E. RICHARD WEBBER, Senior District Judge.
This matter comes before the Court on Defendant BNSF Railway Company's Motion for Summary Judgment [ECF No. 120].
The following is a recitation of undisputed facts taken from BNSF Railway Company's Statement of Uncontroverted Material Facts in Support of its Motion for Summary Judgment [ECF No. 124], Plaintiff's Statement of Material Facts in Response to BNSF's Motion for Summary Judgment [ECF No. 138], and BNSF Railway Company's Response to Plaintiff's Statement of Material Facts which Preclude Summary Judgment [ECF No. 149].
This suit arises out of injuries Plaintiff Kevin D. Cowden allegedly sustained while riding in a locomotive owned and operated by Defendant BNSF Railway Company, Plaintiff's employer. On January 14, 2008, Plaintiff, in the course of performing his job duties, was traveling in one of Defendant's locomotives in Golden City, Missouri, somewhere in the vicinity of mile posts 151.4 and 151.8. The portion of track on which Plaintiff traveled was subject to a "slow order," setting the maximum speed for passing trains at forty miles per hour. Defendant's business records denote "tie conditions" as the reason for the slow order, and Defendant had previously placed the section of track under slow orders due to "rough track" and "washouts." Plaintiff alleges that, on the day in question, the train encountered a rough section of track and "bottomed out," throwing him into the air and causing him to land with a significant impact, resulting in injuries to his back and neck.
On remand, Plaintiff filed a First Amended Complaint [ECF No. 103], which alleges that Defendant is liable for his injuries under the FELA for negligently failing to provide him with reasonably safe work conditions and for violating several track safety regulations promulgated by the Federal Railroad Administration (FRA), constituting negligence per se.
A court shall grant a motion for summary judgment only if the moving party shows that "there is no genuine dispute as to any material fact and that the movant is entitled to a judgment as a matter of law." Fed.R.Civ.P. 56(a); see Celotex Corp. v. Catrett, 477 U.S. 317, 322, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). By definition, material facts "might affect the outcome of the suit under the governing law," and a genuine dispute of material fact is one "such that a reasonable jury could return a verdict for the nonmoving party." Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). If the non-moving party has failed to "make a showing sufficient to establish the existence of an element essential to that party's case, ... there can be `no genuine issue as to any material fact,' since a complete failure of proof concerning an essential element of the non-moving party's case necessarily renders all other facts immaterial." Celotex, 477 U.S. at 322-23, 106 S.Ct. 2548.
The moving party bears the initial burden of proof in establishing "the non-existence of any genuine issue of fact that is material to a judgment in his favor." City of Mt. Pleasant, Iowa v. Associated Elec. Co-op., Inc., 838 F.2d 268, 273 (8th Cir. 1988). The moving party must show that "there is an absence of evidence to support the nonmoving party's case." Celotex, 477 U.S. at 325, 106 S.Ct. 2548. If the moving party meets this initial burden, the nonmoving party must then set forth affirmative evidence and specific facts that demonstrate a genuine dispute on that issue. Anderson, 477 U.S. at 250, 106 S.Ct. 2505. When the burden shifts, the non-moving party may not rest on the allegations in its pleadings, but, by affidavit and other evidence, must set forth specific facts showing that a genuine dispute of material fact exists. Fed.R.Civ.P. 56(c)(1); Stone Motor Co. v. Gen. Motors Corp., 293 F.3d 456, 465 (8th Cir.2002). To meet its burden and survive summary judgment, the nonmoving party must "do more than simply show that there is some metaphysical doubt as to the material facts." Matsushita Elec. Indus. Co. v. Zenith Radio Corp.,
In ruling on a motion for summary judgment, the Court may not "weigh the evidence in the summary judgment record, decide credibility questions, or determine the truth of any factual issue." Kampouris v. St. Louis Symphony Soc., 210 F.3d 845, 847 (8th Cir.2000). The Court instead "perform[s] only a gatekeeper function of determining whether there is evidence in the summary judgment record generating a genuine issue of material fact for trial on each essential element of a claim." Id. The Court must view the facts and all reasonable inferences in the light most favorable to the nonmoving party. Reed v. City of St. Charles, 561 F.3d 788, 790 (8th Cir.2009).
In moving for summary judgment, Defendant makes three main arguments. First, Defendant contends that the preemption clause of the FRSA contemplates preclusion of FELA claims when the FRSA "covers" the subject matter of the FELA claim. Second, Defendant maintains that certain FRSA regulations "cover" Plaintiff's specific allegations, and that Defendant undisputedly complied with those FRSA regulations. Finally, Defendant argues that Plaintiff has failed to allege a foreseeable injury.
The First Amended Complaint generally alleges that Defendant violated the FELA by negligently failing to provide a reasonably safe working environment for Plaintiff. Defendant argues that certain FRSA regulations preclude Plaintiff's FELA claim. However, the plain language of the FRSA preemption clause, 49 U.S.C. § 20106(a)(2), speaks only to preemption of state law claims.
Enacted in 1908, the FELA provides railroad employees with a federal
Enacted in 1970, the FRSA "promote[s] safety in every area of railroad operations and reduce[s] railroad-related accidents and incidents." 49 U.S.C. § 20101; Lybrand v. Union Pac. R.R. Co., No. 5:10CV00045, 2012 WL 1436690, at *2 (E.D.Ark. Apr. 25, 2012). The FRSA grants authority to the Secretary of Transportation to "prescribe regulations and issue orders for every area of railroad safety." 49 U.S.C. § 20103(a). The Secretary has delegated this authority to the Federal Railroad Administration (FRA). Mich. S. R.R. Co. v. City of Kendallville, 251 F.3d 1152, 1154 (7th Cir.2001). The FRSA strives for national consistency, stating, "[l]aws, regulations, and orders related to railroad safety ... shall be nationally uniform to the extent practicable." 49 U.S.C. § 20106(a). Thus, pursuant to 49 U.S.C. § 20106(a)(2), the FRSA allows states to "adopt or continue in force a law, regulation, or order related to railroad safety or security until the Secretary of Transportation (with respect to railroad safety matters)... prescribes a regulation or an order covering the subject matter of the State requirement." The term "`covering' indicates that preemption will lie only if the federal regulations substantially subsume the subject matter of the relevant state law." CSX Transp., Inc. v. Easterwood, 507 U.S. 658, 658, 113 S.Ct. 1732, 123 L.Ed.2d 387 (1993).
Although the FRSA only addresses preemption of state matters, courts in other circuits have also applied § 20106(a)(2) to federal negligence claims, including FELA claims. See, e.g., Nickels v. Grand Trunk W. R.R., Inc., 560 F.3d 426, 430 (6th Cir. 2009); Lane v. R.A. Sims, Jr., Inc., 241 F.3d 439, 443 (5th Cir.2001); Waymire v. Norfolk & W. Ry. Co., 218 F.3d 773, 776 (7th Cir.2000). Further, other district courts in this circuit have found preclusion of FELA claims by the FRSA. See Lybrand v. Union Pac. R.R. Co., No. 5:10CV00045, 2012 WL 1436690 (E.D.Ark. Apr. 25, 2012); Giebel v. Union Pac. R.R. Co., No. 08CV6294, 2010 WL 1904921 (D.Minn. May 11, 2010); Davis v. Union Pac. R.R. Co., 598 F.Supp.2d 955 (E.D.Ark.2009). The Eighth Circuit, however, has not expressly determined whether the FRSA precludes federal negligence claims. In Cowden v. BNSF Railway Company, the Eighth Circuit abstained from deciding this matter, "declin[ing] to create a circuit split on this issue, in part because the issue was not properly raised below[.]" 690 F.3d at 892. The Court suggested, though, that § 20106(a)(2) contemplates preclusion of federal negligence claims, noting that it "adhere[s] to the policy that a sister circuit's reasoned decision deserves great weight and precedential value." Id. Additionally, it embraced the possibility of preclusion when it directed this Court that, "[o]n remand, [Defendant] has the burden of persuading the court that particular regulations meet the standard for preemption set out in § 20106(a)(2)." Id. at 895.
Lane, 241 F.3d at 443 (quoting Waymire v. Norfolk & W. Ry. Co., 65 F.Supp.2d 951, 955 (S.D.Ind.1999), aff'd, 218 F.3d 773 (7th Cir.2000)). Therefore, pursuant to this construction of § 20106(a)(2), "an FELA claim is precluded when the same claim would be preempted by the FRSA if brought as a state-law negligence claim."
Having determined that § 20106(a)(2) contemplates preclusion of FELA actions, the Court addresses whether the FRSA precludes Plaintiff's specific allegations. To establish preclusion, Defendant bears the burden of demonstrating that Plaintiff's FELA claims are "covered" by the FRSA. Duluth, Winnipeg and Pac. Ry. Co. v. City of Orr, 529 F.3d 794, 797 (8th Cir.2008). Meeting this burden requires establishing more than the FRSA regulations "touch upon" or "relate to" the FELA subject matter; Defendant must show that the FRSA "substantially subsumes" the FELA allegations. Cowden, 690 F.3d at 893. "What is important is that the FRA has considered the `subject matter' and has addressed it `in an effective scope of treatment and operation.'" BNSF Ry. Co. v. Swanson, 533 F.3d 618, 621 (8th Cir.2008) (quoting Easterwood, 507 U.S. at 664-65, 113 S.Ct. 1732). "[A] regulatory framework need not impose bureaucratic micromanagement in order to substantially subsume a particular subject matter." In re Derailment Cases, 416 F.3d 787, 794 (8th Cir.2005). "Because [Plaintiff's] suit addresses the maintenance of track[,] ... relevant regulations will deal ... specifically with track conditions." Cowden, 690 F.3d at 895. If Defendant meets its burden of establishing that relevant regulations substantially subsume Plaintiff's claims, the burden shifts to Plaintiff to demonstrate that his claim is not precluded. Giebel, 2010 WL 1904921, at *5.
Even if applicable regulations "substantially subsume" Plaintiff's allegation, however, Plaintiff can avoid preclusion by sufficiently alleging that Defendant violated a federal standard of care. See Zimmerman v. Norfolk S. Corp., 706 F.3d 170, 177 (3d Cir.2013). The "2007 Clarification
49 U.S.C. § 20106(b)(1)(A, B). Thus, "even when a regulation covers the subject matter of a claim, the claim can avoid preemption if the railroad violated a federal standard of care or its internal rule." Zimmerman, 706 F.3d at 177. Put another way, when FRSA regulations "cover" the FELA subject matter pursuant to § 20106(a)(2), the FRSA regulations become the sole standard of care under a FELA claim. See id. at 179 ("Zimmerman's excessive-speed claim avoids preemption if § 213.9 creates a federal standard of care."); MD Mall Assocs., LLC v. CSX Transp., Inc., 715 F.3d 479, 488 (3d Cir.2013) ("[A] plaintiff may still bring claims `seeking damages for personal injury, death, or property damage' when the plaintiff `alleg[es] that a party ... has failed to comply with the Federal standard of care[.]'"). Accordingly, even if Defendant establishes that certain FRSA regulations "cover" Plaintiff's FELA claim, Plaintiff's FELA claim is only precluded if Defendant establishes it undisputedly complied with those regulations.
The First Amended Complaint sets forth sixteen specific allegations of negligent conduct.
Allegation "b" asserts that Defendant negligently maintained its ballast and crossties. Defendant argues Allegation "b" is precluded with respect to both of those subject matters. For reasons discussed below, the Court concludes that FRSA regulations substantially subsume the subject matters of ballast and crossties. However, the Court also concludes that genuine disputes of material fact remain as to whether Defendant complied with the standard of care established by those regulations.
Defendant maintains that the FRSA covers the subject matter of ballast support requirements. Specifically, Defendant cites 49 C.F.R. § 213.103(c, d), which states that "all track shall be supported by material which will ... [p]rovide adequate drainage for the track; and ... [m]aintain proper track crosslevel, surface, and alinement." Citing various cases, Defendant maintains that if the ballast at issue is "track-supporting ballast," it is subject to § 213.103, and an FELA claim which alleges negligence regarding the ballast is covered by the FRSA.
The Court agrees with Defendant that § 213.103 substantially subsumes Plaintiff's inadequate ballast claims. A recent case, Brenner v. Consolidated Rail Corporation, 806 F.Supp.2d 786 (E.D.Pa. 2011), is instructive on situations where § 213.103 "covers" the subject matter of an FELA claim. In Brenner, a railway employee alleged that he "was exposed to excessive and harmful cumulative trauma to his knees due to the repetitive climbing, bending, stopping and walking on uneven or unleveled ballast." 806 F.Supp.2d at 788. The Court found that, "to the extent that [the employee's] claims are predicated upon allegations of negligence regarding the nature and size of ballast used for track stability, support, and drainage ... [,] such claims are precluded by 49 C.F.R. § 213.103." Id. at 796. The court reasoned that § 213.103 substantially subsumed the subject matter of track-supporting ballast — but not ballast in the walkway areas of the workplace — because the FRSA generally occupies the field of safety in railroad operations. Id. at 793-95. In contrast, the court allowed the employee to
Brenner stands for the proposition that § 213.103 substantially subsumes claims relating to the ballast's ability to provide proper track support and drainage. Other courts have adhered to this line of reasoning. See Nickels v. Grand Trunk W. R.R., Inc., 560 F.3d 426, 433 (6th Cir.2009) ("Even to the extent that the plaintiffs argue oversized ballast was used `along,' `adjacent to,' or `parallel to' the track, they do not contend that the ballast in those areas was not being used for stability under § 213.103."); Kresel v. BNSF Ry. Co., No. 09CV2861, 2011 WL 1456766, at *8 (D.Minn. Apr. 15, 2011) (Because "a reasonable jury would have to conclude that the ballast on which Kresel was standing when he slipped was track-supporting ballast that was subject to the requirements of § 213.103[,] Kresel's ballast-related claim is therefore preempted by § 213.103."); Davis v. Union Pac. R.R. Co., 598 F.Supp.2d 955, 959 (E.D.Ark.2009) ("It is obvious when reading the regulation that it is concerned with track and its immediately adjoining area and not with railroad yards."); Elston v. Union Pac. R.R. Co., 74 P.3d 478, 488 (Colo.App.2003) ("These standards are directed at promoting a safe roadbed for trains, but offer no indication whether a railroad has a duty to provide safe walkways for employees alongside its tracks.").
In the instant case, the alleged incident occurred on the track, and Plaintiff claims the ballast failed to adequately support the track; the parties do not dispute that the ballast at issue is track-supporting ballast. Therefore, § 213.103 covers Plaintiff's inadequate ballast claims under the Brenner line of cases. Moreover, the Court finds that, given the plain language of § 213.103, the FRA has considered the subject matter of track-supporting ballast and addressed it in an effective scope of treatment and operation. Thus, to prevail on its Motion for Summary Judgment, Defendant must establish that it undisputedly complied with § 213.103, which provides the relevant standard of care for Plaintiff's inadequate ballast allegations.
Defendant argues it undisputedly complied with § 213.103, and it is therefore entitled to judgment as a matter of law. Specifically, Defendant claims that, because it maintained proper crosslevel, surface, and alinement pursuant to § 213.103(d), it could not possibly have breached its duty of care. Plaintiff responds that genuine issues of material fact remain as to whether Defendant complied with § 213.103. Plaintiff contends that Defendant did not maintain proper track surface, and that for at least six months prior to the incident, Defendant negligently failed to provide adequate ballast for track support.
Defendant's contention that it maintained proper track surface is premised on its averment that it complied with 49 C.F.R. § 213.63.
Defendant claims it undisputedly complied with § 213.63, and by implication § 213.103. Defendant cites the Track Measurement Notes of Randy McElroy, a track inspector for Defendant. Dated January 14, 2008, the Notes state that the crosslevel measurement after the alleged incident was 1½ inches, which is less than the 1¾-inch maximum. [ECF No. 124-5]. Similarly, Defendant claims the mid-ordinate of a 62-foot chord taken January 14, 2008 was 2¼ inches, which is equal to the maximum measurement set by § 213.63. [ECF No. 124-5]. Finally, Defendant avers that the maximum difference in crosslevel between two points 62 feet apart was 1½ inches, which is less than the 2-inch maximum. [ECF No. 124-5]. Defendant therefore concludes that it undisputedly complied with the maximum measurements set forth in § 213.63.
Plaintiff counters that genuine disputes of material fact remain as to whether Defendant complied with § 213.63, and by implication § 213.103, because the record must be read in light of 49 C.F.R. § 213.13. Section 213.13 states, "When unloaded track is measured to determine compliance with requirements of this part, the amount of rail movement, if any, that occurs while the track is loaded must be added to the measurements of the unloaded track."
[ECF No. 138-4 at 30:17-31:6, 55:7-15].
Additionally, Plaintiff cites a portion of Blackwell's report, which states,
[ECF No. 138-10 at 11].
The Court finds that genuine issues of material fact remain as to whether the ballast adequately supported the track. Although Defendant has met its initial burden in demonstrating that it complied with § 213.63, and by implication § 213.103, Plaintiff has raised genuine fact disputes in rebuttal. Viewing the evidence in the light most favorable to Plaintiff, a reasonable jury could conclude that McElroy's measurements failed to account for potential deflection. Additionally, based upon Blackwell's report, a reasonable jury could conclude that the measurements would not have complied with § 213.63 if McElroy had taken deflection into account. Moreover, Plaintiff has set forth evidence that suggests the ballast itself was inadequate in the months leading up to the incident. For example, Joseph Thornburg, Defendant's Division Engineer, testified that on September 9, 2007, rainfall had "washed the rock out between the ties" in areas between mile posts 151.4 and 151.8. [ECF No. 138-5 at 32:4-11]. Additionally, Defendant's Slow Order Log shows a slow order on October 9, 2007 due to "washout site." [ECF No. 138-7 at 3]. Defendant's track maintenance records contain no entries after September 9, 2007 for ballast replacement. [ECF No. 138-9].
Accordingly, the Court concludes that, although § 213.103 provides the applicable standard of care, genuine disputes of material fact remain as to whether Defendant provided adequate ballast to properly support the track at issue. Plaintiff has set forth specific references to the record from which a reasonable jury could conclude that Defendant failed to comply with § 213.103, and by implication § 213.63. Summary judgment will be denied on this point.
With respect to crossties, Defendant claims that Plaintiff's Allegation "b" is "covered" by § 213.109.
[ECF No. 126 at 7 (internal citations omitted)].
Based on this cursory argument, the Court cannot conclude that Defendant has met its burden in establishing it undisputedly complied with § 213.109. Section 213.109 is extensive, but Defendant only addresses subpart (b)(1)(ii), which concerns the requisite number of crossties. This is problematic, given that Plaintiff has alleged that the crossties lacked adequate quality as well. Additionally, as explained in Section III.B.1.a, supra, genuine disputes of material fact remain as to whether Defendant complied with § 213.63. Finally, even if Defendant had met its initial burden, Plaintiff has established genuine disputes of fact in his rebuttal. Plaintiff notes that Defendant's Slow Order Log lists slow orders due to tie conditions in the months leading up to the alleged incident, [ECF No. 138-7 at 3-6], and that Defendant's maintenance records show no crosstie repairs during these times. Additionally, Plaintiff cites a portion of McElroy's deposition that supports his claim of defective crossties:
[ECF No. 138-4 at 52:5-18].
Defendant contends Allegation "c" is
The Court agrees with Defendant that § 213.9 covers the subject matter of proper track classification. Section 213.9 expressly sets forth a duty to reclassify track that fails to meet the requirements of its current classification, and Plaintiff alleges that Defendant negligently failed to downgrade the track at mile posts 151.4 through 151.8. Accordingly, § 213.9, read together with the specific track requirements listed in § 213.63, provides the standard of care for Plaintiff's negligent track classification claims.
Having determined the standard of care, the Court addresses whether Defendant has established it undisputedly complied with § 213.9. Defendant argues that, because the track at issue undisputedly met the requirements for Class 3 track pursuant to § 213.63, it was appropriately assigned a maximum speed of 40 miles per hour pursuant to § 213.9(a). Thus, Defendant concludes it had no duty to reclassify the track pursuant to § 213.9(b). As discussed in Section III. B.1.a, supra, genuine issues of material fact remain as to whether Defendant's track met the requirements for Class 3 track in § 213.63, and summary judgment will therefore be denied on this point.
As discussed in Section III.B.1.a, supra, § 213.103 substantially subsumes Plaintiff's ballast allegations. Thus, regarding Allegation "d," the issue becomes whether Defendant undisputedly provided ballast with adequate drainage. Defendant asserts that Plaintiff has offered no evidence of improper drainage. Specifically, Defendant avers that, while Plaintiff testified that "it was muddy around the track," he never testified that the ballast contained mud. [ECF No. 124-1 at 63:1-11; 81:11-18].
Examining Plaintiff's cited testimony, the Court finds that, viewed in the light most favorable to Plaintiff, a reasonable jury could conclude that the ballast contained mud. Plaintiff's testimony was as follows:
[ECF No. 124-1 at 63:1-11; 81:11-18]. Adopting Defendant's argument would preclude a reasonable inference that the area "around the track" included the ballast surrounding the track. Additionally, the Declaration of Greg Willard, a locomotive engineer employed by Defendant, states, "When we encountered the track on January 14, 2008, there was mud in the ballast and around the track."
As discussed in Section III.B.1.a, supra, § 213.103 substantially subsumes Plaintiff's inadequate ballast claims and genuine disputes of material fact remain as to whether Defendant complied with this standard of care. Summary judgment is denied as to Allegation "e."
Defendant argues that 49 C.F.R. § 213.63 substantially subsumes Plaintiff's Allegation "f", and the Court agrees. Section 213.63 details the requisite measurements, including crosslevel and dip, for various classes of track, substantially
As discussed in Section III.B.1.b, supra, Plaintiff's crosstie claims are substantially subsumed by § 213.109, and genuine disputes of material fact remain as to whether Defendant maintained adequate crossties and track support. Therefore, the Court denies summary judgment as to Allegation "g."
Defendant claims that 49 C.F.R. § 213.1(a) substantially subsumes Plaintiff's Allegation "h." Section 213.1(a) states,
The Court agrees that § 213.1(a) covers Allegation "h." Plaintiff alleges that a "combination of factors" created unsafe conditions; the regulation states that a "combination of factors," while individually in compliance with the FRSA, may generate liability as a whole. Thus, the Court concludes that § 213.1(a) sets the standard of care for Allegation "h."
That said, genuine disputes of material fact exist as to whether a "combination of factors" created unsafe conditions on Defendant's track. The Court has already found that a reasonable jury could find that Defendant failed to satisfy minimum requirements concerning crossties, ballast, and track measurements in isolation. Certainly, then, a reasonable jury could find that a combination of substandard conditions existed under § 213.1(a), which, in a sense, broadens the scope of liability. That is, under § 213.1(a), Plaintiff need not demonstrate that Defendant literally violated a separate FRA Track Safety Standard; rather, Plaintiff may demonstrate that a combination of conditions existed that, as a whole, necessitated remedial action. Thus, the Court denies summary judgment as to Plaintiff's Allegation "h."
Defendant contends that the FRSA substantially subsumes Plaintiff's Allegation "i." Defendant cites 49 C.F.R. § 213.5(a), which requires that
Because Plaintiff alleges that Defendant negligently failed to take remedial action regarding defects in the track at mile posts 151.4 through 151.8, and because § 213.5(a) provides specific instructions as to what track owners must do if their tracks do not comply with FRA standards, the Court finds that § 213.5(a) substantially subsumes Plaintiff's Allegation "i."
Having determined the standard of care, the Court addresses whether Defendant has established it undisputedly complied with § 213.5(a). Defendant argues that it could not possibly have had notice of any regulatory violations, because it undisputedly complied with the applicable regulations. Thus, Defendant concludes it had no duty to take remedial action pursuant to § 213.5(a). As previously discussed, genuine disputes of material fact remain as to whether Defendant complied with applicable regulations, including 49 C.F.R. §§ 213.1, 213.9, 213.13, 213.63, 213.103, and 213.109. Accordingly, the Court denies summary judgment as to Allegation "i."
Defendant argues that Plaintiff's Allegation "j" is precluded by 49 C.F.R. § 213.233(b) and (c). Section 213.233(b) sets forth several requirements concerning the manner in which inspections are performed:
Section 213.233(c) addresses the frequency of track inspections. It requires track owners to inspect Class 3 track "[w]eekly with at least 3 calendar days interval between inspections, or before use, if the track is used less than once a week, or twice weekly with at least 1 calendar day interval between inspections, if the track carries passenger trains or more than 10 million gross tons of traffic during the preceding calendar year." § 213.233(c). In light of these extensive provisions, the Court finds that § 213.233(b, c) does not merely "relate to" or "touch upon" Plaintiff's negligent inspection claims; it substantially subsumes them. Thus, Section 213.233(b, c) sets the standard of care for Allegation "j."
Defendant claims that it undisputedly complied with this standard of care. Defendant avers that "Plaintiff has made no attempt to show that [Defendant] did not conduct any specific inspection in a manner that did not comply with section 213.233(b)." [ECF No. 126 at 9-10]. Defendant notes that Erik Frohberg, Defendant's "Director/Track Standards and Procedures," stated, "I have reviewed the materials as sent to me on April 16, 2013 and it is apparent that the track inspections were done according to FRA and BNSF requirements."
Plaintiff responds that the inspections were conducted improperly, because they do not reflect the actual conditions of the track at the time of the inspection. Plaintiff avers that certain adverse track conditions listed on the Slow Order Log and Trouble Ticket Reports do not appear on the Track Inspection Reports. For example, the Slow Order Log lists a slow order due to tie conditions on November 5, 2007, [ECF No. 137-8 at 3], but the Track Inspection Reports do not list any defect for that date. [ECF No. 138-13 at 28]. Similarly, the Slow Order Log lists a washout site on September 21, 2007, [ECF No. 137-8 at 2], without any corresponding notation on the Track Inspection Report. [ECF No. 138-13 at 25]. Thus, in rebuttal, Plaintiff has established genuine disputes of material fact as to whether the inspections were properly executed under § 213.233(b). By implication, genuine disputes of material fact also exist as to whether Defendant conducted qualifying inspections at the frequency prescribed by § 213.233(c). Summary judgment will be denied as to Allegation "j."
Defendant claims 49 C.F.R. § 213.13 covers the subject matter of Plaintiff's Allegation "k." Section 213.13 states, "When unloaded track is measured to determine compliance with requirements of this part, the amount of rail movement, if any, that occurs while the track is loaded must be added to the measurements of the unloaded track." Section 213.13 directly encompasses the subject matter of properly accounting for rail movement. The Court finds that § 213.233 constitutes the standard of care for Allegation "k."
However, as discussed in Section III. B.1.a, supra, genuine disputes of material fact remain as to whether Defendant complied with § 213.13. Therefore, the Court will deny summary judgment as to Allegation "k."
Defendant argues that § 213.103(c, d) precludes Plaintiff's ballast claims and that summary judgment should be granted in its favor. As explained in Section III. B.1.a, supra, although § 213.103(c, d) substantially subsumes Plaintiff's ballast claims, genuine disputes of material fact remain as to whether Defendant complied with that standard, and summary judgment will accordingly be denied as to Allegation "l."
As to Allegation "m," Defendant again maintains that (1) Plaintiff's inadequate ballast claims are "covered by" § 213.103(c, d), and (2) Plaintiff's inadequate ties claims are "covered by" §§ 213.63 and 213.109. As discussed in Sections III.B. 1.a and III.B.1.b, supra, the Court finds that those regulations set the standards of care, respectively, for Plaintiff's claims. However, as previously explained, genuine disputes of material fact remain as to whether Defendant complied with the applicable regulations, and summary judgment will be denied as to Allegation "m."
As discussed in Section III.B.9, supra, § 213.233 provides the standard of care for Plaintiff's negligent inspection claims, and genuine disputes of material fact remain as to whether Defendant properly inspected its track under that standard. Therefore, summary judgment is denied as to Allegation "n."
Defendant argues that Allegation "o" is substantially subsumed by § 213.109, and
Defendant asserts that 49 C.F.R. § § 213.9 and 213.1(a) substantially subsume Allegation "p," as those regulations govern track classifications and combinations of track conditions necessitating remedial action, respectively. As previously explained in Sections III.B.2 and III.B.7, supra, § 213.9 provides the standard of care for allegations that Defendant failed to properly classify its track, and § 213.1(a) provides the standard of care for allegations that a combination of track conditions necessitated remedial actions. That said, genuine disputes of material fact remain as to whether Defendant complied with those regulations, and summary judgment is denied as to Allegation "p."
Defendant maintains that Allegation "q" is covered by 49 C.F.R. § 213.13. As discussed in Section III.B.1.a, supra, § 213.13 sets the standard of care for Plaintiff's allegations that Defendant failed to properly make track measurements, and genuine disputes of material fact remain as to whether Defendant complied with that standard. Summary judgment is denied as to Allegation "q."
Finally, Defendant maintains that it is entitled to summary judgment, because Plaintiff has failed to produce sufficient evidence of foreseeability. Defendant argues that it had no reason to believe that the alleged harm could occur, because it lacked any notice that the track at issue was defective. Plaintiff responds that Defendant is incorrect for two reasons. First, Plaintiff argues that, because he has alleged negligence per se, he need not prove foreseeability. Second, Plaintiff contends that, when the Eighth Circuit reviewed this case on appeal, it held that Plaintiff had produced sufficient evidence to raise a jury question of foreseeability.
The Court finds that Plaintiff's case survives summary judgment. By alleging FRSA regulatory violations, Plaintiff has alleged negligence per se. Morant v. Long Island R.R., 66 F.3d 518, 523 (2d Cir.1995) ("It is well-settled that the FELA requires a finding of negligence per se when there has been a violation of a safety statute specifically aimed at the railroad industry."). "Under a negligence per se theory, if a plaintiff proves that a statutory violation has occurred[,] he need not prove the traditional negligence elements of foreseeability, duty and breach, but he is still required to prove causation." Capriotti v. Consol. Rail Corp., 878 F.Supp. 429, 434 (N.D.N.Y.1995) (citing Moody v. Boston and Maine Corp., 921 F.2d 1, 4 (1st Cir.1990)). See also Deso v. CSX Transp., Inc., 790 F.Supp.2d 1, 11-12 (N.D.N.Y.2011) ("Under a FELA negligence per se theory, if a plaintiff proves that a statutory violation has occurred he need not prove the traditional negligence elements of foreseeability, duty and breach[.]"); Buss v. BNSF Ry. Co., No.
In any event, as the Eighth Circuit held on appeal, the concept of foreseeability has been construed liberally in FELA cases, and Plaintiff has set forth evidence that Defendant "knew of problems with the stretch of track in question before the accident." Cowden, 690 F.3d at 896. Additionally, "the proper foreseeability question for the present case
Accordingly,
The Court cannot agree with this characterization of Defendant's arguments. Part I of Defendant's Memorandum of Law in Support of BNSF Railway Company's Motion for Summary Judgment [ECF No. 126] categorizes each of Plaintiff's allegations by subject matter and states which FRSA regulations purportedly "cover" those categories. [ECF No. 126 at 4-11]. Additionally, Part II is replete with case law and analysis, supporting its position that FRSA regulations preclude Plaintiff's FELA claim. [ECF No. 126 at 12-25].