CONNOLLY, J.
In 2009, under a plea bargain, Donald M. Lee pleaded nolo contendere to one count of second degree murder. The court sentenced Lee to a term of 70 years to life in prison. Lee now moves for postconviction relief. He claims violations of his right to speedy trial, his right to due process, and his right to effective assistance of counsel. The district court denied relief without granting an evidentiary hearing. We affirm in part, and in part reverse and remand for further proceedings.
In July 2008, the State originally filed a complaint in county court, charging Lee with first degree murder. On July 21, the
On May 19, 2009, under a plea bargain, the State filed an amended information reducing the charge to second degree murder and Lee pleaded nolo contendere. Lee attended the plea hearing with his attorney. After a colloquy in which the court advised Lee of certain rights, the State provided a factual basis for the plea. Briefly stated, an autopsy revealed that a young girl died of manual strangulation and had also suffered injuries such as a fractured skull, a lacerated intestine, and multiple abrasions and contusions. Lee was the only adult with the girl when the incident occurred. Lee's explanation for the injuries was inconsistent with the pathologist's report.
The court sentenced Lee to a term of 70 years to life in prison. Lee appealed in case No. S-09-779, asserting only a claim of an excessive sentence. On December 10, 2009, we summarily affirmed.
Lee's first postconviction claim is that the State violated his right to a speedy trial. He alleged that the State filed the information on July 18, 2008, but that he did not enter his plea until May 19, 2009. Further, while Lee acknowledges the court conducted at least two hearings regarding his case, he alleged that he requested no continuance and never waived his speedy trial rights. And he claims that nobody ever explained his right to a speedy trial to him.
Lee's next claim is that the court failed to advise him of the consequences of his plea. He alleged that the court did not explain the rights that he would waive by entering a plea of no contest. He also claimed that the court failed to question him regarding his age; education; whether he was intoxicated; whether he was acting under any threats, promises, or inducements; and whether he was mentally competent. Finally, he alleged that the court failed to ask him whether he agreed with the State's factual basis for the plea.
Lee's final two claims relate to the effectiveness of his trial and appellate counsel. He claims that both were ineffective for failing to raise the speedy trial issue and the voluntariness of his plea.
The court denied Lee relief without an evidentiary hearing. The court's analysis of the speedy trial issue appears limited to the statutory speedy trial provision. Lee's motion does not appear to have raised a constitutional speedy trial claim.
The court also rejected Lee's claim that the court did not advise him of the consequences of his plea. The court found that the bill of exceptions clearly showed that the court had advised Lee of his rights and that Lee had knowingly and voluntarily waived those rights. As with Lee's speedy trial claim, the court concluded that because the underlying error was meritless, it was not ineffective assistance of counsel to not raise it.
Lee assigns that the district court erred as follows:
(1) in denying his motion for postconviction relief without an evidentiary hearing; and
(2) in refusing to appoint counsel for the postconviction motion.
An evidentiary hearing on a motion for postconviction relief is required on an appropriate motion containing factual allegations that, if proved, constitute an infringement of the movant's rights under the Nebraska or federal Constitution.
A claim that defense counsel provided ineffective assistance presents a mixed question of law and fact.
Lee's brief is sketchy at best. He appears to claim that he is entitled to relief for the following reasons: (1) He entered his plea involuntarily and unintelligently; (2) the State violated his statutory right to a speedy trial; and (3) his trial and appellate counsel (who were from the same office) were ineffective for failing to raise the above issues.
We begin with a few general principles. First, a voluntary guilty or no contest plea generally waives all defenses to the charge.
When lawyers employed by the same office represent a defendant both at trial and on direct appeal, the defendant's first opportunity to assert ineffective assistance of trial counsel is in a motion for
To establish a right to postconviction relief on a claim of ineffective assistance of counsel, the petitioner has the burden to meet the test put forward in Strickland v. Washington
Lee first argues that his plea did not comport with due process because the trial court did not ensure that his plea was voluntary. But Lee either knew or should have known of this error when he prosecuted his direct appeal. Because he did not raise it, he has waived consideration of it now. A defendant cannot use a postconviction proceeding to secure review of issues that were known to the defendant and that were or could have been litigated on direct appeal.
But Lee may still assert an ineffective assistance of counsel claim based on those facts. Lee claims that his counsel was ineffective for not reminding the court of its obligations to ensure the voluntariness of his plea and for not raising the issue on appeal.
To support a finding that a plea of guilty or nolo contendere has been voluntarily and intelligently made,
A voluntary and intelligent waiver of the above rights must affirmatively appear from the face of the record.
At the plea hearing, where Lee was represented by counsel, the following exchange occurred:
After this colloquy, the State provided a factual basis for the crime.
Thus, to summarize the proceedings, the court informed Lee that the State had charged him with a Class IB felony and that the State had alleged that he had killed the victim intentionally but without premeditation. The court informed Lee that the possible sentence ranged from 20 years to life in prison. The court also informed Lee that by pleading guilty, Lee was waiving his right to a jury trial, the right to cross-examine witnesses, and his right not to testify. Finally, the State provided a factual basis for the plea. Lee stated several times that he understood the rights he was waiving and the nature of the charge. And the court found that the plea was "knowingly, voluntarily and intelligently entered."
It is true that the court did not explicitly advise Lee that he was entitled to the assistance of counsel, but in considering a similar advisement, we held that an express advisement of the right to counsel is not necessary when the defendant is represented
Thus, the court gave Lee all the required advisements. And so, counsel was not ineffective in failing to ask the court to do so.
Lee next argues that the State violated his right to a speedy trial. From his motion for postconviction relief and the court's order, it appears that Lee is asserting that the State violated his statutory speedy trial rights. He did not claim and does not argue on appeal that the State violated his constitutional right to a speedy trial,
In a postconviction proceeding, when a defendant alleges that trial counsel failed to properly assert his or her speedy trial rights, the court must consider the merits of the defendant's speedy trial rights under Strickland.
Nebraska's speedy trial statutes require that those who are charged with crimes be brought to trial within 6 months, as calculated by the applicable statute.
Section 29-1207(4) sets out the excludable time periods for speedy trial purposes.
Lee claims that the speedy trial clock began to run July 18, 2008, the day the State filed the complaint. On this point, Lee is mistaken. While the record shows that the State filed the complaint on July 18, this is not the operative date. As we noted in State v. Williams,
But the postconviction court found that there were two continuances that tolled the speedy trial clock. It found that the trial court continued a motion to suppress hearing and the trial, which together added an additional 60 days to the time in which the State could try Lee. The records, however, do not show when the court granted the continuances or for how long the matters were continued. And Lee alleges in his motion that he never moved for any continuances.
Under the postconviction statutes, a court is not obligated to hold an evidentiary hearing if the files and records of the case affirmatively show that the prisoner is entitled to no relief.
In determining whether to hold an evidentiary hearing, we have previously allowed a court to hold a records hearing to receive into evidence the relevant files and records that the court may need to review in considering whether to grant or deny an evidentiary hearing.
Here, the district court denied an evidentiary hearing because it had found that Lee had asked for continuances, which tolled the time in which the State had to commence the trial. Because of this tolling, the court concluded that the State had not violated Lee's right to a speedy trial. But the files and records of the case do not show when the court granted these continuances or for how long the matters were continued. In other words, the files and records of the case do not show that Lee actually moved for continuances and thus do not show that the State did not violate his speedy trial right. Simply put, the records do not affirmatively show that Lee is not entitled to relief. Under the rule articulated in State v. Glover,
The reason for this rule should be obvious. When the court denies an evidentiary hearing based upon documents it does not certify and include in the transcript, it effectively denies the movant a meaningful appeal. We are left with only the option of taking the district court's word for the matter. This we refuse to do.
The State's contention—that Lee had the burden of producing a record including all materials relevant to the issue—is contrary to the petitioner's burden in postconviction cases, and we reject it. We have repeatedly stated that the petitioner must only allege facts that, if proved, show that the petitioner's constitutional rights were violated. The petitioner is obviously not required to disprove his or her own allegations or to make the State's case for it. If the records and files are sufficient to refute the petitioner's claim, the statutes allow the postconviction court to notice those facts, or the State can offer them as evidence in a records hearing. But because the statutes permit judicial notice of records and files, we require a court to include those files and records that illustrate why it denied an evidentiary hearing.
Because the court failed to certify and include in the record the documents that it considered in denying an evidentiary hearing, the record does not affirmatively show that Lee is not entitled to relief. We remand for further proceedings.
We conclude that Lee's claim regarding the voluntariness of his plea and the related ineffective assistance of counsel claim are meritless. The records before us, however, do not affirmatively show that Lee's ineffective assistance of counsel claim regarding his speedy trial rights is without merit. Accordingly, we affirm in part, and in part reverse and remand for further proceedings.
AFFIRMED IN PART, AND IN PART REVERSED AND REMANDED FOR FURTHER PROCEEDINGS.