STAUBER, Judge.
On appeal from summary judgment, appellant argues that the district court erred by concluding that appellant's manufacturing-defect claim was preempted by the Medical Device Amendments (MDA) of 1976 to the federal Food, Drug and Cosmetic Act. By notice of related appeal, respondent argues that the district court erred by concluding that appellant's claim is not time-barred under Minnesota's wrongful-death statute of limitations. Because we conclude that a claim arises at the time the alleged wrong-doing occurred, we reverse the district court's order and hold that appellant's manufacturing-defect claim is time-barred, and affirm the district court's award of summary judgment. And because we conclude that the appeal is meritorious, we deny respondent's motion for sanctions pursuant to Minn.Stat. § 549.211 (2012).
In February 1988, Thomas C. Lamere (Mr. Lamere), a California resident, underwent a successful surgical implantation of a mechanical heart valve to replace his mitral heart valve. The heart valve implanted in Mr. Lamere was a St. Jude Medical Mechanical Heart Valve, Model
Appellant Barbara A. Lamere (Ms. Lamere), Mr. Lamere's wife and also a California resident, brought suit in Ramsey County District Court on July 9, 2010, against respondents St. Jude Medical, Inc., et al. (St.Jude). Ms. Lamere's complaint asserted numerous claims, including wrongful death, loss of consortium, strict liability (manufacturing defect), breach of express and implied warranty, negligence, misrepresentation, and fraud. St. Jude moved for summary judgment, arguing that Ms. Lamere's claims were barred by the applicable statutes of limitation, under either Minnesota or California law, and preempted by the Medical Device Amendments (MDA) of 1976 to the federal Food, Drug and Cosmetic Act, 21 U.S.C. § 360k.
In opposition to the motion for summary judgment, Ms. Lamere provided the affidavit of Dr. Richard I. Fukumoto, M.D., who performed the autopsy on Mr. Lamere and concluded that the cause of death was likely related to the failure of the mechanical heart valve. Ms. Lamere also provided the affidavit of Dr. Constantine D. Armeniades, a professor emeritus at Rice University in the department of Chemical and Biomolecular Engineering. Dr. Armeniades stated that he examined Mr. Lamere's mechanical heart, valve using an electron microscope and observed "pores near the fracture and crevasses on the fracture surface" indicating that "[t]hese defects led to the formation and propagation of cracks, which eventually caused the valve leaflet to fracture and separate." In Dr. Armeniades's opinion, "the fracture of ... [Mr.] Lamere's valve was caused by a manufacturing defect which occurred due to the failure to properly finish and polish the valve leaflet, and failure to detect its flaws during the post-manufacture inspection."
In support of its motion for summary judgment, St. Jude presented the affidavit of Michael F. Coyle, its regulatory-affairs manager. Included as an attachment to the affidavit was the "Traveler," a document that recorded each federally required step in the device's manufacturing process. According to Coyle, the Traveler "reflects that the Model 33M-101 Standard Bi-leaflet Mechanical Heart Valve, serial number 166155 completed all manufacturing processes, inspections, and quality control processes satisfactorily with no discrepancies noted, meaning that ... [it] complied with all FDA requirements at the time it was shipped out of St. Jude's custody and control."
The district court issued its order on February 7, 2011, denying St. Jude's motion for summary judgment on statute-of-limitations grounds. The district court concluded that Minnesota's wrongful-death statute does not bar Ms. Lamere's claim because the event that caused the limitations period to run was Mr. Lamere's injury and death, not the implantation or manufacture of the device as claimed by St. Jude. In its choice-of-law analysis, the district court concluded that Minnesota's three-year statute of limitations applied and not California's two-year statute of limitations because statutes of limitation are procedural, not substantive, and the procedural law of the forum state applies.
However, the district court granted St. Jude's motion for summary judgment on preemption grounds on all of Ms. Lamere's claims except her claim that the device was damaged in the manufacturing process. The district court concluded that the affidavit of Dr. Armeniades created a genuine
Following several months of discovery, St. Jude again moved for summary judgment, arguing that Ms. Lamere failed to present any evidence that St. Jude violated any federal rules with respect to its manufacture of the device implanted in Mr. Lamere, and therefore her claim was preempted because Ms. Lamere failed to present evidence of a parallel claim. The district court granted St. Jude's motion for summary judgment, concluding that Ms. Lamere failed to cite any federal requirement that St. Jude failed to follow, and that Ms. Lamere's common-law claim based in either negligence or strict liability is preempted by federal law.
This appeal followed. Ms. Lamere contested the district court's grant of summary judgment on federal-preemption grounds. St. Jude also appealed, contesting the district court's denial of summary judgment on the statute-of-limitations issue, and moved for sanctions pursuant to Minn.Stat. § 549.211.
I. Did the district court err by denying summary judgment on the statute-of-limitations issue, concluding that Ms. Lamere's wrongful-death claim is not time-barred by Minn.Stat. § 573.02?
II. Did the district court err by granting summary judgment in favor of St. Jude, concluding that Ms. Lamere's manufacturing-defect claim is preempted by federal law?
III. Is St. Jude entitled to attorney fees under Minn.Stat. § 549.211?
A motion for summary judgment shall be granted if "the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that either party is entitled to judgment as a matter of law." Minn. R. Civ. P. 56.03. On an appeal from summary judgment, an appellate court "review[s] the record to determine whether there is any genuine issue of material fact and whether the district court erred in its application of the law." Dahlin v. Kroening, 796 N.W.2d 503, 504-05 (Minn. 2011). Both questions are reviewed de novo. Riverview Muir Doran, LLC v. JADT Dev. Grp., LLC, 790 N.W.2d 167, 170 (Minn.2010). The evidence is reviewed in the light most favorable to the party against whom judgment was granted. Fabio v. Bellomo, 504 N.W.2d 758, 761 (Minn. 1993). No genuine issue of material fact exists "when the nonmoving party presents evidence which merely creates a metaphysical doubt as to a factual issue and which is not sufficiently probative with respect to an essential element of the nonmoving party's case to permit reasonable persons to draw different conclusions." DLH, Inc. v. Russ, 566 N.W.2d 60, 71 (Minn.1997).
St. Jude argues that, under either Minnesota or California law, Ms. Lamere's manufacturing-defect claim is time-barred because her claim arose when the mechanical heart valve was manufactured prior to 1988. In the alternative, St. Jude argues that the district court should have applied California's shorter limitations period in this case, because the case lacks sufficient ties to Minnesota for Minnesota law to be applied.
St. Jude argues that pursuant to the plain language of the statute Ms. Lamere's claim is time-barred because it was not commenced within six years from the date of the "act or omission," which it interprets as the date the mechanical heart valve was manufactured or implanted into Mr. Lamere. We agree. The Minnesota statute of limitations clearly contemplates that some wrongful-death claims will expire prior to death:
DeCosse v. Armstrong Cork Co., 319 N.W.2d 45, 48 (Minn.1982); cf. Murphy v. Allina Health Sys., 668 N.W.2d 17, 22 (Minn.App.2003) (concluding that, with regard to a wrongful-death claim based in medical malpractice, "some wrongful death actions may be barred under the statute even if they are brought on the day of death"), review denied (Minn. Nov. 18, 2003).
Because we conclude that the statute is unambiguous, we must apply the statute pursuant to its plain language. State by Beaulieu v. RSJ, Inc., 552 N.W.2d 695, 701 (Minn.1996). Under the plain language of the statute, a plaintiff's claim must be brought within six years of a defendant's act or omission, which in this case refers either to the date the medical device was manufactured or the date it was implanted in the decedent. Moreover, this interpretation is consistent with our caselaw and with the legislative intent. See DeRogatis v. Mayo Clinic, 390 N.W.2d 773, 775-76 (Minn.1986) (considering prior cases holding that a wrongful-death action may be time-barred prior to death and concluding that the wrongful-death statute of limitations for actions based in medical malpractice does not begin to run on the date of death); cf. Kensinger v. Kippen, 390 N.W.2d 815, 818 (Minn.App.1986) (referring to the wrongful-death statute of limitations for actions arising from medical malpractice and concluding that the legislature must have intended some claims to expire prior to death or it would have worded the statute differently), review denied (Minn. Sept. 22, 1986).
Ms. Lamere urges this court to adopt a statutory interpretation that would give effect to the legislature's intent to bar some causes of action six years from the act or omission causing death while not barring cases involving a latent injury that was not discoverable by the decedent until
Moreover, Minnesota courts have expressly rejected the "discovery rule," thereby refusing to hold that the limitations period for wrongful death does not begin to run until the time that the decedent realized his injury. DeCosse, 319 N.W.2d at 52; Broek v. Park Nicollet Health Servs., 660 N.W.2d 439, 444 (Minn. App.2003), review denied (Minn. July 15, 2003). Ms. Lamere relies on Broek in support of her argument that an exception should be made for latent injuries. In that case, this court held that, "[u]nder the narrow facts of this case, because no evidence establishes that [the decedent] suffered compensable injury attributable to [the defendant's] alleged negligence before [the decedent suffered cardiac arrest and died], we conclude that [the plaintiff's] claim was timely brought within the applicable statutes of limitation." Broek, 660 N.W.2d at 444. But we conclude Broek is distinguishable from the facts of this case because Broek involved the interpretation of the termination-of-treatment rule under Minn.Stat. §§ 573.02, subd. 1; 541.076(b) (2002), the wrongful-death statute of limitations for deaths resulting from medical malpractice. Because Broek was decided on the narrow facts before the court, we decline to extend the Broek rule to the facts of this case involving the separate issue of the interpretation of the wrongful-death statute of limitations in a product-liability case under Minn.Stat. § 573.02, subd. 1.
Minnesota law recognizes only one general equitable tolling exception, which arises when the plaintiff can demonstrate that the defendant engaged in fraudulent concealment. DeCosse, 319 N.W.2d at 51-52. The burden is on the plaintiff to establish the elements of fraudulent concealment. Id. Ms. Lamere has not demonstrated that St. Jude either actively concealed a defect in its product or falsely
Even if Ms. Lamere's claims were not time-barred, the district court did not err by granting St. Jude's motion for summary judgment and concluding that the claims are barred by federal preemption.
Congress enacted the Medical Device Amendments (MDA) of 1976 to "provide for the safety and effectiveness of medical devices intended for human use." Medtronic v. Lohr, 518 U.S. 470, 474, 116 S.Ct. 2240, 2245, 135 L.Ed.2d 700 (1996) (quotation omitted). "The Act classifies medical devices in three categories based on the risk that they pose to the public." Id. at 476, 116 S.Ct. 2240. Devices that pose the least risk are designated as Class I, devices that pose a "more harmful" risk are designated Class II, and devices that "presen[t] a potential unreasonable risk of illness or injury" are designated Class III. Id. at 476-77, 116 S.Ct. at 2246 (quoting 21 U.S.C. § 360c(a)(1)(C)). St. Jude's mechanical heart valve is a Class III device.
Before a Class III device may be introduced into the market, it must undergo "premarket approval" (PMA).
With respect to federally approved medical devices, Congress provided an express preemption provision:
21 U.S.C. § 360k(a). In determining the proper scope of preemption, courts look to the congressional purpose of the preemption statute and begin from the assumption that congress did not intend to preempt state law "unless that was the clear and manifest purpose of Congress." Lohr, 518 U.S. at 485-86, 116 S.Ct. at 2250 (quotation omitted). PMA and state common-law
Ms. Lamere argues that St. Jude violated federal Good Manufacturing Practices (GMPs) (also known as Current Good Manufacturing Practices (CGMPs)), and therefore her claim parallels federal requirements for the manufacture of the device at issue. The federal circuit courts are split as to whether federal GMPs may form the basis of a parallel claim. See Bass v. Stryker Corp., 669 F.3d 501, 511-12 (5th Cir.2012) ("[T]he circuits are not in complete agreement as to what constitutes a sufficient pleading with regard to a CGMP...."). The Fifth, Sixth, and Seventh Circuit Courts of Appeals have all held that a plaintiff may establish a parallel claim by pleading a violation of a GMP. See id.; Bausch v. Stryker Corp., 630 F.3d 546, 555 (7th Cir.2010); Howard v. Sulzer Orthopedics, Inc., 382 Fed.Appx. 436, 441 (6th Cir.2010) (unpublished). However, the Eighth Circuit Court of Appeals has held that a violation of a GMP cannot form the basis of a parallel claim because the GMPs are simply too generic. In re Medtronic, Inc., 623 F.3d 1200, 1206 (8th Cir. 2010) ("Plaintiffs' general allegations of failure to comply with CGMPs — practices that FDA has described as `an umbrella quality system' providing `general objectives' for all device manufacturers — do not save these claims from preemption under § 360k because Plaintiffs failed to identify any specific requirement in the PMA approval for the [device] that forms the basis for an unpreempted parallel claim."). GMPs impose duties on manufacturers to "develop their own quality-system controls," and therefore are not device-specific requirements imposed by the federal government. In re Medtronic, Inc., 592 F.Supp.2d 1147, 1157 (D.Minn.2009), aff'd, 623 F.3d 1200 (8th Cir.2010). "Without any such specific requirement, Plaintiffs necessarily seek to impose requirements that differ from the [GMPs]." Id. at 1158.
Ms. Lamere has identified two GMPs that she believes support her parallel claim. The first provides:
21 C.F.R. § 820.70(a). The other GMP identified by Ms. Lamere provides in pertinent part:
Without concluding that a GMP may never form the basis of a valid parallel claim, we hold that in this case Ms. Lamere failed to sufficiently plead a parallel claim based on the specific GMPs she cites. We observe that those circuit court cases approving of the use of GMPs as a basis for a parallel claim require that the plaintiff plead with greater specificity. See, e.g., Bass, 669 F.3d at 512 (concluding that a plaintiff must allege a failure to comply with GMPs and that this failure caused the injury). Moreover, these cases were resolved prior to any opportunity on the part of the plaintiff to obtain discovery. See, e.g., Bass, 669 F.3d at 506 (plaintiff's case dismissed under rule 12(b)(6)); Bausch, 630 F.3d at 561 (concluding plaintiff did not need to specify which GMP was violated because they had no opportunity for discovery). Because Ms. Lamere had ample opportunity to discover whether any GMPs had been violated, we conclude that to survive a motion for summary judgment following discovery, Ms. Lamere is required to do more than merely cite two GMPs without explaining how the violation of these GMPs occurred or how such a violation was causally related to the failure of the mechanical heart valve.
In the alternative, Ms. Lamere argues that she does not need to show a violation of federal law because there is no federal law specifically on point to preempt her state-law claim. Put another way, she argues that because no federal regulation requires or permits the mechanical heart valve to contain pores and crevasses, a state tort claim does not impose a requirement that is different from or in addition to the federal requirements for the device. We disagree.
In Riegel, the plaintiff similarly argued that "the duties underlying negligence, strict-liability, and implied-warranty claims are not pre-empted even if they impose `requirements, because general common-law duties are not requirements maintained with respect to devices.'" 552 U.S. at 327, 128 S.Ct. at 1009. The Supreme Court disagreed with this view, concluding that, "[n]othing in the statutory text [of the preemption statute] suggests that the preempted state requirement must apply only to the relevant device, or only to medical devices and not to all products and all actions in general." Id. at 328, 128 S.Ct. at 1010. "State tort law that requires a manufacturer's [device] to be safer, but hence less effective, than the model the FDA has approved disrupts the federal scheme no less than state regulatory law to the same effect." Id. at 325, 128 S.Ct. at 1008. "Indeed, one would think that tort law, applied by juries under a negligence or strict-liability standard, is less deserving of preservation." Id.
Ms. Lamere argues that her case is distinguishable from Riegel because her claim does not seek to "call into question the judgment of the manufacturer in marketing the type of device at issue or the judgment of the FDA." She argues that a general state-law duty not to distribute products with manufacturing flaws does not impose any requirements on St. Jude that are different from or in addition to federal requirements that are specifically applicable. But this argument ignores Riegel, which concluded that "[g]eneral tort duties of care ... `directly regulate'
The PMA process does not guarantee that every device is safe: "As the Supreme Court aptly recognized, the premarket approval process is ultimately a cost-benefit analysis in which the potential health benefits are weighed against the potential risks." Clark v. Medtronic, Inc., 572 F.Supp.2d 1090, 1094 (D.Minn.2008) (citing Riegel, 552 U.S. at 324-25, 128 S.Ct. at 1008). Therefore, because a state-law manufacturing-defect claim imposes a requirement that is different from or in addition to the existing federal requirements, Ms. Lamere's manufacturing-defect claim is preempted by federal law.
St. Jude moved for attorney fees on appeal as a sanction, seeking just over $17,000, pursuant to Minn.Stat. § 549.211. Sanctions may be imposed if the claims raised by Ms. Lamere are not "warranted by existing law or by a nonfrivolous argument for the extension, modification, or reversal of existing law or the establishment of new law." See Minn.Stat. § 549.211, subd. 2(2). Because there is a federal-circuit split on the issue of preemption and a lack of clarity regarding the interpretation of Minnesota's wrongful-death statute of limitations, we conclude that the appeal was meritorious, and we decline to award attorney fees. We therefore deny St. Jude's motion.
Minnesota's wrongful-death statute of limitations begins to run at the time the alleged wrongdoing occurs, not at the time the plaintiff's injury is discovered or becomes discoverable. Moreover, to sufficiently plead a parallel claim to avoid federal preemption under the MDA, a plaintiff must do more than merely raise the possibility of a violation of federal GMPs. Accordingly, we reverse the district court on the statute-of-limitations issue and affirm the district court on the issue of federal preemption and deny attorney fees.