Heavican, C.J.
This is a postconviction appeal. Joshua G. Alfredson was convicted by a jury of first degree sexual assault and second degree false imprisonment. He was sentenced to 15 to 20 years' imprisonment for first degree sexual assault and 1 year's imprisonment for second degree false imprisonment, to be served concurrently. On direct appeal, his convictions and sentences
Alfredson now appeals the district court's July 24, 2012, dismissal of all but one of his claims for postconviction relief without an evidentiary hearing. An evidentiary hearing was held on trial counsel's failure to disclose an alleged plea offer. Alfredson also appeals the district court's December 11 denial of his ineffective assistance of counsel claim based on those allegations. We affirm.
The facts adduced at Alfredson's trial are discussed in greater detail in State v. Alfredson,
The victim testified that Alfredson ingested cocaine that he kept in a prescription bottle. When the victim attempted to leave, taking the prescription bottle with her, Alfredson physically prevented her from doing so. Alfredson proceeded to sexually assault her.
After his convictions and sentences were affirmed by this court, Alfredson timely filed a motion for postconviction relief. His amended motion alleged that (1) the trial court erred, under Neb.Rev.Stat. § 27-404 (Cum.Supp.2012), in allowing evidence of his cocaine use; (2) there was prosecutorial misconduct; (3) he received ineffective assistance of trial counsel for a variety of reasons, including failure to object at trial to the cocaine testimony and failure to properly investigate; (4) the trial court failed to properly instruct the jury; (5) there was insufficient evidence to support his convictions; (6) he received ineffective assistance of appellate counsel; and (7) trial counsel was ineffective for failing to advise him of plea negotiations.
On July 24, 2012, the district court held that the
The district court also appointed counsel.
On November 27, 2012, an evidentiary hearing was held. Alfredson offered his own deposition testimony and the deposition testimony of trial counsel. At the hearing, the State called as witnesses trial counsel and the deputy county attorney who prosecuted the case.
In his deposition, Alfredson testified that trial counsel discussed only one plea offer with him in September 2009. This was a formal written offer extended by the county attorney to trial counsel that would have allowed Alfredson to plead guilty to one count of attempted first degree sexual assault, a Class III felony. Alfredson rejected the offer.
Alfredson testified that after he acquired trial counsel's case file, he discovered that in mid-December 2009, a "plea offer" was made. In his deposition, Alfredson argues that he would have given consideration to this plea offer because it would have allowed him to continue his
According to trial counsel's notes, which were admitted into evidence, the alleged "plea offer" occurred on December 16, 2009. Trial counsel testified that he had an unexpected and brief meeting with the county attorney at the courthouse. According to trial counsel, the county attorney asked trial counsel whether Alfredson would be interested in two "zero to fives," with both being sex charges. The county attorney testified that he had no recollection of that conversation.
Trial counsel, a public defender since 1984, testified that he did not believe the December 16, 2009, conversation was a formal plea offer, because there was no discussion about what charges Alfredson would plead guilty to. The county attorney testified that before he can negotiate a formal plea offer, he is required to consult with the victim and his superiors, which he did not do in December 2009. The county attorney testified that therefore, he did not believe the December 16 conversation, if it occurred as recalled by trial counsel, was a formal offer for a plea deal.
Trial counsel admits that he did not communicate the alleged plea offer to Alfredson until he met with him face-to-face on December 31, 2009. Trial counsel testified that he did not recollect the December 31 meeting, but testified that his notes reflect that Alfredson was not willing to plead guilty to any felony. Trial counsel believes that this note was written because Alfredson had rejected the alleged "zero to fives" offer.
Alfredson testified that on December 31, 2009, trial counsel simply asked him whether there was any felony to which he would plead. Alfredson recalls no discussion of offenses, punishments, sex offender registry issues, or collateral consequences.
After the evidentiary hearing, the district court, on December 11, 2012, denied Alfredson's motion for postconviction relief on the ineffective assistance of trial counsel claim for failure to disclose the plea offer. The district court noted that there was no evidence that a formal offer was made on December 16, 2009. It found that Alfredson had failed to present any evidence to show a reasonable probability that the offer would not have been canceled before the plea offer could have been accepted, because the evidence indicated that the county attorney was not authorized to make such a plea offer.
Alfredson filed his notice of appeal on January 10, 2013.
Alfredson assigns that the district erred in (1) finding trial counsel was not ineffective for failing to communicate a plea offer and (2) dismissing without an evidentiary hearing his claims that trial counsel was ineffective for failing to properly investigate the incident and for failing to make an objection under § 27-404 to the evidence of his cocaine use and possession.
A jurisdictional question which does not involve a factual dispute is determined by an appellate court as a matter of law, which requires the appellate court to reach a conclusion independent from the lower court's decision.
Before reaching the legal issues presented for review, it is the duty of an appellate court to determine whether it has jurisdiction over the matter before it.
Within a postconviction proceeding, an order granting an evidentiary hearing on some issues and denying a hearing on others is a final order as to the claims denied without a hearing.
The order denying all but one of Alfredson's postconviction claims without an evidentiary hearing was entered on July 24, 2012. Alfredson's notice of appeal, filed on January 10, 2013, is therefore untimely with respect to that order. Alfredson's right to appeal the July 24, 2012, order is time barred. Accordingly, our jurisdiction extends only to the assignment of error relating to Alfredson's claim that his trial counsel was ineffective for failing to disclose a plea bargain, as to which the appeal is timely.
Alfredson's only surviving assignment of error regards his claim that trial counsel's failure to disclose an offered plea bargain constituted ineffective assistance. The plea-bargaining process presents a critical stage of a criminal prosecution to which the right to counsel applies.
To prevail on a claim of ineffective assistance of counsel under Strickland, the defendant must show that counsel's performance was deficient and that this deficient performance actually prejudiced his or her defense.
To show prejudice, the defendant must demonstrate reasonable probability that but for counsel's deficient performance, the result of the proceeding would have been different.
Relying on federal circuit court precedent, we have previously stated that a trial counsel's failure to communicate a plea offer to a defendant is deficient performance as a matter of law.
Recently, the U.S. Supreme Court has clarified the issue. In Missouri v. Frye,
After granting certiorari, the U.S. Supreme Court held that trial counsel was deficient in failing to communicate to the defendant the prosecutor's formal written plea offer. The Supreme Court stated that, "as a general rule, defense counsel has the duty to communicate formal offers from the prosecution to accept a plea on terms and conditions that may be favorable to the accused."
The Court addressed the State of Missouri's concern that such a broad rule would result in late, frivolous, and fabricated claims by stressing that it applies only to "formal offers." The opinion explains: "[T]he fact of a formal offer means that its terms and its processing can be documented so that what took place in the negotiation process becomes more clear if some later inquiry turns on the conduct of earlier pretrial negotiations."
We now hold that, as a general rule, defense counsel has the duty to communicate
Here, the district court made a factual finding that no formal offer was made on December 16, 2009. In a postconviction case, the findings of the district court will not be disturbed unless they are clearly erroneous.
The alleged December 16, 2009, conversation was never formalized in writing. It was made in passing, and key details such as the charges to which Alfredson would plead were not discussed. This is in direct contrast to the September plea bargain offer, which was made in writing and contained all relevant terms of the agreement.
Both trial counsel and the county attorney testified that they did not believe the discussion constituted an offer. The county attorney testified that it is a normal occurrence for him to discuss the possibility of future plea bargains with defense counsel. However, he testified that under Nebraska law, he is not allowed to offer a plea bargain without first consulting with the victim.
In sum, we conclude the district court was not clearly erroneous in its finding that there was not a formal offer made on December 16, 2009. The overwhelming weight of the evidence presented at the evidentiary hearing establishes that neither the State nor trial counsel for Alfredson believed the courthouse discussion constituted a formal offer. Without a formal offer being made, trial counsel could not have been deficient in failing to disclose it to Alfredson. Alfredson has failed to present sufficient evidence to overcome the presumption that his trial counsel acted reasonably.
For the foregoing reasons, we affirm the judgment of the district court.
AFFIRMED.
Cassel, J., not participating.