Cassel, J.
Castellar Partners LLC (Castellar) appeals from a purported final judgment dismissing 1 claim, but retaining 10 other claims. The district court concluded that due to a forum selection clause, the claim for breach of contract was required to be litigated in New South Wales, Australia. And it certified the dismissal of that claim as a final judgment pursuant to Neb.Rev. Stat. § 25-1315(1) (Reissue 2008). However,
According to Castellar's amended complaint, it was retained in 2009 by the appellees (collectively AMP parties) to review a "hedge fund portfolio" and the services being provided by another advisor. The AMP parties, which are interrelated, include:
• AMP Limited (AMP)—a "multibillion dollar Australian asset manager";
• AMP Capital Investors (US) Limited (AMP US)—a subsidiary of AMP, incorporated in Delaware;
• AMP Capital Investors Limited (AMPCI)—a second subsidiary of AMP, incorporated in Australia; and
• AMP Capital Alternative Defensive Fund—the hedge fund portfolio managed by AMP and its subsidiaries, involved in "high risk and high return investments."
In its review of the fund, Castellar identified governance and compliance failures and irregularities contributing to losses of "hundreds of millions of dollars over many months." Castellar informed the AMP parties of its findings, and the AMP parties sought Castellar's assistance in resolving the issues it had identified. The AMP parties further sought to remove the acting advisor, and Castellar helped negotiate a settlement with the advisor over several matters, including unpaid fees.
In consideration of Castellar's services, the AMP parties promised Castellar a "substantial monetary reward" that included the opportunity to be "partners ... in building a global business." Additionally, the AMP parties offered Castellar "customary hedge fund performance fees" and fees from the development of a new investment product.
In December 2009, Castellar and AMPCI executed an "Advisory Agreement." According to Castellar, the agreement was "one of a series of agreements which ... would transition into a proper hedge fund advisory contract and global business partnership." Under the agreement, Castellar was required to "provide investment advisory services" regarding the fund in exchange for fees amounting to a one-time payment of $562,500 and an annual retainer of $1 million.
However, the formation of the global business partnership apparently never occurred and the AMP parties terminated their relationship with Castellar in October 2010. Castellar filed suit and alleged that the AMP parties had "recklessly and willfully" misled it in order to obtain its services with regard to the fund. As indicated above, Castellar asserted 11 causes of action. With respect to the advisory agreement, Castellar alleged that the AMP parties had breached the agreement by failing to provide proper notice of termination. And Castellar alleged that such failure had caused it to sustain damages in the amount of $250,000.
AMP U.S. moved to dismiss on the basis of lack of personal jurisdiction. But rather than proceeding on the motion, the parties entered into a stipulation that AMP U.S. would withdraw the motion and that the AMP parties would not contest personal jurisdiction. However, they reserved the right to assert that any claim involving the advisory agreement was required to be litigated in New South Wales.
In the advisory agreement, Castellar and AMPCI specified that all disputes would be subject to the
And they further agreed that the "Governing law" would be the "law in force in the place stated in the Details." The "Details" stated that the governing law was the law of New South Wales. But Castellar argues that the details did not contain an additional statement as to jurisdiction.
The AMP parties moved to dismiss Castellar's claim for breach of the advisory agreement. After multiple hearings, the district court granted their request. The court first determined that AMP, AMP US, and the fund were not signatories to the agreement. It concluded that the only parties to the agreement were Castellar and AMPCI. And as to AMPCI, the court found that a "reasonable interpretation" of the agreement required all disputes to be litigated in New South Wales and to be governed by its laws.
After the dismissal of its claim for breach of the agreement, Castellar moved for certification of a final judgment pursuant to § 25-1315(1). On May 15, 2014, the district court sustained the motion, but it set forth no findings or analysis and merely repeated the statutory language that "there is no just reason for delay."
Castellar assigns, restated, that the district court erred in (1) determining that the advisory agreement contained an enforceable forum selection clause, (2) failing to find that the advisory agreement was ambiguous and to consider the parties' intentions, (3) failing to find that the forum selection clause was permissive, and (4) rejecting its claim that New South Wales would be a substantially less convenient forum.
A jurisdictional question which does not involve a factual dispute is determined by an appellate court as a matter of law.
In its assignments of error, Castellar generally asserts that the district court improperly construed the advisory agreement in determining that it contained an enforceable forum selection clause. It contends that the agreement did not specify an exclusive forum in which to litigate disputes or, in the alternative, that any such provision was unenforceable.
However, we do not consider the merits of Castellar's arguments. Before reaching the legal issues presented for review, it is the duty of an appellate court to determine whether it has jurisdiction over the matter before it.
In Cerny v. Todco Barricade Co.,
There are three elements constituting a § 25-1315(1) certification. With the enactment of § 25-1315(1), one may bring an appeal pursuant to such section only when (1) multiple causes of action or multiple parties are present, (2) the court enters a final order within the meaning of Neb.Rev.Stat. § 25-1902 (Reissue 2008) as to one or more but fewer than all of the causes of action or parties, and (3) the trial court expressly directs the entry of such final order and expressly determines that there is no just reason for delay of an immediate appeal.
However, as we explained in Cerny, § 25-1315(1) was intended to prevent interlocutory appeals, not make them easier.
In determining whether certification is warranted, a trial court must take into account judicial administrative interests as well as the equities involved.
In the case at bar, Castellar's suit clearly involved multiple parties. And the district court's dismissal of Castellar's claim for breach of the advisory agreement was a final order within the meaning of § 25-1902 as the ultimate disposition of an individual claim for relief.
However, contrary to our express direction in Cerny, the district court failed to make specific findings in support of its § 25-1315(1) determination. "When a trial court concludes that entry of judgment under § 25-1315(1) is appropriate, it should ordinarily make specific findings setting forth the reasons for its order .... It is difficult to review the trial court's exercise of discretion when the court does not explain its reasoning."
Thus, without specific findings, we must review the record for some indication of a "`pressing, exceptional need for immediate appellate intervention, or grave injustice of the sort remediable only by allowing an appeal to be taken forthwith, or dire hardship of a unique kind.'"
In its request for certification of a final judgment, Castellar alleged that its 11 causes of action involved the "same parties, similar issues, and related facts." As we explained in Cerny, the presence of overlapping claims counsels against certification, not in favor of it.
The law disfavors piecemeal appeals, and multiple appeals interfere with efficient judicial administration and impose on the parties costs and risks associated with protracted litigation.
Without specific findings to guide our review of the district court's § 25-1315(1) determination, we find no basis to conclude that this was the "unusual case" warranting the proliferation of piecemeal appeals. And the interrelatedness of Castellar's claims counsels against certification. We therefore conclude that the district court abused its discretion in certifying the dismissal of Castellar's claim for breach of the advisory agreement as a final judgment. Thus, we vacate the provision of the court's May 15, 2014, order purporting to certify a final judgment and dismiss the appeal for lack of jurisdiction.
ORDER VACATED IN PART, AND APPEAL DISMISSED.