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IN RE TINKER AFSC/DP v. Department of the Air Force, (2014)

Court: Merit Systems Protection Board Number:  Visitors: 21
Filed: Jul. 15, 2014
Latest Update: Mar. 02, 2020
Summary: UNITED STATES OF AMERICA MERIT SYSTEMS PROTECTION BOARD 2014 MSPB 51 Docket No. DA-0752-14-0157-I-1 1 In Re Tinker AFSC/DP, Appellants, v. Department of the Air Force, Agency. July 15, 2014 Krista O. Harke, Harrah, Oklahoma; Nicoli D. Frazier, Oklahoma City, Oklahoma; Lynda J. Arce, Newalla, Oklahoma; Angela Lin Woods, Oklahoma City, Oklahoma; LaNeal S. Barger, Midwest City, Oklahoma; Sarah E. Walker, Edmond, Oklahoma; and Amy B. Noble, Oklahoma City, Oklahoma, pro se. Telin W. Ozier, Esquire, T
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                          UNITED STATES OF AMERICA
                       MERIT SYSTEMS PROTECTION BOARD
                                        
2014 MSPB 51
                             Docket No. DA-0752-14-0157-I-1 1

                                  In Re Tinker AFSC/DP,
                                         Appellants,
                                               v.
                              Department of the Air Force,
                                           Agency.
                                         July 15, 2014


           Krista O. Harke, Harrah, Oklahoma; Nicoli D. Frazier, Oklahoma City,
             Oklahoma; Lynda J. Arce, Newalla, Oklahoma; Angela Lin Woods,
             Oklahoma City, Oklahoma; LaNeal S. Barger, Midwest City, Oklahoma;
             Sarah E. Walker, Edmond, Oklahoma; and Amy B. Noble, Oklahoma
             City, Oklahoma, pro se.

           Telin W. Ozier, Esquire, Tinker Air Force Base, Oklahoma, for the agency.

                                           BEFORE

                              Susan Tsui Grundmann, Chairman
                              Anne M. Wagner, Vice Chairman
                                 Mark A. Robbins, Member



                                  OPINION AND ORDER

¶1         This appeal is before the Board on interlocutory appeal from the May 14,
     2014 order of the administrative judge staying the proceedings and certifying for


     1
       The appellants that are included in this consolidation are set forth in Appendix A to
     this Opinion and Order.
                                                                                     2

     Board review her rulings that: (1) the agency’s decision not to furlough so-called
     “safe haven” employees who were evacuated due to a natural disaster should be
     analyzed as part of the agency’s burden of proving that its furlough
     determinations were made in a fair and even manner; and (2) neither 5 U.S.C.
     § 5523 , nor the Office of Personnel Management’s        regulations implementing
     that provision, precluded the inclusion of “safe haven” employees in the agency-
     wide furlough. For the reasons set forth below, we AFFIRM the administrative
     judge’s ruling that the agency has the burden of proving that it applied its
     determination as to which employees to furlough in a fair and even manner. We
     also FIND that whether a statute or regulation precluded the agency from
     furloughing “safe haven” employees is not determinative as to whether the
     agency treated its employees in a fair and even manner.          Accordingly, we
     VACATE the stay order and RETURN the appeal to the regional office for
     adjudication consistent with this Opinion and Order.

                                      BACKGROUND
¶2           The agency issued decision notices furloughing the appellants for no more
     than 11 workdays from their Equal Employment Specialist, Human Resources
     Specialist, Human Resources Assistant, and Lead Management Analyst positions
     based on the “extraordinary and serious budgetary challenges facing the
     Department of Defense (DoD) for the remainder of Fiscal Year (FY) 2013, the
     most serious of which is the sequester that began on March 1, 2013.” E.g., Harke
     v. Department of the Air Force, MSPB Docket No. DA-0752-13-1340-I-1 (Harke
     Appeal File), Tab 1 at 8-14; Frazier v. Department of the Air Force, MSPB
     Docket No. DA-0752-13-1386-I-1 (Frazier Appeal File), Tab 1 at 8-15; Woods v.
     Department of the Air Force, MSPB Docket No. DA-0752-13-1789-I-1, Tab 1 at
     8-13;    Walker   v.   Department   of   the   Air   Force,   MSPB   Docket   No.
                                                                                         3

     DA-0752-13-2113-I-1, Tab 1 at 7-13. 2 The agency noted that the Budget Control
     Act of 2011, as amended by the American Taxpayer Relief Act of 2012, made
     across-the-board reductions to budgetary resources for the federal government,
     and that DoD “must and will protect wartime operations funding for our troops in
     harm’s way.” E.g., Harke Appeal File, Tab 1 at 11; Frazier Appeal File, Tab 1 at
     10.
¶3         On appeal to the Board, the appellants alleged, among other things, that the
     agency did not treat similar employees with fairness and equity because the
     agency exempted attorneys from the furlough, but not employees such as Human
     Resources Specialists, and exempted Oklahoma tornado victims whose homes
     were deemed uninhabitable, but not those employees whose homes received
     extensive storm damage but were still deemed “livable,” even though financial
     hardship was not supposed be a consideration in effecting the furloughs. See,
     e.g., Harke Appeal File, Tab 1 at 6, 8; Frazier Appeal File, Tab 1 at 6.
¶4         The agency asserted in response that the appellants were ultimately
     furloughed for 6 workdays, see, e.g., Harke Appeal File, Tab 3 at 18; Frazier
     Appeal File, Tab 3 at 18, and that five agency attorneys were exempted because
     an ethical conflict would exist for the attorneys if they could appeal the same
     furlough they would have to defend before the Board, Harke Appeal File, Tab 3
     at 5. The agency also asserted that, under 5 U.S.C. §§ 5522 -23, the Secretary of
     the Air Force exercised “continuation of salary” in the form of evacuation
     payments to offset direct added expenses incurred by employees who were
     ordered to evacuate and were prevented from performing their duties because of

     2
       Under the Balanced Budget and Emergency Deficit Control Act, as amended, see
     2 U.S.C. § 901a(5)(A), Congress required the Office of Management and Budget to
     calculate and the President to order a “sequestration” on March 1, 2013, for FY 2013,
     that would reduce each spending account within certain security and nonsecurity
     categories by a uniform percentage to achieve certain reduction goals. See Chandler v.
     Department of the Treasury, 120 M.S.P.R. 163, ¶ 4 (2013).
                                                                                      4

     an imminent danger to their lives as a result of a severe weather condition or
     emergency situation, such as the tornadoes that affected an area of Oklahoma that
     included Tinker Air Force Base on May 19, May 20, and May 31, 2013. Frazier
     Appeal File, Tab 2 at 17.
¶5         The administrative judge consolidated the appeals, MSPB Docket No.
     DA-0752-14-0157-I-1, Consolidated Appeal File (CAF), Tab 2 at 1-2, and found
     that the appellants did not request a hearing, 
id., Tab 3
at 1. In a summary of the
     close of record conference, the administrative judge identified the following
     issues in the case, namely whether: (1) the agency had a legitimate reason for the
     furlough; (2) the furlough promoted the efficiency of the service; (3) the agency
     applied the furlough in a fair and even manner; and (4) the agency committed
     harmful error in deciding to furlough the appellants.     CAF, Tab 7 at 1.     The
     administrative judge noted that the agency bore the burden of proving that there
     was a factual basis for the furlough, that the furlough promoted the efficiency of
     the service, and that the agency applied the furlough to the appellants in a fair
     and even manner. 
Id. at 2.
The administrative judge informed the parties that an
     agency may establish that a furlough promotes the efficiency of the service by
     showing that the furlough was a reasonable management solution to the financial
     restrictions placed on it and that the agency applied its determination as to which
     employees to furlough in a “fair and even manner,” which means that the agency
     applied the adverse action furlough uniformly and consistently. 
Id. ¶6 The
administrative judge further notified the parties that the appellants had
     the burden of proving by preponderant evidence that the agency committed
     harmful error in deciding to furlough them. 
Id. In this
regard, the administrative
     judge noted that the appellants had alleged that the agency committed harmful
     error by not treating similarly-situated employees the same when it exempted
     some agency employees from the furlough based on the May 2013 tornadoes that
     struck the Moore, Oklahoma area. 
Id. at 2-3.
The administrative judge indicated
     that, although 5 C.F.R. § 752.404 (b)(2) provides that a proposal notice must state
                                                                                      5

     the basis for selecting a particular employee for furlough when some but not all
     employees in a given competitive level are being furloughed, the proposal notices
     in these cases did not indicate that any employees would be exempt from the
     furlough based on the impact of the May 2013 tornadoes. 
Id. at 3.
Thus, the
     administrative judge ordered the parties to provide, among other things,
     information regarding whether any employees were exempt from the furlough
     based on the impact of the May 2013 tornadoes and, if so, evidence regarding
     whether any of the exempt employees were in the same competitive level as the
     appellants, as well as a detailed explanation of the basis for determining which
     employees were not subject to furlough. 
Id. at 3-4.
¶7         In its response to the summary of the close of record conference, the
     agency asserted that there was no harmful error because “safe haven” employees
     who received evacuation payments, including continuation of salary, until they
     returned to permanent housing in the evacuation area were “excluded” from the
     furlough by operation of law before the agency issued its furlough proposal
     notice, and thus did not need to fall under any of the stated exemptions for those
     subject to the furlough. CAF, Tab 8 at 5-9; see, e.g., 
id. at 16-21.
Alternatively,
     the agency asserted that, even if there was an error in the application of its
     procedures, the appellants did not show that the error likely caused the agency to
     reach a conclusion different from the one it would have reached in the absence or
     cure of the error. CAF, Tab 8 at 10; see 5 C.F.R. § 1201.56 (c)(3). The agency
     asserted that it applied the “safe haven” procedures in a uniform and consistent
     manner because “any employee whose home was rendered ‘uninhabitable’ could
     apply for and take advantage of the Safe Haven program.” CAF, Tab 8 at 13.
     The agency asserted that because it was statutorily prohibited from reducing the
     pay of an employee under the protection of the “safe haven” program, and
     because keeping such “safe haven” employees in the pool of employees subject to
     the furlough would reduce their pay, removing those employees from the pool of
     employees subject to the furlough was a reasonable decision. 
Id. 6 ¶8
         The administrative judge thereafter issued an “Order and Certification of
      Interlocutory Appeal” finding that a question had arisen as to whether the
      agency’s “safe haven” decision should be analyzed as part of the agency’s burden
      of proving that it treated employees in a fair and even manner or whether the
      “safe haven” decision should be considered under a harmful error analysis with
      the appellants having the burden of proof. CAF, Tab 9 at 5. The administrative
      judge found that the Board had jurisdiction to review the agency’s decision to
      “exempt ‘safe haven’ employees from the agency-wide furlough” and that the
      agency’s “safe haven” decision should be analyzed as part of the agency’s burden
      of proving that its furlough determinations were made in a fair and even manner.
      
Id. at 5-6.
The administrative judge further held that “neither 5 U.S.C. § 5523
      nor the Office of Personnel Management’s regulations implementing that
      provision, precluded the inclusion of the ‘safe haven’ employees in the
      agency-wide furlough.” 
Id. at 6.
In this regard, the administrative judge noted
      that, under 5 C.F.R. § 550.407 , evacuation payments were to terminate when the
      employee resumed his or her duties at the duty station from which he or she was
      evacuated, and it appeared that the employees covered under the “safe haven”
      program had returned to work at their duty stations and their inclusion in the
      “safe haven” program was based on the loss of their homes. 
Id. at 6
n.8.
¶9          The administrative judge held that the question of whether “safe haven”
      employees were properly excluded from the furlough was appropriate for
      certification of an interlocutory appeal because the allocation of the burden of
      proof concerning the agency’s “safe haven” decision was an important question
      of law about which there was substantial ground for difference of opinion and an
      immediate ruling would materially advance the completion of more than 1,200
      Tinker Air Force Base furlough appeals pending in the regional office. 
Id. at 6
-7.
¶10         The agency thereafter filed a motion requesting certification of the
      administrative judge’s rulings that the Board had jurisdiction to review the
      agency’s decision to exclude “safe haven” employees from the furlough and that
                                                                                         7

      the agency was not required to exclude the “safe haven” employees from the
      furlough, which it viewed as distinct issues from the certified question regarding
      allocation of the burden of proof. CAF, Tab 10 at 4-8; see CAF, Tab 11 at 4-5.

                                         ANALYSIS

      The administrative judge properly certified her ruling for interlocutory appeal.
¶11         An interlocutory appeal is an appeal to the Board of a ruling made by a
      judge during a proceeding. 5 C.F.R. § 1201.91 . Upon motion from either party,
      or by an administrative judge’s own motion, an administrative judge may certify
      an interlocutory appeal to the Board. 
Id. The Board’s
regulations provide for
      certification of a ruling for review when “(a) [t]he ruling involves an important
      question of law or policy about which there is substantial ground for difference of
      opinion; and (b) [a]n immediate ruling will materially advance the completion of
      the proceeding, or the denial of an immediate ruling will cause undue harm to a
      party or the public.” 5 C.F.R. § 1201.92 .
¶12         The criteria for certifying an interlocutory appeal are met in this case. The
      issue of which party bears the burden of proof concerning the agency’s “safe
      haven” decision is an important question of law about which there is substantial
      ground for difference of opinion and an immediate ruling on that question will
      materially advance the completion of this proceeding.              Therefore, the
      administrative judge properly certified her ruling for interlocutory appeal. See
      Shenwick v. Department of State, 92 M.S.P.R. 289 , ¶¶ 7, 19 (2002) (addressing
      an administrative judge’s burden-of-proof ruling following a certification of the
      issue for interlocutory appeal); Link v. Department of the Treasury, 56 M.S.P.R.
      254 , 256 (1993) (same).
¶13         To the extent that the issues raised by the agency in its motion were not
      included in the certification for interlocutory appeal issued by the administrative
      judge, we GRANT the agency’s motion and consider these additional issues in
                                                                                        8

      deciding this interlocutory appeal.      See MacLean v. Department of Homeland
      Security, 112 M.S.P.R. 4 , ¶ 6 (2009).

      The agency’s “safe haven” decision should be analyzed as part of the agency’s
      burden of proving that it treated employees in a fair and even manner.
¶14         Under 5 U.S.C. §§ 7512 (5) and 7513(a), an agency may furlough an
      employee for 30 days or less “only for such cause as will promote the efficiency
      of the service.”   An agency “meets its burden” of proving that a furlough
      promotes the efficiency of the service by showing, in general, that the furlough
      was a reasonable management solution to the financial restrictions placed on it
      and that the agency applied its determination as to which employees to furlough
      in a fair and even manner. Chandler, 120 M.S.P.R. 163 , ¶ 8. A “fair and even
      manner” means that the agency applied the adverse action furlough uniformly and
      consistently just as it is required to apply in a reduction in force (RIF). 
Id. This does
not mean that the agency is required to apply the furlough in such a way as
      to satisfy the Board’s sense of equity. 
Id. Rather, it
means that the agency is
      required to treat similar employees similarly and to justify any deviations with
      legitimate management reasons. 
Id. ¶15 The
administrative judge properly ruled that the burden of proof is on the
      agency to show that it applied its determination as to which employees to
      furlough, including its determination not to furlough “safe haven” employees, in
      a fair and even manner.         Under 5 U.S.C. § 7701 (c)(1)(B) and 5 C.F.R.
      § 1201.56 (a)(1)(ii), the decision of the agency shall be sustained only if the
      decision is supported by a preponderance of the evidence. As the Board held in
      Chandler, 120 M.S.P.R. 163 , ¶ 8, the agency is always responsible for proving
      that an adverse action promotes the efficiency of the service.        Although the
      agency correctly contends that the Board does not have the authority to determine
      when the agency may implement and terminate “safe haven” procedures, see
      CAF, Tab 10 at 7, the Board can review whether the agency applied its
      determination as to which employees to furlough in a fair and even manner, see
                                                                                      9

      Chandler, 120 M.S.P.R. 163 , ¶ 8, and the agency’s determination not to furlough
      certain employees because of the “safe haven” program falls within that
      authority.
¶16         If the Board were to analyze this issue as one involving a claim of harmful
      error, the burden of proof would be on the appellants.              See 5 C.F.R.
      § 1201.56 (a)(2)(iii), (b)(1), (c)(3). Harmful error is error by the agency in the
      application of its procedures that is likely to have caused the agency to reach a
      conclusion different from the one it would have reached in the absence or cure of
      the error. 5 C.F.R. § 1201.56 (c)(3). Some of the appellants have alleged that the
      agency did not treat similar employees with fairness and equity because the
      agency exempted tornado victims whose homes were deemed uninhabitable but
      not those employees whose homes received extensive storm damage but were still
      deemed “livable,” even though financial hardship was not supposed to be a
      consideration in effecting the furloughs and the permanent duty station was
      intact. See, e.g., Harke Appeal File, Tab 1 at 6, 8; Frazier Appeal File, Tab 1
      at 6; Arce v. Department of the Air Force, MSPB Docket No. DA-0752-13-1740-
      I-1, Tab 4 at 4.    We find that this assertion constitutes an allegation that the
      agency did not meet its burden of proving that its action promoted the efficiency
      of the service, rather than a claim of harmful error.    The appellants have not
      argued, for example, that in the absence or cure of the agency’s allegedly
      erroneous decision not to furlough the “safe haven” employees, the agency likely
      would have reached a different conclusion regarding their furloughs. Moreover,
      the appellants have not alleged that any error by the agency concerning 5 C.F.R.
      § 752.404 (b)(2) likely caused the agency to reach a conclusion different from the
      one it would have reached in the absence or cure of the error.       See 5 C.F.R.
      § 1201.56 (c)(3).   Thus, we find that it would be inappropriate in this case to
      address these issues in terms of whether the agency committed harmful error in
      deciding not to furlough the “safe haven” employees.
                                                                                      10

¶17         As set forth above, the primary issue in this case is whether the agency
      applied the adverse action furlough uniformly and consistently, and thereby
      treated similar employees similarly and justified any deviation with legitimate
      management reasons. Chandler, 120 M.S.P.R. 163 , ¶ 8. Thus, the efficiency of
      the service determination encompasses whether the agency used a furlough to
      target employees for personal reasons or attempted to exempt certain employees
      from the furlough without legitimate management reasons. 
Id., ¶ 9.
Here, even
      assuming that the appellants and the “safe haven” employees are held to be
      similarly situated in terms of RIF principles, see 
id., ¶ 8,
the agency has alleged
      that its legitimate management reason for the difference in treatment was that the
      individuals who were not furloughed applied for and were granted evacuation
      payments, and that the agency could not, as a result, reduce the pay of these “safe
      haven” employees by means of a furlough.
¶18         Under 5 U.S.C. §§ 5523 (a) and 5522(a)(2), the head of each agency may
      provide for the payment of monetary amounts to each employee whose departure
      is authorized or ordered from any place where there is imminent danger to the life
      of the employee or the lives of the dependents or immediate family of the
      employee.    Evacuation payments of pay, allowances, and differentials may
      therefore be made to an employee during an evacuation. 5 C.F.R. § 550.403 (b).
      Such payments shall be based on the rate of pay to which the employee was
      entitled immediately before the issuance of the order of evacuation.      5 C.F.R.
      § 550.404 (a). An order to evacuate means an oral or written order to evacuate
      from an assigned area. 5 C.F.R. § 550.402 . Evacuation payments shall cover the
      period of time during which the order to evacuate remains in effect, unless
      terminated earlier, but shall not exceed 180 days.      5 C.F.R. § 550.404 (b)(2).
      Evacuated employees at safe havens may be assigned to perform any work
      considered necessary or required to be performed during the evacuation without
      regard to the grades or titles of the employees. 5 C.F.R. § 550.406 (a). A “safe
      haven” is a designated area to which an employee or dependent will be or has
                                                                                     11

      been evacuated. 5 C.F.R. § 550.402 . Not later than 180 days after the effective
      date of the order to evacuate or when the emergency or evacuation situation is
      terminated, whichever is earlier, an employee must be returned to his or her
      regular duty station or appropriate action must be taken to reassign him or her to
      another duty station.   5 C.F.R. § 550.406 (c).   Evacuation payments terminate
      when “the agency determines that,” among other things, the employee resumes
      duties at the duty station from which he or she was evacuated or “[t]he agency
      determines that payments are no longer warranted.” 5 C.F.R. § 550.407 .
¶19         Here, the Office of the Assistant Secretary of the Air Force issued the
      evacuation orders in question.   CAF, Tab 8 at 16-33.      The evacuation orders
      indicated that they would remain in effect until November 14, 2013, or until
      revoked by the Office of the Assistant Secretary of the Air Force, whichever
      occurred first. E.g., 
id. at 16.
Allowances from the order were to be terminated
      “upon return to permanent housing in the evacuation area or acceptance of
      alternate permanent housing outside the mandatory area or in accordance with”
      joint federal travel regulations. 
Id. The agency
defined “permanent housing” as
      a residence (from which the employee regularly commutes to and from the duty
      location) that the employee and the dependents who resided with them at the time
      of the evacuation intend to occupy permanently beyond expiration of the
      evacuation order. 
Id. at 40.
The agency asserted that the “permanent housing”
      standard was developed and used by the Department of the Air Force in a prior
      “safe haven” situation involving floods at Minot Air Force Base in North Dakota
      in 2011, and was based on a management determination that the use of
      “permanent housing” protected employees from having to pay two housing
      payments (mortgage and rent) without “safe haven” allowances to offset those
      expenditures. 
Id. at 6
, 35. Once allowances for “safe haven” were terminated for
      any one particular employee, such as an employee who returned to permanent
      housing in the evacuation area, the employee would receive a furlough notice
      from the agency depending on whether there was sufficient time left in the fiscal
                                                                                      12

      year to accomplish a meaningful furlough, with the number of furlough days
      pro-rated based on the number of weeks remaining in the furlough period. 
Id. at 40.
  The agency furloughed 64 of the 172 employees who qualified for “safe
      haven” and signed up for the entitlements after those 64 employees found
      permanent housing and returned to duties before August 13, 2013. 
Id. at 94.
¶20            In addition, the Secretary of the Air Force received a memorandum from
      the Department of the Air Force’s Office of the General Counsel (OGC) opining
      that “the use of the statutory provision in question, 5 U.S.C. § 5523 , once
      exercised by the Secretary of the Air Force (or his designee), prohibits the Air
      Force from reducing the affected employees’ rate of pay by furloughing the
      affected employees during the period such employees fall within the Safe Haven
      protections.” CAF, Tab 8 at 46. The OGC appears to have based this opinion on,
      among other things, language from section 5523 suggesting that payments shall
      be based on the same rate of pay to which the employee was entitled immediately
      before the issuance of the order of evacuation, and a determination that
      employees invoking protections under “safe haven” provisions are deemed by
      statute to have performed work (even if they have not) and must be paid at the
      same rate of pay for the entire work period as if they were at work. CAF, Tab 8
      at 47.
¶21            In an adverse action furlough, as in a RIF and in a directed reassignment,
      the Board’s general review is to assure that such actions are used for legitimate
      reasons; therefore, the Board’s focus is on the legitimacy of the reasons for the
      furlough, RIF, or reassignment. See Shenwick, 92 M.S.P.R. 289 , ¶ 11; Ketterer v.
      Department of Agriculture, 2 M.S.P.R. 294 , 298 (1980) (finding directed
      reassignments to be analogous to RIFs, which are equally susceptible to misuse to
      effect any employee’s separation, and noting that agencies must prove that the
      RIF regulations were properly invoked due to appropriate management
      considerations). In determining the legitimacy of the reasons for a decision not
      to furlough certain employees when the agency asserts that it was precluded from
                                                                                13

doing so by law, rule, or regulation, the Board need not determine, after the fact,
whether a decision not to furlough certain employees was actually permissible
under applicable law, rule, and regulation.    Cf. Cooke v. U.S. Postal Service,
67 M.S.P.R. 401 , 406-07 (the Board’s review of a directed reassignment centers
on the legitimacy of the reasons for the reassignment, not on whether the action
was reversed on technical, procedural, or other grounds), aff’d, 
73 F.3d 380
(Fed.
Cir. 1995) (Table); Garrison v. Department of Justice, 67 M.S.P.R. 154 , 162 (an
agency manager is not required, in making a decision affecting the employment
of one of his employees, to consider facts as he believes that an adjudicator might
after the fact imagine them to be; rather, an agency manager is entitled to rely on
his professional experience to consider facts as he reasonably believes them to be
at the time he makes his decision), aff’d, 
72 F.3d 1566
(Fed. Cir. 1995). Rather,
in deciding whether the agency’s decision was based on legitimate management
reasons or, conversely, based on reasons “personal” to an employee or a group of
employees, the question is whether the agency reasonably and genuinely believed
that it was precluded from furloughing that group of employees. Thus, in Cross
v. Department of Transportation, 
127 F.3d 1443
, 1446 (Fed. Cir. 1997), the
appellants asserted that the RIF could not have been conducted for a proper
purpose because the legislation abolishing the Interstate Commerce Commission
(ICC) had not yet been enacted at the time the RIFs were initiated, and so there
could not have been a lack of funding at the agency until the appropriations bill
“sunsetting” the ICC had passed. The court rejected that argument, holding that
“[w]here agency officials reasonably and genuinely believe that the agency’s
abolition is inevitable and its funding is to be terminated, initiation of a RIF is
proper.”   
Id. at 1447.
  The court noted that conducting a RIF because of an
anticipated shortage of funds does not require that the shortage exist at the time
of the RIF and that agency officials who are aware of imminent legislation
progressing through Congress need not wait until the legislation is enacted before
taking appropriate action. 
Id. The court
held that a significant delay by agency
                                                                                       14

      officials could have risked leaving insufficient time to accomplish an orderly
      sunset of the agency and an orderly transfer of those functions being preserved
      and that initiating an agency-wide RIF before enactment of the actual legislation
      was prudent given the short time frame within which the agency had to deal with
      the problem. 
Id. The court
held that whether the agency officials honestly and
      reasonably anticipated a budgetary shortfall is a question of fact that depends, in
      part, on whether the legitimate management reason proffered by the agency
      officials was credible. 
Id. at 1447-48.
¶22         Similarly, we find that the issue in this case is whether the agency officials
      who made the decision not to furlough the “safe haven” employees reasonably
      and genuinely believed that they were precluded from doing so by law, rule, or
      regulation.   The appellants may attempt to cast doubt on the existence of a
      reasonable and genuine belief, and thus a legitimate management reason, in this
      regard. See Richard v. Department of Defense, 66 M.S.P.R. 146 , 159 (1995),
      modified on other grounds by Buckler v. Federal Retirement Thrift Investment
      Board, 73 M.S.P.R. 476 , 496-97 (1997). Nevertheless, as set forth above, in
      order to prove that the furloughs in this case met the statutory efficiency of the
      service standard, the burden is on the agency to prove by preponderant evidence
      that the relevant agency officials reasonably and genuinely believed that they
      were precluded from furloughing the “safe haven” employees.
                                                                                 15


                                           ORDER
¶23         Accordingly, we VACATE the stay order and RETURN the appeal to the
      regional office for adjudication consistent with this Opinion and Order.



      FOR THE BOARD:


      ______________________________
      William D. Spencer
      Clerk of the Board
      Washington, D.C.
                                                          16


                        APPENDIX A

                    IN RE TINKER AFSC/DP
                     DA-0752-14-0157-I-1


Amy B. Noble                        DA-0752-13-2564-I-1
Angela Lin Woods                    DA-0752-13-1789-I-1
Krista O. Harke                     DA-0752-13-1340-I-1
LaNeal S. Barger                    DA-0752-13-1794-I-1
Lynda J. Arce                       DA-0752-13-1740-I-1
Nicoli D. Frazier                   DA-0752-13-1386-I-1
Sarah E. Walker                     DA-0752-13-2113-I-1

Source:  CourtListener

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