MARY BETH KELLY, J.
This case concerns "absolute" governmental immunity. Specifically, we consider whether a village chief of police, the highest appointive executive official of a level of government, acted within the scope of his "executive authority" when he performed the duties of an ordinary police officer and is, therefore, entitled to absolute
On July 19, 2008, the village of Port Sanilac held its annual "Bark Shanty Festival," an outdoor summer fundraising event involving a beer tent and several musical acts. The band HI8US was among the acts scheduled to perform. Before HI8US's scheduled performance, volunteers working at the beer tent received numerous complaints about the allegedly offensive music. Ron Smith, the Brown City Police Chief, reported to the park after volunteers at the beer tent relayed to him the complaints about the offensive music. The organizer of the musical portion of the event also returned to the park after receiving a call informing her that festival patrons were displeased with the music.
When Smith arrived at the park, he heard individuals in the beer tent heckling the band then onstage. He also saw attendees, including families, leaving the festival, some of whom voiced their displeasure with the musical performances as they left. Several individuals also complained to Smith that they found the bands' music "offensive, disturbing, and not appropriate for the crowd." The Village of Port Sanilac Fire Chief, who was involved with beer tent operations, indicated he would close the beer tent if the bands' music continued to drive patrons away. He also warned Smith that he anticipated trouble arising between the bands' supporters and other festival attendees. Concerned about the festival's atmosphere, Smith contacted Jaskowski to report the potential trouble. After speaking with Smith, Jaskowski went to the park and agreed with the decision to stop the bands' performances.
Thomas Petipren, a drummer for HI8US, claims that he did not know that organizers decided to cancel the remaining musical performances and was onstage playing his normal warm-up routine when Jaskowski approached him. Petipren noticed Jaskowski appeared angry, so he stopped playing and held his drumsticks in his lap. He claimed he said nothing and simply waited to find out what Jaskowski wanted. Jaskowski then allegedly knocked over Petipren's equipment, grabbed and threw Petipren's drumsticks to the ground, and assaulted him, grabbing Petipren by the collar and pushing him off
In contrast to Petipren's version of events, Jaskowski insists that he told Petipren to stop playing, to which Petipren responded by swearing at him and punching him in the jaw. Jaskowski then arrested Petipren. Jaskowski maintains that Petipren continued to resist while he was placed in handcuffs. Jaskowski arrested Petipren for resisting and obstructing a police officer, assaulting a police officer, and disorderly conduct, but the prosecutor ultimately declined to press any charges.
Following the incident, Petipren filed suit against the village of Port Sanilac
Jaskowski moved for summary disposition under MCR 2.116(C)(7) in Petipren's original suit, and, at a later date, under MCR 2.116(C)(7), (8), and (10) in regard to Petipren's counterclaims. In both cases, Jaskowski asserted that he was absolutely immune under MCL 691.1407(5) of the GTLA because, in executing the arrest, he acted within his executive authority as the highest appointed executive official of a level of government.
Petipren opposed the motions for summary disposition, arguing that Jaskowski was not the highest executive of a level of government and that Jaskowski had acted with an improper motive, arresting Petipren because Jaskowski was prejudiced against Petipren and his fans. The circuit court denied Jaskowski's motion for summary disposition in Petipren's original suit, concluding that because Jaskowski had acted with a biased motive, he had not acted within his executive authority as chief of police. On the record, the circuit court explained, "I don't think it's acting in a Governmental function, I don't think it's within the scope of authority of a Police Chief. I think it's a personal vendetta, someone who thinks there's a Music Fair apparently and therefore immunity is not available to Rodney Jaskowski. That motion is denied." The circuit court also denied Jaskowski's claim of absolute immunity in regard to Petipren's counterclaims in the second lawsuit.
Jaskowski appealed each case as of right, disputing the circuit court's application of governmental immunity. The Court of Appeals consolidated the appeals and, in a split, published opinion, affirmed, holding that "[w]hen a police chief acts as an ordinary police officer — that is, when the nature of the act is outside the scope of his or her executive duties — the chief is not entitled to absolute immunity simply because he or she is also the police chief."
Given its understanding of the term "executive authority," the Court of Appeals applied the factors relevant to determining the scope of the actor's executive authority, articulated by this Court in American Transmissions, Inc v. Attorney General,
We granted leave to appeal, "limited to the issue whether Chief of Police Jaskowski is entitled to absolute immunity under MCL 691.1407(5)."
This Court reviews de novo a circuit court's decision regarding a motion for summary disposition.
This case requires us to interpret MCL 691.1407(5), raising an issue of statutory interpretation that this Court reviews de novo.
Before the Michigan Legislature's enactment of the GTLA, this Court's jurisprudence recognized the existence of governmental immunity for all levels of government, including townships, cities, school districts, villages, and counties when those subdivisions were engaged in a governmental function.
We thus endeavored to clarify the common law of individual immunity in
With this historical context in mind, we turn to the language of MCL 691.1407(5), which provides certain high-ranking officials with absolute immunity from tort liability, to determine whether Jaskowski is entitled to absolute immunity. It states:
To qualify for absolute immunity from tort liability an individual governmental employee must prove his or her entitlement to immunity by establishing, consistently with the statute's plain language, (1) that he or she is a judge, legislator, or the elective or highest appointive executive official of a level of government and (2) that he or she acted within the scope of his or her judicial, legislative, or executive authority.
Petipren, like the Court of Appeals, asserts that Jaskowski engaged in activities outside the scope of his executive authority when he arrested Petipren and is therefore not entitled to absolute immunity. As the Court of Appeals acknowledged, no decision of this Court has specifically considered whether the scope of a police chief's executive authority under MCL 691.1407(5) may include those activities also performed by ordinary officers.
This list of factors, while not exhaustive, demonstrates the type of objective inquiry into the factual context that is necessary to determine the scope of the actor's executive authority.
While the factors outlined in American Transmissions remain relevant to the determination whether certain acts are within the scope of an executive's authority, they do not resolve the definitional issue regarding whether the Legislature intended
Again, MCL 691.1407(5) provides that, to claim absolute immunity, the highest appointive executive official must "act[] within the scope of his or her ... executive authority." We begin our analysis of the phrase "executive authority" by examining the term's plain and ordinary meaning.
In determining what the Legislature intended by the use of the term "executive," we are mindful of the principle that statutory words are to be "given meaning by [their] context or setting."
We therefore hold that "executive authority" as used in MCL 691.1407(5) means all authority vested in the highest executive official by virtue of his or her position in the executive branch. In so concluding, we reject other possible interpretations of the term "executive," including the notion proposed by the Court of Appeals, Petipren, and the dissent that it should be read as referring to high-level administrative or supervisory functions particular to an executive's office. That interpretation ignores the context in which the term "executive" is used. In context, the term "executive authority" does not contemplate whether the highest appointive executive official performed high-level duties exclusive to his or her position, but simply whether the official exercised authority vested in the official by virtue of his or her role in the executive branch.
In reaching the contrary conclusion, the Court of Appeals failed to undertake any explication of the statute's plain language and relied instead on a federal district court decision, Scozzari v. City of Clare.
Our analysis does not end with our determination that the term "executive authority" in MCL 691.1407(5) refers to all those powers vested in the highest executive official by virtue of his or her role as an executive official, which may also include those functions performed by lower-level employees. Because the specific acts alleged involve Jaskowski's arrest of Petipren, we consider whether Jaskowski's executive authority actually included the ability to conduct an arrest. This inquiry requires consideration of the factors articulated in American Transmissions, including "`the nature of the specific acts alleged, the position held by the official alleged to have performed the acts, the charter, ordinances, or other local law defining the official's authority, and the structure and allocation of powers in the particular level of government.'"
In this case, there is no factual dispute regarding the duties Jaskowski's position required him to perform or that, by virtue of his position as chief of police, Jaskowski was also a police officer, meaning that he possessed the power of any ordinary officer to conduct an arrest.
In addition to this statutory authority to conduct an arrest, Jaskowski presented to the circuit court his job description, as provided to him by the Port Sanilac Village Council, detailing his duties and responsibilities. Of particular relevance are the sections of the job description describing the functional responsibilities of the police department, which include "[m]aintenance of law and order in the Village of Port Sanilac" and "[t]he enforcement of all laws of the United States, the State of Michigan, and all ordinance of such law, and ordinances of the Village of Port Sanilac." Most significantly, these responsibilities also include a duty to "[p]reserve the peace ..., control public gatherings," "[r]eceive and process complaints by citizens," and "arrest offenders. ..."
Similarly, in an undisputed affidavit, Jaskowski quotes the job description and avers that his duties included patrolling the streets of the village and doing the following in the course of his patrolling:
Taking this evidence as a whole, there is no genuine issue of material fact with regard to whether Jaskowski possessed the authority to conduct an arrest and act for the preservation of peace in his official capacity as chief of police. Where, as here, the highest appointive executive official acts within the authority vested in the official by virtue of his or her executive position and there are no questions of material fact, that official is entitled to absolute immunity as a matter of law.
The Court of Appeals erroneously affirmed the circuit court's denial of summary disposition when it incorrectly construed the term "executive authority" as including only high-level tasks exclusive to an executive's position. The Court of Appeals thereby disregarded all the evidence relevant to this inquiry, except for the essential duties listed in the job description for the position of chief of police. However, for reasons we have explained, there is no basis in the language of MCL 691.1407(5) for concluding that the highest executive official acts outside the scope of his or her executive authority when undertaking a task performed by lower-level employees, which is also undisputedly a task he or she is authorized to perform. That those activities might also be undertaken by lower-level employees does not alter the analysis for determining the scope of an official's executive authority.
The dissent's main concern with our holding is that it "remov[es]" the statutory language from its context and returns Michigan's approach to individual absolute immunity to an "ultra vires" test that grants immunity based on the official's high-level status. However, in formulating its preferred holding, that the absolute immunity provided for under MCL 691.1407(5) is limited to "a specific subset of authority," the dissent reads "executive authority" in a manner isolated from the context in which it is used. By focusing only on the terms that directly modify the word "authority," the dissent ignores the necessary parallel between the official's position and his or her judicial, legislative, or executive authority and thereby fails to afford meaning to every word in the statute. Further, by overlooking the term "executive" as a clear reference to the authority exercised by those in the executive branch of government and instead defining it as a specific subset of high-level duties related to "administrative or managerial responsibilit[ies]," the dissent reads additional requirements into the statute that do not exist. It is therefore the dissent that has "transform[ed]" the grant of absolute immunity to something other than the official's "executive authority" as intended by the Legislature.
Similarly unpersuasive is the dissent's complaint that our holding grants absolute immunity to high-level officials simply because they are "cloaked with the title of a high-level executive." This accusation plainly oversimplifies our holding; any high-level executive official acting outside his or her executive authority, as we have defined it, is not entitled to absolute immunity. The dissent also protests that we have returned Michigan's approach to individual absolute immunity to an "ultra vires" test, which according to the dissent "was rejected by Ross ... and, subsequently, the Legislature...." However, a closer reading of Ross reveals that this Court merely criticized that approach and
In short, there is no support in the law for the dissent's characterization of our holding as adopting a rule of individual absolute immunity that radically departs from the statutory language and that has supposedly been rejected by the Legislature. Rather, it is the dissent's view that would depart from the statutory language and it is the dissent's view that would adopt a test not recognized anywhere in Michigan law. Indeed, our review of the caselaw reveals no authority, aside from the Court of Appeals decision in this case, confining individual absolute immunity to a subset of high-level authority.
The term "executive authority," as used in MCL 691.1407(5), encompasses all authority vested in the highest appointive executive official of a level of government by virtue of his or her role in the executive branch, including the authority vested in the official to engage in tasks that might also be performed by lower-level employees. Under the statute's plain terms, when the highest appointive executive official of a level of government acts within the scope of his or her executive authority, the official is entitled to absolute immunity. Because there is no genuine issue of material fact that Jaskowski's executive authority encompassed the authority to preserve the peace and conduct an arrest, Jaskowski is absolutely immune under MCL 691.1407(5) from tort liability arising from Petipren's arrest. For this reason, we reverse the Court of Appeals' conclusion to the contrary and remand this matter to the circuit court for entry of judgment in favor of Jaskowski in Sanilac Circuit Court Docket No. 09-032990-NO, for entry of judgment in favor of Jaskowski on Petipren's counterclaims in Sanilac Circuit Court Docket No. 10-033374-NO, and for further proceedings not inconsistent with this opinion.
YOUNG, C.J., and ZAHRA, J., concurred with KELLY, J.
MICHAEL F. CAVANAGH, J. (dissenting).
In this case, this Court must decide what the Legislature determined to be the
I believe that the majority errs by concluding that the phrase "executive authority" refers to all authority vested in the elective or highest appointive executive official by virtue of his or her position in the executive branch. In my opinion, the majority's interpretation erroneously reads the phrase "executive authority" as coextensive with the phrase "executive branch" as used in the Michigan Constitution and, in doing so, not only fails to give meaning to every word in the statute but also effectively grants absolute immunity solely on the basis of an official's status as a high-level executive, regardless of the nature of the conduct in which the official was engaged. Contrary to the majority position, I would hold that the word "executive" within the phrase "executive authority" refers to a specific subset of authority that a high-level executive must be acting within the scope of to obtain the benefit of absolute immunity from tort liability. Because I believe that the majority's approach fails to give effect to the Legislature's intent and extends the scope of the protection of absolute immunity further than the Legislature prescribed, I respectfully dissent.
Suits for monetary damages generally serve dual purposes: to compensate victims of wrongful actions and to discourage conduct that might result in liability. Forrester v. White, 484 U.S. 219, 223, 108 S.Ct. 538, 98 L.Ed.2d 555 (1988). Difficulty arises, however, when public employees are exposed to tort liability. Id. This is because government officials are expected to make decisions that must be "informed by considerations other than the personal interests of the decisionmaker," yet such decisions will often have adverse effects on others. Id. As a result, although the threat of monetary damages might encourage public officials to lawfully perform their duties in an appropriate manner, the threat of liability might also "inhibit officials in the proper performance of their duties." Id. Recognition of these issues has led jurisdictions, including Michigan, to adopt various forms of governmental immunity from tort liability. Id.
Michigan's approach to individual immunity for governmental employees has its historical roots in the common law. Robinson v. City of Lansing, 486 Mich. 1, 5, 782 N.W.2d 171 (2010). After this Court partially abolished common-law governmental immunity in 1961, the Legislature responded by enacting the governmental tort liability act (GTLA), MCL 691.1401 et seq., to "restor[e] immunity for municipalities and preserv[e] ... protection for the state and its agencies." Id. See, also, Ross v. Consumers Power Co. (On Rehearing), 420 Mich. 567, 605, 363 N.W.2d 641 (1984). The GTLA, however, was silent regarding under what circumstances, and to what extent, officers, agents, and employees could be held responsible for their tortious acts. Ross, 420 Mich. at 596, 628, 363 N.W.2d 641.
With respect to individual liability, Ross explained that previous opinions of this Court had "obfuscated the precise parameters of individual immunity," noting that in divided decisions the Court had set forth differing approaches to the issue. Ross, 420 Mich. at 629-630, 363 N.W.2d 641. In one case, the end result was that employees were immune from tort liability "unless they had been engaged in ultra vires activities." Id. at 629, 363 N.W.2d 641, citing Bush v. Oscoda Area Sch., 405 Mich. 716, 275 N.W.2d 268 (1979). In another case, members of the Court defined the "parameters of individual immunity with reference to whether the tortfeasor was engaged in the exercise or discharge of a governmental function." Ross, 420 Mich. at 631, 363 N.W.2d 641. See, also, id. at 629-630, 363 N.W.2d 641, citing Lockaby v. Wayne Co., 406 Mich. 65, 276 N.W.2d 1 (1979). Rejecting the formulations of both approaches, this Court explained that the governmental-function approach blurred the distinction between individual and governmental immunity, Ross, 420 Mich. at 629-630, 363 N.W.2d 641, while the ultra vires component of individual immunity, which examined whether the acts were "unauthorized and outside the scope of employment," also had its "drawbacks," id. at 631, 363 N.W.2d 641. See, also, Richardson v. Jackson Co., 432 Mich. 377, 387, 443 N.W.2d 105 (1989) (defining "ultra vires" activity as an "activity that the governmental agency lacks legal authority to perform in any manner"). This was because the formulation of the ultra vires approach at the time of Ross broadly extended immunity to "every public official, employee, and agent whenever they engage[d] in [any] authorized act[]," which was "not justified by either prior case law or present-day realities." Ross, 420 Mich. at 631, 363 N.W.2d 641.
Persuaded that Michigan's then existing framework regarding individual immunity was inept and in need of clarification, Ross adopted the approach to individual immunity that it believed best reflected the Legislature's intent. Id. at 596, 625-626, 635, 363 N.W.2d 641. The adopted approach was similar to that of other jurisdictions, which provided different levels of immunity depending on the function of the officer. Id. at 632-634, 363 N.W.2d 641. Under this framework, "judges, legislators, and the highest executive officials of all levels of government are absolutely immune from all tort liability," as long as they are acting within their respective "judicial, legislative, or executive authority." Id. at 633, 363 N.W.2d 641. In contrast, "[l]ower level officials, employees, and agents are immune from tort liability" only if (1) the act was taken during the course of the official's, employee's, or agent's employment and the official, employee, or agent was acting, or reasonably believed he or she was acting, within the scope of his or her authority, (2) the act was done in good faith, and (3) the act was discretionary rather than ministerial in nature. Id. at 633-634, 363 N.W.2d 641. The justification for treating employees differently on the basis of their official functions was explained by Ross as follows:
Although Ross retained the traditional view that no individual immunity existed for ultra vires acts, Ross, 420 Mich. at 631, 634, 363 N.W.2d 641, Ross also made clear that, under its approach, individual immunity was "obvious[ly] ... far less than that afforded [to] governmental agencies," which were broadly granted immunity from tort liability whenever the agency engaged in a mandated or authorized activity — i.e., an activity that was not "ultra vires." Id. at 635, 363 N.W.2d 641 (emphasis added). See, also, id. at 620, 363 N.W.2d 641; MCL 691.1407(1); MCL 691.1401(b).
Shortly after Ross was decided, the Legislature responded by enacting 1986 PA 175, which, among other things, addressed individual immunity for governmental employees. With slight modifications, the Legislature codified Ross's standard with respect to judges, legislators, and specific executive officials, thus rendering those officials "immune from tort liability" when acting within the scope of their respective authority. MCL 691.1407(5); American Transmissions, Inc. v. Attorney General, 454 Mich. 135, 139-140, 560 N.W.2d 50 (1997). However, the Legislature altered Ross's articulation of qualified immunity as it related to the negligent acts of what Ross referred to as "lower level" officials, employees, and agents.
Accordingly, in both MCL 691.1407(2) and (5), the Legislature indicated that certain governmental officers and employees are "immune from tort liability" if specific conditions are met. Under MCL 691.1407(2), an officer or employee must act within the "scope of his or her authority" and meet other conditions, whereas, under MCL 691.1407(5), a judge, legislator, or specific high-level executive official is only entitled immunity from tort liability if the person is "acting within the scope of his or her judicial, legislative, or executive authority." (Emphasis added.) Because the statute does not define the latter phrase, and no opinion from this Court has expressly considered this issue, this Court must determine the meaning of the phrase that best effectuates the Legislature's intent.
As previously noted, I cannot join the majority's analysis, which, in my opinion, fails to give effect to every word in the statute, and broadens the scope of absolute immunity beyond the intent of the Legislature.
The majority's analysis, however, begins by removing the phrase "scope of his or her ... authority" from its context. Specifically, rather than considering whether the statutory references to "judicial," "legislative," and "executive" modify the phrase "authority" — in order to describe a specific and limited subset of each public official's authority that the official must act "within the scope of" to be entitled to immunity — the majority focuses on the phrases "judicial," "legislative," and "executive" to read them as a mere reference to the axiomatic power divide among the three branches of government. However, the language chosen by the Legislature did not expressly grant immunity from tort liability for actions taken by the highest executive official by virtue of his or her position in the executive branch. Instead, the Legislature granted immunity from tort liability for those actions that fall "within the scope of" an executive official's "executive authority." As a result, the majority's interpretation transforms the statutory reference to "executive authority" into a reference to the "executive branch of government." In my opinion, this is erroneous.
In reading the phrase "executive authority" as coextensive with the phrase "executive branch" as it is used in the Constitution, the majority's analysis results in a reading of the statute that is contrary to the well-established maxim that this Court presumes that every word in a statute should be given meaning. In re MCI Telecom. Complaint, 460 Mich. 396, 414, 596 N.W.2d 164 (1999). See, also, Robinson, 486 Mich. at 17-18, 782 N.W.2d 171. Specifically, by holding that the reference to "legislative," "judicial," and "executive" merely parallels the statute's earlier reference to who is entitled to assert immunity, the majority interprets the statute as granting an official immunity from tort liability for all actions "within his or her authority." Thus, the majority's interpretation renders the statutory references to "judicial," "legislative," and "executive" within the phrase "judicial, legislative, or executive authority" mere reiterations, which, "by definition, creates surplus language." Odom v. Wayne Co., 482 Mich. 459, 471, 760 N.W.2d 217 (2008).
In my opinion, the statutory language supports the notion that the Legislature did not, as the majority opines, intend to afford absolute immunity for all actions within a judge, legislator, or high-level executive's authority, generally. Instead, by modifying the word "authority" with the words "judicial, legislative, or executive" the Legislature only intended to grant absolute immunity from tort liability for harm resulting from activities that are truly executive, judicial, or legislative in nature. See Merriam-Webster's Collegiate Dictionary, Tenth Edition (1999) (defining
Additionally, reading the statutory provision as a whole supports a narrower interpretation of the phrase "executive authority" than that adopted by the majority. See Robinson, 486 Mich. at 15, 782 N.W.2d 171 (explaining that it is well established that statutes must be read together and, thus, no single section should be viewed in isolation).
Specifically, MCL 691.1407(2) provides that, except as otherwise provided in MCL 691.1407, each "officer" and "employee" of a governmental agency
As applied to this case, I disagree with the majority that Jaskowski was entitled to absolute immunity under MCL 691.1407(5). Specifically, when a chief of police engages in conduct performed by an ordinary police officer, such as conducting an arrest, I would hold that the chief of police is not entitled to absolute immunity simply because, as a police officer, the chief also has the authority to arrest. In carrying out the decision to arrest, Jaskowski was simply not acting within the scope of his executive authority as a highest appointive executive official.
Applying the factors articulated by a majority of this Court to assist courts in determining whether an act falls within the scope of a high-level executive's executive authority, see American Transmissions, 454 Mich. at 141, 560 N.W.2d 50, it is clear that Jaskowski, as the chief of police and, consequently, a police officer, indisputably had the authority to conduct an arrest. Nevertheless, Jaskowski's conduct in this case involved the quintessential conduct of an ordinary police officer, rather than the "executive authority" of the highest-ranking official of a level of government, especially when considering the structure and allocation of powers within the police department itself as demonstrated by the essential duties and responsibilities of defendant as the chief of police. See Petipren v. Jaskowski, 294 Mich.App. 419, 427-429, 432 n. 5, 812 N.W.2d 17 (2011).
Because I believe that the phrase "executive authority" as used in MCL 691.1407(5) does not "encompass[] all authority vested in the highest appointive executive official of a level of government by virtue of his or her role in the executive branch," ante at 28 (emphasis added), but, instead, refers to a subset of authority within which the highest appointive executive official must act "within the scope of" to be entitled to absolute immunity, I respectfully dissent.
MARKMAN, J., concurred with MICHAEL F. CAVANAGH, J.
McCORMACK and VIVIANO, JJ., took no part in the decision of this case.
In comparison, we recognized that immunity is available to lower-level employees against claims of an intentional tort if the employee can satisfy the common-law immunity described in Ross by showing the following:
Although American Transmissions, 454 Mich. at 141 n. 8, 560 N.W.2d 50, noted that a majority of this Court had previously opined that the inquiry into whether actions are within a public official's executive authority is analogous to the question whether lower-level officials or governmental agencies are engaged in governmental functions, as previously noted, Ross asserted that the immunity granted to individuals is "far less" than that afforded to governmental agencies, Ross, 420 Mich. at 635, 363 N.W.2d 641. Further, Ross rejected "defin[ing] the parameters of individual immunity with reference to whether the tortfeasor was engaged in the exercise or discharge of a governmental function" because that approach "blurr[ed] two separate inquires." Id. at 630-631, 363 N.W.2d 641.