ch. 332, pt. 2 § 3.4 (2012) (stating that for MaineCare "[l]egal permanent residents are not eligible for full benefits if they have been in the U.S. less than five years"). Qualified aliens unable to receive Medicaid may still receive benefits necessary for the treatment of emergency medical conditions. 8 U.S.C. § 1611(b). Nevertheless, PRWORA explicitly authorizes states to provide state-funded health benefit programs to qualified aliens subject to the five-year Medicaid residency requirement. Id. § 1622(a).
In response to PRWORA, the state of Maine enacted a state statute in 1997 which granted state-funded medical care to Medicaid-ineligible qualified aliens. See Temporary Assistance for Needy Families, 1997 Me. Laws 530, ch. 1053-B § 3762(3)(B). The Maine Legislature provided that "recipients under this subparagraph are limited to categories of noncitizens who would be eligible for TANF or Medicaid programs but for their status as aliens under PRWORA." Id. § 3762(3)(B)(2). As a result, in Maine, qualified aliens subject to the five-year Medicaid residency requirement received state-funded health benefits until 2011 when the Maine Legislature eliminated the program. 2011 Me. Laws 380, § KK-4(B)(2).
After considering the "contours" of the programs in dispute, the Court concludes that there were two separate benefit programs: an aliens-only program and a program for citizens and qualified aliens who satisfied PRWORA's residency requirement.
Moreover, the history of the benefit programs, specifically the federal government's express relinquishment of its former obligation to provide benefits for qualified aliens subject to the residency requirement and the State's decision to assume that obligation only underscores their autonomy. 1997 Me. Laws 530, ch. 1053-B § 3762(3)(B). The resulting Maine law's statutory language, which limited state-funded benefits to "categories of noncitizens who would be eligible ... for Medicaid programs but for their status as aliens under PRWORA", further confirms the separate nature of the programs. 1997 Me. Laws 530, ch. 1053-B § 3762(3)(B). Admittedly, the two programs were often inaccurately referred to as MaineCare, but the Court does not find that this mistake overcomes the substantive differences between the two programs. See Order at 24; Def.'s Mot. to Dismiss at 13; Pimentel, 670 F.3d at 1107 ("The appearance of a single program does not overcome this fact: the two programs are, in reality, two separately administered programs funded by two distinct sovereigns").
Without the guidance of clear First Circuit precedent, the Court follows the well-reasoned legal analysis of courts in other jurisdictions, such as Pimentel and Pham. The Court concludes that it cannot award preliminary injunctive relief to the Plaintiffs because there were two separate programs distributing medical benefits to Medicaid-ineligible qualified aliens and citizens. Because citizens were statutorily unable to receive health benefits under the same state-sponsored program, the Plaintiffs are unable show they were similarly situated with citizens for equal protection purposes. Barrington Cove, Ltd., 246 F.3d at 10. In other words, the Plaintiffs cannot show that the State engaged in selective treatment because Maine's 1997 law never included the Plaintiffs in a benefit group with citizens.
The Court's conclusion is supported by a comparison of the facts in this case to those in Pimentel, Pham, and Doe. In addition, the Court views the Aliessa, Korab I, and Korab II decisions as factually-distinguishable and unpersuasive. Moreover, under the First Circuit's "prudent person" test, looking objectively at the incidents here, the factual comparison of the Plaintiffs' aliens-only benefit program with MaineCare shows that these "cases [] [are not] fair cogeners" as "apples [] [are not being] compared to apples." Dartmouth Review, 889 F.2d at 19. Because the Plaintiffs are unable to show a likelihood of success on the merits, "the remaining factors become matters of idle curiosity." New Comm Wireless Servs., Inc., 287 F.3d at 9. Nevertheless, for the sake of completeness, the Court addresses the remaining three injunction factors.
"Irreparable harm can consist of `a substantial injury that is not accurately
In their motion, the Plaintiffs claim a preliminary injunction is the only available relief because they are indigent and require immediate medical attention to fight ongoing life-threatening illnesses.
It may be that money damages or the current state-funded medical care options would be unable to thwart the potential for irreparable injury to the Plaintiffs pending trial. However, as later discussed, the record on this issue is undeveloped and unsatisfactory. Not all members of the Plaintiffs' class may suffer from the same tragic illnesses as Mr. Bruns and Ms. Hassan or require the same intensity of care. At the same time, for some of the Plaintiffs' class members, the threat of becoming sick and requiring treatment that is unavailable through the State's limited medical care options still looms. First, MaineCare's emergency care provision is limited given it only covers an individual's health care costs if "the absence of immediate medical attention could reasonably be expected to result in — (A) placing the patient's health in serious jeopardy, (B) serious impairment to bodily functions, or (C) serious dysfunction of any bodily organ or part." 42 U.S.C. § 1396b(v)(3). Emergency services may be limited further to exclude "any services after stabilization of the emergency condition for non-citizens" such as "dialysis, organ transplants, school based services, personal care services, waiver services, nursing facility services and hospice services."
The First Amended Complaint and relevant affidavits suggest that both Mr. Bruns and Ms. Hassan are receiving some medical treatment from the State, and that this treatment is not enough to cure their illnesses. See First Am. Compl. ¶¶ 10-13; Pls.' Mot. Attach 2, Aff. of Danielle N. Margalit, M.D. (ECF No. 5-2) (Dr. Margalit Aff.), Attach 3, Aff. of Mary Allen, FNP (ECF No. 5-3) (Allen Aff.). Thus, according to the allegations in the First Amended Complaint, there is a significant possibility that their health will deteriorate dramatically or that they may die from their illnesses while waiting to fulfill PRWORA's residency requirement and reach trial.
At the same time, the Plaintiffs have presented the Court with a truncated record for purposes of the motion for preliminary injunction. They are relying on a motion filed on April 19, 2012, when the only Plaintiff was Mr. Bruns. Pls.' Mot. To that motion, they attached three affidavits concerning Mr. Bruns and his medical condition. These affidavits establish that his medical condition is potentially dire; however, there is no information about the cost of his treatment and his affidavit merely says that he has "very little money", nothing more. Aff. of Hans Bruns ¶ 7 (ECF No. 5-1); Dr. Margalit Aff.; Allen Aff.
The Plaintiffs included Ms. Hassan as a co-plaintiff in their First Amended Complaint, which was filed well after their motion for preliminary injunction. For whatever reason, they never filed any affidavits in support of her allegations, leaving the Court only with the unsworn allegations in the First Amended Complaint, many of which the Commissioner has denied. See First Am. Compl.; Def.'s Ans. ¶¶ 12-13. On December 18, 2012, the Court discussed with counsel the possibility of developing a more complete record
Using Mr. Bruns and Ms. Hassan as examples, although a potential for irreparable harm may exist with respect to their fellow class members, the Plaintiffs have not made out an adequate case on this record for irreparable injury to justify the issuance of injunctive relief.
The Court must also balance each party's potential hardships. The Plaintiffs argue that without "charity care" from Maine hospitals, they will be forced either to pay for treatment or to forego treatment altogether. Pls.' Mot. at 16. They argue that the State's relatively minor savings do not justify cutting off health care benefits that could prevent human suffering. Pls.' Reply at 6-7; Pls.' Mot. at 16 (arguing that a savings of $1,279,555 for fiscal year 2012, which is only 0.1932% of the $662,057,680 MaineCare budget for 2012 was insignificant). In opposition, the Commissioner asserts that state-funded programs for free care and emergency care adequately address the Plaintiffs' health care needs. Def.'s Opp'n at 8-9. If hospitals are allowed to transfer health care costs to the State, she argues that it would impose severe hardship on the State and contribute to its current budgetary crisis. Id.
Neither argument tips the balance. On one hand, if the Court denies the preliminary injunction, the Plaintiffs appear to be receiving some medical care and could receive care from the State in the event of an emergency, even though they require more services to fully treat their illnesses.
The final factor the Court must assess is the likely effect of the preliminary injunction on the public interest. The Plaintiffs argue that the public interest would be furthered by a preliminary injunction because it would stop the Commissioner's violation of their constitutional rights and would uphold the public's interest in preserving those rights. Pls.' Mot. at 16-17. Citing the current budgetary crisis, the Commissioner argues that a preliminary injunction would harm the public interest because it would burden the State with more costs. Def.'s Opp'n at 8-9. The Plaintiffs balk at the Commissioner's argument because it is "appalling
First, the Court concludes that the Plaintiffs have not established that the Commissioner violated their equal protection rights. Therefore, the public's interest in preserving constitutional protections is not an issue. Next, although the public has an interest in ensuring the health and welfare of the people living in its community, "preserving the Plaintiffs' health and well-being comes at a cost and must be balanced against other public interests, one of which is solvency." Bourgoin v. Sebelius, No. 2:13-cv-00055-JAW, 2013 WL 771832, at *13, 2013 Dist. LEXIS 27680 at *36 (D.Me. Feb. 28, 2013). Accordingly, the Court does not find the Commissioner's cost argument "appalling" especially since a preliminary injunction would affect both the interests of the taxpayers' within the State and the State's own economic interests. Fundamentally, where, as here, the public interest is inherently tied to the government's policy decisions, the appropriate balance of the public interest "must be struck through the political process, not by an order of this Court." Id. The Court therefore concludes that this factor is neutral and does not favor either party.
As the Court concludes that the Plaintiffs have failed to demonstrate a likelihood of success on the merits, the "sine qua non" of the four-part preliminary test, the Court must deny their requested relief. See New Comm Wireless Servs., Inc., 287 F.3d at 9 ("[T]he sine qua non of this four-part inquiry is likelihood of success on the merits"). Moreover, because of the inadequate state of the record, the Plaintiffs have failed to demonstrate that the remaining three factors are in their favor.
The Court DENIES the Plaintiffs' Motion for Preliminary Injunction (ECF No. 5).
SO ORDERED.
It may be that, based on these new developments, Mr. Bruns' quest for a preliminary injunction is moot. However, despite questions about Mr. Bruns' continuing standing, the Plaintiffs' motion for a preliminary injunction (brought on behalf of himself and his fellow class members) survives as the Plaintiffs timely amended their original complaint and added Ms. Hassan before Mr. Bruns became eligible for full MaineCare benefits. See First Am. Compl. Given Ms. Hassan's immigration status and medical condition, she can properly pursue this motion for the class.